Prospect CapitalPSEC
13F holders, Q4 2024 (December 31)239holders +13
37new positions
29sold out
3famous investors
$4.32avg. 13F price*
At the end of Q4 2024, 239 institutions reported holding Prospect Capital Corp. (PSEC) in their 13F filings, up 13 from Q3 2024. 37 opened new positions and 29 sold out. The largest holders were Van Eck Associates Corp. ($35.0M), Legal & General Group Plc ($12.5M) and Morgan Stanley ($11.1M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Prospect Capital Corp.
- CUSIP
- 74348T102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 37 | $21.1M |
| Exits | 29 | $18.9M |
All 13F filers, Q3 2024 → Q4 2024: 14,259,409 shares bought and 7,240,718 shares sold, net +7,018,691 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 239 holders
| Van Eck Associates Corp. | 0.05% | Reduce -9.1% | 8,127,617 | $35.0M |
| Legal & General Group Plc | 0.00% | Reduce -5.0% | 2,898,651 | $12.5M |
| Morgan Stanley | 0.00% | Add +17.1% | 2,580,006 | $11.1M |
| Balyasny Asset Management L.P. | 0.03% | Add +6177.6% | 2,478,914 | $10.7M |
| Thomas J. Herzfeld Advisors, Inc. | 2.53% | New | 1,828,411 | $7.9M |
| Commonwealth Equity Services, LLC | 0.01% | Add +9.1% | 1,498,346 | $6.5M |
| BlackRock, Inc. | 0.00% | Add +20.1% | 1,480,300 | $6.4M |
| UBS Group AG | 0.00% | Add +265.8% | 1,274,088 | $5.5M |
| LPL Financial LLC | 0.00% | Reduce -1.6% | 988,657 | $4.3M |
| Envestnet Asset Management Inc. | 0.00% | Add +4160.3% | 946,648 | $4.1M |
| XML Financial, LLC | 0.37% | Reduce -53.7% | 946,006 | $4.1M |
| Raymond James Financial Inc. | 0.00% | — | 795,862 | $3.4M |
| Susquehanna International Group, LLP | 0.01% | Add +98.5% | 790,032 | $3.4M |
| BI Asset Management Fondsmaeglerselskab A/S | 0.03% | Add +49.4% | 707,827 | $3.1M |
| Two Sigma Investments, LP | 0.01% | Add +115.9% | 684,812 | $3.0M |
| Northern Trust Corp. | 0.00% | Add +1.1% | 598,848 | $2.6M |
| LSV Asset Management | 0.01% | No change | 563,735 | $2.4M |
| Jane Street Group, LLC | 0.00% | Add +498.7% | 539,232 | $2.3M |
| HRT Financial LP | 0.01% | New | 514,885 | $2.2M |
| Naviter Wealth, LLC | 0.27% | New | 508,914 | $2.2M |
| TrueMark Investments, LLC | 0.69% | Reduce -32.0% | 501,917 | $2.2M |
| Independent Financial Group, LLC | 0.06% | Add +116.1% | 405,438 | $1.7M |
| Private Advisor Group, LLC | 0.01% | Add +1042.1% | 385,332 | $1.7M |
| DNB Asset Management AS | 0.01% | Add +3.1% | 383,942 | $1.7M |
| Citadel Advisors | 0.00% | Add +1221.8% | 373,780 | $1.6M |
| Palogic Value Management, L.P. | 0.62% | Add +50.8% | 351,294 | $1.5M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -9.3% | 343,073 | $1.5M |
| D.A. Davidson & Co. | 0.01% | Add +14.6% | 342,831 | $1.5M |
| Trexquant Investment LP | 0.02% | New | 331,608 | $1.4M |
| Two Sigma Advisers, LP | 0.00% | Add +1149.4% | 313,600 | $1.4M |
| Virtus Advisers, LLC | 0.49% | Add +38.2% | 279,372 | $1.2M |
| Goldman Sachs Group Inc. | 0.00% | Add +213.0% | 271,895 | $1.2M |
| Millennium Management | 0.00% | New | 270,533 | $1.2M |
| TCFG Wealth Management, LLC | 0.59% | Add +1.7% | 269,580 | $1.2M |
| BNP Paribas Financial Markets | 0.00% | Add +90.4% | 259,449 | $1.1M |
| Group One Trading LLC | 0.04% | Add +88.9% | 258,853 | $1.1M |
| Choreo, LLC | 0.02% | New | 252,737 | $1.1M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -7.0% | 248,301 | $1.1M |
| Brevan Howard Capital Management LP | 0.03% | Add +1161.6% | 247,658 | $1.1M |
| Cetera Investment Advisers | 0.00% | Reduce -21.3% | 224,026 | $966K |
| Osaic Holdings, Inc. | 0.00% | Reduce -21.2% | 223,382 | $962K |
| Kestra Private Wealth Services, LLC | 0.02% | Add +0.9% | 209,255 | $902K |
| Virtu Financial LLC | 0.05% | Add +25.9% | 205,041 | $884K |
| Truist Financial Corp. | 0.00% | Add +0.4% | 190,288 | $820K |
| Garner Asset Management Corp | 0.37% | Reduce -8.4% | 97,583 | $817K |
| ExodusPoint Capital Management, LP | 0.01% | New | 183,854 | $792K |
| Advisors Asset Management, Inc. | 0.01% | Reduce -40.0% | 182,430 | $786K |
| Stifel Financial Corp. | 0.00% | Add +2.4% | 175,217 | $755K |
| International Assets Investment Management, LLC | 0.06% | Reduce -0.3% | 173,914 | $755K |
| XTX Topco Ltd | 0.06% | Add +943.9% | 172,329 | $743K |
| Creative Planning | 0.00% | Add +0.5% | 169,706 | $731K |
| Bank of America Corp. | 0.00% | Add +184.7% | 168,906 | $728K |
| Wells Fargo & Company | 0.00% | Reduce -29.7% | 167,516 | $722K |
| Cubist Systematic Strategies, LLC | 0.01% | New | 160,882 | $693K |
| Kovack Advisors, Inc. | 0.06% | Add +1.9% | 145,095 | $625K |
| SMH Capital Advisors Inc. | 1.50% | Reduce -0.7% | 144,652 | $623K |
| Squarepoint Ops LLC | 0.00% | Add +33.3% | 137,288 | $592K |
| D. E. Shaw & Co. | 0.00% | New | 136,238 | $587K |
| US Bancorp \de | 0.00% | Reduce -27.8% | 130,000 | $560K |
| Alberta Investment Management Corp | 0.00% | No change | 124,900 | $538K |
| Denali Advisors LLC | 0.05% | Reduce -65.3% | 110,138 | $475K |
| CenterBook Partners LP | 0.03% | New | 102,651 | $442K |
| Catalyst Capital Advisors LLC | 0.01% | No change | 95,140 | $410K |
| Ridgeline Wealth, LLC | 0.33% | — | 94,334 | $407K |
| Westwood Holdings Group Inc. | 0.00% | No change | 93,246 | $402K |
| Inspire Investing, LLC | 0.04% | Add +21.2% | 93,199 | $402K |
| Spire Wealth Management | 0.01% | Add +265.2% | 92,144 | $397K |
| Royal Bank of Canada | 0.00% | Add +18.1% | 90,871 | $392K |
| Glenview Trust Co | 0.01% | New | 90,719 | $391K |
| Guggenheim Capital LLC | 0.00% | Add +8.2% | 88,830 | $383K |
| Alpine Global Management, LLC | 0.12% | New | 80,300 | $346K |
| Lido Advisors, LLC | 0.00% | Add +2.0% | 76,929 | $335K |
| Garden State Investment Advisory Services LLC | 0.10% | Reduce -12.8% | 77,448 | $334K |
| Prospera Financial Services Inc | 0.01% | No change | 75,942 | $327K |
| Summit Global Investments | 0.02% | No change | 75,000 | $323K |
| Aquatic Capital Management LLC | 0.01% | Add +518.9% | 73,024 | $315K |
| Philadelphia Trust Co. | 0.02% | Reduce -8.6% | 71,700 | $309K |
| Ameriprise Financial Inc. | 0.00% | Reduce -5.2% | 70,849 | $305K |
| Cerity Partners LLC | 0.00% | New | 70,504 | $304K |
| ProShare Advisors LLC | 0.00% | Add +18.5% | 69,988 | $302K |
| Kathmere Capital Management, LLC | 0.03% | No change | 69,462 | $299K |
| Sigma Planning Corp | 0.01% | Reduce -1.9% | 69,188 | $298K |
| Kestra Advisory Services, LLC | 0.00% | Add +0.1% | 68,522 | $295K |
| Dark Forest Capital Management LP | 0.04% | Add +311.1% | 66,047 | $285K |
| Atria Wealth Solutions, Inc. | 0.00% | Add +158.5% | 63,477 | $274K |
| Mariner, LLC | 0.00% | Reduce -31.9% | 61,397 | $265K |
| Navis Wealth Advisors, LLC | 0.29% | New | 61,112 | $263K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +1.0% | 54,655 | $236K |
| Blair William & Co. | 0.00% | No change | 54,600 | $235K |
| JPMorgan Chase & Co. | 0.00% | Reduce -22.3% | 53,527 | $231K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -88.5% | 49,358 | $213K |
| Barrett & Company, Inc. | 0.09% | Reduce -5.0% | 48,232 | $208K |
| Cherry Creek Investment Advisors, Inc. | 0.10% | Add +199.8% | 47,838 | $206K |
| Csenge Advisory Group | 0.01% | No change | 43,922 | $189K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -2.5% | 42,806 | $184K |
| Simplex Trading, LLC | 0.01% | Add +185.1% | 42,409 | $182K |
| Bessemer Group Inc. | 0.00% | No change | 40,000 | $172K |
| Harbour Investments, Inc. | 0.00% | Add +0.2% | 39,177 | $169K |
| Centiva Capital, LP | 0.01% | New | 37,039 | $160K |
| Empowered Funds, LLC | 0.00% | Add +144.1% | 36,835 | $159K |
| Two Sigma Securities, LLC | 0.03% | Reduce -57.8% | 36,340 | $157K |
| PNC Financial Services Group, Inc. | 0.00% | Add +1.8% | 36,304 | $156K |
| Teamwork Financial Advisors, LLC | 0.02% | Reduce -44.1% | 35,484 | $154K |
| Bank of Montreal | 0.00% | No change | 35,400 | $153K |
| Orion Porfolio Solutions, LLC | 0.00% | Reduce -6.4% | 35,315 | $152K |
| Orion Portfolio Solutions, LLC | 0.00% | Reduce -6.4% | 35,315 | $152K |
| Cadence Bank | 0.01% | Add +3.5% | 34,936 | $151K |
| Strategies Wealth Advisors, LLC | 0.02% | Add +4.9% | 35,608 | $148K |
| Sculati Wealth Management, LLC | 0.06% | Reduce -1.6% | 33,155 | $143K |
| Modern Wealth Management, LLC | 0.01% | Add +9.3% | 32,549 | $140K |
| FWG Investments, LLC. | 0.10% | Reduce -12.0% | 31,349 | $135K |
| Next Level Private LLC | 0.05% | Reduce -35.6% | 31,111 | $134K |
| Concorde Asset Management, LLC | 0.07% | New | 29,250 | $126K |
| Sheaff Brock Investment Advisors, LLC | 0.01% | Reduce -2.6% | 28,508 | $123K |
| WMG Financial Advisors, LLC | 0.05% | Add +22.3% | 27,950 | $120K |
| Dudley Capital Management, LLC | 0.06% | Reduce -2.1% | 27,900 | $120K |
| Claro Advisors Inc. | 0.02% | Reduce -35.9% | 27,165 | $117K |
| Wolverine Trading, LLC | 0.00% | New | 27,375 | $117K |
| Moloney Securities Asset Management, LLC | 0.02% | Reduce -49.0% | 26,761 | $115K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +39.6% | 25,938 | $112K |
| Comerica Bank | 0.00% | Add +2.1% | 25,883 | $112K |
| Ausdal Financial Partners, Inc. | 0.01% | Reduce -35.0% | 25,491 | $110K |
| Focus Partners Advisor Solutions, LLC | 0.00% | Add +21.9% | 25,229 | $109K |
| Sunbelt Securities, Inc. | 0.01% | Reduce -14.0% | 25,084 | $107K |
| Regal Investment Advisors LLC | 0.01% | Reduce -6.0% | 23,281 | $100K |
| J.W. Cole Advisors, Inc. | 0.00% | Reduce -8.9% | 23,159 | $100K |
| Prostatis Group LLC | 0.03% | New | 22,732 | $98K |
| Creative Financial Designs Inc. | 0.01% | Add +3.7% | 22,277 | $96K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -47.0% | 21,458 | $92K |
| Level Four Advisory Services, LLC | 0.00% | Reduce -1.6% | 21,390 | $92K |
| Family Wealth Partners, LLC | 0.04% | Add +52.8% | 21,215 | $91K |
| Stephens Inc. | 0.00% | Reduce -4.6% | 20,717 | $89K |
| EMC Capital Management | 0.05% | Add +107.6% | 20,762 | $89K |
| Cravens & Co Advisors, LLC | 0.07% | New | 20,000 | $86K |
| Oxford Asset Management LLP | 0.04% | New | 19,561 | $84K |
| Great Valley Advisor Group, Inc. | 0.00% | No change | 19,561 | $84K |
| Advisory Services Network, LLC | 0.00% | Reduce -61.0% | 18,288 | $79K |
| Merit Financial Group, LLC | 0.00% | New | 18,266 | $79K |
| Carnegie Lake Advisors LLC | 0.03% | Reduce -21.6% | 18,115 | $78K |
| PFG Investments, LLC | 0.00% | Add +0.3% | 17,686 | $76K |
| AE Wealth Management LLC | 0.00% | New | 17,319 | $75K |
| Comprehensive Money Management Services LLC | 0.06% | — | 16,800 | $72K |
| Kingsview Wealth Management, LLC | 0.00% | Add +3.6% | 16,586 | $71K |
| Wealthfront Advisers LLC | 0.00% | Reduce -27.8% | 16,393 | $71K |
| Global Assets Advisory, LLC | 0.04% | Add +33.4% | 15,998 | $69K |
| Inspire Advisors, LLC | 0.01% | Add +5.5% | 15,957 | $69K |
| Cutter & CO Brokerage, Inc. | 0.02% | Add +27.8% | 15,940 | $69K |
| Sage Capital Management, LLC | 0.03% | No change | 15,500 | $67K |
| First National Bank of Mount Dora, Trust Investment Services | 0.02% | No change | 15,300 | $66K |
| Manufacturers Life Insurance Company, The | 0.00% | Add +1.8% | 15,009 | $65K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +732.0% | 14,560 | $63K |
| Samalin Investment Counsel, LLC | 0.03% | New | 14,500 | $62K |
| Ameriflex Group, Inc. | 0.03% | — | 14,486 | $62K |
| Independent Advisor Alliance | 0.00% | New | 14,420 | $62K |
| Silverlake Wealth Management LLC | 0.02% | Add +10.9% | 14,138 | $61K |
| Wealthcare Advisory Partners LLC | 0.00% | Reduce -5.1% | 14,083 | $61K |
| PFG Advisors | 0.00% | New | 13,260 | $57K |
| MAI Capital Management | 0.00% | Add +12.4% | 13,255 | $57K |
| Detalus Advisors, LLC | 0.02% | No change | 13,000 | $56K |
| Envision Financial Planning, LLC | 0.03% | New | 12,999 | $56K |
| HighTower Advisors, LLC | 0.00% | Reduce -43.0% | 12,894 | $56K |
| MML Investors Services, LLC | 0.00% | Reduce -25.0% | 12,719 | $55K |
| Shufro Rose & Co. LLC | 0.00% | No change | 12,700 | $55K |
| Captrust Financial Advisors | 0.00% | Reduce -11.2% | 12,650 | $55K |
| Moneta Group Investment Advisors LLC | 0.00% | No change | 12,252 | $53K |
| Traynor Capital Management, Inc. | 0.00% | Add +14.9% | 12,129 | $52K |
| Townsquare Capital LLC | 0.00% | New | 12,097 | $52K |
| Arkadios Wealth Advisors | 0.00% | No change | 11,901 | $51K |
| Farther Finance Advisors, LLC | 0.00% | No change | 11,520 | $50K |
| Strategic Financial Concepts, LLC | 0.01% | Reduce -46.2% | 11,400 | $49K |
| &partners | 0.00% | Add +3.8% | 10,993 | $48K |
| Jain Global LLC | 0.00% | — | 10,391 | $45K |
| Nomura Asset Management Co. Ltd. | 0.00% | New | 10,221 | $44K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -19.8% | 10,118 | $44K |
| Corient Private Wealth LP | 0.00% | Reduce -61.3% | 10,135 | $44K |
| AGH Wealth Advisors, LLC | 0.04% | — | 10,000 | $43K |
| Wedbush Securities Inc. | 0.00% | New | 10,019 | $43K |
| Parallel Advisors, LLC | 0.00% | Reduce -2.3% | 9,768 | $42K |
| Aventura Private Wealth, LLC | 0.02% | — | 9,412 | $41K |
| Private Trust Co. NA | 0.00% | No change | 8,401 | $36K |
| CNB Bank | 0.01% | No change | 7,500 | $32K |
| Jones Financial Companies LLLP | 0.00% | Add +16.9% | 7,125 | $31K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 7,036 | $30K |
| Signaturefd, LLC | 0.00% | Add +1.6% | 6,011 | $26K |
| Asset Dedication, LLC | 0.00% | No change | 5,880 | $25K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 5,372 | $23K |
| Founders Capital Management | 0.01% | No change | 4,000 | $17K |
| Avion Wealth | 0.00% | Add +3.5% | 4,125 | $17K |
| Global Retirement Partners, LLC | 0.00% | Add +14.5% | 3,609 | $16K |
| AdvisorNet Financial, Inc | 0.00% | Add +80.0% | 3,569 | $15K |
| Activest Wealth Management | 0.00% | No change | 3,300 | $14K |
| Geneos Wealth Management Inc. | 0.00% | No change | 2,300 | $10K |
| New Wave Wealth Advisors LLC | 0.00% | New | 2,199 | $9K |
| Cypress Capital Management LLC (WY) | 0.01% | Add +3.5% | 2,029 | $9K |
| BankPlus Trust Department | 0.00% | — | 2,023 | $9K |
| Coppell Advisory Solutions LLC | 0.00% | Add +3.5% | 1,856 | $8K |
| Van Hulzen Asset Management, LLC | 0.00% | New | 1,807 | $8K |
| Exchange Traded Concepts, LLC | 0.00% | New | 1,751 | $8K |
| Webster Bank, N. A. | 0.00% | No change | 1,620 | $7K |
| Semmax Financial Advisors Inc. | 0.00% | No change | 1,480 | $7K |
| Huntington National Bank | 0.00% | Reduce -11.6% | 1,500 | $6K |
| Bokf, NA | 0.00% | No change | 1,222 | $5K |
| Gables Capital Management Inc. | 0.00% | No change | 1,000 | $4K |
| Headlands Technologies LLC | 0.00% | New | 939 | $4K |
| IFP Advisors, Inc | 0.00% | Add +20.9% | 907 | $4K |
| Blue Trust, Inc. | 0.00% | Reduce -73.8% | 865 | $4K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +22.6% | 813 | $4K |
| Allworth Financial LP | 0.00% | New | 787 | $3K |
| Natixis | 0.00% | Add +4.6% | 791 | $3K |
| Larson Financial Group LLC | 0.00% | Add +3.0% | 659 | $3K |
| LRI Investments, LLC | 0.00% | No change | 638 | $3K |
| Legacy Investment Solutions, LLC | 0.00% | No change | 639 | $3K |
| Legacy Wealth Managment, LLC | 0.00% | No change | 639 | $3K |
| Cape Investment Advisory, Inc. | 0.00% | No change | 559 | $2K |
| West Branch Capital LLC | 0.00% | Reduce -75.2% | 500 | $2K |
| Cwm, LLC | 0.00% | Reduce -97.0% | 571 | $2K |
| Central Pacific Bank - Trust Division | 0.00% | No change | 428 | $2K |
| EverSource Wealth Advisors, LLC | 0.00% | Reduce -90.2% | 405 | $2K |
| Hilltop National Bank | 0.00% | No change | 380 | $2K |
| Quadrant Capital Group LLC | 0.00% | No change | 366 | $2K |
| Decker Retirement Planning Inc. | 0.00% | — | 350 | $2K |
| Horizon Investments, LLC | 0.00% | New | 264 | $1K |
| West Financial Advisors, LLC | 0.00% | New | 256 | $1K |
| Peoples Financial Services Corp. | 0.00% | No change | 205 | $881 |
| Principal Securities, Inc. | 0.00% | Reduce -93.0% | 151 | $651 |
| Heritage Wealth Advisors | 0.00% | No change | 100 | $431 |
| Hexagon Capital Partners LLC | 0.00% | Reduce -64.8% | 99 | $427 |
| Barclays PLC | 0.00% | No change | 89 | $384 |
| Lindbrook Capital, LLC | 0.00% | Reduce -97.6% | 66 | $284 |
| NewEdge Advisors, LLC | 0.00% | Reduce -91.1% | 60 | $259 |
| GPS Wealth Strategies Group, LLC | 0.00% | New | 25 | $108 |
| Frazier Financial Advisors, LLC | 0.00% | Add +6.7% | 16 | $68 |
| Millstone Evans Group, LLC | 0.00% | — | 13 | $58 |
| Citigroup Inc. | 0.00% | No change | 10 | $43 |
| Danske Bank A/S | 0.00% | Add +33.3% | 8 | $34 |
| ORG Partners LLC | 0.00% | No change | 5 | $25 |
| Caitong International Asset Management Co., Ltd | 0.00% | — | 4 | $17 |
| FMR LLC | 0.00% | Add +100.0% | 2 | $9 |
| Smithfield Trust Co | 0.00% | No change | 47 | $0 |
"% of holder's portfolio" is PSEC's weight in each manager's 13F, not the share of Prospect Capital Corp. the manager owns.