Alps Strategic Income FundRIGSETF
13F holders, Q3 2024 (September 30)40holders +1
6new positions
4sold out
$23.47avg. 13F price*
At the end of Q3 2024, 40 institutions reported holding Alps Strategic Income Fund (RIGS) in their 13F filings, up 1 from Q2 2024. 6 opened new positions and 4 sold out. The largest holders were Morgan Stanley ($7.0M), LPL Financial LLC ($6.9M) and Elevated Capital Advisors, LLC ($6.4M).
- Company
- Alps Strategic Income Fund
- Filed as
- ALPS ETF TR (Q3 2024)
- CUSIP
- 00162Q783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $1.6M |
| Exits | 4 | $2.6M |
All 13F filers, Q2 2024 → Q3 2024: 137,262 shares bought and 453,247 shares sold, net −315,985 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 40 holders
| Morgan Stanley | 0.00% | Add +11.1% | 300,239 | $7.0M |
| LPL Financial LLC | 0.00% | Add +3.9% | 295,051 | $6.9M |
| Elevated Capital Advisors, LLC | 1.71% | Reduce -50.9% | 273,868 | $6.4M |
| RiverFront Investment Group, LLC | 0.11% | Reduce -1.0% | 202,718 | $4.8M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -4.0% | 113,194 | $2.7M |
| Certified Advisory Corp | 0.29% | Reduce -3.4% | 111,885 | $2.6M |
| Prospera Financial Services Inc | 0.05% | Reduce -1.4% | 87,391 | $2.1M |
| Meridian Financial Advisors, LLC | 1.36% | Add +2.5% | 86,583 | $2.0M |
| Arkansas Financial Group, Inc. | 0.31% | Add +15.2% | 80,947 | $1.9M |
| Truist Financial Corp. | 0.00% | Reduce -10.1% | 65,995 | $1.5M |
| Koshinski Asset Management, Inc. | 0.13% | Add +6.1% | 65,384 | $1.5M |
| Baird Financial Group, Inc. | 0.00% | No change | 51,067 | $1.2M |
| Royal Bank of Canada | 0.00% | Add +10.4% | 44,014 | $1.0M |
| Goldman Sachs Group Inc. | 0.00% | New | 41,807 | $982K |
| Private Advisor Group, LLC | 0.01% | Add +0.1% | 41,636 | $978K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -0.7% | 37,966 | $891K |
| Osaic Holdings, Inc. | 0.00% | Add +18.3% | 33,431 | $785K |
| Cetera Investment Advisers | 0.00% | Reduce -2.5% | 29,774 | $699K |
| Ausdal Financial Partners, Inc. | 0.07% | Add +0.9% | 28,338 | $665K |
| IFG Advisory, LLC | 0.04% | Add +1.0% | 24,573 | $577K |
| Wolf Group Capital Advisors | 0.27% | New | 24,615 | $559K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -12.2% | 21,743 | $510K |
| Equitable Holdings, Inc. | 0.00% | Add +1.3% | 21,109 | $496K |
| PFG Advisors | 0.03% | Reduce -16.5% | 17,702 | $416K |
| TAP Consulting, LLC | 0.08% | No change | 17,652 | $414K |
| Sanctuary Advisors, LLC | 0.00% | Reduce -1.6% | 16,928 | $388K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Reduce -49.1% | 16,323 | $383K |
| Laraway Financial Advisors Inc | 0.26% | Reduce -0.6% | 13,995 | $329K |
| Opal Wealth Advisors, LLC | 0.08% | Reduce -16.5% | 11,251 | $264K |
| UBS Group AG | 0.00% | Reduce -59.3% | 5,863 | $138K |
| Farther Finance Advisors, LLC | 0.00% | Add +26.9% | 3,745 | $88K |
| MGB Wealth Management, LLC | 0.02% | No change | 2,859 | $67K |
| Geneos Wealth Management Inc. | 0.00% | No change | 2,000 | $47K |
| GAMMA Investing LLC | 0.00% | New | 1,591 | $37K |
| Guardian Wealth Advisors, LLC / NC | 0.00% | No change | 1,000 | $23K |
| Global Retirement Partners, LLC | 0.00% | No change | 634 | $15K |
| Avior Wealth Management, LLC | 0.00% | New | 532 | $12K |
| NewEdge Advisors, LLC | 0.00% | No change | 194 | $5K |
| Wells Fargo & Company | 0.00% | New | 57 | $1K |
| FMR LLC | 0.00% | New | 8 | $188 |
"% of holder's portfolio" is RIGS's weight in each manager's 13F, not the share of Alps Strategic Income Fund the manager owns.