Alps Strategic Income FundRIGSETF
13F holders, Q3 2025 (September 30)44holders +1
3new positions
2sold out
$23.28avg. 13F price*
At the end of Q3 2025, 44 institutions reported holding Alps Strategic Income Fund (RIGS) in their 13F filings, up 1 from Q2 2025. 3 opened new positions and 2 sold out. The largest holders were Morgan Stanley ($13.4M), LPL Financial LLC ($7.9M) and Alps Advisors Inc. ($6.9M).
- Company
- Alps Strategic Income Fund
- Filed as
- ALPS ETF TR (Q3 2025)
- CUSIP
- 00162Q783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $555K |
| Exits | 2 | $804K |
All 13F filers, Q2 2025 → Q3 2025: 219,280 shares bought and 71,418 shares sold, net +147,862 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 44 holders
| Morgan Stanley | 0.00% | Add +1.3% | 574,967 | $13.4M |
| LPL Financial LLC | 0.00% | Add +0.6% | 339,802 | $7.9M |
| Alps Advisors Inc. | 0.04% | Reduce -3.2% | 296,730 | $6.9M |
| Savvy Advisors, Inc. | 0.16% | Add +97.8% | 153,253 | $3.6M |
| Prospera Financial Services Inc | 0.06% | Add +3.4% | 144,629 | $3.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +1.1% | 121,937 | $2.8M |
| Arkansas Financial Group, Inc. | 0.42% | Add +1.8% | 121,783 | $2.8M |
| RiverFront Investment Group, LLC | 0.04% | Reduce -4.3% | 107,971 | $2.5M |
| Royal Bank of Canada | 0.00% | Add +122.3% | 105,717 | $2.5M |
| Meridian Financial Advisors, LLC | 1.22% | Add +1.4% | 93,236 | $2.2M |
| Truist Financial Corp. | 0.00% | Reduce -2.6% | 81,059 | $1.9M |
| Private Advisor Group, LLC | 0.01% | Add +53.0% | 71,968 | $1.7M |
| Koshinski Asset Management, Inc. | 0.09% | Reduce -7.2% | 53,383 | $1.2M |
| Baird Financial Group, Inc. | 0.00% | No change | 50,365 | $1.2M |
| Janney Montgomery Scott LLC | 0.00% | Reduce -9.1% | 40,575 | $945K |
| Osaic Holdings, Inc. | 0.00% | Add +20.5% | 37,611 | $871K |
| Ausdal Financial Partners, Inc. | 0.04% | Reduce -1.0% | 31,488 | $733K |
| Cetera Investment Advisers | 0.00% | Add +7.7% | 29,755 | $693K |
| Claris Financial LLC | 0.31% | Add +51.1% | 23,656 | $551K |
| IFG Advisory, LLC | 0.02% | Add +2.5% | 22,499 | $524K |
| Raymond James Financial Inc. | 0.00% | Reduce -2.7% | 20,042 | $467K |
| Summit Financial, LLC | 0.01% | No change | 17,652 | $411K |
| Sanctuary Advisors, LLC | 0.00% | Reduce -0.1% | 16,538 | $385K |
| PFG Advisors | 0.02% | Reduce -4.5% | 16,005 | $373K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -2.6% | 14,648 | $341K |
| Laraway Financial Advisors Inc | 0.22% | Add +0.0% | 14,010 | $326K |
| Elevated Capital Advisors, LLC | 0.07% | Reduce -6.7% | 12,943 | $301K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -38.5% | 12,921 | $301K |
| Jane Street Group, LLC | 0.00% | New | 12,175 | $283K |
| D.A. Davidson & Co. | 0.00% | New | 10,454 | $243K |
| Opal Wealth Advisors, LLC | 0.06% | Add +5.1% | 8,968 | $209K |
| YANKCOM Partnership | 0.06% | Reduce -5.5% | 5,907 | $138K |
| MGB Wealth Management, LLC | 0.01% | No change | 2,112 | $49K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -20.0% | 1,600 | $37K |
| GAMMA Investing LLC | 0.00% | No change | 1,591 | $37K |
| Wealthspire Advisors, LLC | 0.00% | New | 1,205 | $28K |
| Global Retirement Partners, LLC | 0.00% | Add +5.4% | 842 | $20K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 595 | $14K |
| Principal Securities, Inc. | 0.00% | No change | 362 | $8K |
| Quest 10 Wealth Builders, Inc. | 0.00% | No change | 166 | $4K |
| UBS Group AG | 0.00% | Reduce -56.0% | 110 | $3K |
| NewEdge Advisors, LLC | 0.00% | No change | 93 | $2K |
| Evolution Wealth Management Inc. | 0.00% | No change | 88 | $2K |
| Wells Fargo & Company | 0.00% | No change | 1 | $12 |
"% of holder's portfolio" is RIGS's weight in each manager's 13F, not the share of Alps Strategic Income Fund the manager owns.