Alps Strategic Income FundRIGSETF
13F holders, Q4 2025 (December 31)38holders −6
0new positions
6sold out
$23.05avg. 13F price*
At the end of Q4 2025, 38 institutions reported holding Alps Strategic Income Fund (RIGS) in their 13F filings, down 6 from Q3 2025. 0 opened new positions and 6 sold out. The largest holders were Morgan Stanley ($7.5M), Alps Advisors Inc. ($6.8M) and Prospera Financial Services Inc ($3.4M).
- Company
- Alps Strategic Income Fund
- Filed as
- ALPS ETF TR (Q4 2025)
- CUSIP
- 00162Q783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 6 | $3.2M |
All 13F filers, Q3 2025 → Q4 2025: 58,653 shares bought and 799,677 shares sold, net −741,024 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 38 holders
| Morgan Stanley | 0.00% | Reduce -43.5% | 324,993 | $7.5M |
| Alps Advisors Inc. | 0.04% | No change | 296,730 | $6.8M |
| Prospera Financial Services Inc | 0.06% | Add +2.3% | 147,977 | $3.4M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -7.1% | 113,235 | $2.6M |
| RiverFront Investment Group, LLC | 0.04% | Reduce -0.1% | 107,890 | $2.5M |
| Royal Bank of Canada | 0.00% | Reduce -3.4% | 102,096 | $2.4M |
| Meridian Financial Advisors, LLC | 1.17% | Add +0.1% | 93,379 | $2.2M |
| Truist Financial Corp. | 0.00% | Reduce -1.7% | 79,675 | $1.8M |
| Private Advisor Group, LLC | 0.01% | Add +2.1% | 73,513 | $1.7M |
| LPL Financial LLC | 0.00% | Reduce -78.7% | 72,368 | $1.7M |
| Jane Street Group, LLC | 0.00% | Add +362.4% | 56,302 | $1.3M |
| Savvy Advisors, Inc. | 0.04% | Reduce -63.7% | 55,626 | $1.3M |
| Baird Financial Group, Inc. | 0.00% | No change | 50,365 | $1.2M |
| Janney Montgomery Scott LLC | 0.00% | Add +15.4% | 46,828 | $1.1M |
| Koshinski Asset Management, Inc. | 0.06% | Reduce -28.6% | 38,120 | $879K |
| Osaic Holdings, Inc. | 0.00% | Reduce -6.4% | 35,199 | $811K |
| Ausdal Financial Partners, Inc. | 0.04% | Add +5.5% | 33,234 | $766K |
| Cetera Investment Advisers | 0.00% | Add +4.9% | 31,226 | $720K |
| IFG Advisory, LLC | 0.02% | Reduce -4.2% | 21,548 | $497K |
| Claris Financial LLC | 0.26% | Reduce -11.8% | 20,862 | $481K |
| Raymond James Financial Inc. | 0.00% | Reduce -9.5% | 18,140 | $418K |
| Sanctuary Advisors, LLC | 0.00% | Add +0.1% | 16,553 | $382K |
| Summit Financial, LLC | 0.01% | Reduce -8.6% | 16,133 | $372K |
| PFG Advisors | 0.02% | Reduce -7.2% | 14,854 | $342K |
| Laraway Financial Advisors Inc | 0.21% | Add +0.0% | 14,015 | $323K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -8.0% | 13,481 | $311K |
| Elevated Capital Advisors, LLC | 0.07% | Reduce -0.7% | 12,855 | $296K |
| D.A. Davidson & Co. | 0.00% | No change | 10,454 | $241K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -35.0% | 8,393 | $193K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,600 | $37K |
| GAMMA Investing LLC | 0.00% | No change | 1,591 | $37K |
| MGB Wealth Management, LLC | 0.01% | Reduce -35.2% | 1,368 | $32K |
| Global Retirement Partners, LLC | 0.00% | No change | 842 | $19K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 595 | $14K |
| Quest 10 Wealth Builders, Inc. | 0.00% | No change | 166 | $4K |
| NewEdge Advisors, LLC | 0.00% | No change | 93 | $2K |
| Evolution Wealth Management Inc. | 0.00% | No change | 88 | $2K |
| Wells Fargo & Company | 0.00% | No change | 1 | $12 |
"% of holder's portfolio" is RIGS's weight in each manager's 13F, not the share of Alps Strategic Income Fund the manager owns.