Alps Strategic Income FundRIGSETF
13F holders, Q1 2026 (March 31)39holders +1
5new positions
2sold out
$22.86avg. 13F price*
At the end of Q1 2026, 39 institutions reported holding Alps Strategic Income Fund (RIGS) in their 13F filings, up 1 from Q4 2025. 5 opened new positions and 2 sold out. The largest holders were Alps Advisors Inc. ($9.8M), Morgan Stanley ($3.7M) and Prospera Financial Services Inc ($3.3M).
- Company
- Alps Strategic Income Fund
- Filed as
- ALPS ETF TR (Q1 2026)
- CUSIP
- 00162Q783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $1.4M |
| Exits | 2 | $807K |
All 13F filers, Q4 2025 → Q1 2026: 214,472 shares bought and 364,624 shares sold, net −150,152 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 39 holders
| Alps Advisors Inc. | 0.05% | Add +43.8% | 426,610 | $9.8M |
| Morgan Stanley | 0.00% | Reduce -50.5% | 160,954 | $3.7M |
| Prospera Financial Services Inc | 0.05% | Reduce -2.6% | 144,064 | $3.3M |
| Envestnet Asset Management Inc. | 0.00% | Add +2.9% | 116,545 | $2.7M |
| RiverFront Investment Group, LLC | 0.04% | Reduce -0.6% | 107,273 | $2.5M |
| Meridian Financial Advisors, LLC | 1.15% | Reduce -1.2% | 92,260 | $2.1M |
| Truist Financial Corp. | 0.00% | Reduce -2.9% | 77,389 | $1.8M |
| Private Advisor Group, LLC | 0.01% | Add +1.7% | 74,789 | $1.7M |
| LPL Financial LLC | 0.00% | Reduce -26.6% | 53,139 | $1.2M |
| Baird Financial Group, Inc. | 0.00% | No change | 50,365 | $1.2M |
| Janney Montgomery Scott LLC | 0.00% | Add +7.6% | 50,378 | $1.2M |
| Royal Bank of Canada | 0.00% | Reduce -53.6% | 47,363 | $1.1M |
| Savvy Advisors, Inc. | 0.02% | Reduce -28.6% | 39,700 | $907K |
| Ausdal Financial Partners, Inc. | 0.04% | Add +15.3% | 38,336 | $876K |
| Koshinski Asset Management, Inc. | 0.05% | Reduce -0.1% | 38,090 | $871K |
| Cetera Investment Advisers | 0.00% | Add +8.1% | 33,748 | $771K |
| GTS Securities LLC | 0.02% | New | 25,793 | $590K |
| Susquehanna International Group, LLP | 0.00% | New | 25,022 | $572K |
| Jane Street Group, LLC | 0.00% | Reduce -63.1% | 20,766 | $475K |
| Claris Financial LLC | 0.25% | Reduce -4.2% | 19,979 | $457K |
| Raymond James Financial Inc. | 0.00% | Reduce -5.8% | 17,090 | $391K |
| Kestra Advisory Services, LLC | 0.00% | Add +103.0% | 17,038 | $389K |
| Sanctuary Advisors, LLC | 0.00% | Reduce -1.6% | 16,283 | $372K |
| Summit Financial, LLC | 0.00% | No change | 16,133 | $369K |
| Laraway Financial Advisors Inc | 0.23% | Add +0.0% | 14,018 | $320K |
| PFG Advisors | 0.01% | Reduce -16.9% | 12,337 | $282K |
| Elevated Capital Advisors, LLC | 0.06% | Reduce -16.7% | 10,713 | $245K |
| D.A. Davidson & Co. | 0.00% | No change | 10,454 | $239K |
| Osaic Holdings, Inc. | 0.00% | Reduce -71.8% | 9,934 | $227K |
| Opal Wealth Advisors, LLC | 0.04% | New | 7,995 | $183K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,600 | $37K |
| GAMMA Investing LLC | 0.00% | No change | 1,591 | $36K |
| Harbour Investments, Inc. | 0.00% | New | 1,189 | $27K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 595 | $14K |
| Cwm, LLC | 0.00% | New | 185 | $4K |
| Quest 10 Wealth Builders, Inc. | 0.00% | No change | 166 | $4K |
| NewEdge Advisors, LLC | 0.00% | No change | 93 | $2K |
| Evolution Wealth Management Inc. | 0.00% | Reduce -45.5% | 48 | $1K |
| Wells Fargo & Company | 0.00% | No change | 1 | $11 |
"% of holder's portfolio" is RIGS's weight in each manager's 13F, not the share of Alps Strategic Income Fund the manager owns.