Alps Strategic Income FundRIGSETF
13F holders, Q4 2024 (December 31)49holders +9
7new positions
3sold out
$23.12avg. 13F price*
At the end of Q4 2024, 49 institutions reported holding Alps Strategic Income Fund (RIGS) in their 13F filings, up 9 from Q3 2024. 7 opened new positions and 3 sold out. The largest holders were LPL Financial LLC ($7.9M), Morgan Stanley ($6.5M) and RiverFront Investment Group, LLC ($4.6M).
- Company
- Alps Strategic Income Fund
- Filed as
- ALPS ETF TR (Q4 2024)
- CUSIP
- 00162Q783
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 7 | $2.3M |
| Exits | 3 | $1.1M |
All 13F filers, Q3 2024 → Q4 2024: 180,114 shares bought and 453,007 shares sold, net −272,893 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 49 holders
| LPL Financial LLC | 0.00% | Add +16.4% | 343,521 | $7.9M |
| Morgan Stanley | 0.00% | Reduce -6.2% | 281,786 | $6.5M |
| RiverFront Investment Group, LLC | 0.10% | Reduce -2.6% | 197,407 | $4.6M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -2.3% | 110,604 | $2.6M |
| Arkansas Financial Group, Inc. | 0.35% | Add +16.6% | 94,370 | $2.2M |
| Prospera Financial Services Inc | 0.05% | Add +1.4% | 88,654 | $2.1M |
| Meridian Financial Advisors, LLC | 1.40% | Add +1.3% | 87,716 | $2.0M |
| Savvy Advisors, Inc. | 0.22% | New | 77,873 | $1.8M |
| Truist Financial Corp. | 0.00% | Reduce -1.4% | 65,097 | $1.5M |
| Koshinski Asset Management, Inc. | 0.12% | Reduce -10.5% | 58,529 | $1.4M |
| Baird Financial Group, Inc. | 0.00% | No change | 51,067 | $1.2M |
| Royal Bank of Canada | 0.00% | Add +5.5% | 46,448 | $1.1M |
| Private Advisor Group, LLC | 0.01% | Add +6.9% | 44,521 | $1.0M |
| Janney Montgomery Scott LLC | 0.00% | Add +5.6% | 40,077 | $927K |
| Osaic Holdings, Inc. | 0.00% | Add +18.8% | 39,707 | $918K |
| Cetera Investment Advisers | 0.00% | Reduce -1.0% | 29,466 | $681K |
| Ausdal Financial Partners, Inc. | 0.06% | Add +0.6% | 28,519 | $660K |
| Oregon Pacific Wealth Management, LLC | 0.65% | — | 28,465 | $658K |
| Claris Financial LLC | 0.39% | — | 25,666 | $594K |
| Wolf Group Capital Advisors | 0.27% | No change | 24,615 | $559K |
| Kestra Advisory Services, LLC | 0.00% | Add +4.5% | 22,713 | $525K |
| IFG Advisory, LLC | 0.03% | Reduce -9.0% | 22,361 | $517K |
| TAP Consulting, LLC | 0.08% | No change | 17,652 | $408K |
| Elevated Capital Advisors, LLC | 0.11% | Reduce -93.6% | 17,512 | $405K |
| PFG Advisors | 0.02% | Reduce -1.2% | 17,489 | $404K |
| Equitable Holdings, Inc. | 0.00% | Reduce -17.5% | 17,407 | $403K |
| Raymond James Financial Inc. | 0.00% | — | 16,773 | $388K |
| Sanctuary Advisors, LLC | 0.00% | Add +0.1% | 16,942 | $386K |
| YANKCOM Partnership | 0.17% | — | 14,127 | $327K |
| Laraway Financial Advisors Inc | 0.25% | Add +0.0% | 13,999 | $324K |
| Financial Counselors Inc. | 0.00% | New | 10,725 | $248K |
| Certified Advisory Corp | 0.02% | Reduce -91.3% | 9,717 | $225K |
| Susquehanna International Group, LLP | 0.00% | New | 9,544 | $221K |
| Opal Wealth Advisors, LLC | 0.07% | Reduce -15.4% | 9,513 | $220K |
| MGB Wealth Management, LLC | 0.01% | Reduce -28.2% | 2,052 | $47K |
| Geneos Wealth Management Inc. | 0.00% | No change | 2,000 | $46K |
| Bank of America Corp. | 0.00% | New | 1,751 | $40K |
| GAMMA Investing LLC | 0.00% | Add +0.6% | 1,601 | $37K |
| Guardian Wealth Advisors, LLC / NC | 0.00% | No change | 1,000 | $23K |
| Global Retirement Partners, LLC | 0.00% | Add +26.0% | 799 | $18K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 595 | $14K |
| Avior Wealth Management, LLC | 0.00% | No change | 532 | $12K |
| Principal Securities, Inc. | 0.00% | New | 253 | $6K |
| Capital A Wealth Management, LLC | 0.01% | — | 170 | $4K |
| Quest 10 Wealth Builders, Inc. | 0.00% | — | 166 | $4K |
| UBS Group AG | 0.00% | Reduce -97.6% | 139 | $3K |
| NewEdge Advisors, LLC | 0.00% | Reduce -57.7% | 82 | $2K |
| Wells Fargo & Company | 0.00% | No change | 57 | $1K |
| JPMorgan Chase & Co. | 0.00% | New | 34 | $809 |
"% of holder's portfolio" is RIGS's weight in each manager's 13F, not the share of Alps Strategic Income Fund the manager owns.