Pgim S&P 500 Buffer 12-SepSEPPETF
13F holders, Q1 2026 (March 31)9holders −1
1new positions
2sold out
$30.01avg. 13F price*
At the end of Q1 2026, 9 institutions reported holding Pgim S&P 500 Buffer 12-Sep (SEPP) in their 13F filings, down 1 from Q4 2025. 1 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($11.3M), Ameritas Advisory Services, LLC ($2.4M) and Commonwealth Equity Services, LLC ($753K).
- Company
- Pgim S&P 500 Buffer 12-Sep
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N791
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $425K |
| Exits | 2 | $169K |
All 13F filers, Q4 2025 → Q1 2026: 124,158 shares bought and 8,759 shares sold, net +115,399 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 9 holders
| Prudential Financial Inc. | 0.01% | Add +37.4% | 375,538 | $11.3M |
| Ameritas Advisory Services, LLC | 0.09% | Reduce -2.4% | 78,598 | $2.4M |
| Commonwealth Equity Services, LLC | 0.00% | Add +8.3% | 25,089 | $753K |
| Old Mission Capital LLC | 0.01% | New | 14,169 | $425K |
| Sanctuary Advisors, LLC | 0.00% | Reduce -15.7% | 7,142 | $214K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +50.6% | 5,569 | $167K |
| Royal Bank of Canada | 0.00% | Add +1042.0% | 3,940 | $118K |
| PNC Financial Services Group, Inc. | 0.00% | Add +9.1% | 3,461 | $104K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 2,457 | $74K |
"% of holder's portfolio" is SEPP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Sep the manager owns.