Pgim S&P 500 Buffer 12-SepSEPPETF
13F holders, Q2 2025 (June 30)7holders +1
1new positions
0sold out
$28.25avg. 13F price*
At the end of Q2 2025, 7 institutions reported holding Pgim S&P 500 Buffer 12-Sep (SEPP) in their 13F filings, up 1 from Q1 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($3.7M), Old Mission Capital LLC ($402K) and Commonwealth Equity Services, LLC ($347K).
- Company
- Pgim S&P 500 Buffer 12-Sep
- Filed as
- PGIM ROCK ETF TR (Q2 2025)
- CUSIP
- 69420N791
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2025 → Q2 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $20K |
| Exits | 0 | $0 |
All 13F filers, Q1 2025 → Q2 2025: 25,444 shares bought, net +25,444 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 7 holders
| Prudential Financial Inc. | 0.00% | Add +14.9% | 131,795 | $3.7M |
| Old Mission Capital LLC | 0.01% | Add +28.8% | 14,214 | $402K |
| Commonwealth Equity Services, LLC | 0.00% | Add +6.4% | 12,273 | $347K |
| Royal Bank of Canada | 0.00% | Add +576.2% | 4,341 | $123K |
| Harbour Investments, Inc. | 0.00% | No change | 900 | $25K |
| UBS Group AG | 0.00% | New | 691 | $20K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 400 | $11K |
"% of holder's portfolio" is SEPP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Sep the manager owns.