Pgim S&P 500 Buffer 12-SepSEPPETF
13F holders, Q4 2024 (December 31)4holders −1
0new positions
1sold out
$26.84avg. 13F price*
At the end of Q4 2024, 4 institutions reported holding Pgim S&P 500 Buffer 12-Sep (SEPP) in their 13F filings, down 1 from Q3 2024. 0 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($2.1M), Royal Bank of Canada ($86K) and Harbour Investments, Inc. ($24K).
- Company
- Pgim S&P 500 Buffer 12-Sep
- Filed as
- PGIM ROCK ETF TR (Q4 2024)
- CUSIP
- 69420N791
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 1 | $455K |
All 13F filers, Q3 2024 → Q4 2024: 21,003 shares bought and 17,247 shares sold, net +3,756 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 4 holders
| Prudential Financial Inc. | 0.00% | Add +29.7% | 78,624 | $2.1M |
| Royal Bank of Canada | 0.00% | Add +1394.9% | 3,199 | $86K |
| Harbour Investments, Inc. | 0.00% | No change | 900 | $24K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 400 | $11K |
"% of holder's portfolio" is SEPP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Sep the manager owns.