Pgim S&P 500 Buffer 12-SepSEPPETF
13F holders, Q3 2025 (September 30)10holders +3
4new positions
1sold out
$29.94avg. 13F price*
At the end of Q3 2025, 10 institutions reported holding Pgim S&P 500 Buffer 12-Sep (SEPP) in their 13F filings, up 3 from Q2 2025. 4 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.5M), Commonwealth Equity Services, LLC ($605K) and Royal Bank of Canada ($292K).
- Company
- Pgim S&P 500 Buffer 12-Sep
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N791
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $576K |
| Exits | 1 | $20K |
All 13F filers, Q2 2025 → Q3 2025: 87,522 shares bought and 6,336 shares sold, net +81,186 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Prudential Financial Inc. | 0.01% | Add +39.3% | 183,636 | $5.5M |
| Commonwealth Equity Services, LLC | 0.00% | Add +64.7% | 20,207 | $605K |
| Royal Bank of Canada | 0.00% | Add +124.9% | 9,762 | $292K |
| Old Mission Capital LLC | 0.01% | Reduce -36.2% | 9,069 | $272K |
| Sanctuary Advisors, LLC | 0.00% | New | 8,476 | $254K |
| Spire Wealth Management | 0.00% | New | 4,046 | $121K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 3,698 | $111K |
| DHJJ Financial Advisors, Ltd. | 0.04% | Add +771.8% | 3,487 | $104K |
| PNC Financial Services Group, Inc. | 0.00% | New | 3,019 | $90K |
| Harbour Investments, Inc. | 0.00% | Reduce -55.6% | 400 | $12K |
"% of holder's portfolio" is SEPP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Sep the manager owns.