Pgim S&P 500 Buffer 12-SepSEPPETF
13F holders, Q1 2025 (March 31)6holders +2
2new positions
0sold out
$26.36avg. 13F price*
At the end of Q1 2025, 6 institutions reported holding Pgim S&P 500 Buffer 12-Sep (SEPP) in their 13F filings, up 2 from Q4 2024. 2 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($3.0M), Commonwealth Equity Services, LLC ($304K) and Old Mission Capital LLC ($291K).
- Company
- Pgim S&P 500 Buffer 12-Sep
- Filed as
- PGIM ROCK ETF TR (Q1 2025)
- CUSIP
- 69420N791
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $595K |
| Exits | 0 | $0 |
All 13F filers, Q4 2024 → Q1 2025: 58,604 shares bought and 2,557 shares sold, net +56,047 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 6 holders
| Prudential Financial Inc. | 0.00% | Add +45.8% | 114,660 | $3.0M |
| Commonwealth Equity Services, LLC | 0.00% | New | 11,532 | $304K |
| Old Mission Capital LLC | 0.01% | New | 11,036 | $291K |
| Harbour Investments, Inc. | 0.00% | No change | 900 | $24K |
| Royal Bank of Canada | 0.00% | Reduce -79.9% | 642 | $17K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 400 | $11K |
"% of holder's portfolio" is SEPP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Sep the manager owns.