Pgim S&P 500 Buffer 12-SepSEPPETF
13F holders, Q3 2024 (September 30)5holders +3
4new positions
1sold out
$26.37avg. 13F price*
At the end of Q3 2024, 5 institutions reported holding Pgim S&P 500 Buffer 12-Sep (SEPP) in their 13F filings, up 3 from Q2 2024. 4 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($1.6M), Old Mission Capital LLC ($455K) and Harbour Investments, Inc. ($24K).
- Company
- Pgim S&P 500 Buffer 12-Sep
- Filed as
- PGIM ROCK ETF TR (Q3 2024)
- CUSIP
- 69420N791
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $495K |
| Exits | 1 | $222K |
All 13F filers, Q2 2024 → Q3 2024: 22,856 shares bought and 8,686 shares sold, net +14,170 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 5 holders
| Prudential Financial Inc. | 0.00% | Add +7.3% | 60,606 | $1.6M |
| Old Mission Capital LLC | 0.01% | New | 17,247 | $455K |
| Harbour Investments, Inc. | 0.00% | New | 900 | $24K |
| DHJJ Financial Advisors, Ltd. | 0.00% | New | 400 | $11K |
| Royal Bank of Canada | 0.00% | New | 214 | $6K |
"% of holder's portfolio" is SEPP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Sep the manager owns.