Pgim S&P 500 Buffer 12-SepSEPPETF
13F holders, Q4 2025 (December 31)10holders
2new positions
2sold out
$30.60avg. 13F price*
At the end of Q4 2025, 10 institutions reported holding Pgim S&P 500 Buffer 12-Sep (SEPP) in their 13F filings, unchanged from Q3 2025. 2 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($8.4M), Ameritas Advisory Services, LLC ($2.5M) and Commonwealth Equity Services, LLC ($709K).
- Company
- Pgim S&P 500 Buffer 12-Sep
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N791
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $2.6M |
| Exits | 2 | $393K |
All 13F filers, Q3 2025 → Q4 2025: 178,326 shares bought and 23,562 shares sold, net +154,764 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Prudential Financial Inc. | 0.01% | Add +48.8% | 273,233 | $8.4M |
| Ameritas Advisory Services, LLC | 0.09% | New | 80,489 | $2.5M |
| Commonwealth Equity Services, LLC | 0.00% | Add +14.6% | 23,160 | $709K |
| Sanctuary Advisors, LLC | 0.00% | No change | 8,476 | $259K |
| Kestra Advisory Services, LLC | 0.00% | New | 5,134 | $157K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 3,698 | $113K |
| PNC Financial Services Group, Inc. | 0.00% | Add +5.1% | 3,172 | $97K |
| DHJJ Financial Advisors, Ltd. | 0.03% | Reduce -29.5% | 2,457 | $75K |
| Harbour Investments, Inc. | 0.00% | No change | 400 | $12K |
| Royal Bank of Canada | 0.00% | Reduce -96.5% | 345 | $11K |
"% of holder's portfolio" is SEPP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Sep the manager owns.