Principal US Mega-Cap ETFUSMCETF
13F holders, Q1 2025 (March 31)70holders +5
14new positions
8sold out
$57.22avg. 13F price*
At the end of Q1 2025, 70 institutions reported holding Principal US Mega-Cap ETF (USMC) in their 13F filings, up 5 from Q4 2024. 14 opened new positions and 8 sold out. The largest holders were Principal Financial Group Inc. ($1.7B), Principal Securities, Inc. ($262.2M) and Envestnet Asset Management Inc. ($231.0M).
- Company
- Principal US Mega-Cap ETF
- CUSIP
- 74255Y870
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $9.8M |
| Exits | 8 | $11.5M |
All 13F filers, Q4 2024 → Q1 2025: 1,364,861 shares bought and 1,425,701 shares sold, net −60,840 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 70 holders
| Principal Financial Group Inc. | 0.96% | Reduce -3.2% | 30,081,870 | $1.7B |
| Principal Securities, Inc. | 5.87% | Add +0.0% | 4,368,167 | $262.2M |
| Envestnet Asset Management Inc. | 0.07% | Reduce -3.7% | 4,067,575 | $231.0M |
| O'Brien Wealth Partners LLC | 9.78% | Reduce -4.0% | 925,108 | $52.5M |
| Raymond James Financial Inc. | 0.02% | Add +16.5% | 792,091 | $45.0M |
| LPL Financial LLC | 0.02% | Add +38.7% | 791,637 | $44.9M |
| Wells Fargo & Company | 0.01% | Add +100.8% | 579,073 | $32.9M |
| Morgan Stanley | 0.00% | Add +23.4% | 579,045 | $32.9M |
| Legacy CG, LLC | 5.63% | Add +1.8% | 306,802 | $17.4M |
| NewEdge Advisors, LLC | 0.09% | Add +50.8% | 271,318 | $15.4M |
| Segment Wealth Management, LLC | 0.98% | Add +1.1% | 256,306 | $14.6M |
| Orion Porfolio Solutions, LLC | 0.12% | Add +43.2% | 208,248 | $11.8M |
| Orion Portfolio Solutions, LLC | 0.12% | Add +43.2% | 208,248 | $11.8M |
| Symphony Financial Services, Inc. | 7.30% | Add +31.2% | 196,930 | $11.2M |
| Golden State Wealth Management, LLC | 1.62% | Add +3.7% | 191,599 | $10.9M |
| EP Wealth Advisors, LLC | 0.06% | Add +1.6% | 130,569 | $7.4M |
| Jackson Wealth Management, LLC | 0.69% | Reduce -0.0% | 99,534 | $5.7M |
| Henderson Brothers Financial Partners, LLC | 2.66% | — | 77,575 | $5.3M |
| Commonwealth Equity Services, LLC | 0.01% | Add +13.4% | 73,282 | $4.2M |
| Osaic Holdings, Inc. | 0.01% | Add +386.6% | 67,738 | $3.8M |
| Marshall Investment Management, LLC | 2.39% | New | 67,650 | $3.8M |
| Royal Bank of Canada | 0.00% | Add +19.4% | 60,688 | $3.4M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -29.9% | 52,046 | $3.0M |
| Smartleaf Asset Management LLC | 0.24% | Add +34.4% | 44,476 | $2.5M |
| MML Investors Services, LLC | 0.01% | Add +135.1% | 36,631 | $2.1M |
| CreativeOne Wealth, LLC | 0.06% | Add +19.0% | 36,277 | $2.1M |
| Wealth Advisors of Iowa, LLC | 0.83% | Reduce -18.1% | 33,979 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -2.3% | 32,762 | $1.9M |
| PMG Wealth Management, Inc. | 1.94% | Reduce -1.2% | 32,251 | $1.8M |
| Stifel Financial Corp. | 0.00% | Add +57.4% | 31,574 | $1.8M |
| Avantax Advisory Services, Inc. | 0.01% | New | 28,169 | $1.6M |
| Fig Financial Advisory Services Inc. | 0.97% | New | 24,216 | $1.4M |
| SeaCrest Wealth Management, LLC | 0.16% | Reduce -1.4% | 24,171 | $1.4M |
| Ameriflex Group, Inc. | 0.56% | Reduce -1.6% | 23,912 | $1.4M |
| JPMorgan Chase & Co. | 0.00% | Add +28.7% | 23,823 | $1.4M |
| Capital Investment Advisory Services, LLC | 0.12% | Add +279.0% | 23,695 | $1.3M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +3.9% | 23,667 | $1.3M |
| UBS Group AG | 0.00% | Add +23.8% | 23,284 | $1.3M |
| One Capital Management, LLC | 0.04% | Add +46.2% | 20,908 | $1.2M |
| Two Sigma Investments, LP | 0.00% | Reduce -10.6% | 19,400 | $1.1M |
| Janney Montgomery Scott LLC | 0.00% | Reduce -13.5% | 18,478 | $1.0M |
| GTS Securities LLC | 0.04% | New | 17,534 | $996K |
| Richmond Investment Services, LLC | 0.47% | Reduce -1.8% | 15,160 | $861K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -6.5% | 14,574 | $828K |
| Stillwater Wealth Management Group | 0.65% | Reduce -28.3% | 13,217 | $750K |
| Cary Street Partners Financial LLC | 0.02% | No change | 13,100 | $744K |
| Prospera Financial Services Inc | 0.02% | Add +65.4% | 11,965 | $679K |
| Bank of America Corp. | 0.00% | Add +191.6% | 10,704 | $608K |
| Susquehanna International Group, LLP | 0.00% | New | 10,573 | $600K |
| U.S. Capital Wealth Advisors, LLC | 0.02% | Add +3.8% | 10,244 | $582K |
| Cannon Wealth Management Services, LLC | 0.50% | Reduce -1.3% | 9,713 | $557K |
| Cornerstone Wealth Management, LLC | 0.04% | Add +106.8% | 9,457 | $537K |
| Kraft, Davis & Associates, LLC | 0.16% | No change | 9,241 | $497K |
| Greenwood Capital Associates LLC | 0.06% | New | 8,038 | $456K |
| US Bancorp \de | 0.00% | New | 6,536 | $371K |
| Blair William & Co. | 0.00% | Add +14.3% | 5,351 | $304K |
| Baird Financial Group, Inc. | 0.00% | Reduce -2.9% | 5,122 | $291K |
| Private Advisor Group, LLC | 0.00% | New | 4,507 | $256K |
| Cetera Investment Advisers | 0.00% | New | 3,827 | $217K |
| Comerica Bank | 0.00% | No change | 1,929 | $110K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +290.3% | 1,171 | $66K |
| Russell Investments Group, Ltd. | 0.00% | New | 1,114 | $63K |
| CoreCap Advisors, LLC | 0.00% | New | 745 | $42K |
| Cape Investment Advisory, Inc. | 0.01% | Add +747.3% | 627 | $36K |
| Pinnacle Bancorp, Inc. | 0.00% | No change | 199 | $11K |
| Iron Horse Wealth Management, LLC | 0.00% | No change | 191 | $11K |
| Farther Finance Advisors, LLC | 0.00% | New | 157 | $9K |
| Assetmark, Inc. | 0.00% | Reduce -20.6% | 143 | $8K |
| Gen-Wealth Partners Inc | 0.00% | New | 9 | $511 |
| FMR LLC | 0.00% | New | 6 | $385 |
"% of holder's portfolio" is USMC's weight in each manager's 13F, not the share of Principal US Mega-Cap ETF the manager owns.