Principal US Mega-Cap ETFUSMCETF
13F holders, Q3 2025 (September 30)81holders +5
17new positions
10sold out
3famous investors
$68.16avg. 13F price*
At the end of Q3 2025, 81 institutions reported holding Principal US Mega-Cap ETF (USMC) in their 13F filings, up 5 from Q2 2025. 17 opened new positions and 10 sold out. The largest holders were Principal Financial Group Inc. ($2.6B), Principal Securities, Inc. ($298.6M) and Envestnet Asset Management Inc. ($284.7M). 3 famous investors held it, including Joel Greenblatt (0.0% of Gotham Asset Management's portfolio), Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Principal US Mega-Cap ETF
- CUSIP
- 74255Y870
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 17 | $83.9M |
| Exits | 10 | $9.1M |
All 13F filers, Q2 2025 → Q3 2025: 2,824,170 shares bought and 257,813 shares sold, net +2,566,357 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 81 holders
| Principal Financial Group Inc. | 1.29% | Add +0.4% | 37,449,019 | $2.6B |
| Principal Securities, Inc. | 4.92% | Add +9.3% | 4,379,501 | $298.6M |
| Envestnet Asset Management Inc. | 0.08% | Add +9.5% | 4,176,141 | $284.7M |
| LPL Financial LLC | 0.03% | Add +4.8% | 1,317,005 | $89.8M |
| O'Brien Wealth Partners LLC | 8.37% | Reduce -1.6% | 906,137 | $61.8M |
| Mercer Global Advisors Inc. | 0.10% | New | 904,936 | $61.7M |
| Raymond James Financial Inc. | 0.02% | Reduce -3.5% | 761,861 | $51.9M |
| Morgan Stanley | 0.00% | Add +2.4% | 652,172 | $44.5M |
| Wells Fargo & Company | 0.01% | Reduce -0.9% | 596,502 | $40.7M |
| NewEdge Advisors, LLC | 0.14% | Add +45.6% | 459,273 | $31.3M |
| Legacy CG, LLC | 5.93% | Reduce -0.0% | 308,690 | $21.0M |
| Orion Porfolio Solutions, LLC | 0.15% | Add +8.9% | 292,490 | $19.9M |
| Segment Wealth Management, LLC | 1.05% | Reduce -0.1% | 257,115 | $17.5M |
| Symphony Financial Services, Inc. | 7.87% | Add +1.3% | 214,520 | $14.6M |
| Wealth Advisors of Iowa, LLC | 4.82% | Add +229.2% | 207,662 | $14.2M |
| Golden State Wealth Management, LLC | 1.49% | Add +1.4% | 198,376 | $13.5M |
| Integrated Wealth Concepts LLC | 0.09% | Add +176.8% | 155,596 | $10.6M |
| Elevation Capital Advisory, LLC | 3.49% | New | 128,122 | $8.7M |
| Two Sigma Investments, LP | 0.01% | No change | 116,400 | $7.9M |
| Commonwealth Equity Services, LLC | 0.01% | Add +48.2% | 110,699 | $7.5M |
| Osaic Holdings, Inc. | 0.01% | Add +20.9% | 66,644 | $4.4M |
| Royal Bank of Canada | 0.00% | Add +3.3% | 62,509 | $4.3M |
| UBS Group AG | 0.00% | Add +8.0% | 59,536 | $4.1M |
| MML Investors Services, LLC | 0.01% | Reduce -1.9% | 57,687 | $3.9M |
| Cetera Investment Advisers | 0.00% | Add +1511.7% | 57,410 | $3.9M |
| AE Wealth Management LLC | 0.02% | New | 57,159 | $3.9M |
| &partners | 0.02% | New | 55,624 | $3.8M |
| Smartleaf Asset Management LLC | 0.22% | Add +54.6% | 52,795 | $3.6M |
| Capital Investment Advisory Services, LLC | 0.27% | Add +94.1% | 50,425 | $3.4M |
| JPMorgan Chase & Co. | 0.00% | Add +45.1% | 48,225 | $3.3M |
| US Bancorp \de | 0.00% | Add +3.6% | 44,318 | $3.0M |
| Jackson Wealth Management, LLC | 0.30% | Add +2.8% | 43,445 | $3.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +17.0% | 39,858 | $2.7M |
| CreativeOne Wealth, LLC | 0.07% | Reduce -2.6% | 39,528 | $2.7M |
| PMG Wealth Management, Inc. | 1.70% | Add +1.3% | 33,007 | $2.2M |
| Silver Oak Securities, Incorporated | 0.16% | New | 31,661 | $2.2M |
| Richmond Investment Services, LLC | 0.38% | Add +0.1% | 30,203 | $2.1M |
| Susquehanna International Group, LLP | 0.00% | Add +97.0% | 28,800 | $2.0M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +11.6% | 26,573 | $1.8M |
| Citadel Advisors | 0.00% | Add +7.0% | 25,677 | $1.8M |
| Stifel Financial Corp. | 0.00% | Add +3.2% | 23,234 | $1.6M |
| Greenwood Capital Associates LLC | 0.16% | Add +108.8% | 20,360 | $1.4M |
| Janney Montgomery Scott LLC | 0.00% | Add +3.9% | 19,195 | $1.3M |
| Gotham Asset Management | 0.01% | New | 18,705 | $1.3M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +14.9% | 18,594 | $1.3M |
| Citizens Financial Group Inc. | 0.01% | Reduce -16.2% | 16,078 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -6.7% | 14,681 | $1.0M |
| Cary Street Partners Financial LLC | 0.02% | No change | 13,100 | $893K |
| Prospera Financial Services Inc | 0.01% | Reduce -5.3% | 12,789 | $872K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -1.7% | 11,288 | $770K |
| Bank of America Corp. | 0.00% | Add +0.6% | 10,841 | $739K |
| Cannon Wealth Management Services, LLC | 0.50% | Reduce -0.2% | 9,659 | $658K |
| Kraft, Davis & Associates, LLC | 0.15% | No change | 9,241 | $631K |
| Stillwater Wealth Management Group | 0.42% | — | 8,747 | $596K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | Reduce -16.1% | 8,002 | $546K |
| One Capital Management, LLC | 0.02% | Reduce -31.5% | 7,732 | $527K |
| GTS Securities LLC | 0.02% | Reduce -86.7% | 7,488 | $510K |
| Cornerstone Wealth Management, LLC | 0.03% | Reduce -17.7% | 7,084 | $483K |
| Advisory Services Network, LLC | 0.01% | New | 6,905 | $471K |
| Blair William & Co. | 0.00% | No change | 5,351 | $365K |
| Private Advisor Group, LLC | 0.00% | Reduce -7.9% | 4,992 | $340K |
| Baird Financial Group, Inc. | 0.00% | Reduce -3.5% | 4,855 | $331K |
| HighTower Advisors, LLC | 0.00% | New | 4,819 | $329K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -4.5% | 4,614 | $315K |
| Perennial Investment Advisors, LLC | 0.02% | New | 4,249 | $290K |
| Equitable Holdings, Inc. | 0.00% | New | 4,242 | $289K |
| Virtu Financial LLC | 0.01% | New | 3,745 | $255K |
| FLP Wealth Management, LLC | 0.64% | New | 3,355 | $229K |
| Sanctuary Advisors, LLC | 0.00% | New | 3,223 | $220K |
| D. E. Shaw & Co. | 0.00% | New | 3,126 | $213K |
| Assetmark, Inc. | 0.00% | No change | 2,665 | $182K |
| Comerica Bank | 0.00% | No change | 1,244 | $85K |
| Grey Fox Wealth Advisors, LLC | 0.02% | New | 1,100 | $75K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -13.9% | 847 | $58K |
| CoreCap Advisors, LLC | 0.00% | No change | 360 | $25K |
| Pinnacle Bancorp, Inc. | 0.00% | Add +3.5% | 206 | $14K |
| Signaturefd, LLC | 0.00% | New | 98 | $7K |
| Strategic Wealth Partners, Ltd. | 0.00% | No change | 54 | $4K |
| Harbour Investments, Inc. | 0.00% | No change | 27 | $2K |
| Rockefeller Capital Management L.P. | 0.00% | New | 3 | $214 |
| FMR LLC | 0.00% | No change | 9 | $60 |
"% of holder's portfolio" is USMC's weight in each manager's 13F, not the share of Principal US Mega-Cap ETF the manager owns.