Principal US Mega-Cap ETFUSMCETF
13F holders, Q1 2026 (March 31)87holders −2
13new positions
13sold out
2famous investors
$56.06avg. 13F price*
At the end of Q1 2026, 87 institutions reported holding Principal US Mega-Cap ETF (USMC) in their 13F filings, down 2 from Q4 2025. 13 opened new positions and 13 sold out. The largest holders were Principal Financial Group Inc. ($1.9B), Principal Securities, Inc. ($304.6M) and Envestnet Asset Management Inc. ($288.4M). 2 famous investors held it, including Joel Greenblatt (0.0% of Gotham Asset Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Principal US Mega-Cap ETF
- CUSIP
- 74255Y870
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 13 | $7.0M |
| Exits | 13 | $29.6M |
All 13F filers, Q4 2025 → Q1 2026: 7,897,680 shares bought and 3,533,597 shares sold, net +4,364,083 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 87 holders
| Principal Financial Group Inc. | 1.04% | Reduce -3.7% | 30,153,564 | $1.9B |
| Principal Securities, Inc. | 4.47% | Add +6.0% | 4,736,954 | $304.6M |
| Envestnet Asset Management Inc. | 0.08% | Add +5.0% | 4,484,547 | $288.4M |
| LPL Financial LLC | 0.02% | Reduce -23.4% | 1,076,001 | $69.2M |
| Wells Fargo & Company | 0.01% | Add +54.1% | 986,527 | $63.4M |
| Morgan Stanley | 0.00% | Reduce -2.2% | 680,091 | $43.7M |
| Raymond James Financial Inc. | 0.01% | Reduce -14.7% | 635,132 | $40.8M |
| NewEdge Advisors, LLC | 0.07% | Reduce -4.0% | 300,827 | $19.3M |
| Oasis Advisors, LLC | 3.75% | Add +2285.0% | 7,114,896 | $19.1M |
| Integrated Wealth Concepts LLC | 0.13% | Add +6.9% | 258,390 | $16.6M |
| Segment Wealth Management, LLC | 0.96% | Reduce -0.6% | 254,893 | $16.4M |
| Symphony Financial Services, Inc. | 8.01% | Add +6.1% | 242,619 | $15.6M |
| Golden State Wealth Management, LLC | 1.47% | Add +0.8% | 209,703 | $13.5M |
| Mercer Global Advisors Inc. | 0.02% | Reduce -78.5% | 191,884 | $12.3M |
| EP Wealth Advisors, LLC | 0.04% | Reduce -3.3% | 129,107 | $8.3M |
| Commonwealth Equity Services, LLC | 0.01% | Add +8.3% | 124,879 | $8.0M |
| Osaic Holdings, Inc. | 0.01% | Reduce -16.2% | 120,191 | $7.7M |
| Royal Bank of Canada | 0.00% | Add +35.4% | 117,374 | $7.5M |
| JPMorgan Chase & Co. | 0.00% | Add +27.3% | 79,794 | $5.0M |
| Legacy CG, LLC | 1.11% | Reduce -79.0% | 62,166 | $4.0M |
| Wealth Advisors of Iowa, LLC | 1.23% | Reduce -69.9% | 61,659 | $4.0M |
| &partners | 0.02% | Add +3.5% | 59,289 | $3.8M |
| US Bancorp \de | 0.00% | Add +15.5% | 53,715 | $3.5M |
| Capital Investment Advisory Services, LLC | 0.25% | Reduce -0.4% | 52,815 | $3.4M |
| AE Wealth Management LLC | 0.02% | New | 48,218 | $3.1M |
| Smartleaf Asset Management LLC | 0.11% | Reduce -10.4% | 46,610 | $2.9M |
| Orion Porfolio Solutions, LLC | 0.02% | Reduce -85.9% | 43,272 | $2.8M |
| Jackson Wealth Management, LLC | 0.28% | Reduce -4.1% | 42,599 | $2.7M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -4.1% | 39,837 | $2.6M |
| Cetera Investment Advisers | 0.00% | Reduce -56.0% | 37,930 | $2.4M |
| CreativeOne Wealth, LLC | 0.05% | Reduce -7.9% | 36,463 | $2.3M |
| MML Investors Services, LLC | 0.01% | Reduce -39.1% | 35,533 | $2.3M |
| Greenwood Capital Associates LLC | 0.25% | Add +14.8% | 35,210 | $2.3M |
| PMG Wealth Management, Inc. | 1.52% | Reduce -1.5% | 32,931 | $2.1M |
| Richmond Investment Services, LLC | 0.33% | Reduce -0.8% | 31,877 | $2.0M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -8.4% | 28,764 | $1.8M |
| Citadel Advisors | 0.00% | Add +32.3% | 28,054 | $1.8M |
| McDonald Partners LLC | 0.42% | Add +329.0% | 27,909 | $1.8M |
| GTS Securities LLC | 0.06% | Add +51.3% | 26,511 | $1.7M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -21.5% | 23,843 | $1.5M |
| Stifel Financial Corp. | 0.00% | Reduce -6.0% | 22,025 | $1.4M |
| UBS Group AG | 0.00% | Reduce -1.6% | 21,804 | $1.4M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -0.8% | 19,992 | $1.3M |
| Susquehanna International Group, LLP | 0.00% | New | 17,050 | $1.1M |
| Prospera Financial Services Inc | 0.02% | Add +1.5% | 16,928 | $1.1M |
| Citizens Financial Group Inc. | 0.01% | Add +3.0% | 16,198 | $1.0M |
| Cary Street Partners Financial LLC | 0.02% | No change | 12,516 | $805K |
| Bank of America Corp. | 0.00% | Add +42.8% | 12,245 | $788K |
| Jane Street Group, LLC | 0.00% | New | 12,239 | $787K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +2.1% | 10,991 | $707K |
| Kraft, Davis & Associates, LLC | 0.14% | No change | 9,241 | $651K |
| Cannon Wealth Management Services, LLC | 0.41% | Reduce -1.5% | 9,372 | $603K |
| Gotham Asset Management | 0.00% | Add +13.6% | 9,191 | $591K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | No change | 8,002 | $515K |
| HRT Financial LP | 0.00% | New | 7,327 | $471K |
| Centennial Advisors, LLC | 0.59% | New | 7,218 | $464K |
| Blair William & Co. | 0.00% | No change | 6,805 | $438K |
| Stillwater Wealth Management Group | 0.27% | Reduce -7.7% | 6,788 | $437K |
| Advisory Services Network, LLC | 0.01% | Reduce -8.6% | 6,508 | $419K |
| Cornerstone Wealth Management, LLC | 0.02% | Reduce -3.1% | 6,478 | $417K |
| Marshall Wace, LLP | 0.00% | New | 5,905 | $380K |
| Equitable Holdings, Inc. | 0.00% | Add +4.2% | 4,662 | $319K |
| Private Advisor Group, LLC | 0.00% | Add +1.3% | 4,955 | $319K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -74.3% | 4,926 | $317K |
| HighTower Advisors, LLC | 0.00% | Reduce -6.7% | 4,919 | $316K |
| Cornerstone Planning Group LLC | 0.04% | Reduce -47.0% | 4,251 | $302K |
| Baird Financial Group, Inc. | 0.00% | Reduce -4.3% | 4,639 | $298K |
| Simplicity Wealth,LLC | 0.02% | Add +0.7% | 4,631 | $298K |
| Perennial Investment Advisors, LLC | 0.02% | No change | 4,249 | $273K |
| Independent Advisor Alliance | 0.00% | New | 3,319 | $213K |
| Assetmark, Inc. | 0.00% | Add +1.3% | 3,206 | $206K |
| Lloyd Advisory Services, LLC. | 0.04% | New | 2,034 | $131K |
| Kingdom Financial Group LLC. | 0.04% | New | 2,034 | $131K |
| Fifth Third Bancorp | 0.00% | New | 1,244 | $80K |
| Marshall Investment Management, LLC | 0.04% | New | 1,227 | $79K |
| Versant Capital Management, Inc | 0.01% | No change | 1,200 | $77K |
| CoreCap Advisors, LLC | 0.00% | No change | 500 | $32K |
| Abound Financial, LLC | 0.01% | No change | 418 | $27K |
| Parallel Advisors, LLC | 0.00% | New | 412 | $26K |
| FMR LLC | 0.00% | Add +2666.7% | 249 | $16K |
| Pinnacle Bancorp, Inc. | 0.00% | Add +7.3% | 221 | $14K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -76.9% | 163 | $10K |
| PNC Financial Services Group, Inc. | 0.00% | New | 147 | $9K |
| Rockefeller Capital Management L.P. | 0.00% | No change | 98 | $6K |
| Strategic Wealth Partners, Ltd. | 0.00% | No change | 54 | $3K |
| Harbour Investments, Inc. | 0.00% | No change | 27 | $2K |
| McGuire Capital Advisors Inc. | 0.00% | No change | 18 | $1K |
"% of holder's portfolio" is USMC's weight in each manager's 13F, not the share of Principal US Mega-Cap ETF the manager owns.