Founders Financial Alliance, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 7, 2025), Founders Financial Alliance, LLC reported 711 stock positions worth $530.7 million. Its top holding was Apple (AAPL) at 6.2% of the portfolio, followed by Nvidia (NVDA, 5.5%) and Microsoft (MSFT, 3.3%). Compared with Q2 2025, it opened 179 new positions, sold out of 12, added to 319 and reduced 104. The biggest buy was T Rowe PRC Cap Appreciation (TCAF, shares +1644%) and the biggest sale SS SPDR P S&P 600 Small Cap (SPSM, shares −72%).
- Most Recent 13F
- Q2 2026
- Location
- RALEIGH, NC
- CIK
- 0001832190
- Portfolio Value
- $530.7M (Q3 2025)
- SEC Filing
- 0001398344-25-020494 ↗ filed Nov 7, 2025
Holdings Value
Holdings 711 stocks · $530.7M
| AAPL Apple Inc. | 6.16% | 128,331 | $32.7M | Reduce -0.4% |
| NVDA Nvidia Corp. | 5.55% | 157,814 | $29.4M | Add +3.3% |
| MSFT Microsoft Corp. | 3.31% | 33,945 | $17.6M | Add +0.3% |
| AMZN Amazon.com Inc. | 1.89% | 45,599 | $10.0M | Add +2.8% |
| IVV iShares Core S&P 500 ETF | 1.81% | 14,350 | $9.6M | Add +28.7% |
| JPM JPMorgan Chase & Co. | 1.68% | 28,254 | $8.9M | Add +1.3% |
| PULS Pgim Ultra Short Bond ETF | 1.67% | 177,970 | $8.9M | Add +1.3% |
| AVGO Broadcom Inc. | 1.51% | 24,247 | $8.0M | Reduce -2.4% |
| DGRW Wisdomtree U.S. Quality Divi | 1.47% | 87,680 | $7.8M | Add +68.5% |
| DUK Duke Energy Corp. | 1.34% | 57,285 | $7.1M | Add +2.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.33% | 10,607 | $7.1M | Add +1.0% |
| GOOGL Alphabet Inc. Class A | 1.29% | 28,151 | $6.8M | Add +5.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.23% | 70,994 | $6.5M | Reduce -14.3% |
| EVLN Eaton Vance Floating-Rate | 1.21% | 129,738 | $6.4M | Add +10.2% |
| FBNC First Bancorp | 1.21% | 120,928 | $6.4M | Reduce -1.1% |
| TCAF T Rowe PRC Cap Appreciation | 1.08% | 151,858 | $5.7M | Add +1643.7% |
| JPST JPMorgan Ultra-Short Income | 1.05% | 109,488 | $5.6M | Add +7.3% |
| JGRO JPMorgan Active Growth ETF | 1.04% | 58,884 | $5.5M | Add +3541.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.03% | 9,074 | $5.4M | Add +2.1% |
| CGDG Cap Group Dividend Growers filed as CAPITAL GROUP DIVIDEND GROWE | 0.98% | 150,713 | $5.2M | New |
| CGGR Cap Group Growth Equity | 0.96% | 116,142 | $5.1M | Add +1656.5% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.91% | 84,407 | $4.8M | Reduce -2.9% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.89% | 10,235 | $4.7M | Add +1.1% |
| MO Altria Group Inc. | 0.87% | 69,893 | $4.6M | Add +1.3% |
| DGRS Wisdomtree U.S. Smallcap Qua | 0.87% | 91,913 | $4.6M | Reduce -5.9% |
| ABBV Abbvie Inc. | 0.80% | 18,345 | $4.2M | Add +0.1% |
| IWF iShares Russell 1000 Growth | 0.78% | 8,889 | $4.2M | Reduce -9.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.73% | 7,760 | $3.9M | Add +4.9% |
| TBIL F/M US Treasury 3 Month Bill | 0.72% | 76,719 | $3.8M | Add +25.5% |
| PM Philip Morris International | 0.67% | 21,789 | $3.5M | Add +0.5% |
| JNJ Johnson & Johnson | 0.65% | 18,727 | $3.5M | Add +0.0% |
| CVX Chevron Corp. | 0.64% | 21,950 | $3.4M | Add +1.6% |
| VYM Vanguard High DVD Yield ETF | 0.63% | 23,561 | $3.3M | Reduce -1.4% |
| XOM Exxon Mobil Corp. | 0.59% | 27,911 | $3.1M | Add +3.6% |
| LOW Lowe's Cos Inc. | 0.59% | 12,441 | $3.1M | Add +4.0% |
| WMT Walmart Inc. | 0.56% | 28,944 | $3.0M | Add +0.8% |
| META Meta Platforms Inc. Class A | 0.56% | 4,059 | $3.0M | Add +1.7% |
| PGR Progressive Corp. | 0.56% | 11,994 | $3.0M | Reduce -4.3% |
| XLE SS Energy Select Sector | 0.55% | 32,809 | $2.9M | Reduce -13.6% |
| VOO Vanguard S&P 500 ETF | 0.54% | 4,664 | $2.9M | Add +3.0% |
| DON Wisdomtree US Midcap Dividen | 0.53% | 53,826 | $2.8M | Add +0.5% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.53% | 34,584 | $2.8M | Reduce -0.8% |
| FESM Fidelity Enhanced Small Cap | 0.52% | 75,203 | $2.7M | New |
| FCNCA First Citizens Bcshs Class A | 0.52% | 1,532 | $2.7M | Add +484.7% |
| FMDE Fidelity Enhanced Mid Cap Co. | 0.50% | 72,934 | $2.6M | New |
| MCD McDonald's Corp. | 0.48% | 8,298 | $2.5M | Reduce -1.3% |
| ETN Eaton Corp. PLC | 0.46% | 6,508 | $2.4M | Add +5.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 8,576 | $2.4M | Add +2.6% |
| IWD iShares Russell 1000 Value E | 0.45% | 11,756 | $2.4M | Reduce -7.8% |
| T AT&T Inc. | 0.45% | 83,743 | $2.4M | Add +1.2% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.43% | 41,607 | $2.3M | Add +17.2% |
| HD Home Depot Inc. | 0.43% | 5,665 | $2.3M | Reduce -1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.42% | 4,697 | $2.3M | No change |
| HON Honeywell International Inc. | 0.42% | 10,475 | $2.2M | Add +0.0% |
| VIG Vanguard Dividend Apprec ETF | 0.39% | 9,610 | $2.1M | Reduce -0.5% |
| XBIL F/M US Treasury 6 Month Bill | 0.39% | 41,242 | $2.1M | Reduce -3.4% |
| XLF SS Financial Select Sector | 0.39% | 38,284 | $2.1M | Reduce -11.1% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.39% | 4,199 | $2.1M | Add +3.4% |
| GOOG Alphabet Inc. Class C | 0.39% | 8,451 | $2.1M | Reduce -1.7% |
| GS Goldman Sachs Group Inc. | 0.37% | 2,456 | $2.0M | Add +12.2% |
| DIVO Amplify CWP Enhan Divid ETF | 0.37% | 43,617 | $1.9M | Add +6.1% |
| ORCL Oracle Corp. | 0.36% | 6,847 | $1.9M | Add +8.8% |
| TSLA Tesla Inc. | 0.35% | 4,226 | $1.9M | Add +13.9% |
| PG The Procter & Gamble Co. | 0.35% | 12,162 | $1.9M | Reduce -0.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.35% | 6,643 | $1.9M | Add +15.7% |
| RTX RTX Corp. | 0.35% | 11,086 | $1.9M | Add +0.1% |
| CSCO Cisco Systems Inc. | 0.34% | 26,711 | $1.8M | Reduce -0.6% |
| USFR Wisdomtree Floating Rate Tre | 0.34% | 35,933 | $1.8M | Add +11.5% |
| SCHD Schwab US DVD Equity ETF | 0.34% | 66,063 | $1.8M | Reduce -1.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.34% | 5,463 | $1.8M | Add +2.1% |
| QDPL Pacer Met US LRG Cap DVD 400 | 0.34% | 42,612 | $1.8M | Add +0.5% |
| DLN Wisdomtree US Largecap Divid | 0.34% | 20,507 | $1.8M | Reduce -6.2% |
| XLK SS Technology Select Sector | 0.33% | 6,274 | $1.8M | Add +0.4% |
| GOF Guggenheim Strategic Opport | 0.33% | 116,503 | $1.7M | Add +3.9% |
| AGNC AGNC Investment Corp. | 0.32% | 171,802 | $1.7M | Add +11.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 32,147 | $1.7M | Add +2.7% |
| NEE Nextera Energy Inc. | 0.31% | 21,837 | $1.6M | Add +12.9% |
| GCOW Pacer Global Cash Cows Divid | 0.29% | 39,240 | $1.6M | Add +0.2% |
| AMD Advanced Micro Devices | 0.29% | 9,583 | $1.6M | Reduce -1.0% |
| CAT Caterpillar Inc. | 0.29% | 3,177 | $1.5M | Reduce -2.2% |
| NFLX Netflix Inc. | 0.28% | 1,233 | $1.5M | Add +12.4% |
| RY Royal Bank of Canada | 0.27% | 9,889 | $1.5M | Add +0.1% |
| COST Costco Wholesale Corp. | 0.27% | 1,563 | $1.4M | Add +11.6% |
| VEA Vanguard Ftse Developed ETF | 0.27% | 24,147 | $1.4M | Reduce -0.9% |
| SMH Vaneck Semiconductor ETF | 0.27% | 4,426 | $1.4M | Add +5.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.27% | 7,668 | $1.4M | Add +0.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.27% | 5,576 | $1.4M | Reduce -2.0% |
| UAN CVR Partners LP | 0.26% | 15,548 | $1.4M | Reduce -13.1% |
| PEP Pepsico Inc. | 0.26% | 9,826 | $1.4M | Add +3.6% |
| XLI SS Industrial Select Sector | 0.26% | 8,921 | $1.4M | Reduce -0.3% |
| V Visa Inc. Class A | 0.25% | 3,963 | $1.4M | Add +1.1% |
| MRK Merck & Co. Inc. | 0.25% | 16,072 | $1.3M | Reduce -3.0% |
| LLY Eli Lilly & Co. | 0.25% | 1,754 | $1.3M | Reduce -6.7% |
| ROL Rollins Inc. | 0.25% | 22,698 | $1.3M | Reduce -0.8% |
| MAR Marriott International Class A | 0.24% | 4,817 | $1.3M | Add +26.3% |
| KO The Coca-Cola Co. | 0.24% | 18,896 | $1.3M | Reduce -6.0% |
| VZ Verizon Communications Inc. | 0.23% | 28,070 | $1.2M | Reduce -6.7% |
| CGSD Cap Group Short Duration | 0.23% | 46,869 | $1.2M | Add +4.3% |
| AEP American Electric Power | 0.23% | 10,632 | $1.2M | Add +5.0% |
| TFC Truist Financial Corp. | 0.22% | 25,795 | $1.2M | Reduce -4.3% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $122K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 95 | $121K | New |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 5,268 | $410 | New |
Total filed on the 13F, all lines: $530.9M.
Portfolio Sells Q2 2025 → Q3 2025
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -72.4% | 0.22% | −0.67 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -14.3% | 1.23% | −0.50 |
| RSP Invesco S&P 500 Equal Weight | Reduce -68.2% | 0.17% | −0.46 |
| PGR Progressive Corp. | Reduce -4.3% | 0.56% | −0.20 |
| XLE SS Energy Select Sector | Reduce -13.6% | 0.55% | −0.18 |
| DGRS Wisdomtree U.S. Smallcap Qua | Reduce -5.9% | 0.87% | −0.17 |
| IWF iShares Russell 1000 Growth | Reduce -9.8% | 0.78% | −0.17 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Reduce -2.9% | 0.91% | −0.17 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -93.3% | 0.01% | −0.13 |
| XLF SS Financial Select Sector | Reduce -11.1% | 0.39% | −0.12 |
| IWD iShares Russell 1000 Value E | Reduce -7.8% | 0.45% | −0.11 |
| VYM Vanguard High DVD Yield ETF | Reduce -1.4% | 0.63% | −0.10 |
| UAN CVR Partners LP | Reduce -13.1% | 0.26% | −0.10 |
| XBIL F/M US Treasury 6 Month Bill | Reduce -3.4% | 0.39% | −0.10 |
| PG The Procter & Gamble Co. | Reduce -0.7% | 0.35% | −0.09 |
| SBUX Starbucks Corp. | Reduce -14.6% | 0.17% | −0.09 |
| KO The Coca-Cola Co. | Reduce -6.0% | 0.24% | −0.09 |
| MCD McDonald's Corp. | Reduce -1.3% | 0.48% | −0.08 |
| LLY Eli Lilly & Co. | Reduce -6.7% | 0.25% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -0.6% | 0.34% | −0.08 |
| DLN Wisdomtree US Largecap Divid | Reduce -6.2% | 0.34% | −0.07 |
| GTO Invesco Total Return Bond Et | Reduce -33.6% | 0.09% | −0.07 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -0.8% | 0.53% | −0.07 |
| WDAY Workday Inc. Class A | Sold out | 0.00% | −0.07 |
| SCHD Schwab US DVD Equity ETF | Reduce -1.4% | 0.34% | −0.06 |
| VZ Verizon Communications Inc. | Reduce -6.7% | 0.23% | −0.06 |
| PINS Pinterest Inc. Class A | Reduce -11.3% | 0.12% | −0.06 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.5% | 0.39% | −0.06 |
| TTD Trade Desk Inc./the Class A | Sold out | 0.00% | −0.06 |
| NTRA Natera Inc. | Sold out | 0.00% | −0.06 |
| TXN Texas Instruments Inc. | Reduce -1.4% | 0.15% | −0.06 |
| TWLO Twilio Inc. Class A | Sold out | 0.00% | −0.06 |
| WM Waste Management Inc. | Reduce -2.3% | 0.20% | −0.05 |
| ACN Accenture PLC Class A | Reduce -31.5% | 0.05% | −0.05 |
| AVGO Broadcom Inc. | Reduce -2.4% | 1.51% | −0.05 |
| DIS The Walt Disney Co. | Reduce -0.8% | 0.15% | −0.05 |
| OKE Oneok Inc. | Reduce -4.7% | 0.12% | −0.05 |
| EXEL Exelixis Inc. | Sold out | 0.00% | −0.05 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.05 |
| GDDY GoDaddy Inc. Class A | Sold out | 0.00% | −0.05 |
| HD Home Depot Inc. | Reduce -1.4% | 0.43% | −0.05 |
| RNR Renaissancere Holdings Ltd. | Sold out | 0.00% | −0.05 |
| JKHY Jack Henry & Associates Inc. | Sold out | 0.00% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -3.0% | 0.25% | −0.04 |
| ADBE Adobe Inc. | Reduce -11.4% | 0.09% | −0.04 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.9% | 0.27% | −0.04 |
| ROL Rollins Inc. | Reduce -0.8% | 0.25% | −0.04 |
| TFC Truist Financial Corp. | Reduce -4.3% | 0.22% | −0.04 |
| UNP Union Pacific Corp. | Reduce -13.9% | 0.11% | −0.04 |
| XLI SS Industrial Select Sector | Reduce -0.3% | 0.26% | −0.04 |
Portfolio Buys Q2 2025 → Q3 2025
| TCAF T Rowe PRC Cap Appreciation | Add +1643.7% | 1.08% | +1.01 |
| JGRO JPMorgan Active Growth ETF | Add +3541.6% | 1.04% | +1.01 |
| CGDG Cap Group Dividend Growers | New | 0.98% | +0.98 |
| CGGR Cap Group Growth Equity | Add +1656.5% | 0.96% | +0.90 |
| FESM Fidelity Enhanced Small Cap | New | 0.52% | +0.52 |
| FMDE Fidelity Enhanced Mid Cap Co. | New | 0.50% | +0.50 |
| DGRW Wisdomtree U.S. Quality Divi | Add +68.5% | 1.47% | +0.48 |
| FCNCA First Citizens Bcshs Class A | Add +484.7% | 0.52% | +0.40 |
| IVV iShares Core S&P 500 ETF | Add +28.7% | 1.81% | +0.24 |
| GOOGL Alphabet Inc. Class A | Add +5.0% | 1.29% | +0.22 |
| CGHM Cap Group Muni High-Income | New | 0.14% | +0.14 |
| TSLA Tesla Inc. | Add +13.9% | 0.35% | +0.09 |
| HOOD Robinhood Markets Inc. Class A | New | 0.08% | +0.08 |
| TCAL T Rowe Pre CPT Apr PR in ETF | New | 0.07% | +0.07 |
| HTGC Hercules Capital Inc. | New | 0.07% | +0.07 |
| TMO Thermo Fisher Scientific Inc. | New | 0.07% | +0.07 |
| WSBC Wesbanco Inc. | New | 0.07% | +0.07 |
| NVDA Nvidia Corp. | Add +3.3% | 5.55% | +0.06 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Add +120.8% | 0.12% | +0.06 |
| APP AppLovin Corp. Class A | New | 0.06% | +0.06 |
| GLW Corning Inc. | New | 0.05% | +0.05 |
| INTC Intel Corp. | New | 0.05% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +15.7% | 0.35% | +0.05 |
| GEV GE Vernova Inc. | Add +69.4% | 0.14% | +0.05 |
| BKR Baker Hughes Co. | New | 0.05% | +0.05 |
| CSX CSX Corp. | Add +120.4% | 0.10% | +0.05 |
| NOBL Proshares S&P 500 Dividend A | New | 0.05% | +0.05 |
| ORCL Oracle Corp. | Add +8.8% | 0.36% | +0.05 |
| PAYX Paychex Inc. | New | 0.05% | +0.05 |
| HLT Hilton Worldwide Holdings Inc. | New | 0.05% | +0.05 |
| LPLA LPL Financial Holdings Inc. | New | 0.05% | +0.05 |
| IBIT iShares Bitcoin Trust ETF | New | 0.05% | +0.05 |
| BALI Is US LRG CP Pre Inc. Act-Usd | New | 0.05% | +0.05 |
| URI United Rentals Inc. | New | 0.05% | +0.05 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.05% | +0.05 |
| SHOP Shopify Inc. Class A | New | 0.05% | +0.05 |
| HSY The Hershey Co. | New | 0.05% | +0.05 |
| BUZZ Vaneck Social Sentiment ETF | New | 0.05% | +0.05 |
| COIN Coinbase Global Inc. Class A | New | 0.05% | +0.05 |
| CMCSA Comcast Corp. Class A | New | 0.05% | +0.05 |
| ETR Entergy Corp. | New | 0.04% | +0.04 |
| LNT Alliant Energy Corp. | New | 0.04% | +0.04 |
| IONQ Ionq Inc. | New | 0.04% | +0.04 |
| GSK GSK PLC-Spon ADR | New | 0.04% | +0.04 |
| SHEL Shell PLC-ADR | New | 0.04% | +0.04 |
| TRV The Travelers Cos Inc. | New | 0.04% | +0.04 |
| SO The Southern Co. | New | 0.04% | +0.04 |
| BIT BlackRock Multi-Sector Inc. | New | 0.04% | +0.04 |
| NSC Norfolk Southern Corp. | New | 0.04% | +0.04 |
| BMNR Bitmine Immersion Technologi | New | 0.04% | +0.04 |
Notes & Other Activity Q2 2025 → Q3 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 95 | $121K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | New | 5,268 | $410 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 778 | $754.4M | AAPL, IVV, NVDA, IUSB, MSFT |
| Q1 2026 | 734 | $554.8M | AAPL, NVDA, MSFT, AMZN, PULS |
| Q4 2025 | 607 | $529.8M | AAPL, NVDA, MSFT, AMZN, JPM |
| Q3 2025 | 711 | $530.7M | AAPL, NVDA, MSFT, AMZN, IVV |
| Q2 2025 | 544 | $439.8M | AAPL, NVDA, MSFT, AMZN, PULS |
| Q1 2025 | 615 | $412.6M | AAPL, NVDA, MSFT, PULS, AMZN |
| Q4 2024 | 574 | $363.6M | AAPL, NVDA, MSFT, AMZN, PULS |
| Q3 2024 | 586 | $359.1M | AAPL, NVDA, MSFT, PULS, BIL |
| Q2 2024 | 558 | $337.2M | AAPL, NVDA, MSFT, XLE, PULS |
| Q1 2024 | 555 | $333.1M | AAPL, NVDA, MSFT, XLE, PULS |