Principle Wealth Partners LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 13, 2024), Principle Wealth Partners LLC reported 323 stock positions worth $1.3 billion. Its top holding was Apple (AAPL) at 5.9% of the portfolio, followed by JPMorgan Chase (JPM, 5.5%) and Microsoft (MSFT, 3.7%). Compared with Q1 2024, it opened 3 new positions, sold out of 22, added to 104 and reduced 105. The biggest buy was Apple (AAPL, shares +0%) and the biggest sale Schwab International DVD ETF (SCHY, shares −43%).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, CT
- CIK
- 0001743413
- Portfolio Value
- $1.3B (Q2 2024)
- SEC Filing
- 0001951757-24-000754 ↗ filed Aug 13, 2024
Holdings Value
Holdings 323 stocks · $1.3B
| AAPL Apple Inc. | 5.92% | 369,107 | $77.7M | Add +0.0% |
| JPM JPMorgan Chase & Co. | 5.45% | 353,866 | $71.6M | Reduce -0.1% |
| MSFT Microsoft Corp. | 3.71% | 108,861 | $48.7M | Add +0.3% |
| VIG Vanguard Dividend Apprec ETF | 3.55% | 255,267 | $46.6M | Reduce -0.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.48% | 122,304 | $45.7M | Add +2.2% |
| SCHD Schwab US DVD Equity ETF | 3.04% | 513,581 | $39.9M | Reduce -2.1% |
| XLG Invesco S&P 500 Top 50 ETF | 2.86% | 821,528 | $37.6M | Add +16.8% |
| SMTH Alps SMTH Cor BD Plus ETF | 2.34% | 1,204,539 | $30.7M | Reduce -5.8% |
| AMZN Amazon.com Inc. | 2.32% | 157,419 | $30.4M | Reduce -0.4% |
| SMOT Vaneck Morningstar Smid Moat | 1.89% | 777,828 | $24.9M | Add +7.1% |
| NVDA Nvidia Corp. | 1.74% | 184,915 | $22.8M | Reduce -9.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.72% | 84,238 | $22.5M | Add +5.7% |
| VOOG Vanguard S&P 500 Growth ETF | 1.32% | 51,850 | $17.3M | Add +1.4% |
| MCD McDonald's Corp. | 1.31% | 67,743 | $17.3M | Reduce -0.4% |
| GOOG Alphabet Inc. Class C | 1.29% | 92,589 | $17.0M | Add +4.7% |
| IJR iShares Core S&P Small-Cap E | 1.28% | 157,921 | $16.8M | Add +0.7% |
| GOOGL Alphabet Inc. Class A | 1.26% | 90,491 | $16.5M | Add +0.6% |
| JNJ Johnson & Johnson | 1.24% | 111,167 | $16.2M | Add +0.1% |
| AMGN Amgen Inc. | 1.22% | 51,400 | $16.1M | No change |
| VYM Vanguard High DVD Yield ETF | 1.22% | 134,551 | $16.0M | Add +3.8% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 1.20% | 310,948 | $15.8M | Reduce -5.6% |
| HD Home Depot Inc. | 1.05% | 40,156 | $13.8M | Add +0.1% |
| SMH Vaneck Semiconductor ETF | 0.97% | 48,686 | $12.7M | Add +43.9% |
| PG The Procter & Gamble Co. | 0.95% | 75,358 | $12.4M | Reduce -0.7% |
| RTX RTX Corp. | 0.94% | 123,249 | $12.4M | Reduce -0.8% |
| IEF iShares 7-10 Year Treasury B | 0.87% | 121,583 | $11.4M | Add +2.3% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.87% | 386,013 | $11.4M | Add +1643.9% |
| SPGP Invesco S&P 500 Garp ETF | 0.84% | 107,426 | $11.0M | Add +14.5% |
| VGT Vanguard Info Tech ETF | 0.82% | 18,626 | $10.7M | Reduce -5.4% |
| V Visa Inc. Class A | 0.77% | 38,741 | $10.2M | Reduce -0.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.76% | 57,997 | $10.0M | Add +1.4% |
| OFLX Omega Flex Inc. | 0.75% | 192,275 | $9.9M | No change |
| ORCL Oracle Corp. | 0.72% | 67,146 | $9.5M | Reduce -1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.70% | 22,682 | $9.2M | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.69% | 16,737 | $9.1M | Reduce -3.9% |
| CSCO Cisco Systems Inc. | 0.69% | 191,196 | $9.1M | Reduce -0.2% |
| GS Goldman Sachs Group Inc. | 0.68% | 19,875 | $9.0M | Reduce -0.9% |
| IGV iShares Expanded Tech-Softwa | 0.68% | 103,220 | $9.0M | Add +7.2% |
| MRK Merck & Co. Inc. | 0.67% | 70,668 | $8.7M | Reduce -0.4% |
| QCOM Qualcomm Inc. | 0.64% | 42,465 | $8.5M | Reduce -3.9% |
| XOM Exxon Mobil Corp. | 0.62% | 70,407 | $8.1M | Reduce -1.2% |
| GD General Dynamics Corp. | 0.61% | 27,732 | $8.0M | Add +0.5% |
| TCAF T Rowe PRC Cap Appreciation | 0.60% | 249,697 | $7.8M | Add +14.0% |
| SO The Southern Co. | 0.59% | 99,371 | $7.7M | Add +2.4% |
| CAT Caterpillar Inc. | 0.58% | 23,037 | $7.7M | Reduce -1.8% |
| FMHI First Trust Municipal High I | 0.57% | 155,220 | $7.5M | Reduce -3.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.57% | 30,843 | $7.5M | Reduce -4.4% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.55% | 74,626 | $7.2M | Add +9.7% |
| JPST JPMorgan Ultra-Short Income | 0.48% | 126,017 | $6.4M | Reduce -3.7% |
| JEPI JPMorgan Equity Premium Inco | 0.46% | 106,472 | $6.0M | Add +0.4% |
| LLY Eli Lilly & Co. | 0.46% | 6,613 | $6.0M | Add +1.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.45% | 12,391 | $5.9M | Reduce -0.3% |
| KMB Kimberly-Clark Corp. | 0.44% | 42,233 | $5.8M | Add +1.1% |
| CVX Chevron Corp. | 0.44% | 37,052 | $5.8M | Reduce -0.0% |
| ABBV Abbvie Inc. | 0.44% | 33,746 | $5.8M | Reduce -1.9% |
| WM Waste Management Inc. | 0.43% | 26,384 | $5.6M | Reduce -1.6% |
| TXN Texas Instruments Inc. | 0.43% | 28,732 | $5.6M | Reduce -0.0% |
| KO The Coca-Cola Co. | 0.42% | 86,142 | $5.5M | Add +1.5% |
| PFE Pfizer Inc. | 0.42% | 194,902 | $5.5M | Reduce -3.9% |
| PEP Pepsico Inc. | 0.40% | 31,621 | $5.2M | Add +0.6% |
| PRU Prudential Financial Inc. | 0.39% | 43,961 | $5.2M | Reduce -3.3% |
| INTC Intel Corp. | 0.39% | 164,285 | $5.1M | Reduce -5.7% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.38% | 114,222 | $5.0M | Add +3.1% |
| CMI Cummins Inc. | 0.37% | 17,692 | $4.9M | No change |
| COST Costco Wholesale Corp. | 0.37% | 5,756 | $4.9M | Add +0.2% |
| MMM 3M Co. | 0.37% | 47,633 | $4.9M | Add +7.6% |
| META Meta Platforms Inc. Class A | 0.36% | 9,484 | $4.8M | Add +0.1% |
| CI The Cigna Group | 0.36% | 14,415 | $4.8M | Add +0.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.36% | 85,466 | $4.7M | Reduce -0.9% |
| SCHY Schwab International DVD ETF | 0.36% | 200,357 | $4.7M | Reduce -42.8% |
| BLK BlackRock Finance Inc. | 0.36% | 5,932 | $4.7M | Add +2.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.35% | 116,529 | $4.6M | Reduce -0.1% |
| DOW Dow Inc. | 0.35% | 86,687 | $4.6M | Add +0.5% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.33% | 7 | $4.3M | No change |
| COP Conocophillips | 0.32% | 37,055 | $4.2M | No change |
| BA The Boeing Co. | 0.32% | 22,914 | $4.2M | Reduce -1.3% |
| PANW Palo Alto Networks Inc. | 0.32% | 12,251 | $4.2M | Add +7.8% |
| EMR Emerson Electric Co. | 0.31% | 36,689 | $4.0M | Reduce -0.5% |
| ALL Allstate Corp. | 0.31% | 25,105 | $4.0M | No change |
| TSLA Tesla Inc. | 0.30% | 19,759 | $3.9M | Add +0.3% |
| ODFL Old Dominion Freight Line | 0.30% | 22,104 | $3.9M | No change |
| UNH Unitedhealth Group Inc. | 0.29% | 7,600 | $3.9M | Add +0.7% |
| PSX Phillips 66 | 0.28% | 26,227 | $3.7M | Reduce -0.0% |
| ITA iShares U.S. Aerospace & Def | 0.28% | 27,607 | $3.6M | Add +8.9% |
| ACN Accenture PLC Class A | 0.28% | 11,969 | $3.6M | Add +4.4% |
| PM Philip Morris International | 0.28% | 35,691 | $3.6M | Add +0.8% |
| SCHW Schwab (charles) Corp. | 0.28% | 49,047 | $3.6M | Reduce -3.7% |
| DUK Duke Energy Corp. | 0.27% | 35,914 | $3.6M | Add +9.8% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.27% | 30,190 | $3.6M | Add +0.7% |
| TRV The Travelers Cos Inc. | 0.26% | 16,994 | $3.5M | Add +0.0% |
| MSI Motorola Solutions Inc. | 0.26% | 8,937 | $3.5M | No change |
| PNC PNC Financial Services Group | 0.26% | 21,761 | $3.4M | Reduce -2.6% |
| LMT Lockheed Martin Corp. | 0.26% | 7,175 | $3.4M | Reduce -1.2% |
| FDVV Fidelity High Dividend ETF | 0.25% | 71,117 | $3.3M | Add +18.6% |
| HON Honeywell International Inc. | 0.25% | 15,478 | $3.3M | Reduce -2.1% |
| DVY iShares Select Dividend ETF | 0.25% | 26,737 | $3.2M | Add +6.1% |
| GE General Electric filed as GE AEROSPACE | 0.24% | 20,041 | $3.2M | Reduce -2.6% |
| XLV SS Health Care Select Sector | 0.23% | 20,961 | $3.1M | Reduce -1.9% |
| LOW Lowe's Cos Inc. | 0.23% | 13,815 | $3.0M | Reduce -0.6% |
| VXUS Vanguard Total Intl Stock | 0.23% | 49,610 | $3.0M | Add +4.3% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $908K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 501 | $599K | Add +13.6% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 7,430 | $308K | No change |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q1 2024 → Q2 2024
| SCHY Schwab International DVD ETF | Reduce -42.8% | 0.36% | −0.30 |
| SCHD Schwab US DVD Equity ETF | Reduce -2.1% | 3.04% | −0.26 |
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -5.8% | 2.34% | −0.23 |
| INTC Intel Corp. | Reduce -5.7% | 0.39% | −0.21 |
| MCD McDonald's Corp. | Reduce -0.4% | 1.31% | −0.18 |
| VGSH Vanguard Short-Term Treasury | Sold out | 0.00% | −0.16 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.8% | 3.55% | −0.13 |
| SHY iShares 1-3 Year Treasury Bo | Sold out | 0.00% | −0.12 |
| JMST JPM Ultra-Short Muni Income | Reduce -5.6% | 1.20% | −0.11 |
| CVS CVS Health Corp. | Reduce -30.0% | 0.10% | −0.10 |
| JPM JPMorgan Chase & Co. | Reduce -0.1% | 5.45% | −0.10 |
| CAT Caterpillar Inc. | Reduce -1.8% | 0.58% | −0.09 |
| V Visa Inc. Class A | Reduce -0.9% | 0.77% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -0.4% | 0.67% | −0.07 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -4.4% | 0.57% | −0.06 |
| DIS The Walt Disney Co. | Reduce -0.5% | 0.21% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -0.2% | 0.69% | −0.06 |
| PSX Phillips 66 | Reduce -0.0% | 0.28% | −0.05 |
| ABBV Abbvie Inc. | Reduce -1.9% | 0.44% | −0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -17.3% | 0.16% | −0.05 |
| NSC Norfolk Southern Corp. | Reduce -3.4% | 0.18% | −0.05 |
| LOW Lowe's Cos Inc. | Reduce -0.6% | 0.23% | −0.04 |
| GE General Electric | Reduce -2.6% | 0.24% | −0.04 |
| CRM Salesforce Inc. | Reduce -0.7% | 0.17% | −0.04 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.04 |
| IP International Paper Co. | Sold out | 0.00% | −0.03 |
| BA The Boeing Co. | Reduce -1.3% | 0.32% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -15.4% | 0.14% | −0.03 |
| JPST JPMorgan Ultra-Short Income | Reduce -3.7% | 0.48% | −0.03 |
| FMHI First Trust Municipal High I | Reduce -3.0% | 0.57% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -1.2% | 0.62% | −0.03 |
| DHR Danaher Corp. | Reduce -19.8% | 0.10% | −0.03 |
| SNDX Syndax Pharmaceuticals Inc. | Sold out | 0.00% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -21.0% | 0.06% | −0.03 |
| SBUX Starbucks Corp. | Reduce -13.3% | 0.07% | −0.03 |
| USB US Bancorp | Reduce -4.6% | 0.12% | −0.03 |
| PRU Prudential Financial Inc. | Reduce -3.3% | 0.39% | −0.03 |
| PFE Pfizer Inc. | Reduce -3.9% | 0.42% | −0.02 |
| PNC PNC Financial Services Group | Reduce -2.6% | 0.26% | −0.02 |
| NKE Nike Inc. Class B | Reduce -18.7% | 0.04% | −0.02 |
| FNV Franco-Nevada Corp. | Sold out | 0.00% | −0.02 |
| BX Blackstone Inc. | Reduce -2.5% | 0.18% | −0.02 |
| GILD Gilead Sciences Inc. | Sold out | 0.00% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -0.2% | 0.17% | −0.02 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −0.02 |
| F Ford Motor Co. | Sold out | 0.00% | −0.02 |
| EMR Emerson Electric Co. | Reduce -0.5% | 0.31% | −0.02 |
| NOC Northrop Grumman Corp. | Reduce -14.4% | 0.06% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.9% | 0.69% | −0.02 |
| UNP Union Pacific Corp. | Reduce -4.7% | 0.11% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +0.0% | 5.92% | +0.97 |
| CGGO Cap Group Global Growth | Add +1643.9% | 0.87% | +0.82 |
| XLG Invesco S&P 500 Top 50 ETF | Add +16.8% | 2.86% | +0.55 |
| SMH Vaneck Semiconductor ETF | Add +43.9% | 0.97% | +0.37 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +2.2% | 3.48% | +0.26 |
| GOOG Alphabet Inc. Class C | Add +4.7% | 1.29% | +0.24 |
| GOOGL Alphabet Inc. Class A | Add +0.6% | 1.26% | +0.19 |
| MSFT Microsoft Corp. | Add +0.3% | 3.71% | +0.14 |
| VOOG Vanguard S&P 500 Growth ETF | Add +1.4% | 1.32% | +0.10 |
| VTI VG Morningstar TS MKT ETF-US | Add +5.7% | 1.72% | +0.10 |
| TCAF T Rowe PRC Cap Appreciation | Add +14.0% | 0.60% | +0.08 |
| IJT iShares S&P Small-Cap 600 GR | Add +76.5% | 0.16% | +0.07 |
| PANW Palo Alto Networks Inc. | Add +7.8% | 0.32% | +0.06 |
| LLY Eli Lilly & Co. | Add +1.6% | 0.46% | +0.06 |
| SPGP Invesco S&P 500 Garp ETF | Add +14.5% | 0.84% | +0.06 |
| COST Costco Wholesale Corp. | Add +0.2% | 0.37% | +0.04 |
| SO The Southern Co. | Add +2.4% | 0.59% | +0.04 |
| IGV iShares Expanded Tech-Softwa | Add +7.2% | 0.68% | +0.04 |
| FDVV Fidelity High Dividend ETF | Add +18.6% | 0.25% | +0.04 |
| JGLO JPMorgan GLBL SLCT Eq ETF | New | 0.03% | +0.03 |
| AMD Advanced Micro Devices | Add +76.8% | 0.08% | +0.03 |
| TSLA Tesla Inc. | Add +0.3% | 0.30% | +0.03 |
| DUK Duke Energy Corp. | Add +9.8% | 0.27% | +0.03 |
| LVHI Franklin International Low V | Add +16.4% | 0.21% | +0.02 |
| KMB Kimberly-Clark Corp. | Add +1.1% | 0.44% | +0.02 |
| PM Philip Morris International | Add +0.8% | 0.28% | +0.02 |
| ADBE Adobe Inc. | Add +5.2% | 0.16% | +0.02 |
| GRPM Invesco S&P Midcap 400 Garp | New | 0.02% | +0.02 |
| NEE Nextera Energy Inc. | Add +2.7% | 0.19% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +81.4% | 0.04% | +0.02 |
| ITA iShares U.S. Aerospace & Def | Add +8.9% | 0.28% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.0% | 0.08% | +0.02 |
| MRSH Marsh & McLennan Cos | New | 0.02% | +0.02 |
| NFLX Netflix Inc. | Add +0.1% | 0.20% | +0.02 |
| SDY SS SPDR S&P Dividend ETF | Add +13.9% | 0.18% | +0.01 |
| KO The Coca-Cola Co. | Add +1.5% | 0.42% | +0.01 |
| ISRG Intuitive Surgical Inc. | Add +1.1% | 0.12% | +0.01 |
| DE Deere & Co. | Add +53.5% | 0.04% | +0.01 |
| WMT Walmart Inc. | Add +1.4% | 0.10% | +0.01 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +40.4% | 0.04% | +0.01 |
| UPS United Parcel Service Class B | Add +28.4% | 0.06% | +0.01 |
| CARR Carrier Global Corp. | Add +0.3% | 0.12% | +0.01 |
| ELV Elevance Health Inc. | Add +4.2% | 0.11% | +0.01 |
| AEP American Electric Power | Add +3.4% | 0.21% | +0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +5.3% | 0.04% | +0.01 |
| BMY Bristol-Myers Squibb Co. | Add +51.3% | 0.04% | +0.01 |
| META Meta Platforms Inc. Class A | Add +0.1% | 0.36% | +0.00 |
| DIVO Amplify CWP Enhan Divid ETF | Add +9.1% | 0.07% | +0.00 |
| PFF iShares Preferred & Income S | Add +21.8% | 0.03% | +0.00 |
| DVY iShares Select Dividend ETF | Add +6.1% | 0.25% | +0.00 |
Notes & Other Activity Q1 2024 → Q2 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +13.6% | 501 | $599K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Sold out | 374 | $456Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 395 | $2.0B | XLG, BKDV, JPM, AAPL, VUG |
| Q1 2026 | 378 | $1.7B | XLG, BKDV, JPM, AAPL, VUG |
| Q4 2025 | 369 | $1.8B | XLG, JPM, BKDV, AAPL, VUG |
| Q3 2025 | 357 | $1.7B | XLG, JPM, BKDV, AAPL, VUG |
| Q2 2025 | 355 | $1.6B | XLG, JPM, BKDV, AAPL, VUG |
| Q1 2025 | 338 | $1.4B | JPM, AAPL, XLG, VIG, VUG |
| Q4 2024 | 332 | $1.4B | AAPL, JPM, XLG, VUG, VIG |
| Q3 2024 | 338 | $1.4B | AAPL, JPM, VIG, MSFT, VUG |
| Q2 2024 | 323 | $1.3B | AAPL, JPM, MSFT, VIG, VUG |
| Q1 2024Amended | 341 | $1.3B | JPM, AAPL, VIG, MSFT, SCHD |