Principle Wealth Partners LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Principle Wealth Partners LLC reported 338 stock positions worth $1.4 billion. Its top holding was Apple (AAPL) at 6.1% of the portfolio, followed by JPMorgan Chase (JPM, 5.3%) and Vanguard Dividend Apprec ETF (VIG, 3.6%). Compared with Q2 2024, it opened 24 new positions, sold out of 9, added to 96 and reduced 94. The biggest buy was iShares Core S&P Small-Cap E (IJR, shares +64%) and the biggest sale an exit from iShares 7-10 Year Treasury B (IEF).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, CT
- CIK
- 0001743413
- Portfolio Value
- $1.4B (Q3 2024)
- SEC Filing
- 0001951757-24-001201 ↗ filed Nov 13, 2024
Holdings Value
Holdings 338 stocks · $1.4B
| AAPL Apple Inc. | 6.11% | 369,901 | $86.2M | Add +0.2% |
| JPM JPMorgan Chase & Co. | 5.27% | 352,720 | $74.4M | Reduce -0.3% |
| VIG Vanguard Dividend Apprec ETF | 3.56% | 253,423 | $50.2M | Reduce -0.7% |
| MSFT Microsoft Corp. | 3.33% | 109,082 | $46.9M | Add +0.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.31% | 121,492 | $46.6M | Reduce -0.7% |
| XLG Invesco S&P 500 Top 50 ETF | 3.30% | 980,006 | $46.6M | Add +19.3% |
| SCHD Schwab US DVD Equity ETF | 3.26% | 544,207 | $46.0M | Add +6.0% |
| SMTH Alps SMTH Cor BD Plus ETF | 2.17% | 1,157,597 | $30.6M | Reduce -3.9% |
| IJR iShares Core S&P Small-Cap E | 2.15% | 259,115 | $30.3M | Add +64.1% |
| AMZN Amazon.com Inc. | 2.07% | 156,385 | $29.1M | Reduce -0.7% |
| SMOT Vaneck Morningstar Smid Moat | 1.93% | 775,959 | $27.2M | Reduce -0.2% |
| VTI VG Morningstar TS MKT ETF-US | 1.72% | 85,650 | $24.3M | Add +1.7% |
| NVDA Nvidia Corp. | 1.60% | 185,797 | $22.6M | Add +0.5% |
| MCD McDonald's Corp. | 1.47% | 67,952 | $20.7M | Add +0.3% |
| JNJ Johnson & Johnson | 1.30% | 113,034 | $18.3M | Add +1.7% |
| VOOG Vanguard S&P 500 Growth ETF | 1.27% | 52,059 | $18.0M | Add +0.4% |
| FMHI First Trust Municipal High I | 1.23% | 351,632 | $17.4M | Add +126.5% |
| VYM Vanguard High DVD Yield ETF | 1.19% | 131,289 | $16.8M | Reduce -2.4% |
| AMGN Amgen Inc. | 1.17% | 51,350 | $16.5M | Reduce -0.1% |
| HD Home Depot Inc. | 1.14% | 39,800 | $16.1M | Reduce -0.9% |
| GOOG Alphabet Inc. Class C | 1.12% | 94,402 | $15.8M | Add +2.0% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 1.08% | 299,307 | $15.2M | Reduce -3.7% |
| RTX RTX Corp. | 1.06% | 123,760 | $15.0M | Add +0.4% |
| GOOGL Alphabet Inc. Class A | 1.06% | 89,753 | $14.9M | Reduce -0.8% |
| SMH Vaneck Semiconductor ETF | 1.05% | 60,624 | $14.9M | Add +24.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 1.01% | 471,172 | $14.2M | Add +22.1% |
| PG The Procter & Gamble Co. | 0.92% | 75,026 | $13.0M | Reduce -0.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.90% | 57,345 | $12.7M | Reduce -1.1% |
| SPGP Invesco S&P 500 Garp ETF | 0.81% | 109,820 | $11.5M | Add +2.2% |
| ORCL Oracle Corp. | 0.77% | 63,710 | $10.9M | Reduce -5.1% |
| V Visa Inc. Class A | 0.76% | 38,890 | $10.7M | Add +0.4% |
| VGT Vanguard Info Tech ETF | 0.75% | 18,081 | $10.6M | Reduce -2.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.74% | 22,712 | $10.5M | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.74% | 18,201 | $10.4M | Add +8.8% |
| CSCO Cisco Systems Inc. | 0.73% | 194,075 | $10.3M | Add +1.5% |
| OFLX Omega Flex Inc. | 0.68% | 192,275 | $9.6M | No change |
| GS Goldman Sachs Group Inc. | 0.68% | 19,361 | $9.6M | Reduce -2.6% |
| TCAF T Rowe PRC Cap Appreciation | 0.65% | 274,591 | $9.1M | Add +10.0% |
| SO The Southern Co. | 0.63% | 99,078 | $8.9M | Reduce -0.3% |
| CAT Caterpillar Inc. | 0.62% | 22,250 | $8.7M | Reduce -3.4% |
| IGV iShares Expanded Tech-Softwa | 0.61% | 96,095 | $8.6M | Reduce -6.9% |
| XOM Exxon Mobil Corp. | 0.60% | 72,334 | $8.5M | Add +2.7% |
| GD General Dynamics Corp. | 0.59% | 27,661 | $8.4M | Reduce -0.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.59% | 31,388 | $8.3M | Add +1.8% |
| MRK Merck & Co. Inc. | 0.58% | 72,418 | $8.2M | Add +2.5% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.54% | 74,319 | $7.6M | Reduce -0.4% |
| QCOM Qualcomm Inc. | 0.49% | 40,534 | $6.9M | Reduce -4.5% |
| ABBV Abbvie Inc. | 0.47% | 33,646 | $6.6M | Reduce -0.3% |
| JPST JPMorgan Ultra-Short Income | 0.47% | 130,103 | $6.6M | Add +3.2% |
| JEPI JPMorgan Equity Premium Inco | 0.47% | 110,576 | $6.6M | Add +3.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.46% | 13,209 | $6.4M | Add +6.6% |
| MMM 3M Co. | 0.44% | 45,842 | $6.3M | Reduce -3.8% |
| KO The Coca-Cola Co. | 0.44% | 86,063 | $6.2M | Reduce -0.1% |
| KMB Kimberly-Clark Corp. | 0.42% | 41,948 | $6.0M | Reduce -0.7% |
| TXN Texas Instruments Inc. | 0.42% | 28,435 | $5.9M | Reduce -1.0% |
| LLY Eli Lilly & Co. | 0.41% | 6,577 | $5.8M | Reduce -0.5% |
| META Meta Platforms Inc. Class A | 0.41% | 10,040 | $5.7M | Add +5.9% |
| CVX Chevron Corp. | 0.41% | 38,903 | $5.7M | Add +5.0% |
| PFE Pfizer Inc. | 0.40% | 193,674 | $5.6M | Reduce -0.6% |
| CMI Cummins Inc. | 0.40% | 17,277 | $5.6M | Reduce -2.4% |
| BLK BlackRock Finance Inc. | 0.39% | 5,844 | $5.5M | Reduce -1.5% |
| PEP Pepsico Inc. | 0.39% | 31,984 | $5.4M | Add +1.1% |
| TSLA Tesla Inc. | 0.37% | 20,109 | $5.3M | Add +1.8% |
| PRU Prudential Financial Inc. | 0.37% | 43,212 | $5.2M | Reduce -1.7% |
| WM Waste Management Inc. | 0.37% | 24,995 | $5.2M | Reduce -5.3% |
| COST Costco Wholesale Corp. | 0.36% | 5,719 | $5.1M | Reduce -0.6% |
| DOW Dow Inc. | 0.36% | 92,501 | $5.1M | Add +6.7% |
| CI The Cigna Group | 0.35% | 14,423 | $5.0M | Add +0.1% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.34% | 7 | $4.8M | No change |
| SCHY Schwab International DVD ETF | 0.34% | 182,374 | $4.8M | Reduce -9.0% |
| ALL Allstate Corp. | 0.34% | 25,105 | $4.8M | No change |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.34% | 86,446 | $4.7M | Add +1.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.32% | 115,054 | $4.6M | Reduce -1.3% |
| UNH Unitedhealth Group Inc. | 0.31% | 7,562 | $4.4M | Reduce -0.5% |
| ODFL Old Dominion Freight Line | 0.31% | 22,074 | $4.4M | Reduce -0.1% |
| PM Philip Morris International | 0.31% | 35,555 | $4.3M | Reduce -0.4% |
| LMT Lockheed Martin Corp. | 0.30% | 7,180 | $4.2M | Add +0.1% |
| PANW Palo Alto Networks Inc. | 0.30% | 12,226 | $4.2M | Reduce -0.2% |
| DUK Duke Energy Corp. | 0.29% | 35,914 | $4.1M | No change |
| ITA iShares U.S. Aerospace & Def | 0.29% | 27,609 | $4.1M | Add +0.0% |
| ACN Accenture PLC Class A | 0.29% | 11,649 | $4.1M | Reduce -2.7% |
| MSI Motorola Solutions Inc. | 0.28% | 8,937 | $4.0M | No change |
| PNC PNC Financial Services Group | 0.28% | 21,643 | $4.0M | Reduce -0.5% |
| TRV The Travelers Cos Inc. | 0.28% | 16,995 | $4.0M | Add +0.0% |
| DVY iShares Select Dividend ETF | 0.28% | 29,362 | $4.0M | Add +9.8% |
| COP Conocophillips | 0.28% | 37,155 | $3.9M | Add +0.3% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.28% | 30,310 | $3.9M | Add +0.4% |
| EMR Emerson Electric Co. | 0.27% | 35,350 | $3.9M | Reduce -3.6% |
| LOW Lowe's Cos Inc. | 0.27% | 13,981 | $3.8M | Add +1.2% |
| GE General Electric filed as GE AEROSPACE | 0.27% | 20,041 | $3.8M | No change |
| FDVV Fidelity High Dividend ETF | 0.27% | 74,209 | $3.8M | Add +4.3% |
| GIS General Mills Inc. | 0.26% | 49,507 | $3.7M | Add +7.3% |
| PSX Phillips 66 | 0.24% | 26,147 | $3.4M | Reduce -0.3% |
| BA The Boeing Co. | 0.24% | 22,104 | $3.4M | Reduce -3.5% |
| HON Honeywell International Inc. | 0.24% | 16,203 | $3.3M | Add +4.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.24% | 19,072 | $3.3M | Add +9.7% |
| VXUS Vanguard Total Intl Stock | 0.23% | 50,031 | $3.2M | Add +0.8% |
| XLV SS Health Care Select Sector | 0.23% | 20,963 | $3.2M | Add +0.0% |
| AEP American Electric Power | 0.23% | 31,055 | $3.2M | No change |
| IJT iShares S&P Small-Cap 600 GR | 0.22% | 22,436 | $3.1M | Add +36.3% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $440K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 9,470 | $439K | Add +27.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L · principal | 601 | $765 | New |
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q2 2024 → Q3 2024
| IEF iShares 7-10 Year Treasury B | Sold out | 0.00% | −0.87 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Sold out | 0.00% | −0.38 |
| AMZN Amazon.com Inc. | Reduce -0.7% | 2.07% | −0.25 |
| SCHW Schwab (charles) Corp. | Reduce -88.5% | 0.03% | −0.25 |
| INTC Intel Corp. | Reduce -45.6% | 0.15% | −0.24 |
| GOOGL Alphabet Inc. Class A | Reduce -0.8% | 1.06% | −0.20 |
| JPM JPMorgan Chase & Co. | Reduce -0.3% | 5.27% | −0.18 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.7% | 3.31% | −0.18 |
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -3.9% | 2.17% | −0.17 |
| QCOM Qualcomm Inc. | Reduce -4.5% | 0.49% | −0.16 |
| JMST JPM Ultra-Short Muni Income | Reduce -3.7% | 1.08% | −0.12 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.12 |
| BA The Boeing Co. | Reduce -3.5% | 0.24% | −0.08 |
| IGV iShares Expanded Tech-Softwa | Reduce -6.9% | 0.61% | −0.07 |
| VGT Vanguard Info Tech ETF | Reduce -2.9% | 0.75% | −0.07 |
| WM Waste Management Inc. | Reduce -5.3% | 0.37% | −0.06 |
| AMGN Amgen Inc. | Reduce -0.1% | 1.17% | −0.05 |
| LLY Eli Lilly & Co. | Reduce -0.5% | 0.41% | −0.04 |
| PSX Phillips 66 | Reduce -0.3% | 0.24% | −0.04 |
| EMR Emerson Electric Co. | Reduce -3.6% | 0.27% | −0.03 |
| BAC Bank of America Corp. | Reduce -1.3% | 0.32% | −0.03 |
| VCIT Vanguard Int-Term Corporate | Sold out | 0.00% | −0.03 |
| ADBE Adobe Inc. | Reduce -4.4% | 0.13% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -0.4% | 0.92% | −0.03 |
| DIS The Walt Disney Co. | Reduce -2.5% | 0.18% | −0.03 |
| SLG SL Green Realty Corp. | Sold out | 0.00% | −0.02 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -2.4% | 1.19% | −0.02 |
| KMB Kimberly-Clark Corp. | Reduce -0.7% | 0.42% | −0.02 |
| PRU Prudential Financial Inc. | Reduce -1.7% | 0.37% | −0.02 |
| SCHY Schwab International DVD ETF | Reduce -9.0% | 0.34% | −0.02 |
| GD General Dynamics Corp. | Reduce -0.3% | 0.59% | −0.02 |
| PANW Palo Alto Networks Inc. | Reduce -0.2% | 0.30% | −0.02 |
| DOV Dover Corp. | Sold out | 0.00% | −0.02 |
| PFE Pfizer Inc. | Reduce -0.6% | 0.40% | −0.02 |
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −0.02 |
| KSS Kohls Corp. | Sold out | 0.00% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -0.6% | 0.36% | −0.01 |
| LVHI Franklin International Low V | Reduce -3.5% | 0.20% | −0.01 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -0.4% | 0.54% | −0.01 |
| MGM MGM Resorts International | Reduce -10.4% | 0.03% | −0.01 |
| VZ Verizon Communications Inc. | Reduce -8.4% | 0.13% | −0.01 |
| TXN Texas Instruments Inc. | Reduce -1.0% | 0.42% | −0.01 |
| XLE SS Energy Select Sector | Reduce -3.1% | 0.06% | −0.01 |
| ETN Eaton Corp. PLC | Reduce -4.3% | 0.14% | −0.01 |
| MDT Medtronic PLC | Reduce -26.2% | 0.03% | −0.01 |
| VDE Vanguard Energy ETF | Reduce -2.2% | 0.05% | −0.01 |
| VT Vanguard Tot World STK ETF | Reduce -7.9% | 0.08% | −0.01 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -32.5% | 0.02% | −0.01 |
| ARKK ARK Innovation ETF | Reduce -15.3% | 0.04% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| IJR iShares Core S&P Small-Cap E | Add +64.1% | 2.15% | +0.87 |
| FMHI First Trust Municipal High I | Add +126.5% | 1.23% | +0.66 |
| XLG Invesco S&P 500 Top 50 ETF | Add +19.3% | 3.30% | +0.44 |
| SCHD Schwab US DVD Equity ETF | Add +6.0% | 3.26% | +0.22 |
| AAPL Apple Inc. | Add +0.2% | 6.11% | +0.19 |
| MCD McDonald's Corp. | Add +0.3% | 1.47% | +0.15 |
| CGGO Cap Group Global Growth | Add +22.1% | 1.01% | +0.14 |
| RTX RTX Corp. | Add +0.4% | 1.06% | +0.12 |
| SMH Vaneck Semiconductor ETF | Add +24.5% | 1.05% | +0.09 |
| TSLA Tesla Inc. | Add +1.8% | 0.37% | +0.08 |
| JNJ Johnson & Johnson | Add +1.7% | 1.30% | +0.06 |
| IJT iShares S&P Small-Cap 600 GR | Add +36.3% | 0.22% | +0.06 |
| TCAF T Rowe PRC Cap Appreciation | Add +10.0% | 0.65% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +8.8% | 0.74% | +0.05 |
| META Meta Platforms Inc. Class A | Add +5.9% | 0.41% | +0.04 |
| LMT Lockheed Martin Corp. | Add +0.1% | 0.30% | +0.04 |
| CSCO Cisco Systems Inc. | Add +1.5% | 0.73% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.1% | 0.74% | +0.04 |
| GIS General Mills Inc. | Add +7.3% | 0.26% | +0.04 |
| LOW Lowe's Cos Inc. | Add +1.2% | 0.27% | +0.04 |
| DVY iShares Select Dividend ETF | Add +9.8% | 0.28% | +0.03 |
| EXC Exelon Corp. | Add +13.1% | 0.17% | +0.03 |
| FBTC Fidelity Wise Origin Bitcoin | New | 0.03% | +0.03 |
| NEE Nextera Energy Inc. | Add +2.7% | 0.21% | +0.03 |
| CARR Carrier Global Corp. | Add +2.4% | 0.14% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +74.7% | 0.06% | +0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +9.7% | 0.24% | +0.02 |
| IEI iShares 3-7 Year Treasury Bo | Add +95.7% | 0.05% | +0.02 |
| VWO Vanguard Ftse Emerging Marke | New | 0.02% | +0.02 |
| KNTK Kinetik Holdings Inc. | New | 0.02% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +12.6% | 0.06% | +0.02 |
| TRV The Travelers Cos Inc. | Add +0.0% | 0.28% | +0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +1.8% | 0.59% | +0.02 |
| IWM iShares Russell 2000 ETF | Add +95.1% | 0.04% | +0.02 |
| MCO Moody's Corp. | New | 0.02% | +0.02 |
| SPYV SS SPDR P S&P 500 Value ETF | New | 0.02% | +0.02 |
| XLI SS Industrial Select Sector | Add +16.9% | 0.10% | +0.02 |
| AWK American Water Works Co. Inc. | New | 0.02% | +0.02 |
| SPHD Invesco S&P 500 High Dividen | New | 0.02% | +0.02 |
| ITA iShares U.S. Aerospace & Def | Add +0.0% | 0.29% | +0.02 |
| GILD Gilead Sciences Inc. | New | 0.02% | +0.02 |
| BIPC Brookfield Infrastructure-A | New | 0.01% | +0.01 |
| OHI Omega Healthcare Investors | New | 0.01% | +0.01 |
| XLY SS Consumer Disc Select Sect | New | 0.01% | +0.01 |
| AEM Agnico Eagle Mines Ltd. | New | 0.01% | +0.01 |
| BDX Becton Dickinson and Co. | New | 0.01% | +0.01 |
| USMV iShares MSCI USA Min Vol Fac | New | 0.01% | +0.01 |
| FLNG Flex LNG Ltd. | New | 0.01% | +0.01 |
| COLB Columbia Banking System Inc. | New | 0.01% | +0.01 |
| WPC WP Carey Inc. | New | 0.01% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Sold out | 501 | $599Kbefore exit |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +27.5% | 9,470 | $439K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L · principal | New | 601 | $765 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 395 | $2.0B | XLG, BKDV, JPM, AAPL, VUG |
| Q1 2026 | 378 | $1.7B | XLG, BKDV, JPM, AAPL, VUG |
| Q4 2025 | 369 | $1.8B | XLG, JPM, BKDV, AAPL, VUG |
| Q3 2025 | 357 | $1.7B | XLG, JPM, BKDV, AAPL, VUG |
| Q2 2025 | 355 | $1.6B | XLG, JPM, BKDV, AAPL, VUG |
| Q1 2025 | 338 | $1.4B | JPM, AAPL, XLG, VIG, VUG |
| Q4 2024 | 332 | $1.4B | AAPL, JPM, XLG, VUG, VIG |
| Q3 2024 | 338 | $1.4B | AAPL, JPM, VIG, MSFT, VUG |
| Q2 2024 | 323 | $1.3B | AAPL, JPM, MSFT, VIG, VUG |
| Q1 2024Amended | 341 | $1.3B | JPM, AAPL, VIG, MSFT, SCHD |