Principle Wealth Partners LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 23, 2024), Principle Wealth Partners LLC reported 341 stock positions worth $1.3 billion. Its top holding was JPMorgan Chase (JPM) at 5.5% of the portfolio, followed by Apple (AAPL, 4.9%) and Vanguard Dividend Apprec ETF (VIG, 3.7%). Compared with Q4 2023, it opened 15 new positions, sold out of 6, added to 141 and reduced 72. The biggest buy was iShares Core S&P Small-Cap E (IJR, shares +296%) and the biggest sale Boeing (BA, shares −40%).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, CT
- CIK
- 0001743413
- Portfolio Value
- $1.3B (Q1 2024)
- SEC Filing
- 0001951757-24-000375 ↗ filed Apr 23, 2024
Holdings Value
Holdings 341 stocks · $1.3B
| JPM JPMorgan Chase & Co. | 5.55% | 354,208 | $70.9M | Add +0.4% |
| AAPL Apple Inc. | 4.95% | 368,998 | $63.3M | Add +0.1% |
| VIG Vanguard Dividend Apprec ETF | 3.68% | 257,438 | $47.0M | Add +0.3% |
| MSFT Microsoft Corp. | 3.57% | 108,503 | $45.6M | Add +0.6% |
| SCHD Schwab US DVD Equity ETF | 3.31% | 524,442 | $42.3M | Add +12.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.22% | 119,723 | $41.2M | Add +1.3% |
| SMTH Alps SMTH Cor BD Plus ETF | 2.56% | 1,278,274 | $32.8M | Add +2.1% |
| XLG Invesco S&P 500 Top 50 ETF | 2.32% | 703,569 | $29.6M | Add +59.3% |
| AMZN Amazon.com Inc. | 2.23% | 158,037 | $28.5M | Add +0.1% |
| SMOT Vaneck Morningstar Smid Moat | 1.94% | 726,451 | $24.8M | Add +10.2% |
| VTI VG Morningstar TS MKT ETF-US | 1.62% | 79,666 | $20.7M | Add +1.0% |
| MCD McDonald's Corp. | 1.50% | 68,018 | $19.2M | Add +0.1% |
| NVDA Nvidia Corp. | 1.44% | 20,433 | $18.5M | Reduce -11.3% |
| JNJ Johnson & Johnson | 1.37% | 111,047 | $17.6M | Add +1.7% |
| IJR iShares Core S&P Small-Cap E | 1.35% | 156,760 | $17.3M | Add +296.2% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 1.31% | 329,504 | $16.7M | Reduce -9.6% |
| VYM Vanguard High DVD Yield ETF | 1.23% | 129,629 | $15.7M | Add +0.3% |
| VOOG Vanguard S&P 500 Growth ETF | 1.22% | 51,148 | $15.6M | Add +1.3% |
| HD Home Depot Inc. | 1.20% | 40,131 | $15.4M | Add +0.1% |
| AMGN Amgen Inc. | 1.14% | 51,400 | $14.6M | Reduce -17.1% |
| OFLX Omega Flex Inc. | 1.07% | 192,275 | $13.6M | No change |
| GOOGL Alphabet Inc. Class A | 1.06% | 89,944 | $13.6M | Add +2.2% |
| GOOG Alphabet Inc. Class C | 1.05% | 88,476 | $13.5M | Add +0.5% |
| PG The Procter & Gamble Co. | 0.96% | 75,853 | $12.3M | Add +0.8% |
| RTX RTX Corp. | 0.95% | 124,271 | $12.1M | Reduce -1.7% |
| IEF iShares 7-10 Year Treasury B | 0.88% | 118,858 | $11.3M | Add +4.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.85% | 57,192 | $10.9M | Add +0.8% |
| V Visa Inc. Class A | 0.85% | 39,111 | $10.9M | Add +2.2% |
| VGT Vanguard Info Tech ETF | 0.81% | 19,689 | $10.3M | Reduce -1.6% |
| SPGP Invesco S&P 500 Garp ETF | 0.78% | 93,855 | $10.0M | Add +11.2% |
| CSCO Cisco Systems Inc. | 0.75% | 191,630 | $9.6M | Add +1.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.74% | 22,649 | $9.5M | Add +0.8% |
| MRK Merck & Co. Inc. | 0.73% | 70,972 | $9.4M | Add +1.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.71% | 17,423 | $9.1M | Reduce -0.3% |
| CAT Caterpillar Inc. | 0.67% | 23,453 | $8.6M | Reduce -0.3% |
| ORCL Oracle Corp. | 0.67% | 68,270 | $8.6M | Add +0.8% |
| SCHY Schwab International DVD ETF | 0.66% | 349,986 | $8.5M | Reduce -3.2% |
| GS Goldman Sachs Group Inc. | 0.65% | 20,055 | $8.4M | Reduce -0.5% |
| XOM Exxon Mobil Corp. | 0.65% | 71,269 | $8.3M | Reduce -0.7% |
| IGV iShares Expanded Tech-Softwa | 0.64% | 96,335 | $8.2M | Reduce -2.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.63% | 32,253 | $8.1M | Add +0.3% |
| GD General Dynamics Corp. | 0.61% | 27,590 | $7.8M | Reduce -2.5% |
| FMHI First Trust Municipal High I | 0.60% | 159,985 | $7.7M | Reduce -5.5% |
| INTC Intel Corp. | 0.60% | 174,244 | $7.7M | Add +0.5% |
| SMH Vaneck Semiconductor ETF | 0.59% | 33,830 | $7.6M | Add +19.8% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.58% | 68,002 | $7.5M | Add +5.4% |
| QCOM Qualcomm Inc. | 0.58% | 44,202 | $7.5M | Add +0.5% |
| SO The Southern Co. | 0.54% | 97,051 | $7.0M | Add +5.3% |
| TCAF T Rowe PRC Cap Appreciation | 0.52% | 219,050 | $6.6M | Add +22.4% |
| JPST JPMorgan Ultra-Short Income | 0.52% | 130,868 | $6.6M | Reduce -2.5% |
| ABBV Abbvie Inc. | 0.49% | 34,393 | $6.3M | Add +1.9% |
| JEPI JPMorgan Equity Premium Inco | 0.48% | 106,040 | $6.1M | Add +2.1% |
| CVX Chevron Corp. | 0.46% | 37,056 | $5.8M | Add +3.8% |
| WM Waste Management Inc. | 0.45% | 26,814 | $5.7M | Reduce -0.5% |
| PFE Pfizer Inc. | 0.44% | 202,844 | $5.6M | Reduce -30.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.43% | 12,431 | $5.5M | Add +0.3% |
| PEP Pepsico Inc. | 0.43% | 31,421 | $5.5M | Add +5.0% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.43% | 110,793 | $5.4M | Add +22.4% |
| KMB Kimberly-Clark Corp. | 0.42% | 41,767 | $5.4M | Add +4.3% |
| PRU Prudential Financial Inc. | 0.42% | 45,474 | $5.3M | Add +2.6% |
| CI The Cigna Group | 0.41% | 14,407 | $5.2M | Add +0.1% |
| CMI Cummins Inc. | 0.41% | 17,692 | $5.2M | Add +0.3% |
| KO The Coca-Cola Co. | 0.41% | 84,840 | $5.2M | Add +6.0% |
| LLY Eli Lilly & Co. | 0.40% | 6,509 | $5.1M | Add +1.4% |
| TXN Texas Instruments Inc. | 0.39% | 28,740 | $5.0M | Add +1.4% |
| DOW Dow Inc. | 0.39% | 86,255 | $5.0M | Add +0.5% |
| ODFL Old Dominion Freight Line | 0.38% | 22,104 | $4.8M | No change |
| BLK BlackRock Finance Inc. | 0.38% | 5,806 | $4.8M | No change |
| COP Conocophillips | 0.37% | 37,055 | $4.7M | Reduce -26.8% |
| MMM 3M Co. | 0.37% | 44,286 | $4.7M | Add +0.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.37% | 86,269 | $4.7M | Add +4.9% |
| META Meta Platforms Inc. Class A | 0.36% | 9,478 | $4.6M | Add +4.1% |
| BA The Boeing Co. | 0.35% | 23,214 | $4.5M | Reduce -40.3% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.35% | 7 | $4.4M | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.35% | 116,664 | $4.4M | Add +1.9% |
| ALL Allstate Corp. | 0.34% | 25,105 | $4.3M | No change |
| PSX Phillips 66 | 0.33% | 26,229 | $4.3M | Add +0.0% |
| COST Costco Wholesale Corp. | 0.33% | 5,744 | $4.2M | Reduce -2.0% |
| EMR Emerson Electric Co. | 0.33% | 36,879 | $4.2M | Reduce -0.9% |
| ACN Accenture PLC Class A | 0.31% | 11,462 | $4.0M | Reduce -1.1% |
| TRV The Travelers Cos Inc. | 0.31% | 16,992 | $3.9M | No change |
| UNH Unitedhealth Group Inc. | 0.29% | 7,550 | $3.7M | Add +0.3% |
| SCHW Schwab (charles) Corp. | 0.29% | 50,942 | $3.7M | Reduce -0.4% |
| GE General Electric | 0.28% | 20,580 | $3.6M | Add +0.1% |
| PNC PNC Financial Services Group | 0.28% | 22,341 | $3.6M | Reduce -2.2% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.28% | 29,975 | $3.6M | Add +1.9% |
| LOW Lowe's Cos Inc. | 0.28% | 13,896 | $3.5M | No change |
| TSLA Tesla Inc. | 0.27% | 19,705 | $3.5M | Reduce -0.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.27% | 27,761 | $3.4M | Add +7.2% |
| ITA iShares U.S. Aerospace & Def | 0.26% | 25,354 | $3.3M | Add +1.3% |
| LMT Lockheed Martin Corp. | 0.26% | 7,265 | $3.3M | Add +2.3% |
| PM Philip Morris International | 0.25% | 35,415 | $3.2M | Add +2.3% |
| HON Honeywell International Inc. | 0.25% | 15,804 | $3.2M | No change |
| PANW Palo Alto Networks Inc. | 0.25% | 11,359 | $3.2M | Add +5.1% |
| GIS General Mills Inc. | 0.25% | 45,495 | $3.2M | Add +4.6% |
| MSI Motorola Solutions Inc. | 0.25% | 8,937 | $3.2M | No change |
| DUK Duke Energy Corp. | 0.25% | 32,724 | $3.2M | Add +21.6% |
| XLV SS Health Care Select Sector | 0.25% | 21,374 | $3.2M | Reduce -0.3% |
| DVY iShares Select Dividend ETF | 0.24% | 25,208 | $3.1M | Add +12.9% |
| NSC Norfolk Southern Corp. | 0.23% | 11,581 | $3.0M | Reduce -0.2% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $1.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 441 | $526K | Add +27.8% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 374 | $456K | Add +49.6% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 7,430 | $289K | No change |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q4 2023 → Q1 2024
| BA The Boeing Co. | Reduce -40.3% | 0.35% | −0.52 |
| AMGN Amgen Inc. | Reduce -17.1% | 1.14% | −0.40 |
| JMST JPM Ultra-Short Muni Income | Reduce -9.6% | 1.31% | −0.29 |
| PFE Pfizer Inc. | Reduce -30.1% | 0.44% | −0.28 |
| TSLA Tesla Inc. | Reduce -0.7% | 0.27% | −0.15 |
| ADM Archer-Daniels-Midland Co. | Reduce -63.8% | 0.06% | −0.15 |
| COP Conocophillips | Reduce -26.8% | 0.37% | −0.14 |
| SCHY Schwab International DVD ETF | Reduce -3.2% | 0.66% | −0.10 |
| FMHI First Trust Municipal High I | Reduce -5.5% | 0.60% | −0.09 |
| JPST JPMorgan Ultra-Short Income | Reduce -2.5% | 0.52% | −0.06 |
| VGSH Vanguard Short-Term Treasury | Reduce -15.9% | 0.16% | −0.05 |
| IGV iShares Expanded Tech-Softwa | Reduce -2.5% | 0.64% | −0.05 |
| GEHC GE Healthcare Technology | Sold out | 0.00% | −0.05 |
| ADBE Adobe Inc. | Reduce -0.4% | 0.14% | −0.04 |
| ACN Accenture PLC Class A | Reduce -1.1% | 0.31% | −0.04 |
| STX Seagate Technology Holdings | Sold out | 0.00% | −0.03 |
| IRM Iron Mountain Inc. | Sold out | 0.00% | −0.03 |
| VGT Vanguard Info Tech ETF | Reduce -1.6% | 0.81% | −0.03 |
| GD General Dynamics Corp. | Reduce -2.5% | 0.61% | −0.02 |
| PNC PNC Financial Services Group | Reduce -2.2% | 0.28% | −0.02 |
| CARR Carrier Global Corp. | Reduce -7.7% | 0.11% | −0.02 |
| FSMB First Trust Short Dur Manag | Reduce -23.2% | 0.05% | −0.02 |
| FLG New York Community Bancorp | Sold out | 0.00% | −0.02 |
| COLB Columbia Banking System Inc. | Sold out | 0.00% | −0.02 |
| VDE Vanguard Energy ETF | Reduce -20.7% | 0.07% | −0.02 |
| DEM Wisdomtree Emerging Markets | Sold out | 0.00% | −0.02 |
| VHT Vanguard Health Care ETF | Reduce -7.4% | 0.17% | −0.02 |
| PID Invesco International Divide | Reduce -14.5% | 0.06% | −0.02 |
| UNP Union Pacific Corp. | Reduce -1.8% | 0.13% | −0.02 |
| SCHW Schwab (charles) Corp. | Reduce -0.4% | 0.29% | −0.02 |
| GS Goldman Sachs Group Inc. | Reduce -0.5% | 0.65% | −0.01 |
| IYR iShares US Real Estate ETF | Reduce -14.3% | 0.04% | −0.01 |
| ES Eversource Energy | Reduce -0.6% | 0.09% | −0.01 |
| CMCSA Comcast Corp. Class A | Reduce -0.9% | 0.09% | −0.01 |
| IP International Paper Co. | Reduce -21.9% | 0.03% | −0.01 |
| VIGI Vanguard Int Div App Indx FD | Reduce -21.2% | 0.03% | −0.01 |
| GILD Gilead Sciences Inc. | Reduce -16.0% | 0.02% | −0.01 |
| FNV Franco-Nevada Corp. | Reduce -27.5% | 0.02% | −0.01 |
| UPS United Parcel Service Class B | Reduce -0.1% | 0.05% | −0.01 |
| IBB iShares Biotechnology ETF | Reduce -1.8% | 0.07% | −0.01 |
| XLI SS Industrial Select Sector | Reduce -8.0% | 0.09% | −0.01 |
| GLD SPDR Gold Shares | Reduce -9.7% | 0.06% | −0.01 |
| MDT Medtronic PLC | Reduce -8.7% | 0.05% | −0.01 |
| NSC Norfolk Southern Corp. | Reduce -0.2% | 0.23% | −0.01 |
| XLV SS Health Care Select Sector | Reduce -0.3% | 0.25% | −0.01 |
| ADI Analog Devices Inc. | Reduce -4.2% | 0.03% | −0.00 |
| COST Costco Wholesale Corp. | Reduce -2.0% | 0.33% | −0.00 |
| TLT iShares 20+ Year Treasury BD | Reduce -7.9% | 0.02% | −0.00 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -0.6% | 0.09% | −0.00 |
| INTU Intuit Inc. | Reduce -0.2% | 0.06% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| IJR iShares Core S&P Small-Cap E | Add +296.2% | 1.35% | +0.99 |
| XLG Invesco S&P 500 Top 50 ETF | Add +59.3% | 2.32% | +0.88 |
| JPM JPMorgan Chase & Co. | Add +0.4% | 5.55% | +0.37 |
| SCHD Schwab US DVD Equity ETF | Add +12.7% | 3.31% | +0.25 |
| SMH Vaneck Semiconductor ETF | Add +19.8% | 0.59% | +0.17 |
| AMZN Amazon.com Inc. | Add +0.1% | 2.23% | +0.16 |
| SMOT Vaneck Morningstar Smid Moat | Add +10.2% | 1.94% | +0.15 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +5.4% | 0.58% | +0.09 |
| TCAF T Rowe PRC Cap Appreciation | Add +22.4% | 0.52% | +0.09 |
| META Meta Platforms Inc. Class A | Add +4.1% | 0.36% | +0.08 |
| ISRG Intuitive Surgical Inc. | Add +205.1% | 0.11% | +0.07 |
| LLY Eli Lilly & Co. | Add +1.4% | 0.40% | +0.07 |
| MRK Merck & Co. Inc. | Add +1.1% | 0.73% | +0.07 |
| MSFT Microsoft Corp. | Add +0.6% | 3.57% | +0.07 |
| SPGP Invesco S&P 500 Garp ETF | Add +11.2% | 0.78% | +0.07 |
| DIS The Walt Disney Co. | Add +7.2% | 0.27% | +0.06 |
| AEP American Electric Power | Add +51.0% | 0.20% | +0.06 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +1.3% | 3.22% | +0.06 |
| GE General Electric | Add +0.1% | 0.28% | +0.06 |
| ORCL Oracle Corp. | Add +0.8% | 0.67% | +0.05 |
| IBM Intl Business Machines Corp. | Add +0.8% | 0.85% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.8% | 0.74% | +0.05 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +22.4% | 0.43% | +0.05 |
| CGGO Cap Group Global Growth | New | 0.05% | +0.05 |
| CMI Cummins Inc. | Add +0.3% | 0.41% | +0.04 |
| VOOG Vanguard S&P 500 Growth ETF | Add +1.3% | 1.22% | +0.04 |
| ABBV Abbvie Inc. | Add +1.9% | 0.49% | +0.04 |
| CI The Cigna Group | Add +0.1% | 0.41% | +0.04 |
| QCOM Qualcomm Inc. | Add +0.5% | 0.58% | +0.04 |
| PSX Phillips 66 | Add +0.0% | 0.33% | +0.03 |
| NEE Nextera Energy Inc. | Add +23.5% | 0.17% | +0.03 |
| NFLX Netflix Inc. | Add +2.7% | 0.18% | +0.03 |
| VEU Vanguard Ftse All-World Ex-U | New | 0.02% | +0.02 |
| O Realty Income Corp. | New | 0.02% | +0.02 |
| DUK Duke Energy Corp. | Add +21.6% | 0.25% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | New | 0.02% | +0.02 |
| PRU Prudential Financial Inc. | Add +2.6% | 0.42% | +0.02 |
| ECL Ecolab Inc. | New | 0.02% | +0.02 |
| BSX Boston Scientific Corp. | New | 0.02% | +0.02 |
| FBND Fidelity Total Bond ETF | New | 0.02% | +0.02 |
| D Dominion Energy Inc. | Add +76.1% | 0.04% | +0.02 |
| DVY iShares Select Dividend ETF | Add +12.9% | 0.24% | +0.02 |
| CCI Crown Castle Inc. | New | 0.02% | +0.02 |
| IWV iShares Russell 3000 ETF | New | 0.02% | +0.02 |
| KNSL Kinsale Capital Group Inc. | New | 0.02% | +0.02 |
| ICE Intercontinental Exchange Inc. | New | 0.02% | +0.02 |
| ALLY Ally Financial Inc. | New | 0.02% | +0.02 |
| CEF Sprott Physical Gold and Sil | New | 0.02% | +0.02 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.02% | +0.02 |
| AXP American Express Co. | Add +1.3% | 0.15% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +27.8% | 441 | $526K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +49.6% | 374 | $456K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 395 | $2.0B | XLG, BKDV, JPM, AAPL, VUG |
| Q1 2026 | 378 | $1.7B | XLG, BKDV, JPM, AAPL, VUG |
| Q4 2025 | 369 | $1.8B | XLG, JPM, BKDV, AAPL, VUG |
| Q3 2025 | 357 | $1.7B | XLG, JPM, BKDV, AAPL, VUG |
| Q2 2025 | 355 | $1.6B | XLG, JPM, BKDV, AAPL, VUG |
| Q1 2025 | 338 | $1.4B | JPM, AAPL, XLG, VIG, VUG |
| Q4 2024 | 332 | $1.4B | AAPL, JPM, XLG, VUG, VIG |
| Q3 2024 | 338 | $1.4B | AAPL, JPM, VIG, MSFT, VUG |
| Q2 2024 | 323 | $1.3B | AAPL, JPM, MSFT, VIG, VUG |
| Q1 2024Amended | 341 | $1.3B | JPM, AAPL, VIG, MSFT, SCHD |