Principle Wealth Partners LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 3, 2025), Principle Wealth Partners LLC reported 357 stock positions worth $1.7 billion. Its top holding was Invesco S&P 500 Top 50 ETF (XLG) at 9.2% of the portfolio, followed by JPMorgan Chase (JPM, 6.5%) and BNY Mellon Dynamic Value (BKDV, 6.0%). Compared with Q2 2025, it opened 12 new positions, sold out of 10, added to 102 and reduced 137. The biggest buy was Invesco S&P 500 Top 50 ETF (XLG, shares +2%) and the biggest sale Invesco S&P 500 Garp ETF (SPGP, shares −58%).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, CT
- CIK
- 0001743413
- Portfolio Value
- $1.7B (Q3 2025)
- SEC Filing
- 0001951757-25-001250 ↗ filed Nov 3, 2025
Holdings Value
Holdings 357 stocks · $1.7B
| XLG Invesco S&P 500 Top 50 ETF | 9.16% | 2,741,301 | $157.7M | Add +2.2% |
| JPM JPMorgan Chase & Co. | 6.51% | 355,384 | $112.1M | Reduce -0.1% |
| BKDV BNY Mellon Dynamic Value | 5.99% | 3,709,142 | $103.1M | Add +2.8% |
| AAPL Apple Inc. | 5.54% | 374,872 | $95.5M | Reduce -0.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.56% | 127,812 | $61.3M | Add +0.1% |
| MSFT Microsoft Corp. | 3.35% | 111,393 | $57.7M | Reduce -0.6% |
| NVDA Nvidia Corp. | 3.14% | 289,852 | $54.1M | Reduce -1.4% |
| VIG Vanguard Dividend Apprec ETF | 3.06% | 244,233 | $52.7M | Add +0.3% |
| AMZN Amazon.com Inc. | 2.05% | 160,548 | $35.3M | Reduce -0.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.60% | 84,101 | $27.6M | Reduce -0.8% |
| VOOG Vanguard S&P 500 Growth ETF | 1.47% | 58,002 | $25.3M | Add +4.5% |
| GOOG Alphabet Inc. Class C | 1.34% | 94,961 | $23.1M | Reduce -1.5% |
| GOOGL Alphabet Inc. Class A | 1.32% | 93,814 | $22.8M | Reduce -0.3% |
| SMH Vaneck Semiconductor ETF | 1.24% | 65,172 | $21.3M | Add +2.0% |
| MCD McDonald's Corp. | 1.20% | 68,175 | $20.7M | Reduce -0.1% |
| JNJ Johnson & Johnson | 1.20% | 111,468 | $20.7M | Add +0.2% |
| RTX RTX Corp. | 1.18% | 121,467 | $20.3M | Reduce -0.3% |
| SMTH Alps SMTH Cor BD Plus ETF | 1.16% | 766,311 | $20.0M | Reduce -2.4% |
| SCHD Schwab US DVD Equity ETF | 1.14% | 719,176 | $19.6M | Reduce -24.4% |
| HD Home Depot Inc. | 0.98% | 41,626 | $16.9M | Add +2.0% |
| VYM Vanguard High DVD Yield ETF | 0.98% | 119,660 | $16.9M | Reduce -0.2% |
| ORCL Oracle Corp. | 0.94% | 57,424 | $16.2M | Reduce -4.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.93% | 56,645 | $16.0M | Add +0.6% |
| GS Goldman Sachs Group Inc. | 0.87% | 18,764 | $14.9M | Reduce -1.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.83% | 28,409 | $14.3M | Reduce -0.3% |
| FMHI First Trust Municipal High I | 0.79% | 287,319 | $13.7M | Reduce -2.8% |
| V Visa Inc. Class A | 0.78% | 39,130 | $13.4M | Reduce -0.8% |
| CSCO Cisco Systems Inc. | 0.76% | 192,098 | $13.1M | Reduce -0.2% |
| VGT Vanguard Info Tech ETF | 0.75% | 17,349 | $13.0M | Reduce -0.7% |
| TCAF T Rowe PRC Cap Appreciation | 0.75% | 343,136 | $12.9M | Add +2.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.71% | 18,255 | $12.2M | Add +0.4% |
| META Meta Platforms Inc. Class A | 0.66% | 15,459 | $11.4M | Reduce -1.2% |
| PG The Procter & Gamble Co. | 0.66% | 73,853 | $11.3M | Add +0.9% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.65% | 220,026 | $11.2M | Add +11.5% |
| TSLA Tesla Inc. | 0.60% | 23,364 | $10.4M | Add +1.9% |
| CAT Caterpillar Inc. | 0.59% | 21,409 | $10.2M | Add +0.8% |
| SO The Southern Co. | 0.57% | 102,920 | $9.8M | Reduce -1.3% |
| XOM Exxon Mobil Corp. | 0.55% | 83,931 | $9.5M | Add +3.8% |
| IGV iShares Expanded Tech-Softwa | 0.55% | 82,219 | $9.5M | Reduce -1.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.54% | 15,534 | $9.3M | Add +17.3% |
| GD General Dynamics Corp. | 0.54% | 27,094 | $9.2M | Reduce -2.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.52% | 30,658 | $9.0M | Reduce -0.8% |
| AMGN Amgen Inc. | 0.51% | 31,008 | $8.8M | Add +2.1% |
| CVX Chevron Corp. | 0.48% | 53,639 | $8.3M | Add +1.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.48% | 142,672 | $8.2M | Add +0.4% |
| ABBV Abbvie Inc. | 0.44% | 32,935 | $7.6M | Add +0.4% |
| MMM 3M Co. | 0.40% | 44,506 | $6.9M | Add +2.0% |
| CMI Cummins Inc. | 0.40% | 16,332 | $6.9M | Add +0.3% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.38% | 62,476 | $6.6M | Reduce -7.9% |
| BLK BlackRock Inc. | 0.38% | 5,585 | $6.5M | No change |
| JEPI JPMorgan Equity Premium Inco | 0.37% | 111,742 | $6.4M | Add +0.0% |
| MRK Merck & Co. Inc. | 0.37% | 75,912 | $6.4M | Reduce -1.1% |
| QCOM Qualcomm Inc. | 0.37% | 37,865 | $6.3M | Reduce -6.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.36% | 119,372 | $6.2M | Add +3.2% |
| DVY iShares Select Dividend ETF | 0.36% | 43,265 | $6.1M | Add +0.5% |
| OFLX Omega Flex Inc. | 0.35% | 192,275 | $6.0M | No change |
| UNH Unitedhealth Group Inc. | 0.33% | 16,453 | $5.7M | Add +19.7% |
| KO The Coca-Cola Co. | 0.33% | 84,825 | $5.6M | Add +1.3% |
| PANW Palo Alto Networks Inc. | 0.32% | 27,401 | $5.6M | Reduce -4.4% |
| COST Costco Wholesale Corp. | 0.32% | 6,009 | $5.6M | Reduce -0.6% |
| PM Philip Morris International | 0.32% | 34,175 | $5.5M | Reduce -0.7% |
| ITA iShares U.S. Aerospace & Def | 0.32% | 26,337 | $5.5M | Add +0.0% |
| BX Blackstone Inc. | 0.32% | 31,927 | $5.5M | Reduce -0.4% |
| ALL Allstate Corp. | 0.31% | 25,110 | $5.4M | No change |
| KMB Kimberly-Clark Corp. | 0.31% | 43,122 | $5.4M | Add +0.8% |
| SPGP Invesco S&P 500 Garp ETF | 0.31% | 47,028 | $5.3M | Reduce -58.4% |
| WM Waste Management Inc. | 0.31% | 23,895 | $5.3M | Add +0.0% |
| LLY Eli Lilly & Co. | 0.30% | 6,802 | $5.2M | Add +0.7% |
| EMR Emerson Electric Co. | 0.30% | 39,213 | $5.1M | Reduce -0.8% |
| TXN Texas Instruments Inc. | 0.29% | 26,917 | $4.9M | Reduce -6.0% |
| DUK Duke Energy Corp. | 0.29% | 39,910 | $4.9M | Add +2.5% |
| PNC PNC Financial Services Group | 0.28% | 23,998 | $4.8M | Add +2.5% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.28% | 34,650 | $4.8M | Reduce -0.4% |
| NFLX Netflix Inc. | 0.27% | 3,845 | $4.6M | Reduce -0.3% |
| PRU Prudential Financial Inc. | 0.26% | 43,796 | $4.5M | Add +3.5% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.26% | 6 | $4.5M | No change |
| TRV The Travelers Cos Inc. | 0.26% | 15,927 | $4.4M | Add +3.6% |
| FDVV Fidelity High Dividend ETF | 0.26% | 79,259 | $4.4M | Reduce -2.6% |
| BA The Boeing Co. | 0.24% | 19,522 | $4.2M | Reduce -0.1% |
| PFE Pfizer Inc. | 0.24% | 162,035 | $4.1M | Reduce -0.9% |
| MSI Motorola Solutions Inc. | 0.24% | 8,937 | $4.1M | No change |
| PLTR Palantir Technologies Inc. Class A | 0.24% | 22,238 | $4.1M | Reduce -9.4% |
| AEP American Electric Power | 0.22% | 33,274 | $3.7M | Reduce -1.7% |
| LMT Lockheed Martin Corp. | 0.21% | 7,276 | $3.6M | Reduce -0.2% |
| VXUS Vanguard Total Intl Stock | 0.21% | 49,358 | $3.6M | No change |
| D Dominion Energy Inc. | 0.21% | 58,663 | $3.6M | Add +4.1% |
| PSX Phillips 66 | 0.21% | 26,204 | $3.6M | No change |
| ASML ASML Holding NV-NY Reg SHS | 0.20% | 3,639 | $3.5M | Reduce -12.5% |
| COP Conocophillips | 0.20% | 37,095 | $3.5M | Reduce -0.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.20% | 18,697 | $3.5M | No change |
| LOW Lowe's Cos Inc. | 0.20% | 13,696 | $3.4M | No change |
| HON Honeywell International Inc. | 0.20% | 16,304 | $3.4M | Add +2.2% |
| MA Mastercard Inc. Class A | 0.19% | 5,868 | $3.3M | Reduce -1.0% |
| VOO Vanguard S&P 500 ETF | 0.19% | 5,374 | $3.3M | Reduce -3.4% |
| LVHI Franklin International Low V | 0.19% | 93,965 | $3.3M | Add +0.0% |
| NSC Norfolk Southern Corp. | 0.19% | 10,784 | $3.2M | Reduce -0.8% |
| NEE Nextera Energy Inc. | 0.18% | 41,352 | $3.1M | Add +15.7% |
| ODFL Old Dominion Freight Line | 0.18% | 21,733 | $3.1M | No change |
| ADP Automatic Data Processing | 0.18% | 10,331 | $3.0M | No change |
| XLK SS Technology Select Sector | 0.17% | 10,470 | $3.0M | Add +23.1% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 647 | $828K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 6,230 | $368K | No change |
Total filed on the 13F, all lines: $1.7B.
Portfolio Sells Q2 2025 → Q3 2025
| SPGP Invesco S&P 500 Garp ETF | Reduce -58.4% | 0.31% | −0.45 |
| SCHD Schwab US DVD Equity ETF | Reduce -24.4% | 1.14% | −0.43 |
| JPST JPMorgan Ultra-Short Income | Sold out | 0.00% | −0.33 |
| AMZN Amazon.com Inc. | Reduce -0.5% | 2.05% | −0.17 |
| MSFT Microsoft Corp. | Reduce -0.6% | 3.35% | −0.13 |
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -2.4% | 1.16% | −0.10 |
| V Visa Inc. Class A | Reduce -0.8% | 0.78% | −0.10 |
| TXN Texas Instruments Inc. | Reduce -6.0% | 0.29% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -0.2% | 0.76% | −0.07 |
| FMHI First Trust Municipal High I | Reduce -2.8% | 0.79% | −0.07 |
| PM Philip Morris International | Reduce -0.7% | 0.32% | −0.07 |
| META Meta Platforms Inc. Class A | Reduce -1.2% | 0.66% | −0.06 |
| NFLX Netflix Inc. | Reduce -0.3% | 0.27% | −0.06 |
| GIS General Mills Inc. | Reduce -49.0% | 0.04% | −0.05 |
| COST Costco Wholesale Corp. | Reduce -0.6% | 0.32% | −0.05 |
| MCD McDonald's Corp. | Reduce -0.1% | 1.20% | −0.04 |
| PANW Palo Alto Networks Inc. | Reduce -4.4% | 0.32% | −0.04 |
| VGSH Vanguard Short-Term Treasury | Sold out | 0.00% | −0.04 |
| QCOM Qualcomm Inc. | Reduce -6.5% | 0.37% | −0.04 |
| PYPL PayPal Holdings Inc. | Reduce -44.6% | 0.03% | −0.04 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -7.9% | 0.38% | −0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.3% | 0.83% | −0.04 |
| SO The Southern Co. | Reduce -1.3% | 0.57% | −0.03 |
| CRM Salesforce Inc. | Reduce -0.1% | 0.13% | −0.03 |
| EMR Emerson Electric Co. | Reduce -0.8% | 0.30% | −0.03 |
| DIS The Walt Disney Co. | Reduce -2.0% | 0.16% | −0.03 |
| ISRG Intuitive Surgical Inc. | Reduce -0.3% | 0.10% | −0.03 |
| ACN Accenture PLC Class A | Reduce -40.5% | 0.03% | −0.03 |
| ADBE Adobe Inc. | Reduce -35.1% | 0.03% | −0.03 |
| NOW ServiceNow Inc. | Reduce -4.3% | 0.11% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Sold out | 0.00% | −0.03 |
| IGV iShares Expanded Tech-Softwa | Reduce -1.9% | 0.55% | −0.02 |
| PEP Pepsico Inc. | Reduce -11.6% | 0.15% | −0.02 |
| CMCSA Comcast Corp. Class A | Reduce -46.6% | 0.02% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -0.2% | 0.98% | −0.02 |
| VST Vistra Corp. | Reduce -4.3% | 0.16% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -0.8% | 0.52% | −0.02 |
| MTUM iShares MSCI USA Momentum Fa | Sold out | 0.00% | −0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -24.9% | 0.03% | −0.02 |
| AWK American Water Works Co. Inc. | Sold out | 0.00% | −0.02 |
| CCI Crown Castle Inc. | Sold out | 0.00% | −0.01 |
| VZ Verizon Communications Inc. | Reduce -7.0% | 0.11% | −0.01 |
| BUD Anheuser-Busch Inbev-SPN ADR | Sold out | 0.00% | −0.01 |
| MA Mastercard Inc. Class A | Reduce -1.0% | 0.19% | −0.01 |
| SBUX Starbucks Corp. | Reduce -11.5% | 0.05% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Sold out | 0.00% | −0.01 |
| AEM Agnico Eagle Mines Ltd. | Sold out | 0.00% | −0.01 |
| XLI SS Industrial Select Sector | Reduce -11.6% | 0.08% | −0.01 |
| SBLK Star Bulk Carriers Corp. | Sold out | 0.00% | −0.01 |
| AMT American Tower Corp. | Reduce -8.3% | 0.03% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| XLG Invesco S&P 500 Top 50 ETF | Add +2.2% | 9.16% | +0.42 |
| TSLA Tesla Inc. | Add +1.9% | 0.60% | +0.15 |
| JNJ Johnson & Johnson | Add +0.2% | 1.20% | +0.14 |
| SMH Vaneck Semiconductor ETF | Add +2.0% | 1.24% | +0.12 |
| XMMO Invesco S&P Midcap Momentum | Add +720.5% | 0.11% | +0.10 |
| VOOG Vanguard S&P 500 Growth ETF | Add +4.5% | 1.47% | +0.09 |
| QQQ Invesco QQQ Trust Series 1 | Add +17.3% | 0.54% | +0.09 |
| CAT Caterpillar Inc. | Add +0.8% | 0.59% | +0.08 |
| CMI Cummins Inc. | Add +0.3% | 0.40% | +0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +0.1% | 3.56% | +0.06 |
| ABBV Abbvie Inc. | Add +0.4% | 0.44% | +0.06 |
| UNH Unitedhealth Group Inc. | Add +19.7% | 0.33% | +0.06 |
| PWRD TCW Transform Systems ETF | Add +238.3% | 0.08% | +0.06 |
| CGGE Cap Group Global Eq | New | 0.06% | +0.06 |
| IDVO Amplify CWP Intl Enh DVD Inc. | Add +132.9% | 0.10% | +0.05 |
| HD Home Depot Inc. | Add +2.0% | 0.98% | +0.04 |
| GLD SPDR Gold Shares | Add +61.0% | 0.09% | +0.04 |
| XLK SS Technology Select Sector | Add +23.1% | 0.17% | +0.04 |
| NEE Nextera Energy Inc. | Add +15.7% | 0.18% | +0.03 |
| MTB M & T Bank Corp. | Add +77.9% | 0.06% | +0.03 |
| JMST JPM Ultra-Short Muni Income | Add +11.5% | 0.65% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Add +28.8% | 0.09% | +0.02 |
| IJS iShares S&P Small-Cap 600 Va | New | 0.02% | +0.02 |
| AMD Advanced Micro Devices | Add +43.8% | 0.06% | +0.02 |
| C Citigroup Inc. | New | 0.02% | +0.02 |
| FBTC Fidelity Wise Origin Bitcoin | Add +25.0% | 0.09% | +0.02 |
| DIVO Amplify CWP Enhan Divid ETF | Add +23.2% | 0.10% | +0.02 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | New | 0.02% | +0.02 |
| TPL Texas Pacific Land Corp. | Add +48.3% | 0.09% | +0.02 |
| BAC Bank of America Corp. | Add +3.2% | 0.36% | +0.02 |
| IAU iShares Gold Trust | Add +11.9% | 0.09% | +0.02 |
| RAAX Vaneck Real Assets ETF | New | 0.02% | +0.02 |
| JAAA Janus Henderson Aaa Clo ETF | Add +71.2% | 0.04% | +0.01 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.01% | +0.01 |
| TCAF T Rowe PRC Cap Appreciation | Add +2.6% | 0.75% | +0.01 |
| PPA Invesco Aerospace & Defense | New | 0.01% | +0.01 |
| OHI Omega Healthcare Investors | New | 0.01% | +0.01 |
| CAG Conagra Brands Inc. | New | 0.01% | +0.01 |
| WDC Western Digital Corp. | New | 0.01% | +0.01 |
| VWO Vanguard Ftse Emerging Marke | New | 0.01% | +0.01 |
| FLNG Flex LNG Ltd. | New | 0.01% | +0.01 |
| AVGO Broadcom Inc. | Add +2.6% | 0.10% | +0.01 |
| NOC Northrop Grumman Corp. | Add +0.8% | 0.08% | +0.01 |
| ITA iShares U.S. Aerospace & Def | Add +0.0% | 0.32% | +0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +72.9% | 0.04% | +0.01 |
| CVX Chevron Corp. | Add +1.2% | 0.48% | +0.01 |
| D Dominion Energy Inc. | Add +4.1% | 0.21% | +0.01 |
| GEV GE Vernova Inc. | Add +1.9% | 0.08% | +0.01 |
| PNC PNC Financial Services Group | Add +2.5% | 0.28% | +0.01 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +23.0% | 0.03% | +0.01 |
Notes & Other Activity Q2 2025 → Q3 2025
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 10,645 | $423Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 395 | $2.0B | XLG, BKDV, JPM, AAPL, VUG |
| Q1 2026 | 378 | $1.7B | XLG, BKDV, JPM, AAPL, VUG |
| Q4 2025 | 369 | $1.8B | XLG, JPM, BKDV, AAPL, VUG |
| Q3 2025 | 357 | $1.7B | XLG, JPM, BKDV, AAPL, VUG |
| Q2 2025 | 355 | $1.6B | XLG, JPM, BKDV, AAPL, VUG |
| Q1 2025 | 338 | $1.4B | JPM, AAPL, XLG, VIG, VUG |
| Q4 2024 | 332 | $1.4B | AAPL, JPM, XLG, VUG, VIG |
| Q3 2024 | 338 | $1.4B | AAPL, JPM, VIG, MSFT, VUG |
| Q2 2024 | 323 | $1.3B | AAPL, JPM, MSFT, VIG, VUG |
| Q1 2024Amended | 341 | $1.3B | JPM, AAPL, VIG, MSFT, SCHD |