Principle Wealth Partners LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 29, 2025), Principle Wealth Partners LLC reported 332 stock positions worth $1.4 billion. Its top holding was Apple (AAPL) at 6.5% of the portfolio, followed by JPMorgan Chase (JPM, 5.9%) and Invesco S&P 500 Top 50 ETF (XLG, 3.8%). Compared with Q3 2024, it opened 9 new positions, sold out of 15, added to 100 and reduced 123. The biggest buy was Invesco S&P 500 Top 50 ETF (XLG, shares +11%) and the biggest sale Amgen (AMGN, shares −11%).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, CT
- CIK
- 0001743413
- Portfolio Value
- $1.4B (Q4 2024)
- SEC Filing
- 0001951757-25-000146 ↗ filed Jan 29, 2025
Holdings Value
Holdings 332 stocks · $1.4B
| AAPL Apple Inc. | 6.52% | 370,624 | $92.8M | Add +0.2% |
| JPM JPMorgan Chase & Co. | 5.93% | 352,176 | $84.4M | Reduce -0.1% |
| XLG Invesco S&P 500 Top 50 ETF | 3.83% | 1,092,153 | $54.6M | Add +11.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.48% | 120,539 | $49.5M | Reduce -0.8% |
| VIG Vanguard Dividend Apprec ETF | 3.44% | 249,917 | $48.9M | Reduce -1.4% |
| SCHD Schwab US DVD Equity ETF | 3.36% | 1,750,141 | $47.8M | Add +7.2% |
| MSFT Microsoft Corp. | 3.22% | 108,725 | $45.8M | Reduce -0.3% |
| AMZN Amazon.com Inc. | 2.32% | 150,783 | $33.1M | Reduce -3.6% |
| IJR iShares Core S&P Small-Cap E | 2.25% | 277,448 | $32.0M | Add +7.1% |
| SMTH Alps SMTH Cor BD Plus ETF | 1.94% | 1,082,578 | $27.6M | Reduce -6.5% |
| SMOT Vaneck Morningstar Smid Moat | 1.89% | 780,194 | $26.9M | Add +0.6% |
| VTI VG Morningstar TS MKT ETF-US | 1.73% | 85,041 | $24.6M | Reduce -0.7% |
| NVDA Nvidia Corp. | 1.66% | 176,371 | $23.7M | Reduce -5.1% |
| MCD McDonald's Corp. | 1.38% | 67,779 | $19.6M | Reduce -0.3% |
| VOOG Vanguard S&P 500 Growth ETF | 1.34% | 52,083 | $19.1M | Add +0.1% |
| GOOG Alphabet Inc. Class C | 1.28% | 96,037 | $18.3M | Add +1.7% |
| GOOGL Alphabet Inc. Class A | 1.20% | 90,025 | $17.0M | Add +0.3% |
| FMHI First Trust Municipal High I | 1.16% | 341,570 | $16.5M | Reduce -2.9% |
| JNJ Johnson & Johnson | 1.14% | 111,779 | $16.2M | Reduce -1.1% |
| VYM Vanguard High DVD Yield ETF | 1.13% | 126,129 | $16.1M | Reduce -3.9% |
| HD Home Depot Inc. | 1.08% | 39,582 | $15.4M | Reduce -0.6% |
| SMH Vaneck Semiconductor ETF | 1.05% | 61,832 | $15.0M | Add +2.0% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 1.04% | 290,966 | $14.8M | Reduce -2.8% |
| RTX RTX Corp. | 1.00% | 123,096 | $14.2M | Reduce -0.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.91% | 444,245 | $13.0M | Reduce -5.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.88% | 57,124 | $12.6M | Reduce -0.4% |
| PG The Procter & Gamble Co. | 0.87% | 74,192 | $12.4M | Reduce -1.1% |
| V Visa Inc. Class A | 0.86% | 38,618 | $12.2M | Reduce -0.7% |
| SPGP Invesco S&P 500 Garp ETF | 0.85% | 114,810 | $12.0M | Add +4.5% |
| AMGN Amgen Inc. | 0.84% | 45,715 | $11.9M | Reduce -11.0% |
| CSCO Cisco Systems Inc. | 0.80% | 193,258 | $11.4M | Reduce -0.4% |
| VGT Vanguard Info Tech ETF | 0.77% | 17,698 | $11.0M | Reduce -2.1% |
| GS Goldman Sachs Group Inc. | 0.76% | 18,860 | $10.8M | Reduce -2.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.75% | 18,121 | $10.6M | Reduce -0.4% |
| TCAF T Rowe PRC Cap Appreciation | 0.73% | 312,197 | $10.4M | Add +13.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.72% | 22,709 | $10.3M | Reduce -0.0% |
| ORCL Oracle Corp. | 0.70% | 60,107 | $10.0M | Reduce -5.7% |
| IGV iShares Expanded Tech-Softwa | 0.65% | 92,884 | $9.3M | Reduce -3.3% |
| SO The Southern Co. | 0.59% | 102,907 | $8.5M | Add +3.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.59% | 31,927 | $8.4M | Add +1.7% |
| OFLX Omega Flex Inc. | 0.57% | 192,275 | $8.1M | No change |
| CAT Caterpillar Inc. | 0.55% | 21,696 | $7.9M | Reduce -2.5% |
| XOM Exxon Mobil Corp. | 0.55% | 72,246 | $7.8M | Reduce -0.1% |
| TSLA Tesla Inc. | 0.52% | 18,165 | $7.3M | Reduce -9.7% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.51% | 74,236 | $7.3M | Reduce -0.1% |
| GD General Dynamics Corp. | 0.51% | 27,431 | $7.2M | Reduce -0.8% |
| MRK Merck & Co. Inc. | 0.50% | 72,143 | $7.2M | Reduce -0.4% |
| JPST JPMorgan Ultra-Short Income | 0.48% | 136,030 | $6.9M | Add +4.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.47% | 13,185 | $6.7M | Reduce -0.2% |
| JEPI JPMorgan Equity Premium Inco | 0.45% | 112,396 | $6.5M | Add +1.6% |
| QCOM Qualcomm Inc. | 0.43% | 39,775 | $6.1M | Reduce -1.9% |
| ABBV Abbvie Inc. | 0.42% | 33,751 | $6.0M | Add +0.3% |
| META Meta Platforms Inc. Class A | 0.42% | 10,208 | $6.0M | Add +1.7% |
| CMI Cummins Inc. | 0.41% | 16,947 | $5.9M | Reduce -1.9% |
| BLK BlackRock Inc. | 0.41% | 5,724 | $5.9M | Reduce -2.0% |
| MMM 3M Co. | 0.41% | 44,977 | $5.8M | Reduce -1.9% |
| DVY iShares Select Dividend ETF | 0.40% | 43,566 | $5.7M | Add +48.4% |
| CVX Chevron Corp. | 0.40% | 39,102 | $5.7M | Add +0.5% |
| KMB Kimberly-Clark Corp. | 0.39% | 42,793 | $5.6M | Add +2.0% |
| TXN Texas Instruments Inc. | 0.37% | 28,341 | $5.3M | Reduce -0.3% |
| KO The Coca-Cola Co. | 0.37% | 84,986 | $5.3M | Reduce -1.3% |
| COST Costco Wholesale Corp. | 0.37% | 5,735 | $5.3M | Add +0.3% |
| LLY Eli Lilly & Co. | 0.35% | 6,543 | $5.1M | Reduce -0.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.35% | 114,714 | $5.0M | Reduce -0.3% |
| PFE Pfizer Inc. | 0.35% | 190,017 | $5.0M | Reduce -1.9% |
| PRU Prudential Financial Inc. | 0.35% | 42,185 | $5.0M | Reduce -2.4% |
| WM Waste Management Inc. | 0.34% | 24,160 | $4.9M | Reduce -3.3% |
| ALL Allstate Corp. | 0.34% | 25,105 | $4.8M | No change |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.34% | 85,506 | $4.8M | Reduce -1.1% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.33% | 7 | $4.8M | No change |
| PANW Palo Alto Networks Inc. | 0.33% | 25,674 | $4.7M | Add +5.0% |
| DUK Duke Energy Corp. | 0.32% | 41,812 | $4.5M | Add +16.4% |
| PEP Pepsico Inc. | 0.31% | 29,419 | $4.5M | Reduce -8.0% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.31% | 35,692 | $4.5M | Add +17.8% |
| EMR Emerson Electric Co. | 0.30% | 35,041 | $4.3M | Reduce -0.9% |
| PM Philip Morris International | 0.30% | 35,183 | $4.2M | Reduce -1.1% |
| PNC PNC Financial Services Group | 0.29% | 21,543 | $4.2M | Reduce -0.5% |
| MSI Motorola Solutions Inc. | 0.29% | 8,937 | $4.1M | No change |
| ACN Accenture PLC Class A | 0.29% | 11,564 | $4.1M | Reduce -0.7% |
| TRV The Travelers Cos Inc. | 0.29% | 16,870 | $4.1M | Reduce -0.7% |
| ITA iShares U.S. Aerospace & Def | 0.28% | 27,662 | $4.0M | Add +0.2% |
| CI The Cigna Group | 0.28% | 14,432 | $4.0M | Add +0.1% |
| ODFL Old Dominion Freight Line | 0.27% | 21,829 | $3.9M | Reduce -1.1% |
| FDVV Fidelity High Dividend ETF | 0.27% | 76,434 | $3.8M | Add +3.0% |
| UNH Unitedhealth Group Inc. | 0.27% | 7,522 | $3.8M | Reduce -0.5% |
| BA The Boeing Co. | 0.26% | 21,085 | $3.7M | Reduce -4.6% |
| COP Conocophillips | 0.26% | 37,255 | $3.7M | Add +0.3% |
| HON Honeywell International Inc. | 0.26% | 16,194 | $3.7M | Reduce -0.1% |
| SCHY Schwab International DVD ETF | 0.25% | 154,043 | $3.6M | Reduce -15.5% |
| LMT Lockheed Martin Corp. | 0.25% | 7,318 | $3.6M | Add +1.9% |
| LOW Lowe's Cos Inc. | 0.24% | 13,998 | $3.5M | Add +0.1% |
| GE General Electric filed as GE AEROSPACE | 0.24% | 20,536 | $3.4M | Add +2.5% |
| NFLX Netflix Inc. | 0.24% | 3,828 | $3.4M | No change |
| GIS General Mills Inc. | 0.23% | 51,233 | $3.3M | Add +3.5% |
| AEP American Electric Power | 0.23% | 34,920 | $3.2M | Add +12.4% |
| ADP Automatic Data Processing | 0.23% | 10,962 | $3.2M | Add +0.1% |
| IJT iShares S&P Small-Cap 600 GR | 0.22% | 23,333 | $3.2M | Add +4.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.22% | 18,517 | $3.1M | Reduce -2.9% |
| BX Blackstone Inc. | 0.22% | 18,157 | $3.1M | Add +0.6% |
| CRM Salesforce Inc. | 0.22% | 9,209 | $3.1M | Reduce -0.2% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 613 | $747K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 10,645 | $436K | Add +12.4% |
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q3 2024 → Q4 2024
| AMGN Amgen Inc. | Reduce -11.0% | 0.84% | −0.34 |
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -6.5% | 1.94% | −0.23 |
| DOW Dow Inc. | Reduce -41.2% | 0.15% | −0.20 |
| JNJ Johnson & Johnson | Reduce -1.1% | 1.14% | −0.16 |
| VIG Vanguard Dividend Apprec ETF | Reduce -1.4% | 3.44% | −0.12 |
| INTC Intel Corp. | Reduce -75.0% | 0.03% | −0.12 |
| MSFT Microsoft Corp. | Reduce -0.3% | 3.22% | −0.11 |
| CGGO Cap Group Global Growth | Reduce -5.7% | 0.91% | −0.10 |
| SCHY Schwab International DVD ETF | Reduce -15.5% | 0.25% | −0.09 |
| MCD McDonald's Corp. | Reduce -0.3% | 1.38% | −0.09 |
| GD General Dynamics Corp. | Reduce -0.8% | 0.51% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -0.4% | 0.50% | −0.08 |
| FMHI First Trust Municipal High I | Reduce -2.9% | 1.16% | −0.07 |
| PEP Pepsico Inc. | Reduce -8.0% | 0.31% | −0.07 |
| KO The Coca-Cola Co. | Reduce -1.3% | 0.37% | −0.07 |
| ORCL Oracle Corp. | Reduce -5.7% | 0.70% | −0.07 |
| CAT Caterpillar Inc. | Reduce -2.5% | 0.55% | −0.06 |
| VYM Vanguard High DVD Yield ETF | Reduce -3.9% | 1.13% | −0.06 |
| RTX RTX Corp. | Reduce -0.5% | 1.00% | −0.06 |
| HD Home Depot Inc. | Reduce -0.6% | 1.08% | −0.06 |
| QCOM Qualcomm Inc. | Reduce -1.9% | 0.43% | −0.06 |
| LLY Eli Lilly & Co. | Reduce -0.5% | 0.35% | −0.06 |
| AMD Advanced Micro Devices | Reduce -56.7% | 0.03% | −0.06 |
| ADBE Adobe Inc. | Reduce -31.1% | 0.08% | −0.06 |
| XOM Exxon Mobil Corp. | Reduce -0.1% | 0.55% | −0.06 |
| PG The Procter & Gamble Co. | Reduce -1.1% | 0.87% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -0.5% | 0.27% | −0.05 |
| JMST JPM Ultra-Short Muni Income | Reduce -2.8% | 1.04% | −0.04 |
| PFE Pfizer Inc. | Reduce -1.9% | 0.35% | −0.04 |
| TXN Texas Instruments Inc. | Reduce -0.3% | 0.37% | −0.04 |
| ODFL Old Dominion Freight Line | Reduce -1.1% | 0.27% | −0.04 |
| MMM 3M Co. | Reduce -1.9% | 0.41% | −0.04 |
| CVS CVS Health Corp. | Reduce -7.0% | 0.07% | −0.04 |
| EXC Exelon Corp. | Reduce -14.8% | 0.13% | −0.04 |
| XLV SS Health Care Select Sector | Reduce -4.7% | 0.19% | −0.04 |
| ELV Elevance Health Inc. | Reduce -0.0% | 0.07% | −0.03 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -0.1% | 0.51% | −0.03 |
| AGR Avangrid Inc. | Sold out | 0.00% | −0.03 |
| WM Waste Management Inc. | Reduce -3.3% | 0.34% | −0.03 |
| VXUS Vanguard Total Intl Stock | Reduce -1.4% | 0.20% | −0.03 |
| MEAR Ishrs Short Mat Muni Act ETF | Reduce -25.0% | 0.06% | −0.02 |
| VHT Vanguard Health Care ETF | Reduce -3.9% | 0.13% | −0.02 |
| SBLK Star Bulk Carriers Corp. | Sold out | 0.00% | −0.02 |
| GRPM Invesco S&P Midcap 400 Garp | Sold out | 0.00% | −0.02 |
| PRU Prudential Financial Inc. | Reduce -2.4% | 0.35% | −0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.0% | 0.72% | −0.02 |
| HLIO Helios Technologies Inc. | Sold out | 0.00% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -0.4% | 0.88% | −0.02 |
| SDY SS SPDR S&P Dividend ETF | Reduce -1.6% | 0.16% | −0.02 |
| AWK American Water Works Co. Inc. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| XLG Invesco S&P 500 Top 50 ETF | Add +11.4% | 3.83% | +0.53 |
| AAPL Apple Inc. | Add +0.2% | 6.52% | +0.41 |
| GOOG Alphabet Inc. Class C | Add +1.7% | 1.28% | +0.17 |
| GOOGL Alphabet Inc. Class A | Add +0.3% | 1.20% | +0.14 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.13% | +0.13 |
| DVY iShares Select Dividend ETF | Add +48.4% | 0.40% | +0.12 |
| D Dominion Energy Inc. | Add +268.1% | 0.15% | +0.11 |
| SCHD Schwab US DVD Equity ETF | Add +7.2% | 3.36% | +0.10 |
| IJR iShares Core S&P Small-Cap E | Add +7.1% | 2.25% | +0.10 |
| TCAF T Rowe PRC Cap Appreciation | Add +13.7% | 0.73% | +0.08 |
| VOOG Vanguard S&P 500 Growth ETF | Add +0.1% | 1.34% | +0.06 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Add +17.8% | 0.31% | +0.04 |
| PANW Palo Alto Networks Inc. | Add +5.0% | 0.33% | +0.03 |
| SPGP Invesco S&P 500 Garp ETF | Add +4.5% | 0.85% | +0.03 |
| UBER Uber Technologies Inc. | New | 0.03% | +0.03 |
| BX Blackstone Inc. | Add +0.6% | 0.22% | +0.02 |
| DUK Duke Energy Corp. | Add +16.4% | 0.32% | +0.02 |
| CAG Conagra Brands Inc. | New | 0.02% | +0.02 |
| PVAL Putnam Focused LRG Cap Value | New | 0.02% | +0.02 |
| FBTC Fidelity Wise Origin Bitcoin | Add +12.3% | 0.05% | +0.02 |
| MRVL Marvell Technology Inc. | New | 0.02% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | New | 0.02% | +0.02 |
| VRSN Verisign Inc. | New | 0.02% | +0.02 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | New | 0.01% | +0.01 |
| AVGO Broadcom Inc. | Add +6.9% | 0.05% | +0.01 |
| BWA Borgwarner Inc. | New | 0.01% | +0.01 |
| TPL Texas Pacific Land Corp. | Add +3.2% | 0.06% | +0.01 |
| JPST JPMorgan Ultra-Short Income | Add +4.6% | 0.48% | +0.01 |
| LVHI Franklin International Low V | Add +9.2% | 0.21% | +0.01 |
| META Meta Platforms Inc. Class A | Add +1.7% | 0.42% | +0.01 |
| ADP Automatic Data Processing | Add +0.1% | 0.23% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.5% | 0.08% | +0.01 |
| COST Costco Wholesale Corp. | Add +0.3% | 0.37% | +0.01 |
| KNTK Kinetik Holdings Inc. | Add +16.7% | 0.03% | +0.01 |
| INTU Intuit Inc. | Add +9.8% | 0.06% | +0.01 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +1.7% | 0.59% | +0.01 |
| HTGC Hercules Capital Inc. | Add +19.2% | 0.03% | +0.00 |
| BMY Bristol-Myers Squibb Co. | Add +0.4% | 0.06% | +0.00 |
| USB US Bancorp | Add +0.1% | 0.13% | +0.00 |
| SCHW Schwab (charles) Corp. | Add +2.7% | 0.03% | +0.00 |
| IWF iShares Russell 1000 Growth | Add +1.2% | 0.06% | +0.00 |
| XLK SS Technology Select Sector | Add +0.7% | 0.14% | +0.00 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +2.0% | 0.04% | +0.00 |
| COLB Columbia Banking System Inc. | Add +14.3% | 0.02% | +0.00 |
| EPD Enterprise Products Partners | Add +6.5% | 0.02% | +0.00 |
| CME Cme Group Inc. | Add +0.8% | 0.04% | +0.00 |
| XLY SS Consumer Disc Select Sect | Add +1.3% | 0.02% | +0.00 |
| ETN Eaton Corp. PLC | Add +2.1% | 0.14% | +0.00 |
| FDVV Fidelity High Dividend ETF | Add +3.0% | 0.27% | +0.00 |
| CODI Compass Diversified Holdings | Add +6.5% | 0.02% | +0.00 |
Notes & Other Activity Q3 2024 → Q4 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 613 | $747K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +12.4% | 10,645 | $436K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L · principal | Sold out | 601 | $765before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 395 | $2.0B | XLG, BKDV, JPM, AAPL, VUG |
| Q1 2026 | 378 | $1.7B | XLG, BKDV, JPM, AAPL, VUG |
| Q4 2025 | 369 | $1.8B | XLG, JPM, BKDV, AAPL, VUG |
| Q3 2025 | 357 | $1.7B | XLG, JPM, BKDV, AAPL, VUG |
| Q2 2025 | 355 | $1.6B | XLG, JPM, BKDV, AAPL, VUG |
| Q1 2025 | 338 | $1.4B | JPM, AAPL, XLG, VIG, VUG |
| Q4 2024 | 332 | $1.4B | AAPL, JPM, XLG, VUG, VIG |
| Q3 2024 | 338 | $1.4B | AAPL, JPM, VIG, MSFT, VUG |
| Q2 2024 | 323 | $1.3B | AAPL, JPM, MSFT, VIG, VUG |
| Q1 2024Amended | 341 | $1.3B | JPM, AAPL, VIG, MSFT, SCHD |