Principle Wealth Partners LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 6, 2025), Principle Wealth Partners LLC reported 338 stock positions worth $1.4 billion. Its top holding was JPMorgan Chase (JPM) at 6.2% of the portfolio, followed by Apple (AAPL, 5.8%) and Invesco S&P 500 Top 50 ETF (XLG, 4.8%). Compared with Q4 2024, it opened 18 new positions, sold out of 12, added to 87 and reduced 120. The biggest buy was a new position in BNY Mellon Dynamic Value (BKDV) and the biggest sale Schwab US DVD Equity ETF (SCHD, shares −46%).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, CT
- CIK
- 0001743413
- Portfolio Value
- $1.4B (Q1 2025)
- SEC Filing
- 0001951757-25-000521 ↗ filed May 6, 2025
Holdings Value
Holdings 338 stocks · $1.4B
| JPM JPMorgan Chase & Co. | 6.18% | 351,908 | $86.3M | Reduce -0.1% |
| AAPL Apple Inc. | 5.85% | 368,031 | $81.8M | Reduce -0.7% |
| XLG Invesco S&P 500 Top 50 ETF | 4.77% | 1,449,886 | $66.7M | Add +32.8% |
| VIG Vanguard Dividend Apprec ETF | 3.37% | 242,690 | $47.1M | Reduce -2.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.30% | 124,542 | $46.2M | Add +3.3% |
| MSFT Microsoft Corp. | 2.92% | 108,862 | $40.9M | Add +0.1% |
| IJR iShares Core S&P Small-Cap E | 2.13% | 285,183 | $29.8M | Add +2.8% |
| AMZN Amazon.com Inc. | 2.07% | 152,084 | $28.9M | Add +0.9% |
| SCHD Schwab US DVD Equity ETF | 1.90% | 947,851 | $26.5M | Reduce -45.8% |
| SMOT Vaneck Morningstar Smid Moat | 1.89% | 806,266 | $26.4M | Add +3.3% |
| SMTH Alps SMTH Cor BD Plus ETF | 1.85% | 997,835 | $25.8M | Reduce -7.8% |
| NVDA Nvidia Corp. | 1.82% | 234,363 | $25.4M | Add +32.9% |
| VTI VG Morningstar TS MKT ETF-US | 1.67% | 84,814 | $23.3M | Reduce -0.3% |
| BKDV BNY Mellon Dynamic Value | 1.65% | 911,018 | $23.0M | New |
| MCD McDonald's Corp. | 1.51% | 67,645 | $21.1M | Reduce -0.2% |
| JNJ Johnson & Johnson | 1.33% | 112,414 | $18.6M | Add +0.6% |
| VOOG Vanguard S&P 500 Growth ETF | 1.29% | 53,815 | $18.0M | Add +3.3% |
| RTX RTX Corp. | 1.16% | 122,307 | $16.2M | Reduce -0.6% |
| VYM Vanguard High DVD Yield ETF | 1.11% | 120,283 | $15.5M | Reduce -4.6% |
| FMHI First Trust Municipal High I | 1.08% | 317,181 | $15.2M | Reduce -7.1% |
| GOOG Alphabet Inc. Class C | 1.07% | 95,819 | $15.0M | Reduce -0.2% |
| SMH Vaneck Semiconductor ETF | 1.07% | 70,695 | $15.0M | Add +14.3% |
| HD Home Depot Inc. | 1.03% | 39,373 | $14.4M | Reduce -0.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.99% | 55,905 | $13.9M | Reduce -2.1% |
| GOOGL Alphabet Inc. Class A | 0.99% | 89,806 | $13.9M | Reduce -0.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.95% | 25,053 | $13.3M | Add +10.3% |
| V Visa Inc. Class A | 0.94% | 37,529 | $13.2M | Reduce -2.8% |
| PG The Procter & Gamble Co. | 0.89% | 73,066 | $12.5M | Reduce -1.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.88% | 433,951 | $12.3M | Reduce -2.3% |
| SPGP Invesco S&P 500 Garp ETF | 0.85% | 119,466 | $11.9M | Add +4.1% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.85% | 234,414 | $11.9M | Reduce -19.4% |
| CSCO Cisco Systems Inc. | 0.85% | 193,143 | $11.9M | Reduce -0.1% |
| TCAF T Rowe PRC Cap Appreciation | 0.76% | 329,088 | $10.6M | Add +5.4% |
| GS Goldman Sachs Group Inc. | 0.74% | 18,871 | $10.3M | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.73% | 18,180 | $10.2M | Add +0.3% |
| AMGN Amgen Inc. | 0.73% | 32,564 | $10.1M | Reduce -28.8% |
| SO The Southern Co. | 0.69% | 104,922 | $9.6M | Add +2.0% |
| VGT Vanguard Info Tech ETF | 0.69% | 17,761 | $9.6M | Add +0.4% |
| ORCL Oracle Corp. | 0.62% | 61,887 | $8.7M | Add +3.0% |
| XOM Exxon Mobil Corp. | 0.61% | 71,728 | $8.5M | Reduce -0.7% |
| IGV iShares Expanded Tech-Softwa | 0.59% | 92,111 | $8.2M | Reduce -0.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.58% | 31,541 | $8.2M | Reduce -1.2% |
| GD General Dynamics Corp. | 0.55% | 28,017 | $7.6M | Add +2.1% |
| CAT Caterpillar Inc. | 0.51% | 21,547 | $7.1M | Reduce -0.7% |
| JEPI JPMorgan Equity Premium Inco | 0.50% | 121,828 | $7.0M | Add +8.4% |
| ABBV Abbvie Inc. | 0.50% | 33,136 | $6.9M | Reduce -1.8% |
| OFLX Omega Flex Inc. | 0.48% | 192,275 | $6.7M | No change |
| MRK Merck & Co. Inc. | 0.48% | 74,058 | $6.6M | Add +2.6% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.47% | 72,159 | $6.6M | Reduce -2.8% |
| MMM 3M Co. | 0.47% | 44,771 | $6.6M | Reduce -0.5% |
| CVX Chevron Corp. | 0.46% | 38,777 | $6.5M | Reduce -0.8% |
| META Meta Platforms Inc. Class A | 0.46% | 11,237 | $6.5M | Add +10.1% |
| QCOM Qualcomm Inc. | 0.45% | 40,825 | $6.3M | Add +2.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.44% | 13,185 | $6.2M | No change |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.44% | 117,543 | $6.1M | Add +37.5% |
| KMB Kimberly-Clark Corp. | 0.43% | 42,734 | $6.1M | Reduce -0.1% |
| KO The Coca-Cola Co. | 0.43% | 84,121 | $6.0M | Reduce -1.0% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.40% | 7 | $5.6M | No change |
| WM Waste Management Inc. | 0.40% | 24,005 | $5.6M | Reduce -0.6% |
| PM Philip Morris International | 0.39% | 34,696 | $5.5M | Reduce -1.4% |
| LLY Eli Lilly & Co. | 0.39% | 6,616 | $5.5M | Add +1.1% |
| BLK BlackRock Inc. | 0.39% | 5,729 | $5.4M | Add +0.1% |
| CMI Cummins Inc. | 0.38% | 16,812 | $5.3M | Reduce -0.8% |
| COST Costco Wholesale Corp. | 0.38% | 5,545 | $5.2M | Reduce -3.3% |
| ALL Allstate Corp. | 0.37% | 25,105 | $5.2M | No change |
| DVY iShares Select Dividend ETF | 0.37% | 38,398 | $5.2M | Reduce -11.9% |
| TXN Texas Instruments Inc. | 0.37% | 28,604 | $5.1M | Add +0.9% |
| TSLA Tesla Inc. | 0.35% | 19,040 | $4.9M | Add +4.8% |
| DUK Duke Energy Corp. | 0.35% | 40,236 | $4.9M | Reduce -3.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 115,335 | $4.8M | Add +0.5% |
| PRU Prudential Financial Inc. | 0.34% | 42,294 | $4.7M | Add +0.3% |
| PANW Palo Alto Networks Inc. | 0.32% | 26,144 | $4.5M | Add +1.8% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.32% | 34,535 | $4.4M | Reduce -3.2% |
| PFE Pfizer Inc. | 0.32% | 173,876 | $4.4M | Reduce -8.5% |
| PEP Pepsico Inc. | 0.31% | 29,320 | $4.4M | Reduce -0.3% |
| JPST JPMorgan Ultra-Short Income | 0.31% | 85,493 | $4.3M | Reduce -37.1% |
| TRV The Travelers Cos Inc. | 0.30% | 15,997 | $4.2M | Reduce -5.2% |
| ITA iShares U.S. Aerospace & Def | 0.30% | 27,330 | $4.2M | Reduce -1.2% |
| FDVV Fidelity High Dividend ETF | 0.29% | 81,664 | $4.1M | Add +6.8% |
| EMR Emerson Electric Co. | 0.29% | 36,792 | $4.0M | Add +5.0% |
| UNH Unitedhealth Group Inc. | 0.29% | 7,614 | $4.0M | Add +1.2% |
| PNC PNC Financial Services Group | 0.28% | 22,433 | $3.9M | Add +4.1% |
| MSI Motorola Solutions Inc. | 0.28% | 8,937 | $3.9M | No change |
| COP Conocophillips | 0.28% | 37,255 | $3.9M | No change |
| AEP American Electric Power | 0.28% | 35,255 | $3.9M | Add +1.0% |
| ODFL Old Dominion Freight Line | 0.26% | 21,808 | $3.6M | Reduce -0.1% |
| NFLX Netflix Inc. | 0.26% | 3,834 | $3.6M | Add +0.2% |
| ACN Accenture PLC Class A | 0.25% | 11,089 | $3.5M | Reduce -4.1% |
| D Dominion Energy Inc. | 0.25% | 61,534 | $3.5M | Add +51.2% |
| HON Honeywell International Inc. | 0.25% | 16,259 | $3.4M | Add +0.4% |
| BA The Boeing Co. | 0.24% | 19,500 | $3.3M | Reduce -7.5% |
| BX Blackstone Inc. | 0.24% | 23,782 | $3.3M | Add +31.0% |
| IJT iShares S&P Small-Cap 600 GR | 0.23% | 26,118 | $3.3M | Add +11.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.23% | 18,736 | $3.2M | Add +1.2% |
| PSX Phillips 66 | 0.23% | 26,204 | $3.2M | No change |
| LMT Lockheed Martin Corp. | 0.23% | 7,209 | $3.2M | Reduce -1.5% |
| LOW Lowe's Cos Inc. | 0.23% | 13,698 | $3.2M | Reduce -2.1% |
| ADP Automatic Data Processing | 0.23% | 10,327 | $3.2M | Reduce -5.8% |
| VXUS Vanguard Total Intl Stock | 0.22% | 49,358 | $3.1M | Add +0.0% |
| GIS General Mills Inc. | 0.22% | 51,229 | $3.1M | Reduce -0.0% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 622 | $768K | Add +1.5% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 10,645 | $433K | No change |
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q4 2024 → Q1 2025
| SCHD Schwab US DVD Equity ETF | Reduce -45.8% | 1.90% | −1.46 |
| AAPL Apple Inc. | Reduce -0.7% | 5.85% | −0.67 |
| SCHY Schwab International DVD ETF | Sold out | 0.00% | −0.25 |
| GOOG Alphabet Inc. Class C | Reduce -0.2% | 1.07% | −0.21 |
| GOOGL Alphabet Inc. Class A | Reduce -0.2% | 0.99% | −0.20 |
| JMST JPM Ultra-Short Muni Income | Reduce -19.4% | 0.85% | −0.18 |
| JPST JPMorgan Ultra-Short Income | Reduce -37.1% | 0.31% | −0.17 |
| CI The Cigna Group | Reduce -56.8% | 0.15% | −0.13 |
| AMGN Amgen Inc. | Reduce -28.8% | 0.73% | −0.11 |
| GE General Electric | Reduce -53.6% | 0.14% | −0.10 |
| DOW Dow Inc. | Reduce -58.2% | 0.06% | −0.10 |
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -7.8% | 1.85% | −0.09 |
| FMHI First Trust Municipal High I | Reduce -7.1% | 1.08% | −0.07 |
| GEV GE Vernova Inc. | Reduce -59.9% | 0.04% | −0.07 |
| VIG Vanguard Dividend Apprec ETF | Reduce -2.9% | 3.37% | −0.07 |
| IGV iShares Expanded Tech-Softwa | Reduce -0.8% | 0.59% | −0.07 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.3% | 1.67% | −0.06 |
| HD Home Depot Inc. | Reduce -0.5% | 1.03% | −0.05 |
| CAT Caterpillar Inc. | Reduce -0.7% | 0.51% | −0.04 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -2.8% | 0.47% | −0.04 |
| NOW ServiceNow Inc. | Reduce -1.9% | 0.12% | −0.04 |
| PFE Pfizer Inc. | Reduce -8.5% | 0.32% | −0.04 |
| ACN Accenture PLC Class A | Reduce -4.1% | 0.25% | −0.04 |
| CMI Cummins Inc. | Reduce -0.8% | 0.38% | −0.04 |
| DVY iShares Select Dividend ETF | Reduce -11.9% | 0.37% | −0.03 |
| CGGO Cap Group Global Growth | Reduce -2.3% | 0.88% | −0.03 |
| DIS The Walt Disney Co. | Reduce -5.5% | 0.18% | −0.03 |
| SOXX iShares Semiconductor ETF | Reduce -37.0% | 0.04% | −0.03 |
| NNN NNN REIT Inc. | Sold out | 0.00% | −0.03 |
| OKE Oneok Inc. | Sold out | 0.00% | −0.02 |
| BA The Boeing Co. | Reduce -7.5% | 0.24% | −0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -4.6% | 1.11% | −0.02 |
| VIGI Vanguard Int Div App Indx FD | Sold out | 0.00% | −0.02 |
| LMT Lockheed Martin Corp. | Reduce -1.5% | 0.23% | −0.02 |
| WHR Whirlpool Corp. | Sold out | 0.00% | −0.02 |
| ADM Archer-Daniels-Midland Co. | Reduce -38.5% | 0.03% | −0.02 |
| USB US Bancorp | Reduce -3.7% | 0.11% | −0.02 |
| COLB Columbia Banking System Inc. | Sold out | 0.00% | −0.02 |
| XLY SS Consumer Disc Select Sect | Sold out | 0.00% | −0.02 |
| MRVL Marvell Technology Inc. | Sold out | 0.00% | −0.02 |
| NKE Nike Inc. Class B | Reduce -35.0% | 0.02% | −0.01 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Sold out | 0.00% | −0.01 |
| VEU Vanguard Ftse All-World Ex-U | Sold out | 0.00% | −0.01 |
| BWA Borgwarner Inc. | Sold out | 0.00% | −0.01 |
| LOW Lowe's Cos Inc. | Reduce -2.1% | 0.23% | −0.01 |
| XLK SS Technology Select Sector | Reduce -0.6% | 0.13% | −0.01 |
| CSX CSX Corp. | Reduce -33.8% | 0.02% | −0.01 |
| ODFL Old Dominion Freight Line | Reduce -0.1% | 0.26% | −0.01 |
| GIS General Mills Inc. | Reduce -0.0% | 0.22% | −0.01 |
Portfolio Buys Q4 2024 → Q1 2025
| BKDV BNY Mellon Dynamic Value | New | 1.65% | +1.65 |
| XLG Invesco S&P 500 Top 50 ETF | Add +32.8% | 4.77% | +0.94 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +10.3% | 0.95% | +0.23 |
| JNJ Johnson & Johnson | Add +0.6% | 1.33% | +0.20 |
| CVRT Calamos Conv Eqty Alt ETF | New | 0.19% | +0.19 |
| NVDA Nvidia Corp. | Add +32.9% | 1.82% | +0.15 |
| JEPQ JPM Nasdaq Equity Premium | Add +37.5% | 0.44% | +0.10 |
| SO The Southern Co. | Add +2.0% | 0.69% | +0.10 |
| VST Vistra Corp. | New | 0.09% | +0.09 |
| D Dominion Energy Inc. | Add +51.2% | 0.25% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | Add +76.4% | 0.13% | +0.07 |
| IPKW Invesco International Buybac | New | 0.06% | +0.06 |
| AEP American Electric Power | Add +1.0% | 0.28% | +0.05 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | New | 0.05% | +0.05 |
| JEPI JPMorgan Equity Premium Inco | Add +8.4% | 0.50% | +0.04 |
| META Meta Platforms Inc. Class A | Add +10.1% | 0.46% | +0.04 |
| GD General Dynamics Corp. | Add +2.1% | 0.55% | +0.04 |
| ASML ASML Holding NV-NY Reg SHS | Add +31.9% | 0.17% | +0.04 |
| EXC Exelon Corp. | Add +3.5% | 0.17% | +0.04 |
| LLY Eli Lilly & Co. | Add +1.1% | 0.39% | +0.04 |
| TCAF T Rowe PRC Cap Appreciation | Add +5.4% | 0.76% | +0.03 |
| DVN Devon Energy Corp. | New | 0.03% | +0.03 |
| VZ Verizon Communications Inc. | Add +4.0% | 0.15% | +0.02 |
| CCI Crown Castle Inc. | New | 0.02% | +0.02 |
| BILS SS Spdrb B 3-12M T-Bill ETF | New | 0.02% | +0.02 |
| FDVV Fidelity High Dividend ETF | Add +6.8% | 0.29% | +0.02 |
| TSLX Sixth Street Specialty Lendi | New | 0.02% | +0.02 |
| PWRD TCW Transform Systems ETF | New | 0.02% | +0.02 |
| O Realty Income Corp. | Add +83.2% | 0.04% | +0.02 |
| AEM Agnico Eagle Mines Ltd. | New | 0.02% | +0.02 |
| QCOM Qualcomm Inc. | Add +2.6% | 0.45% | +0.02 |
| ENB Enbridge Inc. | Add +56.8% | 0.05% | +0.02 |
| UNH Unitedhealth Group Inc. | Add +1.2% | 0.29% | +0.02 |
| BX Blackstone Inc. | Add +31.0% | 0.24% | +0.02 |
| TPL Texas Pacific Land Corp. | Add +4.9% | 0.08% | +0.02 |
| SMH Vaneck Semiconductor ETF | Add +14.3% | 1.07% | +0.02 |
| FPE FT-Preferred Secur & Inc. ETF | New | 0.02% | +0.02 |
| JAAA Janus Henderson Aaa Clo ETF | New | 0.02% | +0.02 |
| PAGP Plains GP Holdings LP | New | 0.02% | +0.02 |
| NFLX Netflix Inc. | Add +0.2% | 0.26% | +0.02 |
| IAU iShares Gold Trust | Add +4.6% | 0.07% | +0.02 |
| USMV iShares MSCI USA Min Vol Fac | New | 0.02% | +0.02 |
| VXUS Vanguard Total Intl Stock | Add +0.0% | 0.22% | +0.01 |
| WU Western Union Co. | New | 0.01% | +0.01 |
| SDY SS SPDR S&P Dividend ETF | Add +3.8% | 0.17% | +0.01 |
| ET Energy Transfer LP | New | 0.01% | +0.01 |
| ISRG Intuitive Surgical Inc. | Add +14.1% | 0.13% | +0.01 |
| PYPL PayPal Holdings Inc. | Add +94.9% | 0.04% | +0.01 |
| SBLK Star Bulk Carriers Corp. | New | 0.01% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +1.2% | 0.23% | +0.01 |
Notes & Other Activity Q4 2024 → Q1 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.5% | 622 | $768K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 395 | $2.0B | XLG, BKDV, JPM, AAPL, VUG |
| Q1 2026 | 378 | $1.7B | XLG, BKDV, JPM, AAPL, VUG |
| Q4 2025 | 369 | $1.8B | XLG, JPM, BKDV, AAPL, VUG |
| Q3 2025 | 357 | $1.7B | XLG, JPM, BKDV, AAPL, VUG |
| Q2 2025 | 355 | $1.6B | XLG, JPM, BKDV, AAPL, VUG |
| Q1 2025 | 338 | $1.4B | JPM, AAPL, XLG, VIG, VUG |
| Q4 2024 | 332 | $1.4B | AAPL, JPM, XLG, VUG, VIG |
| Q3 2024 | 338 | $1.4B | AAPL, JPM, VIG, MSFT, VUG |
| Q2 2024 | 323 | $1.3B | AAPL, JPM, MSFT, VIG, VUG |
| Q1 2024Amended | 341 | $1.3B | JPM, AAPL, VIG, MSFT, SCHD |