Principle Wealth Partners LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 6, 2026), Principle Wealth Partners LLC reported 369 stock positions worth $1.8 billion. Its top holding was Invesco S&P 500 Top 50 ETF (XLG) at 8.2% of the portfolio, followed by JPMorgan Chase (JPM, 6.5%) and BNY Mellon Dynamic Value (BKDV, 6.2%). Compared with Q3 2025, it opened 21 new positions, sold out of 10, added to 147 and reduced 113. The biggest buy was Eli Lilly (LLY, shares +86%) and the biggest sale Invesco S&P 500 Top 50 ETF (XLG, shares −10%).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, CT
- CIK
- 0001743413
- Portfolio Value
- $1.8B (Q4 2025)
- SEC Filing
- 0001951757-26-000397 ↗ filed Feb 6, 2026
Holdings Value
Holdings 369 stocks · $1.8B
| XLG Invesco S&P 500 Top 50 ETF | 8.25% | 2,467,017 | $146.2M | Reduce -10.0% |
| JPM JPMorgan Chase & Co. | 6.51% | 358,106 | $115.4M | Add +0.8% |
| BKDV BNY Mellon Dynamic Value | 6.23% | 3,807,835 | $110.5M | Add +2.7% |
| AAPL Apple Inc. | 5.70% | 371,902 | $101.1M | Reduce -0.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.37% | 122,440 | $59.7M | Reduce -4.2% |
| MSFT Microsoft Corp. | 3.08% | 112,960 | $54.6M | Add +1.4% |
| NVDA Nvidia Corp. | 2.96% | 281,153 | $52.4M | Reduce -3.0% |
| VIG Vanguard Dividend Apprec ETF | 2.87% | 231,695 | $50.9M | Reduce -5.1% |
| AMZN Amazon.com Inc. | 2.14% | 164,361 | $37.9M | Add +2.4% |
| GOOG Alphabet Inc. Class C | 1.69% | 95,443 | $29.9M | Add +0.5% |
| GOOGL Alphabet Inc. Class A | 1.68% | 95,124 | $29.8M | Add +1.4% |
| VTI VG Morningstar TS MKT ETF-US | 1.65% | 87,327 | $29.3M | Add +3.8% |
| VOOG Vanguard S&P 500 Growth ETF | 1.45% | 57,848 | $25.7M | Reduce -0.3% |
| JNJ Johnson & Johnson | 1.32% | 113,197 | $23.4M | Add +1.6% |
| RTX RTX Corp. | 1.23% | 118,681 | $21.8M | Reduce -2.3% |
| SMH Vaneck Semiconductor ETF | 1.19% | 58,702 | $21.1M | Reduce -9.9% |
| MCD McDonald's Corp. | 1.19% | 68,901 | $21.1M | Add +1.1% |
| SMTH Alps SMTH Cor BD Plus ETF | 1.05% | 710,938 | $18.5M | Reduce -7.2% |
| SCHD Schwab US DVD Equity ETF | 1.00% | 648,597 | $17.8M | Reduce -9.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.99% | 59,024 | $17.5M | Add +4.2% |
| VYM Vanguard High DVD Yield ETF | 0.96% | 118,948 | $17.1M | Reduce -0.6% |
| GS Goldman Sachs Group Inc. | 0.92% | 18,646 | $16.4M | Reduce -0.6% |
| CSCO Cisco Systems Inc. | 0.84% | 193,042 | $14.9M | Add +0.5% |
| HD Home Depot Inc. | 0.83% | 42,866 | $14.8M | Add +3.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.78% | 27,411 | $13.8M | Reduce -3.5% |
| V Visa Inc. Class A | 0.77% | 39,133 | $13.7M | Add +0.0% |
| LLY Eli Lilly & Co. | 0.77% | 12,674 | $13.6M | Add +86.3% |
| TCAF T Rowe PRC Cap Appreciation | 0.74% | 342,637 | $13.1M | Reduce -0.1% |
| META Meta Platforms Inc. Class A | 0.73% | 19,680 | $13.0M | Add +27.3% |
| VGT Vanguard Info Tech ETF | 0.72% | 16,897 | $12.7M | Reduce -2.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.71% | 18,466 | $12.6M | Add +1.2% |
| CAT Caterpillar Inc. | 0.70% | 21,733 | $12.4M | Add +1.5% |
| XOM Exxon Mobil Corp. | 0.67% | 98,554 | $11.9M | Add +17.4% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.64% | 222,970 | $11.4M | Add +1.3% |
| ORCL Oracle Corp. | 0.63% | 57,740 | $11.3M | Add +0.6% |
| FMHI First Trust Municipal High I | 0.62% | 230,094 | $11.0M | Reduce -19.9% |
| TSLA Tesla Inc. | 0.61% | 24,004 | $10.8M | Add +2.7% |
| PG The Procter & Gamble Co. | 0.60% | 74,250 | $10.6M | Add +0.5% |
| AMGN Amgen Inc. | 0.59% | 31,766 | $10.4M | Add +2.4% |
| IGV iShares Expanded Tech-Softwa | 0.57% | 95,063 | $10.0M | Add +15.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.51% | 31,380 | $9.1M | Add +2.4% |
| GD General Dynamics Corp. | 0.51% | 26,745 | $9.0M | Reduce -1.3% |
| SO The Southern Co. | 0.49% | 100,551 | $8.8M | Reduce -2.3% |
| MRK Merck & Co. Inc. | 0.49% | 82,266 | $8.7M | Add +8.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.48% | 145,107 | $8.4M | Add +1.7% |
| CMI Cummins Inc. | 0.47% | 16,363 | $8.4M | Add +0.2% |
| CVX Chevron Corp. | 0.46% | 52,949 | $8.1M | Reduce -1.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.45% | 13,130 | $8.1M | Reduce -15.5% |
| KO The Coca-Cola Co. | 0.42% | 107,769 | $7.5M | Add +27.1% |
| ABBV Abbvie Inc. | 0.42% | 32,956 | $7.5M | Add +0.1% |
| MMM 3M Co. | 0.41% | 45,310 | $7.3M | Add +1.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.37% | 120,058 | $6.6M | Add +0.6% |
| QCOM Qualcomm Inc. | 0.36% | 36,931 | $6.3M | Reduce -2.5% |
| BLK BlackRock Inc. | 0.34% | 5,714 | $6.1M | Add +2.3% |
| DVY iShares Select Dividend ETF | 0.34% | 42,916 | $6.1M | Reduce -0.8% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.34% | 59,028 | $6.0M | Reduce -5.5% |
| UNH Unitedhealth Group Inc. | 0.33% | 17,676 | $5.8M | Add +7.4% |
| OFLX Omega Flex Inc. | 0.32% | 192,275 | $5.7M | No change |
| ITA iShares U.S. Aerospace & Def | 0.32% | 26,267 | $5.6M | Reduce -0.3% |
| PM Philip Morris International | 0.32% | 35,044 | $5.6M | Add +2.5% |
| WM Waste Management Inc. | 0.31% | 24,887 | $5.5M | Add +4.2% |
| JEPI JPMorgan Equity Premium Inco | 0.31% | 95,255 | $5.5M | Reduce -14.8% |
| COST Costco Wholesale Corp. | 0.30% | 6,250 | $5.4M | Add +4.0% |
| XMMO Invesco S&P Midcap Momentum | 0.30% | 38,776 | $5.4M | Add +171.8% |
| ALL Allstate Corp. | 0.29% | 25,110 | $5.2M | No change |
| EMR Emerson Electric Co. | 0.29% | 39,214 | $5.2M | Add +0.0% |
| SPGP Invesco S&P 500 Garp ETF | 0.29% | 45,406 | $5.2M | Reduce -3.5% |
| PANW Palo Alto Networks Inc. | 0.28% | 27,331 | $5.0M | Reduce -0.3% |
| PNC PNC Financial Services Group | 0.28% | 23,646 | $4.9M | Reduce -1.5% |
| DUK Duke Energy Corp. | 0.28% | 41,614 | $4.9M | Add +4.3% |
| PRU Prudential Financial Inc. | 0.27% | 42,679 | $4.8M | Reduce -2.5% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.27% | 34,110 | $4.8M | Reduce -1.6% |
| IDVO Amplify CWP Intl Enh DVD Inc. | 0.27% | 123,149 | $4.7M | Add +180.8% |
| TRV The Travelers Cos Inc. | 0.26% | 15,927 | $4.6M | No change |
| PWRD TCW Transform Systems ETF | 0.26% | 47,977 | $4.6M | Add +237.6% |
| BX Blackstone Inc. | 0.26% | 29,805 | $4.6M | Reduce -6.7% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.26% | 6 | $4.5M | No change |
| KMB Kimberly-Clark Corp. | 0.25% | 44,532 | $4.5M | Add +3.3% |
| FDVV Fidelity High Dividend ETF | 0.25% | 78,037 | $4.4M | Reduce -1.5% |
| BA The Boeing Co. | 0.24% | 19,489 | $4.2M | Reduce -0.2% |
| PLTR Palantir Technologies Inc. Class A | 0.23% | 22,622 | $4.0M | Add +1.7% |
| ASML ASML Holding NV-NY Reg SHS | 0.23% | 3,742 | $4.0M | Add +2.8% |
| WMT Walmart Inc. | 0.22% | 35,185 | $3.9M | Add +82.8% |
| PFE Pfizer Inc. | 0.22% | 157,218 | $3.9M | Reduce -3.0% |
| AEP American Electric Power | 0.22% | 33,224 | $3.8M | Reduce -0.1% |
| VXUS Vanguard Total Intl Stock | 0.21% | 49,560 | $3.7M | Add +0.4% |
| VOO Vanguard S&P 500 ETF | 0.21% | 5,853 | $3.7M | Add +8.9% |
| LMT Lockheed Martin Corp. | 0.21% | 7,541 | $3.6M | Add +3.6% |
| NFLX Netflix Inc. | 0.20% | 38,468 | $3.6M | No change |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.20% | 18,629 | $3.6M | Reduce -0.4% |
| PEP Pepsico Inc. | 0.20% | 24,759 | $3.6M | Add +32.3% |
| D Dominion Energy Inc. | 0.20% | 59,713 | $3.5M | Add +1.8% |
| COP Conocophillips | 0.20% | 37,313 | $3.5M | Add +0.6% |
| LVHI Franklin International Low V | 0.20% | 93,975 | $3.5M | Add +0.0% |
| MSI Motorola Solutions Inc. | 0.19% | 8,937 | $3.4M | No change |
| PSX Phillips 66 | 0.19% | 26,204 | $3.4M | No change |
| ODFL Old Dominion Freight Line | 0.19% | 21,411 | $3.4M | Reduce -1.5% |
| MA Mastercard Inc. Class A | 0.19% | 5,874 | $3.4M | Add +0.1% |
| LOW Lowe's Cos Inc. | 0.19% | 13,627 | $3.3M | Reduce -0.5% |
| NEE Nextera Energy Inc. | 0.18% | 40,004 | $3.2M | Reduce -3.3% |
Options reported separately and not counted above: INVESCO QQQ TR puts ($3.1M).
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 647 | $810K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 6,230 | $363K | No change |
Total filed on the 13F, all lines: $1.8B.
Portfolio Sells Q3 2025 → Q4 2025
| XLG Invesco S&P 500 Top 50 ETF | Reduce -10.0% | 8.25% | −0.91 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -4.2% | 3.37% | −0.19 |
| VIG Vanguard Dividend Apprec ETF | Reduce -5.1% | 2.87% | −0.19 |
| NVDA Nvidia Corp. | Reduce -3.0% | 2.96% | −0.18 |
| FMHI First Trust Municipal High I | Reduce -19.9% | 0.62% | −0.17 |
| SCHD Schwab US DVD Equity ETF | Reduce -9.8% | 1.00% | −0.14 |
| TXN Texas Instruments Inc. | Reduce -38.3% | 0.16% | −0.12 |
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -7.2% | 1.05% | −0.12 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -15.5% | 0.45% | −0.09 |
| SO The Southern Co. | Reduce -2.3% | 0.49% | −0.07 |
| JEPI JPMorgan Equity Premium Inco | Reduce -14.8% | 0.31% | −0.06 |
| BX Blackstone Inc. | Reduce -6.7% | 0.26% | −0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -3.5% | 0.78% | −0.05 |
| SMH Vaneck Semiconductor ETF | Reduce -9.9% | 1.19% | −0.04 |
| PANW Palo Alto Networks Inc. | Reduce -0.3% | 0.28% | −0.04 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -5.5% | 0.34% | −0.04 |
| VGT Vanguard Info Tech ETF | Reduce -2.6% | 0.72% | −0.03 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Reduce -54.9% | 0.02% | −0.03 |
| GD General Dynamics Corp. | Reduce -1.3% | 0.51% | −0.03 |
| CVX Chevron Corp. | Reduce -1.3% | 0.46% | −0.03 |
| ETN Eaton Corp. PLC | Reduce -0.7% | 0.12% | −0.03 |
| HON Honeywell International Inc. | Reduce -0.9% | 0.18% | −0.02 |
| CSX CSX Corp. | Sold out | 0.00% | −0.02 |
| IJS iShares S&P Small-Cap 600 Va | Sold out | 0.00% | −0.02 |
| PFE Pfizer Inc. | Reduce -3.0% | 0.22% | −0.02 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -3.5% | 0.29% | −0.02 |
| TPL Texas Pacific Land Corp. | Reduce -12.2% | 0.07% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -0.6% | 0.96% | −0.02 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -0.3% | 1.45% | −0.02 |
| KNTK Kinetik Holdings Inc. | Sold out | 0.00% | −0.02 |
| DD Dupont DE Nemours Inc. | Reduce -0.7% | 0.02% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -0.8% | 0.34% | −0.02 |
| MRSH Marsh & McLennan Cos | Sold out | 0.00% | −0.02 |
| LOW Lowe's Cos Inc. | Reduce -0.5% | 0.19% | −0.01 |
| VZ Verizon Communications Inc. | Reduce -3.5% | 0.09% | −0.01 |
| DON Wisdomtree US Midcap Dividen | Reduce -15.1% | 0.06% | −0.01 |
| ARCC Ares Capital Corp. | Sold out | 0.00% | −0.01 |
| ITOT iShares Core S&P Total U.S. | Reduce -32.8% | 0.03% | −0.01 |
| GIS General Mills Inc. | Reduce -22.4% | 0.03% | −0.01 |
| XLK SS Technology Select Sector | Reduce -7.2% | 0.16% | −0.01 |
| TCAF T Rowe PRC Cap Appreciation | Reduce -0.1% | 0.74% | −0.01 |
| SPHD Invesco S&P 500 High Dividen | Sold out | 0.00% | −0.01 |
| VWO Vanguard Ftse Emerging Marke | Sold out | 0.00% | −0.01 |
| FLNG Flex LNG Ltd. | Sold out | 0.00% | −0.01 |
| VICI Vici Properties Inc. | Sold out | 0.00% | −0.01 |
| LYB Lyondellbasell Indu Class A | Sold out | 0.00% | −0.01 |
| QCOM Qualcomm Inc. | Reduce -2.5% | 0.36% | −0.01 |
| ZTS Zoetis Inc. | Reduce -0.1% | 0.05% | −0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -10.8% | 0.03% | −0.01 |
| RSP Invesco S&P 500 Equal Weight | Reduce -19.4% | 0.03% | −0.01 |
Portfolio Buys Q3 2025 → Q4 2025
| LLY Eli Lilly & Co. | Add +86.3% | 0.77% | +0.47 |
| GOOGL Alphabet Inc. Class A | Add +1.4% | 1.68% | +0.35 |
| GOOG Alphabet Inc. Class C | Add +0.5% | 1.69% | +0.35 |
| BKDV BNY Mellon Dynamic Value | Add +2.7% | 6.23% | +0.24 |
| XMMO Invesco S&P Midcap Momentum | Add +171.8% | 0.30% | +0.19 |
| PWRD TCW Transform Systems ETF | Add +237.6% | 0.26% | +0.18 |
| IDVO Amplify CWP Intl Enh DVD Inc. | Add +180.8% | 0.27% | +0.17 |
| JNJ Johnson & Johnson | Add +1.6% | 1.32% | +0.12 |
| XOM Exxon Mobil Corp. | Add +17.4% | 0.67% | +0.12 |
| IPKW Invesco International Buybac | Add +198.5% | 0.18% | +0.12 |
| MRK Merck & Co. Inc. | Add +8.4% | 0.49% | +0.12 |
| JMUB JPMorgan Municipal ETF | New | 0.11% | +0.11 |
| CAT Caterpillar Inc. | Add +1.5% | 0.70% | +0.11 |
| WMT Walmart Inc. | Add +82.8% | 0.22% | +0.11 |
| KO The Coca-Cola Co. | Add +27.1% | 0.42% | +0.10 |
| AMZN Amazon.com Inc. | Add +2.4% | 2.14% | +0.09 |
| AMGN Amgen Inc. | Add +2.4% | 0.59% | +0.08 |
| CSCO Cisco Systems Inc. | Add +0.5% | 0.84% | +0.08 |
| META Meta Platforms Inc. Class A | Add +27.3% | 0.73% | +0.07 |
| CMI Cummins Inc. | Add +0.2% | 0.47% | +0.07 |
| RAAX Vaneck Real Assets ETF | Add +402.4% | 0.07% | +0.06 |
| IBM Intl Business Machines Corp. | Add +4.2% | 0.99% | +0.06 |
| CRWV Coreweave Inc. Class A | New | 0.05% | +0.05 |
| JPST JPMorgan Ultra-Short Income | New | 0.05% | +0.05 |
| VTI VG Morningstar TS MKT ETF-US | Add +3.8% | 1.65% | +0.05 |
| PEP Pepsico Inc. | Add +32.3% | 0.20% | +0.05 |
| R Ryder System Inc. | New | 0.03% | +0.03 |
| IBIT iShares Bitcoin Trust ETF | New | 0.03% | +0.03 |
| ABNB Airbnb Inc. Class A | New | 0.03% | +0.03 |
| ISRG Intuitive Surgical Inc. | Add +0.7% | 0.12% | +0.02 |
| APP AppLovin Corp. Class A | New | 0.02% | +0.02 |
| MSTR Strategy Inc. | Add +392.6% | 0.04% | +0.02 |
| ASML ASML Holding NV-NY Reg SHS | Add +2.8% | 0.23% | +0.02 |
| HOOD Robinhood Markets Inc. Class A | New | 0.02% | +0.02 |
| IGV iShares Expanded Tech-Softwa | Add +15.6% | 0.57% | +0.02 |
| AMD Advanced Micro Devices | Add +0.0% | 0.07% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +0.4% | 0.12% | +0.02 |
| YUM Yum! Brands Inc. | New | 0.02% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +8.9% | 0.21% | +0.02 |
| BAC Bank of America Corp. | Add +0.6% | 0.37% | +0.01 |
| OKLO Oklo Inc. | New | 0.01% | +0.01 |
| AXP American Express Co. | Add +0.5% | 0.18% | +0.01 |
| FBTC Fidelity Wise Origin Bitcoin | Add +56.9% | 0.10% | +0.01 |
| XLV SS Health Care Select Sector | Add +0.3% | 0.18% | +0.01 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | New | 0.01% | +0.01 |
| AMAT Applied Materials Inc. | Add +25.0% | 0.04% | +0.01 |
| SHOP Shopify Inc. Class A | New | 0.01% | +0.01 |
| VUSB Vanguard Ultra Short Bond Et | New | 0.01% | +0.01 |
| KLAC KLA Corp. | New | 0.01% | +0.01 |
| IVV iShares Core S&P 500 ETF | Add +18.4% | 0.08% | +0.01 |
Options Activity Q3 2025 → Q4 2025
| INVESCO QQQ TR | put | New | 5,100 | $3.1M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 395 | $2.0B | XLG, BKDV, JPM, AAPL, VUG |
| Q1 2026 | 378 | $1.7B | XLG, BKDV, JPM, AAPL, VUG |
| Q4 2025 | 369 | $1.8B | XLG, JPM, BKDV, AAPL, VUG |
| Q3 2025 | 357 | $1.7B | XLG, JPM, BKDV, AAPL, VUG |
| Q2 2025 | 355 | $1.6B | XLG, JPM, BKDV, AAPL, VUG |
| Q1 2025 | 338 | $1.4B | JPM, AAPL, XLG, VIG, VUG |
| Q4 2024 | 332 | $1.4B | AAPL, JPM, XLG, VUG, VIG |
| Q3 2024 | 338 | $1.4B | AAPL, JPM, VIG, MSFT, VUG |
| Q2 2024 | 323 | $1.3B | AAPL, JPM, MSFT, VIG, VUG |
| Q1 2024Amended | 341 | $1.3B | JPM, AAPL, VIG, MSFT, SCHD |