Principle Wealth Partners LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 7, 2026), Principle Wealth Partners LLC reported 378 stock positions worth $1.7 billion. Its top holding was Invesco S&P 500 Top 50 ETF (XLG) at 8.0% of the portfolio, followed by BNY Mellon Dynamic Value (BKDV, 6.7%) and JPMorgan Chase (JPM, 6.0%). Compared with Q4 2025, it opened 21 new positions, sold out of 12, added to 125 and reduced 135. The biggest buy was Amplify CWP Intl Enh DVD (IDVO, shares +242%) and the biggest sale JPMorgan Chase (JPM, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, CT
- CIK
- 0001743413
- Portfolio Value
- $1.7B (Q1 2026)
- SEC Filing
- 0001951757-26-000791 ↗ filed May 7, 2026
Holdings Value
Holdings 378 stocks · $1.7B
| XLG Invesco S&P 500 Top 50 ETF | 7.96% | 2,552,987 | $139.3M | Add +3.5% |
| BKDV BNY Mellon Dynamic Value | 6.73% | 3,969,257 | $117.7M | Add +4.2% |
| JPM JPMorgan Chase & Co. | 6.02% | 357,768 | $105.2M | Reduce -0.1% |
| AAPL Apple Inc. | 5.32% | 366,709 | $93.1M | Reduce -1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.07% | 122,819 | $53.6M | Add +0.3% |
| NVDA Nvidia Corp. | 2.83% | 283,806 | $49.5M | Add +0.9% |
| VIG Vanguard Dividend Apprec ETF | 2.80% | 227,881 | $49.0M | Reduce -1.6% |
| MSFT Microsoft Corp. | 2.43% | 114,654 | $42.4M | Add +1.5% |
| AMZN Amazon.com Inc. | 2.00% | 167,632 | $34.9M | Add +2.0% |
| JNJ Johnson & Johnson | 1.58% | 113,128 | $27.7M | Reduce -0.1% |
| VTI VG Morningstar TS MKT ETF-US | 1.56% | 84,895 | $27.2M | Reduce -2.8% |
| GOOG Alphabet Inc. Class C | 1.55% | 94,342 | $27.1M | Reduce -1.1% |
| GOOGL Alphabet Inc. Class A | 1.52% | 92,718 | $26.7M | Reduce -2.5% |
| VOOG Vanguard S&P 500 Growth ETF | 1.47% | 62,845 | $25.6M | Add +8.6% |
| RTX RTX Corp. | 1.30% | 117,967 | $22.8M | Reduce -0.6% |
| SMH Vaneck Semiconductor ETF | 1.25% | 56,849 | $21.8M | Reduce -3.2% |
| MCD McDonald's Corp. | 1.22% | 68,838 | $21.4M | Reduce -0.1% |
| SCHD Schwab US DVD Equity ETF | 1.13% | 644,801 | $19.8M | Reduce -0.6% |
| SMTH Alps SMTH Cor BD Plus ETF | 1.00% | 676,565 | $17.4M | Reduce -4.8% |
| IDVO Amplify CWP Intl Enh DVD Inc. | 0.97% | 421,307 | $17.1M | Add +242.1% |
| VYM Vanguard High DVD Yield ETF | 0.96% | 113,556 | $16.8M | Reduce -4.5% |
| XOM Exxon Mobil Corp. | 0.94% | 96,782 | $16.4M | Reduce -1.8% |
| GS Goldman Sachs Group Inc. | 0.89% | 18,352 | $15.5M | Reduce -1.6% |
| CSCO Cisco Systems Inc. | 0.85% | 192,585 | $14.9M | Reduce -0.2% |
| CAT Caterpillar Inc. | 0.85% | 21,051 | $14.9M | Reduce -3.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.82% | 59,145 | $14.3M | Add +0.2% |
| HD Home Depot Inc. | 0.80% | 42,339 | $13.9M | Reduce -1.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.75% | 27,440 | $13.1M | Add +0.1% |
| META Meta Platforms Inc. Class A | 0.72% | 22,110 | $12.6M | Add +12.3% |
| TCAF T Rowe PRC Cap Appreciation | 0.72% | 351,581 | $12.5M | Add +2.6% |
| VGT Vanguard Info Tech ETF | 0.69% | 17,397 | $12.1M | Add +3.0% |
| V Visa Inc. Class A | 0.66% | 38,194 | $11.5M | Reduce -2.4% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.65% | 223,726 | $11.4M | Add +0.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.65% | 17,513 | $11.4M | Reduce -5.2% |
| LLY Eli Lilly & Co. | 0.64% | 12,174 | $11.2M | Reduce -4.0% |
| AMGN Amgen Inc. | 0.63% | 31,526 | $11.1M | Reduce -0.8% |
| CVX Chevron Corp. | 0.63% | 52,844 | $10.9M | Reduce -0.2% |
| PG The Procter & Gamble Co. | 0.61% | 74,133 | $10.7M | Reduce -0.2% |
| FMHI First Trust Municipal High I | 0.61% | 224,757 | $10.7M | Reduce -2.3% |
| SO The Southern Co. | 0.55% | 99,904 | $9.6M | Reduce -0.6% |
| MRK Merck & Co. Inc. | 0.55% | 80,052 | $9.6M | Reduce -2.7% |
| TSLA Tesla Inc. | 0.52% | 24,255 | $9.0M | Add +1.1% |
| GD General Dynamics Corp. | 0.51% | 26,086 | $9.0M | Reduce -2.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.50% | 30,258 | $8.7M | Reduce -3.6% |
| CMI Cummins Inc. | 0.49% | 16,033 | $8.6M | Reduce -2.0% |
| ORCL Oracle Corp. | 0.49% | 58,612 | $8.6M | Add +1.5% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.48% | 151,934 | $8.4M | Add +4.7% |
| IGV iShares Expanded Tech-Softwa | 0.48% | 104,505 | $8.4M | Add +9.9% |
| KO The Coca-Cola Co. | 0.47% | 108,040 | $8.2M | Add +0.3% |
| PWRD TCW Transform Systems ETF | 0.46% | 82,829 | $8.1M | Add +72.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.42% | 12,664 | $7.3M | Reduce -3.5% |
| UNH Unitedhealth Group Inc. | 0.42% | 26,862 | $7.3M | Add +52.0% |
| ABBV Abbvie Inc. | 0.41% | 33,059 | $7.2M | Add +0.3% |
| MMM 3M Co. | 0.38% | 45,500 | $6.6M | Add +0.4% |
| DVY iShares Select Dividend ETF | 0.37% | 42,468 | $6.4M | Reduce -1.0% |
| XMMO Invesco S&P Midcap Momentum | 0.37% | 44,120 | $6.4M | Add +13.8% |
| COST Costco Wholesale Corp. | 0.35% | 6,205 | $6.2M | Reduce -0.7% |
| OFLX Omega Flex Inc. | 0.34% | 192,275 | $6.0M | No change |
| XMHQ Invesco S&P Midcap Qual ETF | 0.34% | 57,238 | $5.9M | Reduce -3.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 121,244 | $5.9M | Add +1.0% |
| PM Philip Morris International | 0.33% | 35,016 | $5.8M | Reduce -0.1% |
| ITA iShares U.S. Aerospace & Def | 0.32% | 25,867 | $5.7M | Reduce -1.5% |
| BLK BlackRock Inc. | 0.32% | 5,757 | $5.5M | Add +0.8% |
| WM Waste Management Inc. | 0.32% | 23,988 | $5.5M | Reduce -3.6% |
| JEPI JPMorgan Equity Premium Inco | 0.31% | 97,105 | $5.5M | Add +1.9% |
| DUK Duke Energy Corp. | 0.31% | 41,455 | $5.4M | Reduce -0.4% |
| ALL Allstate Corp. | 0.30% | 25,110 | $5.2M | No change |
| EMR Emerson Electric Co. | 0.29% | 39,036 | $5.1M | Reduce -0.5% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.28% | 3,737 | $4.9M | Reduce -0.1% |
| PNC PNC Financial Services Group | 0.28% | 23,716 | $4.9M | Add +0.3% |
| IPKW Invesco International Buybac | 0.28% | 87,614 | $4.9M | Add +56.1% |
| KMB Kimberly-Clark Corp. | 0.28% | 50,747 | $4.9M | Add +14.0% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.27% | 33,095 | $4.8M | Reduce -3.0% |
| COP Conocophillips | 0.27% | 36,281 | $4.8M | Reduce -2.8% |
| PSX Phillips 66 | 0.27% | 26,228 | $4.8M | Add +0.1% |
| TRV The Travelers Cos Inc. | 0.26% | 15,863 | $4.6M | Reduce -0.4% |
| PFE Pfizer Inc. | 0.26% | 163,441 | $4.6M | Add +4.0% |
| LMT Lockheed Martin Corp. | 0.26% | 7,552 | $4.6M | Add +0.1% |
| PANW Palo Alto Networks Inc. | 0.26% | 27,822 | $4.5M | Add +1.8% |
| AEP American Electric Power | 0.25% | 33,254 | $4.4M | Add +0.1% |
| PLTR Palantir Technologies Inc. Class A | 0.25% | 29,771 | $4.4M | Add +31.6% |
| WMT Walmart Inc. | 0.25% | 34,947 | $4.3M | Reduce -0.7% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.25% | 6 | $4.3M | No change |
| QCOM Qualcomm Inc. | 0.24% | 33,056 | $4.3M | Reduce -10.5% |
| PRU Prudential Financial Inc. | 0.24% | 43,523 | $4.3M | Add +2.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.23% | 20,581 | $4.0M | Add +10.5% |
| LVHI Franklin International Low V | 0.22% | 96,216 | $3.9M | Add +2.4% |
| PEP Pepsico Inc. | 0.22% | 25,047 | $3.9M | Add +1.2% |
| MSI Motorola Solutions Inc. | 0.22% | 8,937 | $3.9M | No change |
| BA The Boeing Co. | 0.22% | 19,430 | $3.9M | Reduce -0.3% |
| D Dominion Energy Inc. | 0.22% | 62,468 | $3.9M | Add +4.6% |
| VXUS Vanguard Total Intl Stock | 0.22% | 49,666 | $3.8M | Add +0.2% |
| ODFL Old Dominion Freight Line | 0.22% | 19,516 | $3.8M | Reduce -8.8% |
| NFLX Netflix Inc. | 0.22% | 39,507 | $3.8M | Add +2.7% |
| FDVV Fidelity High Dividend ETF | 0.22% | 68,140 | $3.8M | Reduce -12.7% |
| HON Honeywell International Inc. | 0.21% | 16,482 | $3.7M | Add +2.1% |
| NEE Nextera Energy Inc. | 0.21% | 39,438 | $3.7M | Reduce -1.4% |
| SPGP Invesco S&P 500 Garp ETF | 0.20% | 33,116 | $3.6M | Reduce -27.1% |
| VOO Vanguard S&P 500 ETF | 0.20% | 5,834 | $3.5M | Reduce -0.3% |
| TXN Texas Instruments Inc. | 0.18% | 16,618 | $3.2M | Add +0.1% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 657 | $783K | Add +1.6% |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 6,185 | $352K | Reduce -0.7% |
Total filed on the 13F, all lines: $1.7B.
Portfolio Sells Q4 2025 → Q1 2026
| JPM JPMorgan Chase & Co. | Reduce -0.1% | 6.02% | −0.49 |
| AAPL Apple Inc. | Reduce -1.4% | 5.32% | −0.38 |
| GOOGL Alphabet Inc. Class A | Reduce -2.5% | 1.52% | −0.15 |
| GOOG Alphabet Inc. Class C | Reduce -1.1% | 1.55% | −0.14 |
| LLY Eli Lilly & Co. | Reduce -4.0% | 0.64% | −0.13 |
| V Visa Inc. Class A | Reduce -2.4% | 0.66% | −0.11 |
| QCOM Qualcomm Inc. | Reduce -10.5% | 0.24% | −0.11 |
| BX Blackstone Inc. | Reduce -19.9% | 0.16% | −0.10 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -2.8% | 1.56% | −0.09 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -27.1% | 0.20% | −0.09 |
| CRM Salesforce Inc. | Reduce -41.8% | 0.06% | −0.08 |
| VIG Vanguard Dividend Apprec ETF | Reduce -1.6% | 2.80% | −0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.2% | 0.65% | −0.06 |
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -4.8% | 1.00% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.5% | 0.42% | −0.04 |
| GS Goldman Sachs Group Inc. | Reduce -1.6% | 0.89% | −0.04 |
| HD Home Depot Inc. | Reduce -1.2% | 0.80% | −0.04 |
| FDVV Fidelity High Dividend ETF | Reduce -12.7% | 0.22% | −0.03 |
| AXP American Express Co. | Reduce -1.2% | 0.15% | −0.03 |
| ISRG Intuitive Surgical Inc. | Reduce -6.7% | 0.09% | −0.03 |
| PYPL PayPal Holdings Inc. | Sold out | 0.00% | −0.03 |
| INTU Intuit Inc. | Reduce -15.5% | 0.03% | −0.02 |
| DIS The Walt Disney Co. | Reduce -1.4% | 0.13% | −0.02 |
| FISV Fiserv Inc. | Sold out | 0.00% | −0.02 |
| APP AppLovin Corp. Class A | Sold out | 0.00% | −0.02 |
| TMO Thermo Fisher Scientific Inc. | Reduce -6.0% | 0.09% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -0.5% | 0.17% | −0.02 |
| BA The Boeing Co. | Reduce -0.3% | 0.22% | −0.02 |
| WDC Western Digital Corp. | Sold out | 0.00% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -3.6% | 0.50% | −0.02 |
| DVN Devon Energy Corp. | Sold out | 0.00% | −0.02 |
| DHR Danaher Corp. | Reduce -10.2% | 0.05% | −0.02 |
| ECL Ecolab Inc. | Sold out | 0.00% | −0.02 |
| UBER Uber Technologies Inc. | Reduce -30.1% | 0.03% | −0.02 |
| XLV SS Health Care Select Sector | Reduce -4.6% | 0.16% | −0.01 |
| OKLO Oklo Inc. | Sold out | 0.00% | −0.01 |
| XLY SS Consumer Disc Select Sect | Sold out | 0.00% | −0.01 |
| SHOP Shopify Inc. Class A | Sold out | 0.00% | −0.01 |
| ALLY Ally Financial Inc. | Sold out | 0.00% | −0.01 |
| BIPC Brookfield Infrastructure-A | Sold out | 0.00% | −0.01 |
| XLK SS Technology Select Sector | Reduce -1.0% | 0.15% | −0.01 |
| VHT Vanguard Health Care ETF | Reduce -6.3% | 0.10% | −0.01 |
| NEM Newmont Corp. | Sold out | 0.00% | −0.01 |
| FMHI First Trust Municipal High I | Reduce -2.3% | 0.61% | −0.01 |
| ABT Abbott Laboratories | Reduce -1.3% | 0.05% | −0.01 |
| AFL Aflac Inc. | Reduce -13.4% | 0.06% | −0.01 |
| ACN Accenture PLC Class A | Reduce -11.2% | 0.02% | −0.01 |
| OTIS Otis Worldwide Corp. | Reduce -4.3% | 0.05% | −0.01 |
| VOO Vanguard S&P 500 ETF | Reduce -0.3% | 0.20% | −0.01 |
| MELI MercadoLibre Inc. | Reduce -14.0% | 0.02% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| IDVO Amplify CWP Intl Enh DVD Inc. | Add +242.1% | 0.97% | +0.71 |
| BKDV BNY Mellon Dynamic Value | Add +4.2% | 6.73% | +0.50 |
| PWRD TCW Transform Systems ETF | Add +72.6% | 0.46% | +0.20 |
| IPKW Invesco International Buybac | Add +56.1% | 0.28% | +0.11 |
| RAAX Vaneck Real Assets ETF | Add +96.7% | 0.17% | +0.10 |
| UNH Unitedhealth Group Inc. | Add +52.0% | 0.42% | +0.09 |
| PSX Phillips 66 | Add +0.1% | 0.27% | +0.08 |
| SBND Columbia SHRT Dur BND ETF | New | 0.08% | +0.08 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +243.5% | 0.11% | +0.07 |
| XMMO Invesco S&P Midcap Momentum | Add +13.8% | 0.37% | +0.06 |
| LMT Lockheed Martin Corp. | Add +0.1% | 0.26% | +0.06 |
| CRWV Coreweave Inc. Class A | Add +79.8% | 0.10% | +0.05 |
| TPL Texas Pacific Land Corp. | Add +0.0% | 0.12% | +0.05 |
| KO The Coca-Cola Co. | Add +0.3% | 0.47% | +0.04 |
| PFE Pfizer Inc. | Add +4.0% | 0.26% | +0.04 |
| GEV GE Vernova Inc. | Add +6.9% | 0.12% | +0.04 |
| HON Honeywell International Inc. | Add +2.1% | 0.21% | +0.04 |
| NDAQ Nasdaq Inc. | New | 0.03% | +0.03 |
| GLD SPDR Gold Shares | Add +21.6% | 0.13% | +0.03 |
| AEP American Electric Power | Add +0.1% | 0.25% | +0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +10.5% | 0.23% | +0.03 |
| PEG Public Service Enterprise GP | New | 0.03% | +0.03 |
| LVHI Franklin International Low V | Add +2.4% | 0.22% | +0.03 |
| KMB Kimberly-Clark Corp. | Add +14.0% | 0.28% | +0.03 |
| MU Micron Technology Inc. | New | 0.03% | +0.03 |
| VZ Verizon Communications Inc. | Add +1.3% | 0.12% | +0.02 |
| D Dominion Energy Inc. | Add +4.6% | 0.22% | +0.02 |
| BKGI BNY Mellon GLBL Infra Inc. | New | 0.02% | +0.02 |
| JPST JPMorgan Ultra-Short Income | Add +45.1% | 0.07% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +31.6% | 0.25% | +0.02 |
| PEP Pepsico Inc. | Add +1.2% | 0.22% | +0.02 |
| TXN Texas Instruments Inc. | Add +0.1% | 0.18% | +0.02 |
| QBTS D-Wave Quantum Inc. | New | 0.02% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +4.6% | 0.13% | +0.02 |
| SNOW Snowflake Inc. | New | 0.02% | +0.02 |
| HOOD Robinhood Markets Inc. Class A | Add +203.0% | 0.04% | +0.02 |
| EXC Exelon Corp. | Add +0.1% | 0.14% | +0.02 |
| T AT&T Inc. | Add +11.6% | 0.07% | +0.02 |
| RSP Invesco S&P 500 Equal Weight | Add +48.8% | 0.05% | +0.02 |
| PAGP Plains GP Holdings LP | New | 0.02% | +0.02 |
| VOOG Vanguard S&P 500 Growth ETF | Add +8.6% | 1.47% | +0.01 |
| VGIT Vanguard Intermediate-Term T | New | 0.01% | +0.01 |
| NFLX Netflix Inc. | Add +2.7% | 0.22% | +0.01 |
| KNTK Kinetik Holdings Inc. | New | 0.01% | +0.01 |
| NYF iShares New York Muni Bond E | New | 0.01% | +0.01 |
| EPD Enterprise Products Partners | Add +38.0% | 0.03% | +0.01 |
| CLX Clorox Company | Add +84.0% | 0.03% | +0.01 |
| FLNG Flex LNG Ltd. | New | 0.01% | +0.01 |
| TTE Totalenergies SE | New | 0.01% | +0.01 |
| BIP Brookfield Infrastructure Pa | New | 0.01% | +0.01 |
Options Activity Q4 2025 → Q1 2026
| INVESCO QQQ TR | put | Sold out | 5,100 | $3.1Mbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.6% | 657 | $783K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Reduce -0.7% | 6,185 | $352K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 395 | $2.0B | XLG, BKDV, JPM, AAPL, VUG |
| Q1 2026 | 378 | $1.7B | XLG, BKDV, JPM, AAPL, VUG |
| Q4 2025 | 369 | $1.8B | XLG, JPM, BKDV, AAPL, VUG |
| Q3 2025 | 357 | $1.7B | XLG, JPM, BKDV, AAPL, VUG |
| Q2 2025 | 355 | $1.6B | XLG, JPM, BKDV, AAPL, VUG |
| Q1 2025 | 338 | $1.4B | JPM, AAPL, XLG, VIG, VUG |
| Q4 2024 | 332 | $1.4B | AAPL, JPM, XLG, VUG, VIG |
| Q3 2024 | 338 | $1.4B | AAPL, JPM, VIG, MSFT, VUG |
| Q2 2024 | 323 | $1.3B | AAPL, JPM, MSFT, VIG, VUG |
| Q1 2024Amended | 341 | $1.3B | JPM, AAPL, VIG, MSFT, SCHD |