Prospera Financial Services Inc
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Prospera Financial Services Inc reported 1,131 stock positions worth $4.3 billion. Its top holding was Apple (AAPL) at 4.5% of the portfolio, followed by Nvidia (NVDA, 3.4%) and Microsoft (MSFT, 2.2%). Compared with Q3 2024, it opened 80 new positions, sold out of 63, added to 633 and reduced 361. The biggest buy was SS SPDR P S&P 500 Growth ETF (SPYG, shares +4610%) and the biggest sale SS SPDR P S&P 500 Value ETF (SPYV, shares −88%).
- Most Recent 13F
- Q2 2026
- Location
- Dallas, TX
- CIK
- 0001541625
- Portfolio Value
- $4.3B (Q4 2024)
- SEC Filing
- 0001085146-25-001240 ↗ filed Feb 13, 2025
Holdings Value
Holdings 1,131 stocks · $4.3B
| AAPL Apple Inc. | 4.48% | 767,733 | $192.3M | Add +7.0% |
| NVDA Nvidia Corp. | 3.45% | 1,102,339 | $148.0M | Add +2.1% |
| MSFT Microsoft Corp. | 2.17% | 220,836 | $93.1M | Add +6.7% |
| AMZN Amazon.com Inc. | 1.87% | 366,509 | $80.4M | Add +11.4% |
| QQQ Invesco QQQ Trust Series 1 | 1.70% | 142,582 | $72.9M | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.54% | 112,436 | $65.9M | Reduce -10.9% |
| AVGO Broadcom Inc. | 1.43% | 264,412 | $61.3M | Add +16.9% |
| RDVY First Trust Rising Dividend | 1.19% | 860,075 | $50.9M | Reduce -3.4% |
| FV First Trust DW Focus 5 Fund | 1.11% | 803,821 | $47.5M | Reduce -5.5% |
| XOM Exxon Mobil Corp. | 1.09% | 436,896 | $47.0M | Reduce -0.7% |
| JPM JPMorgan Chase & Co. | 0.96% | 172,581 | $41.4M | Add +12.5% |
| BX Blackstone Inc. | 0.96% | 237,980 | $41.0M | Add +0.1% |
| IVV iShares Core S&P 500 ETF | 0.91% | 66,469 | $39.2M | Add +13.2% |
| GOOGL Alphabet Inc. Class A | 0.90% | 204,314 | $38.7M | Add +22.1% |
| PG The Procter & Gamble Co. | 0.90% | 229,990 | $38.6M | Add +1.3% |
| CAT Caterpillar Inc. | 0.88% | 103,686 | $37.6M | Add +8.4% |
| FVD First Trust Value Line DVD | 0.84% | 824,842 | $36.0M | Reduce -1.7% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.81% | 827,453 | $34.8M | Reduce -1.3% |
| META Meta Platforms Inc. Class A | 0.76% | 55,657 | $32.6M | Add +21.8% |
| FPE FT-Preferred Secur & Inc. ETF | 0.76% | 1,841,207 | $32.6M | Add +13.5% |
| WMT Walmart Inc. | 0.73% | 348,666 | $31.5M | Add +14.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.71% | 859,803 | $30.3M | Add +29.3% |
| CGGR Cap Group Growth Equity | 0.68% | 782,493 | $29.1M | Add +45.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.65% | 319,338 | $28.1M | Add +4610.0% |
| JEPI JPMorgan Equity Premium Inco | 0.63% | 467,001 | $26.9M | Add +6.0% |
| SDVY First Trust Smid Cap Rising | 0.60% | 713,663 | $25.6M | Add +7.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.59% | 149,838 | $25.4M | Add +5.3% |
| COST Costco Wholesale Corp. | 0.58% | 27,237 | $25.0M | Add +3.5% |
| GOOG Alphabet Inc. Class C | 0.56% | 126,524 | $24.1M | Add +2.9% |
| LMBS First Trust Low Duration Opp | 0.56% | 490,378 | $23.9M | Add +7.3% |
| TSLA Tesla Inc. | 0.54% | 57,254 | $23.1M | Reduce -0.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.54% | 55,936 | $23.0M | Add +7.8% |
| VOO Vanguard S&P 500 ETF | 0.53% | 42,456 | $22.9M | Add +28.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.52% | 77,152 | $22.4M | Add +4.5% |
| CRM Salesforce Inc. | 0.52% | 66,333 | $22.2M | Add +21.1% |
| IWF iShares Russell 1000 Growth | 0.50% | 53,944 | $21.7M | Add +219.0% |
| MOAT Vaneck Morningstar Wide Moat | 0.49% | 228,053 | $21.1M | Reduce -1.3% |
| FIXD First Trust Smith Opportunis | 0.49% | 490,908 | $21.1M | Reduce -22.6% |
| FTCS First Trust Capital Strength | 0.49% | 238,392 | $21.0M | Reduce -13.9% |
| IYJ iShares U.S. Industrials ETF | 0.49% | 156,536 | $20.9M | Add +3.3% |
| FTSM First Trust Enh Short Mat FD | 0.48% | 345,501 | $20.7M | Reduce -16.6% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.47% | 59,293 | $20.4M | Add +9.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.47% | 92,411 | $20.3M | Add +17.6% |
| CVX Chevron Corp. | 0.47% | 140,027 | $20.3M | Reduce -7.2% |
| GLD SPDR Gold Shares | 0.47% | 83,770 | $20.3M | Reduce -3.0% |
| V Visa Inc. Class A | 0.47% | 63,749 | $20.2M | Add +12.0% |
| LLY Eli Lilly & Co. | 0.46% | 25,377 | $19.6M | Add +3.0% |
| IYW iShares Ustechnology ETF | 0.45% | 120,247 | $19.2M | Add +1.8% |
| PDP Invesco Dorsey Wright Moment | 0.45% | 177,755 | $19.1M | Reduce -11.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 40,480 | $18.4M | Add +9.5% |
| HD Home Depot Inc. | 0.42% | 46,497 | $18.1M | Add +1.6% |
| COWZ Pacer US Cash Cows 100 ETF | 0.42% | 319,380 | $18.1M | Add +10.8% |
| IYC iShares US Consumer Discreti | 0.42% | 187,736 | $18.0M | Add +72.5% |
| MCD McDonald's Corp. | 0.41% | 60,764 | $17.6M | Add +3.5% |
| PEP Pepsico Inc. | 0.41% | 115,213 | $17.5M | Add +4.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.41% | 570,691 | $17.4M | Add +55.1% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.38% | 557,479 | $16.3M | Reduce -20.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.38% | 368,290 | $16.2M | Add +15.8% |
| SPLV Invesco S&P 500 Low Volatili | 0.38% | 230,360 | $16.1M | Reduce -5.7% |
| TLT iShares 20+ Year Treasury BD | 0.36% | 179,323 | $15.7M | Reduce -25.2% |
| AGG iShares Core U.S. Aggregate | 0.36% | 161,421 | $15.6M | Reduce -3.9% |
| NFLX Netflix Inc. | 0.35% | 16,788 | $15.0M | Add +1.6% |
| LOW Lowe's Cos Inc. | 0.35% | 60,468 | $14.9M | Add +28.7% |
| FTGS First Trust Grwth Strgth ETF | 0.35% | 472,441 | $14.8M | Add +8.3% |
| AXP American Express Co. | 0.34% | 48,586 | $14.4M | Add +721.1% |
| RLI Rli Corp. | 0.33% | 85,370 | $14.1M | Add +0.2% |
| ABBV Abbvie Inc. | 0.33% | 78,643 | $14.0M | Add +8.4% |
| SMH Vaneck Semiconductor ETF | 0.32% | 57,513 | $13.9M | Add +13.9% |
| HON Honeywell International Inc. | 0.32% | 60,533 | $13.7M | Add +22.3% |
| CGMS Cap Group US Multi-Sect Bond | 0.32% | 501,020 | $13.7M | Add +41.2% |
| UNH Unitedhealth Group Inc. | 0.32% | 26,940 | $13.6M | Add +42.3% |
| RFDA Alps Dynamic US Dividend Adv | 0.31% | 238,107 | $13.3M | Add +10.3% |
| CSCO Cisco Systems Inc. | 0.31% | 224,648 | $13.3M | Add +23.7% |
| ABT Abbott Laboratories | 0.31% | 116,239 | $13.2M | Add +1.2% |
| MRK Merck & Co. Inc. | 0.31% | 131,602 | $13.1M | Reduce -31.8% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.30% | 30,654 | $13.0M | Reduce -2.9% |
| JNJ Johnson & Johnson | 0.29% | 86,874 | $12.6M | Reduce -21.2% |
| ETN Eaton Corp. PLC | 0.29% | 37,852 | $12.6M | Add +38.6% |
| PNC PNC Financial Services Group | 0.29% | 64,224 | $12.4M | Reduce -0.0% |
| ADBE Adobe Inc. | 0.28% | 26,986 | $12.0M | Add +6.8% |
| UCON First Trust Smith Unconstrai | 0.28% | 483,656 | $11.9M | Add +48.9% |
| CMCSA Comcast Corp. Class A | 0.28% | 317,555 | $11.9M | Add +3.2% |
| FTCB FT Core Investment Grade ETF | 0.28% | 576,054 | $11.9M | New |
| IEF iShares 7-10 Year Treasury B | 0.28% | 128,353 | $11.9M | Add +22.7% |
| FVC First Trust Dorsey Wright DY | 0.28% | 323,473 | $11.8M | Reduce -1.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.28% | 59,783 | $11.8M | Reduce -0.2% |
| ACN Accenture PLC Class A | 0.27% | 33,048 | $11.6M | Add +2.2% |
| WFC Wells Fargo & Co. | 0.26% | 158,843 | $11.2M | Add +14.7% |
| FDL First Trust Morn DVD Lead Inc. | 0.26% | 274,693 | $11.1M | Add +45.1% |
| BND Vanguard Total Bond Market | 0.25% | 150,471 | $10.8M | Add +94.8% |
| RDVI FT Vest Rising Dividend Achi | 0.25% | 443,206 | $10.7M | Add +13.2% |
| AMD Advanced Micro Devices | 0.25% | 87,515 | $10.6M | Reduce -0.1% |
| TCAF T Rowe PRC Cap Appreciation | 0.24% | 308,787 | $10.3M | Add +30.7% |
| IGV iShares Expanded Tech-Softwa | 0.24% | 101,414 | $10.2M | Add +35.7% |
| IWM iShares Russell 2000 ETF | 0.24% | 45,781 | $10.1M | Add +16.4% |
| AMLP Alerian MLP ETF | 0.23% | 202,201 | $9.7M | Reduce -14.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.23% | 172,137 | $9.7M | Add +22.5% |
| ISRG Intuitive Surgical Inc. | 0.22% | 18,364 | $9.6M | Add +6.5% |
| IJS iShares S&P Small-Cap 600 Va | 0.22% | 87,585 | $9.5M | Add +1.0% |
| DGRO iShares Core Dividend Growth | 0.22% | 152,937 | $9.4M | Add +0.3% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $221K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 181 | $221K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 11,025 | $384 | No change |
Total filed on the 13F, all lines: $4.3B.
Portfolio Sells Q3 2024 → Q4 2024
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -88.0% | 0.08% | −0.65 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -10.9% | 1.54% | −0.31 |
| MRK Merck & Co. Inc. | Reduce -31.8% | 0.31% | −0.25 |
| FIXD First Trust Smith Opportunis | Reduce -22.6% | 0.49% | −0.24 |
| TLT iShares 20+ Year Treasury BD | Reduce -25.2% | 0.36% | −0.24 |
| XOM Exxon Mobil Corp. | Reduce -0.7% | 1.09% | −0.22 |
| SLV iShares Silver Trust | Reduce -57.2% | 0.11% | −0.20 |
| JNJ Johnson & Johnson | Reduce -21.2% | 0.29% | −0.16 |
| ITB iShares U.S. Home Constructi | Reduce -94.0% | 0.01% | −0.16 |
| RDVY First Trust Rising Dividend | Reduce -3.4% | 1.19% | −0.16 |
| FV First Trust DW Focus 5 Fund | Reduce -5.5% | 1.11% | −0.16 |
| CGGO Cap Group Global Growth | Reduce -20.3% | 0.38% | −0.16 |
| FTCS First Trust Capital Strength | Reduce -13.9% | 0.49% | −0.15 |
| FTSM First Trust Enh Short Mat FD | Reduce -16.6% | 0.48% | −0.15 |
| KLAC KLA Corp. | Reduce -94.2% | 0.01% | −0.14 |
| FVD First Trust Value Line DVD | Reduce -1.7% | 0.84% | −0.14 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -75.5% | 0.03% | −0.13 |
| FOCT FT Vest U.S. Equity Buffer E | Reduce -93.0% | 0.01% | −0.13 |
| AMD Advanced Micro Devices | Reduce -0.1% | 0.25% | −0.12 |
| CVX Chevron Corp. | Reduce -7.2% | 0.47% | −0.09 |
| PDP Invesco Dorsey Wright Moment | Reduce -11.7% | 0.45% | −0.09 |
| VICI Vici Properties Inc. | Sold out | 0.00% | −0.08 |
| EWU iShares MSCI United Kingdom | Reduce -37.2% | 0.09% | −0.08 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -1.3% | 0.49% | −0.08 |
| SSUS Day Hagan Smart Sector ETF | Reduce -1.3% | 0.81% | −0.08 |
| BSJO Invesco Bulletshares 2024 HY | Sold out | 0.00% | −0.08 |
| CPAY Corpay Inc. | Sold out | 0.00% | −0.07 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -5.7% | 0.38% | −0.07 |
| HXL Hexcel Corp. | Sold out | 0.00% | −0.07 |
| AGG iShares Core U.S. Aggregate | Reduce -3.9% | 0.36% | −0.07 |
| AFDM FRST TRST Act Fact Em ETF-US | Reduce -16.4% | 0.15% | −0.07 |
| NKE Nike Inc. Class B | Reduce -43.4% | 0.05% | −0.06 |
| MDLZ Mondelez International Inc. Class A | Reduce -52.3% | 0.03% | −0.06 |
| GLD SPDR Gold Shares | Reduce -3.0% | 0.47% | −0.06 |
| EFV iShares MSCI Eafe Value ETF | Reduce -36.5% | 0.07% | −0.06 |
| MCHP Microchip Technology Inc. | Reduce -15.0% | 0.07% | −0.06 |
| UPS United Parcel Service Class B | Reduce -15.9% | 0.14% | −0.06 |
| AMLP Alerian MLP ETF | Reduce -14.1% | 0.23% | −0.06 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -41.6% | 0.06% | −0.06 |
| PLD Prologis Inc. | Reduce -3.0% | 0.16% | −0.06 |
| VZ Verizon Communications Inc. | Reduce -13.1% | 0.12% | −0.05 |
| IGM iShares Expanded Tech Sector | Sold out | 0.00% | −0.05 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -0.7% | 0.16% | −0.05 |
| NEM Newmont Corp. | Reduce -35.1% | 0.03% | −0.05 |
| GDXJ Vaneck Junior Gold Miners | Reduce -48.0% | 0.03% | −0.05 |
| GPN Global Payments Inc. | Reduce -52.3% | 0.04% | −0.04 |
| BSCO Invesco Bulletshares 2024 CB | Sold out | 0.00% | −0.04 |
| QUAL iShares MSCI USA Quality Fac | Reduce -25.1% | 0.09% | −0.04 |
| SPLB SS SPDR P Long Term C ETF | Reduce -42.7% | 0.04% | −0.04 |
| JPST JPMorgan Ultra-Short Income | Reduce -29.1% | 0.07% | −0.04 |
Portfolio Buys Q3 2024 → Q4 2024
| SPYG SS SPDR P S&P 500 Growth ETF | Add +4610.0% | 0.65% | +0.64 |
| AVGO Broadcom Inc. | Add +16.9% | 1.43% | +0.43 |
| IWF iShares Russell 1000 Growth | Add +219.0% | 0.50% | +0.34 |
| AMZN Amazon.com Inc. | Add +11.4% | 1.87% | +0.31 |
| AXP American Express Co. | Add +721.1% | 0.34% | +0.29 |
| FTCB FT Core Investment Grade ETF | New | 0.28% | +0.28 |
| AAPL Apple Inc. | Add +7.0% | 4.48% | +0.21 |
| CGGR Cap Group Growth Equity | Add +45.4% | 0.68% | +0.20 |
| GOOGL Alphabet Inc. Class A | Add +22.1% | 0.90% | +0.19 |
| IAT iShares US Regional Banks Et | New | 0.18% | +0.18 |
| IYC iShares US Consumer Discreti | Add +72.5% | 0.42% | +0.18 |
| VMBS Vanguard Mortgage-Backed Sec | New | 0.15% | +0.15 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +446.6% | 0.18% | +0.14 |
| JPM JPMorgan Chase & Co. | Add +12.5% | 0.96% | +0.14 |
| CRM Salesforce Inc. | Add +21.1% | 0.52% | +0.13 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +55.1% | 0.41% | +0.12 |
| PLTR Palantir Technologies Inc. Class A | Add +208.9% | 0.15% | +0.12 |
| IEI iShares 3-7 Year Treasury Bo | Add +576.3% | 0.14% | +0.11 |
| VCIT Vanguard Int-Term Corporate | Add +409.4% | 0.15% | +0.11 |
| WMT Walmart Inc. | Add +14.7% | 0.73% | +0.11 |
| CEG Constellation Energy | Add +505.3% | 0.13% | +0.11 |
| BND Vanguard Total Bond Market | Add +94.8% | 0.25% | +0.10 |
| APP AppLovin Corp. Class A | Add +541.2% | 0.11% | +0.10 |
| PWR Quanta Services Inc. | Add +452.9% | 0.12% | +0.10 |
| NVDA Nvidia Corp. | Add +2.1% | 3.45% | +0.10 |
| BKNG Booking Holdings Inc. | Add +479.8% | 0.11% | +0.09 |
| ORCL Oracle Corp. | Add +110.9% | 0.20% | +0.09 |
| TLH iShares 10-20 Year Treasury | Add +490.8% | 0.12% | +0.09 |
| MUB iShares National Muni Bond E | Add +496.4% | 0.11% | +0.09 |
| META Meta Platforms Inc. Class A | Add +21.8% | 0.76% | +0.09 |
| SUB iShares Short-Term National | Add +624.8% | 0.10% | +0.09 |
| VOO Vanguard S&P 500 ETF | Add +28.5% | 0.53% | +0.09 |
| CGDV Cap Group Dividend Value | Add +29.3% | 0.71% | +0.09 |
| CWB SS SPDR BB Conv Sec ETF | Add +218.1% | 0.13% | +0.08 |
| XLRE SS Real Estate Select Sector | Add +124.5% | 0.18% | +0.08 |
| EOG EOG Resources Inc. | Add +257.5% | 0.12% | +0.08 |
| MAR Marriott International Class A | Add +335.6% | 0.10% | +0.08 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +82.3% | 0.21% | +0.08 |
| BLK BlackRock Inc. | Add +57.4% | 0.21% | +0.08 |
| V Visa Inc. Class A | Add +12.0% | 0.47% | +0.07 |
| UCON First Trust Smith Unconstrai | Add +48.9% | 0.28% | +0.07 |
| XLV SS Health Care Select Sector | Add +97.1% | 0.18% | +0.07 |
| TMUS T-Mobile US Inc. | Add +195.5% | 0.10% | +0.07 |
| CGMS Cap Group US Multi-Sect Bond | Add +41.2% | 0.32% | +0.07 |
| IGV iShares Expanded Tech-Softwa | Add +35.7% | 0.24% | +0.07 |
| AIRR First Trust Rba American Ind | Add +112.9% | 0.13% | +0.06 |
| CSCO Cisco Systems Inc. | Add +23.7% | 0.31% | +0.06 |
| DXJ Wisdomtree Japan Hedged Eq | New | 0.06% | +0.06 |
| XMHQ Invesco S&P Midcap Qual ETF | New | 0.06% | +0.06 |
| ETN Eaton Corp. PLC | Add +38.6% | 0.29% | +0.06 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,464 | $6.9B | AAPL, NVDA, MSFT, AMZN, CAT |
| Q1 2026 | 1,413 | $6.2B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025 | 1,355 | $6.1B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2025 | 1,349 | $5.9B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q2 2025 | 1,311 | $5.4B | AAPL, NVDA, MSFT, AMZN, BRK.B |
| Q1 2025 | 1,165 | $4.4B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q4 2024 | 1,131 | $4.3B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2024 | 1,114 | $3.9B | AAPL, NVDA, MSFT, SPY, QQQ |
| Q2 2024 | 1,134 | $3.6B | AAPL, NVDA, MSFT, QQQ, AMZN |
| Q1 2024 | 1,091 | $3.4B | AAPL, NVDA, MSFT, QQQ, FTSM |