Prospera Financial Services Inc
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 9, 2026), Prospera Financial Services Inc reported 1,355 stock positions worth $6.1 billion. Its top holding was Apple (AAPL) at 3.8% of the portfolio, followed by Nvidia (NVDA, 3.6%) and Microsoft (MSFT, 2.2%). Compared with Q3 2025, it opened 104 new positions, sold out of 99, added to 596 and reduced 601. The biggest buy was Honeywell International (HON, shares +273%) and the biggest sale iShares Russell 1000 Growth (IWF, shares −70%).
- Most Recent 13F
- Q2 2026
- Location
- Dallas, TX
- CIK
- 0001541625
- Portfolio Value
- $6.1B (Q4 2025)
- SEC Filing
- 0001541625-26-000001 ↗ filed Feb 9, 2026
Holdings Value
Holdings 1,355 stocks · $6.1B
| AAPL Apple Inc. | 3.77% | 844,258 | $229.6M | Add +0.0% |
| NVDA Nvidia Corp. | 3.58% | 1,166,832 | $217.6M | Add +3.3% |
| MSFT Microsoft Corp. | 2.19% | 275,124 | $133.1M | Add +4.6% |
| AMZN Amazon.com Inc. | 1.61% | 425,315 | $98.2M | Reduce -6.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.56% | 153,898 | $94.6M | Add +10.7% |
| GOOGL Alphabet Inc. Class A | 1.48% | 286,930 | $89.8M | Add +15.3% |
| GOOG Alphabet Inc. Class C | 1.28% | 248,629 | $78.0M | Add +0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.28% | 154,785 | $77.8M | Reduce -0.5% |
| RDVY First Trust Rising Dividend | 1.27% | 1,113,908 | $77.4M | Add +2.1% |
| JPM JPMorgan Chase & Co. | 1.24% | 233,284 | $75.2M | Reduce -2.6% |
| AVGO Broadcom Inc. | 1.20% | 210,078 | $72.7M | Reduce -5.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.11% | 98,585 | $67.3M | Reduce -4.6% |
| HON Honeywell International Inc. | 0.97% | 301,746 | $58.9M | Add +272.6% |
| CGGR Cap Group Growth Equity | 0.96% | 1,307,483 | $58.2M | Add +10.2% |
| LLY Eli Lilly & Co. | 0.96% | 54,090 | $58.1M | Add +1.9% |
| IVV iShares Core S&P 500 ETF | 0.91% | 80,570 | $55.2M | Add +1.9% |
| META Meta Platforms Inc. Class A | 0.84% | 77,523 | $51.2M | Add +13.9% |
| CAT Caterpillar Inc. | 0.83% | 88,450 | $50.7M | Add +23.4% |
| XOM Exxon Mobil Corp. | 0.83% | 417,546 | $50.3M | Reduce -3.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.80% | 1,121,607 | $48.9M | Add +0.6% |
| WMT Walmart Inc. | 0.80% | 436,065 | $48.6M | Reduce -0.6% |
| FV First Trust DW Focus 5 Fund | 0.73% | 707,992 | $44.6M | Reduce -10.1% |
| GLD SPDR Gold Shares | 0.72% | 110,272 | $43.7M | Reduce -5.4% |
| PLTR Palantir Technologies Inc. Class A | 0.66% | 227,489 | $40.4M | Reduce -17.1% |
| IWD iShares Russell 1000 Value E | 0.64% | 184,865 | $38.9M | Add +507.3% |
| BX Blackstone Inc. | 0.60% | 237,072 | $36.5M | Add +0.8% |
| PG The Procter & Gamble Co. | 0.60% | 253,709 | $36.4M | Add +1.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.60% | 74,235 | $36.2M | Add +1.4% |
| PSLV Sprott Physical Silver Trust | 0.59% | 1,525,021 | $36.1M | Add +18.1% |
| VOO Vanguard S&P 500 ETF | 0.56% | 53,803 | $33.8M | Add +11.6% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.55% | 680,543 | $33.2M | Reduce -10.5% |
| V Visa Inc. Class A | 0.53% | 92,498 | $32.5M | Reduce -0.9% |
| EPD Enterprise Products Partners | 0.51% | 967,764 | $31.0M | Reduce -1.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.49% | 89,650 | $30.1M | Add +4.3% |
| MU Micron Technology Inc. | 0.48% | 102,852 | $29.4M | Add +102.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.48% | 98,182 | $29.1M | Reduce -1.0% |
| FVD First Trust Value Line DVD | 0.48% | 628,662 | $29.0M | Reduce -19.0% |
| SDVY First Trust Smid Cap Rising | 0.47% | 744,892 | $28.6M | Reduce -7.4% |
| FPE FT-Preferred Secur & Inc. ETF | 0.46% | 1,541,462 | $28.1M | Reduce -1.0% |
| TSLA Tesla Inc. | 0.46% | 61,837 | $27.8M | Add +23.8% |
| NFLX Netflix Inc. | 0.45% | 288,697 | $27.1M | Add +60.0% |
| JEPI JPMorgan Equity Premium Inco | 0.43% | 455,076 | $26.1M | Reduce -15.8% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.42% | 55,031 | $25.8M | Add +98.5% |
| GDX Vaneck Gold Miners ETF | 0.42% | 296,011 | $25.4M | Reduce -2.0% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.41% | 731,915 | $25.1M | Add +6.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.41% | 130,554 | $24.9M | Reduce -4.0% |
| AXP American Express Co. | 0.41% | 67,203 | $24.9M | Reduce -2.2% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.40% | 58,708 | $24.2M | Add +4.6% |
| FIXD First Trust Smith Opportunis | 0.39% | 528,388 | $23.4M | Reduce -1.0% |
| CVX Chevron Corp. | 0.38% | 151,846 | $23.2M | Add +1.8% |
| COST Costco Wholesale Corp. | 0.38% | 26,823 | $23.1M | Add +5.4% |
| FTCB FT Core Investment Grade ETF | 0.37% | 1,068,137 | $22.7M | Add +11.7% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.37% | 441,858 | $22.5M | Add +5.0% |
| AMD Advanced Micro Devices | 0.36% | 102,187 | $21.9M | Add +4.0% |
| LMBS First Trust Low Duration Opp | 0.36% | 434,569 | $21.7M | Reduce -3.6% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.35% | 617,004 | $21.4M | Reduce -0.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.35% | 385,143 | $21.2M | Reduce -3.7% |
| HEI Heico Corp. | 0.35% | 65,328 | $21.1M | Add +0.8% |
| MOAT Vaneck Morningstar Wide Moat | 0.35% | 203,493 | $21.1M | Reduce -1.9% |
| ABBV Abbvie Inc. | 0.34% | 89,935 | $20.6M | Reduce -3.7% |
| SMH Vaneck Semiconductor ETF | 0.34% | 57,040 | $20.5M | Reduce -0.8% |
| SLV iShares Silver Trust | 0.33% | 314,974 | $20.3M | Add +74.2% |
| LIN Linde PLC | 0.33% | 47,168 | $20.1M | Add +2.5% |
| MCD McDonald's Corp. | 0.33% | 65,180 | $19.9M | Reduce -1.7% |
| HD Home Depot Inc. | 0.32% | 57,292 | $19.7M | Add +1.5% |
| DGRO iShares Core Dividend Growth | 0.32% | 280,082 | $19.4M | Add +3.6% |
| PDP Invesco Dorsey Wright Moment | 0.32% | 165,161 | $19.2M | Reduce -4.9% |
| JNJ Johnson & Johnson | 0.31% | 91,884 | $19.0M | Add +1.6% |
| WFC Wells Fargo & Co. | 0.31% | 202,052 | $18.8M | Reduce -4.9% |
| FTSM First Trust Enh Short Mat FD | 0.30% | 305,634 | $18.3M | Reduce -12.1% |
| LOW Lowe's Cos Inc. | 0.30% | 74,828 | $18.1M | Add +2.0% |
| LHX L3HARRIS Technologies Inc. | 0.29% | 59,678 | $17.5M | Reduce -4.8% |
| ET Energy Transfer LP | 0.29% | 1,057,943 | $17.4M | Add +0.6% |
| QQQM Invesco Nasdaq 100 ETF | 0.28% | 66,876 | $16.9M | Add +32.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.27% | 34,255 | $16.5M | Add +1.1% |
| MA Mastercard Inc. Class A | 0.27% | 28,554 | $16.3M | Reduce -3.5% |
| SPLV Invesco S&P 500 Low Volatili | 0.27% | 227,888 | $16.3M | Reduce -2.8% |
| ORCL Oracle Corp. | 0.27% | 83,305 | $16.2M | Add +15.5% |
| UNP Union Pacific Corp. | 0.26% | 69,446 | $16.1M | Add +4.5% |
| PHYS Sprott Physical Gold Trust | 0.26% | 480,041 | $15.9M | Reduce -8.6% |
| UNH Unitedhealth Group Inc. | 0.26% | 47,776 | $15.8M | Add +14.3% |
| RFDA Alps Dynamic US Dividend Adv | 0.25% | 242,818 | $15.5M | Add +4.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.25% | 52,728 | $15.3M | Add +19.6% |
| XLF SS Financial Select Sector | 0.25% | 277,267 | $15.2M | Add +14.6% |
| PEP Pepsico Inc. | 0.25% | 104,668 | $15.0M | Reduce -3.0% |
| IWF iShares Russell 1000 Growth | 0.25% | 31,589 | $15.0M | Reduce -69.7% |
| ABT Abbott Laboratories | 0.25% | 119,106 | $14.9M | Add +0.2% |
| AFLG First Trust Active Factor La | 0.25% | 381,443 | $14.9M | Add +59.5% |
| CGMS Cap Group US Multi-Sect Bond | 0.24% | 531,876 | $14.7M | Reduce -2.0% |
| RDVI FT Vest Rising Dividend Achi | 0.24% | 559,076 | $14.7M | Reduce -25.8% |
| AGG iShares Core U.S. Aggregate | 0.24% | 145,984 | $14.6M | Reduce -4.3% |
| FTGS First Trust Grwth Strgth ETF | 0.24% | 410,555 | $14.5M | Reduce -0.0% |
| AMLP Alerian MLP ETF | 0.24% | 308,582 | $14.5M | Reduce -3.0% |
| CRM Salesforce Inc. | 0.24% | 54,526 | $14.4M | Add +10.3% |
| ITA iShares U.S. Aerospace & Def | 0.24% | 67,128 | $14.4M | Add +3.1% |
| IYJ iShares U.S. Industrials ETF | 0.24% | 96,769 | $14.3M | Add +3.7% |
| FDL First Trust Morn DVD Lead Inc. | 0.24% | 322,515 | $14.3M | Add +29.6% |
| IWM iShares Russell 2000 ETF | 0.23% | 57,696 | $14.2M | Add +12.8% |
| GE General Electric filed as GE AEROSPACE | 0.23% | 45,861 | $14.1M | Reduce -3.9% |
| CSCO Cisco Systems Inc. | 0.23% | 181,493 | $14.0M | Add +0.8% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $9.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | 211,785 | $5.1M | New |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | 173,149 | $4.2M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 204 | $255K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 11,025 | $330 | No change |
Total filed on the 13F, all lines: $6.1B.
Portfolio Sells Q3 2025 → Q4 2025
| IWF iShares Russell 1000 Growth | Reduce -69.7% | 0.25% | −0.59 |
| PLTR Palantir Technologies Inc. Class A | Reduce -17.1% | 0.66% | −0.19 |
| IAK iShares U.S. Insurance ETF | Reduce -96.3% | 0.01% | −0.17 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -47.2% | 0.17% | −0.15 |
| FVD First Trust Value Line DVD | Reduce -19.0% | 0.48% | −0.14 |
| AXON Axon Enterprise Inc. | Reduce -95.5% | 0.00% | −0.13 |
| BE Bloom Energy Corp. Class A | Sold out | 0.00% | −0.13 |
| JPIE JPMorgan Income ETF | Reduce -94.3% | 0.01% | −0.12 |
| FTCS First Trust Capital Strength | Reduce -38.2% | 0.16% | −0.11 |
| ZS Zscaler Inc. | Sold out | 0.00% | −0.11 |
| FV First Trust DW Focus 5 Fund | Reduce -10.1% | 0.73% | −0.10 |
| JEPI JPMorgan Equity Premium Inco | Reduce -15.8% | 0.43% | −0.10 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -86.6% | 0.01% | −0.10 |
| AMZN Amazon.com Inc. | Reduce -6.6% | 1.61% | −0.09 |
| RDVI FT Vest Rising Dividend Achi | Reduce -25.8% | 0.24% | −0.09 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -53.7% | 0.07% | −0.09 |
| IBDR iShares Ibonds Dec 2026 Term | Sold out | 0.00% | −0.08 |
| SSUS Day Hagan Smart Sector ETF | Reduce -10.5% | 0.55% | −0.08 |
| UBER Uber Technologies Inc. | Reduce -13.9% | 0.17% | −0.08 |
| BSJP Invesco Bulletshares 2025 HY | Sold out | 0.00% | −0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.6% | 1.11% | −0.07 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Sold out | 0.00% | −0.07 |
| SDVD FT Vest Smid Rising Dividend | Sold out | 0.00% | −0.06 |
| GEV GE Vernova Inc. | Reduce -57.5% | 0.05% | −0.06 |
| BSCP Invesco Bulletshares 2025 CB | Sold out | 0.00% | −0.06 |
| DD Dupont DE Nemours Inc. | Reduce -0.3% | 0.06% | −0.06 |
| AVGO Broadcom Inc. | Reduce -5.6% | 1.20% | −0.06 |
| FLRT Pacer Aristotle Pacific Floa | Sold out | 0.00% | −0.06 |
| FFIV F5 Inc. | Sold out | 0.00% | −0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.5% | 1.28% | −0.05 |
| FTSM First Trust Enh Short Mat FD | Reduce -12.1% | 0.30% | −0.05 |
| DASH DoorDash Inc. Class A | Reduce -89.7% | 0.00% | −0.05 |
| IDU iShares US Utilities ETF | Reduce -41.0% | 0.07% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -2.6% | 1.24% | −0.05 |
| SDVY First Trust Smid Cap Rising | Reduce -7.4% | 0.47% | −0.05 |
| T AT&T Inc. | Reduce -18.2% | 0.12% | −0.05 |
| ADP Automatic Data Processing | Reduce -22.8% | 0.09% | −0.05 |
| UCON First Trust Smith Unconstrai | Reduce -77.8% | 0.01% | −0.05 |
| ETN Eaton Corp. PLC | Reduce -0.7% | 0.21% | −0.05 |
| DELL Dell Technologies -C | Reduce -38.1% | 0.05% | −0.05 |
| CP Canadian Pacific Kansas City | Reduce -20.2% | 0.15% | −0.05 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -63.9% | 0.02% | −0.05 |
| XLC SS Comm Select Sector SPDR | Reduce -32.2% | 0.08% | −0.04 |
| RLI Rli Corp. | Reduce -20.2% | 0.13% | −0.04 |
| IWR iShares Russell Mid-Cap ETF | Reduce -39.1% | 0.06% | −0.04 |
| JBL Jabil Inc. | Reduce -78.1% | 0.01% | −0.04 |
| TPR Tapestry Inc. | Reduce -81.6% | 0.01% | −0.04 |
| PANW Palo Alto Networks Inc. | Reduce -9.3% | 0.15% | −0.04 |
| LHX L3HARRIS Technologies Inc. | Reduce -4.8% | 0.29% | −0.04 |
| ILCG iShares Morningstar Growth E | Sold out | 0.00% | −0.04 |
Portfolio Buys Q3 2025 → Q4 2025
| HON Honeywell International Inc. | Add +272.6% | 0.97% | +0.68 |
| IWD iShares Russell 1000 Value E | Add +507.3% | 0.64% | +0.53 |
| GOOGL Alphabet Inc. Class A | Add +15.3% | 1.48% | +0.44 |
| MU Micron Technology Inc. | Add +102.6% | 0.48% | +0.34 |
| LLY Eli Lilly & Co. | Add +1.9% | 0.96% | +0.26 |
| GOOG Alphabet Inc. Class C | Add +0.8% | 1.28% | +0.26 |
| CAT Caterpillar Inc. | Add +23.4% | 0.83% | +0.25 |
| PSLV Sprott Physical Silver Trust | Add +18.1% | 0.59% | +0.25 |
| SLV iShares Silver Trust | Add +74.2% | 0.33% | +0.20 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +98.5% | 0.42% | +0.19 |
| AKRE Akre Focus ETF | New | 0.16% | +0.16 |
| QQQ Invesco QQQ Trust Series 1 | Add +10.7% | 1.56% | +0.13 |
| WBD Warner Bros Discovery Inc. | Add +59.9% | 0.21% | +0.12 |
| AAPL Apple Inc. | Add +0.0% | 3.77% | +0.11 |
| SBR Sabine Royalty Trust | Add +173.8% | 0.18% | +0.10 |
| INTC Intel Corp. | Add +181.4% | 0.14% | +0.10 |
| IJK iShares S&P Mid-Cap 400 Grow | Add +813.9% | 0.10% | +0.09 |
| AMD Advanced Micro Devices | Add +4.0% | 0.36% | +0.09 |
| AFLG First Trust Active Factor La | Add +59.5% | 0.25% | +0.09 |
| TSLA Tesla Inc. | Add +23.8% | 0.46% | +0.08 |
| NFLX Netflix Inc. | Add +60.0% | 0.45% | +0.08 |
| IDXX Idexx Laboratories Inc. | New | 0.07% | +0.07 |
| CGGR Cap Group Growth Equity | Add +10.2% | 0.96% | +0.07 |
| QQQM Invesco Nasdaq 100 ETF | Add +32.5% | 0.28% | +0.07 |
| RSP Invesco S&P 500 Equal Weight | Add +65.7% | 0.17% | +0.06 |
| JBND JPMorgan Active Bond ETF | Add +198.9% | 0.10% | +0.06 |
| TEVA Teva Pharmaceutical-SP ADR | Add +145.8% | 0.08% | +0.06 |
| FDD First Trust Stoxx Europe | Add +74.5% | 0.13% | +0.06 |
| ROKU Roku Inc. | Add +828.4% | 0.06% | +0.06 |
| AMAT Applied Materials Inc. | Add +8.0% | 0.22% | +0.05 |
| SOLS Solstice Adv Materials Inc. | Add +323.0% | 0.07% | +0.05 |
| SPHQ Invesco S&P 500 Quality ETF | Add +554.5% | 0.06% | +0.05 |
| EFV iShares MSCI Eafe Value ETF | Add +41.0% | 0.17% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +11.6% | 0.56% | +0.05 |
| FDL First Trust Morn DVD Lead Inc. | Add +29.6% | 0.24% | +0.05 |
| FTC First Trust Large Cap Growth | New | 0.05% | +0.05 |
| LVS Las Vegas Sands Corp. | New | 0.05% | +0.05 |
| ROK Rockwell Automation Inc. | Add +159.4% | 0.07% | +0.05 |
| JPST JPMorgan Ultra-Short Income | Add +44.5% | 0.16% | +0.05 |
| MRK Merck & Co. Inc. | Add +6.3% | 0.20% | +0.05 |
| TER Teradyne Inc. | Add +320.2% | 0.05% | +0.04 |
| GLW Corning Inc. | Add +36.2% | 0.15% | +0.04 |
| CGIE Cap Group Intl Equity | Add +459.9% | 0.05% | +0.04 |
| BSCU Invesco Bulletshares 2030 CB | Add +1325.3% | 0.05% | +0.04 |
| LYG Lloyds Banking Group PLC-ADR | Add +1394.8% | 0.04% | +0.04 |
| BBVA Banco Bilbao Vizcaya-SP ADR | Add +105.5% | 0.07% | +0.04 |
| BCS Barclays PLC-Spons ADR | Add +113.1% | 0.06% | +0.04 |
| SGOV iShares 0-3 Month Treasury B | Add +92.4% | 0.08% | +0.04 |
| CRM Salesforce Inc. | Add +10.3% | 0.24% | +0.04 |
| FEGE First Eagle GL Equity ETF | Add +327.0% | 0.05% | +0.04 |
Notes & Other Activity Q3 2025 → Q4 2025
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | New | 211,785 | $5.1M |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | New | 173,149 | $4.2M |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 31,717 | $2Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,464 | $6.9B | AAPL, NVDA, MSFT, AMZN, CAT |
| Q1 2026 | 1,413 | $6.2B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025 | 1,355 | $6.1B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2025 | 1,349 | $5.9B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q2 2025 | 1,311 | $5.4B | AAPL, NVDA, MSFT, AMZN, BRK.B |
| Q1 2025 | 1,165 | $4.4B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q4 2024 | 1,131 | $4.3B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2024 | 1,114 | $3.9B | AAPL, NVDA, MSFT, SPY, QQQ |
| Q2 2024 | 1,134 | $3.6B | AAPL, NVDA, MSFT, QQQ, AMZN |
| Q1 2024 | 1,091 | $3.4B | AAPL, NVDA, MSFT, QQQ, FTSM |