Prospera Financial Services Inc
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 14, 2026), Prospera Financial Services Inc reported 1,413 stock positions worth $6.2 billion. Its top holding was Apple (AAPL) at 3.5% of the portfolio, followed by Nvidia (NVDA, 3.2%) and Microsoft (MSFT, 1.7%). Compared with Q4 2025, it opened 150 new positions, sold out of 91, added to 682 and reduced 524. The biggest buy was Johnson & Johnson (JNJ, shares +90%) and the biggest sale Nvidia (NVDA, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- Dallas, TX
- CIK
- 0001541625
- Portfolio Value
- $6.2B (Q1 2026)
- SEC Filing
- 0001541625-26-000002 ↗ filed Apr 14, 2026
Holdings Value
Holdings 1,413 stocks · $6.2B
| AAPL Apple Inc. | 3.51% | 858,322 | $217.9M | Add +1.7% |
| NVDA Nvidia Corp. | 3.15% | 1,120,171 | $195.4M | Reduce -4.0% |
| MSFT Microsoft Corp. | 1.75% | 292,123 | $108.2M | Add +6.2% |
| AMZN Amazon.com Inc. | 1.52% | 453,861 | $94.5M | Add +6.7% |
| GOOGL Alphabet Inc. Class A | 1.33% | 286,101 | $82.3M | Reduce -0.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.30% | 139,784 | $80.8M | Reduce -9.2% |
| RDVY First Trust Rising Dividend | 1.29% | 1,171,062 | $80.0M | Add +5.1% |
| XOM Exxon Mobil Corp. | 1.13% | 413,557 | $70.2M | Reduce -1.0% |
| JPM JPMorgan Chase & Co. | 1.10% | 232,028 | $68.3M | Reduce -0.5% |
| HON Honeywell International Inc. | 1.10% | 301,881 | $68.2M | Add +0.0% |
| GOOG Alphabet Inc. Class C | 1.09% | 236,351 | $67.8M | Reduce -4.9% |
| CAT Caterpillar Inc. | 1.09% | 95,444 | $67.6M | Add +7.9% |
| AVGO Broadcom Inc. | 1.09% | 218,121 | $67.5M | Add +3.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.08% | 140,042 | $67.1M | Reduce -9.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.98% | 93,093 | $60.6M | Reduce -5.6% |
| CGGR Cap Group Growth Equity | 0.93% | 1,440,378 | $57.9M | Add +10.2% |
| WMT Walmart Inc. | 0.86% | 431,179 | $53.6M | Reduce -1.1% |
| IVV iShares Core S&P 500 ETF | 0.84% | 80,037 | $52.3M | Reduce -0.7% |
| META Meta Platforms Inc. Class A | 0.80% | 86,934 | $49.8M | Add +12.1% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.80% | 1,169,051 | $49.7M | Add +4.2% |
| NFLX Netflix Inc. | 0.75% | 483,439 | $46.5M | Add +67.5% |
| GLD SPDR Gold Shares | 0.72% | 103,335 | $44.5M | Reduce -6.3% |
| LLY Eli Lilly & Co. | 0.71% | 47,840 | $44.0M | Reduce -11.6% |
| JNJ Johnson & Johnson | 0.69% | 174,333 | $42.6M | Add +89.7% |
| IWD iShares Russell 1000 Value E | 0.62% | 180,495 | $38.6M | Reduce -2.4% |
| FV First Trust DW Focus 5 Fund | 0.62% | 631,578 | $38.2M | Reduce -10.8% |
| PG The Procter & Gamble Co. | 0.58% | 248,922 | $36.0M | Reduce -1.9% |
| EPD Enterprise Products Partners | 0.57% | 941,495 | $35.6M | Reduce -2.7% |
| MU Micron Technology Inc. | 0.56% | 103,159 | $34.9M | Add +0.3% |
| VOO Vanguard S&P 500 ETF | 0.55% | 56,962 | $34.1M | Add +5.9% |
| SDVY First Trust Smid Cap Rising | 0.54% | 852,512 | $33.6M | Add +14.4% |
| PSLV Sprott Physical Silver Trust | 0.53% | 1,342,573 | $32.7M | Reduce -12.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.50% | 71,245 | $31.1M | Reduce -4.0% |
| CVX Chevron Corp. | 0.50% | 148,911 | $30.8M | Reduce -1.9% |
| PLTR Palantir Technologies Inc. Class A | 0.47% | 199,342 | $29.2M | Reduce -12.4% |
| FVD First Trust Value Line DVD | 0.47% | 616,506 | $29.0M | Reduce -1.9% |
| V Visa Inc. Class A | 0.47% | 95,344 | $28.8M | Add +3.1% |
| BX Blackstone Inc. | 0.46% | 248,639 | $28.6M | Add +4.9% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.46% | 606,601 | $28.3M | Reduce -10.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.43% | 137,167 | $26.9M | Add +5.1% |
| FPE FT-Preferred Secur & Inc. ETF | 0.43% | 1,516,744 | $26.9M | Reduce -1.6% |
| LMBS First Trust Low Duration Opp | 0.43% | 536,683 | $26.7M | Add +23.5% |
| COST Costco Wholesale Corp. | 0.42% | 26,316 | $26.2M | Reduce -1.9% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 459,668 | $26.1M | Add +1.0% |
| FTCB FT Core Investment Grade ETF | 0.42% | 1,239,210 | $26.0M | Add +16.0% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.41% | 759,862 | $25.7M | Add +3.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.41% | 79,694 | $25.6M | Reduce -11.1% |
| ADI Analog Devices Inc. | 0.40% | 77,539 | $24.7M | Add +69.0% |
| GDX Vaneck Gold Miners ETF | 0.40% | 268,390 | $24.6M | Reduce -9.3% |
| AMAT Applied Materials Inc. | 0.40% | 71,953 | $24.6M | Add +35.3% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.39% | 65,414 | $24.0M | Add +11.4% |
| FIXD First Trust Smith Opportunis | 0.38% | 535,827 | $23.4M | Add +1.4% |
| SMH Vaneck Semiconductor ETF | 0.37% | 59,880 | $23.0M | Add +5.0% |
| TSLA Tesla Inc. | 0.36% | 60,504 | $22.5M | Reduce -2.2% |
| LIN Linde PLC | 0.36% | 44,841 | $22.2M | Reduce -4.9% |
| DGRO iShares Core Dividend Growth | 0.35% | 307,598 | $21.6M | Add +9.8% |
| ET Energy Transfer LP | 0.33% | 1,064,992 | $20.6M | Add +0.7% |
| ABBV Abbvie Inc. | 0.33% | 93,241 | $20.3M | Add +3.7% |
| FTSM First Trust Enh Short Mat FD | 0.32% | 332,972 | $19.9M | Add +8.9% |
| MOAT Vaneck Morningstar Wide Moat | 0.32% | 205,801 | $19.9M | Add +1.1% |
| MCD McDonald's Corp. | 0.32% | 63,474 | $19.7M | Reduce -2.6% |
| HEI Heico Corp. | 0.31% | 69,764 | $19.1M | Add +6.8% |
| QQQM Invesco Nasdaq 100 ETF | 0.31% | 79,927 | $19.0M | Add +19.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.30% | 382,296 | $18.6M | Reduce -0.7% |
| HD Home Depot Inc. | 0.30% | 56,556 | $18.6M | Reduce -1.3% |
| AXP American Express Co. | 0.30% | 61,430 | $18.6M | Reduce -8.6% |
| LRCX Lam Research Corp. | 0.30% | 86,557 | $18.5M | Add +42.0% |
| WBD Warner Bros Discovery Inc. | 0.29% | 662,265 | $18.2M | Add +46.6% |
| LOW Lowe's Cos Inc. | 0.29% | 75,016 | $17.7M | Add +0.3% |
| JPST JPMorgan Ultra-Short Income | 0.28% | 347,717 | $17.6M | Add +77.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 0.28% | 37,660 | $17.5M | Add +9.9% |
| PHYS Sprott Physical Gold Trust | 0.28% | 489,776 | $17.4M | Add +2.0% |
| RDVI FT Vest Rising Dividend Achi | 0.28% | 678,830 | $17.3M | Add +21.4% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.28% | 215,895 | $17.1M | Add +111.8% |
| PDP Invesco Dorsey Wright Moment | 0.27% | 139,817 | $16.9M | Reduce -15.3% |
| ORCL Oracle Corp. | 0.27% | 114,470 | $16.8M | Add +37.4% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.27% | 43,018 | $16.8M | Reduce -21.8% |
| CGMS Cap Group US Multi-Sect Bond | 0.27% | 609,326 | $16.6M | Add +14.6% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.26% | 491,246 | $16.4M | Reduce -20.4% |
| LHX L3HARRIS Technologies Inc. | 0.26% | 46,678 | $16.1M | Reduce -21.8% |
| PEP Pepsico Inc. | 0.26% | 103,436 | $16.1M | Reduce -1.2% |
| WFC Wells Fargo & Co. | 0.26% | 201,564 | $16.0M | Reduce -0.2% |
| AFLG First Trust Active Factor La | 0.25% | 406,207 | $15.7M | Add +6.5% |
| UNP Union Pacific Corp. | 0.25% | 64,224 | $15.6M | Reduce -7.5% |
| WDC Western Digital Corp. | 0.25% | 56,710 | $15.3M | Add +121.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.25% | 53,051 | $15.3M | Add +0.6% |
| AMD Advanced Micro Devices | 0.25% | 74,906 | $15.2M | Reduce -26.7% |
| MA Mastercard Inc. Class A | 0.25% | 30,387 | $15.2M | Add +6.4% |
| ITA iShares U.S. Aerospace & Def | 0.24% | 69,131 | $15.1M | Add +3.0% |
| RFDA Alps Dynamic US Dividend Adv | 0.24% | 240,976 | $15.1M | Reduce -0.8% |
| CSCO Cisco Systems Inc. | 0.24% | 190,119 | $14.8M | Add +4.8% |
| SPLV Invesco S&P 500 Low Volatili | 0.24% | 201,279 | $14.7M | Reduce -11.7% |
| TCAF T Rowe PRC Cap Appreciation | 0.23% | 406,583 | $14.5M | Add +11.3% |
| IEZ iShares U.S. Oil Equipment & | 0.23% | 496,046 | $14.4M | Add +503.0% |
| GLW Corning Inc. | 0.23% | 105,306 | $14.3M | Add +0.7% |
| IYJ iShares U.S. Industrials ETF | 0.23% | 96,392 | $14.2M | Reduce -0.4% |
| AMLP Alerian MLP ETF | 0.23% | 267,353 | $14.1M | Reduce -13.4% |
| IEF iShares 7-10 Year Treasury B | 0.22% | 146,030 | $13.9M | Add +1.6% |
| IWM iShares Russell 2000 ETF | 0.22% | 56,136 | $13.9M | Reduce -2.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.22% | 40,376 | $13.6M | Add +29.1% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $9.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | 190,316 | $4.6M | Reduce -10.1% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | 176,783 | $4.3M | Add +2.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 204 | $243K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 11,025 | $219 | No change |
Total filed on the 13F, all lines: $6.2B.
Portfolio Sells Q4 2025 → Q1 2026
| NVDA Nvidia Corp. | Reduce -4.0% | 3.15% | −0.43 |
| IBM Intl Business Machines Corp. | Reduce -49.8% | 0.19% | −0.29 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -9.2% | 1.30% | −0.25 |
| LLY Eli Lilly & Co. | Reduce -11.6% | 0.71% | −0.25 |
| SLV iShares Silver Trust | Reduce -67.5% | 0.11% | −0.22 |
| IYC iShares US Consumer Discreti | Sold out | 0.00% | −0.20 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -9.5% | 1.08% | −0.20 |
| PLTR Palantir Technologies Inc. Class A | Reduce -12.4% | 0.47% | −0.19 |
| GOOG Alphabet Inc. Class C | Reduce -4.9% | 1.09% | −0.19 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -28.6% | 0.19% | −0.18 |
| IGV iShares Expanded Tech-Softwa | Reduce -89.8% | 0.01% | −0.18 |
| APP AppLovin Corp. Class A | Reduce -94.9% | 0.01% | −0.17 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -21.8% | 0.27% | −0.15 |
| FTGS First Trust Grwth Strgth ETF | Reduce -61.0% | 0.09% | −0.15 |
| GOOGL Alphabet Inc. Class A | Reduce -0.3% | 1.33% | −0.15 |
| JPM JPMorgan Chase & Co. | Reduce -0.5% | 1.10% | −0.14 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.6% | 0.98% | −0.13 |
| FV First Trust DW Focus 5 Fund | Reduce -10.8% | 0.62% | −0.12 |
| AMD Advanced Micro Devices | Reduce -26.7% | 0.25% | −0.11 |
| SHOP Shopify Inc. Class A | Reduce -54.4% | 0.06% | −0.11 |
| AKRE Akre Focus ETF | Reduce -62.1% | 0.05% | −0.11 |
| TTWO Take-Two Interactive Softwre | Sold out | 0.00% | −0.11 |
| AXP American Express Co. | Reduce -8.6% | 0.30% | −0.11 |
| ACN Accenture PLC Class A | Reduce -46.7% | 0.07% | −0.10 |
| CRM Salesforce Inc. | Reduce -18.8% | 0.13% | −0.10 |
| TSLA Tesla Inc. | Reduce -2.2% | 0.36% | −0.09 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -4.0% | 0.50% | −0.09 |
| SSUS Day Hagan Smart Sector ETF | Reduce -10.9% | 0.46% | −0.09 |
| CGGO Cap Group Global Growth | Reduce -20.4% | 0.26% | −0.09 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -85.2% | 0.02% | −0.09 |
| XLF SS Financial Select Sector | Reduce -25.2% | 0.17% | −0.08 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -11.1% | 0.41% | −0.08 |
| MMM 3M Co. | Reduce -66.3% | 0.03% | −0.08 |
| IBTG iShares Ibonds Dec 2026 Term | Reduce -87.8% | 0.01% | −0.07 |
| TCHP T Rowe Price Blue Chip Growt | Reduce -85.0% | 0.01% | −0.07 |
| IDXX Idexx Laboratories Inc. | Sold out | 0.00% | −0.07 |
| ADM Archer-Daniels-Midland Co. | Reduce -95.8% | 0.00% | −0.07 |
| PSLV Sprott Physical Silver Trust | Reduce -12.0% | 0.53% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -0.7% | 0.84% | −0.06 |
| GE General Electric | Reduce -18.0% | 0.17% | −0.06 |
| XLC SS Comm Select Sector SPDR | Reduce -73.3% | 0.02% | −0.06 |
| APH Amphenol Corp. Class A | Reduce -40.1% | 0.07% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -3.6% | 0.20% | −0.06 |
| ROK Rockwell Automation Inc. | Reduce -69.1% | 0.02% | −0.05 |
| BCS Barclays PLC-Spons ADR | Reduce -77.3% | 0.01% | −0.05 |
| NOC Northrop Grumman Corp. | Reduce -62.8% | 0.04% | −0.05 |
| WFC Wells Fargo & Co. | Reduce -0.2% | 0.26% | −0.05 |
| LVS Las Vegas Sands Corp. | Sold out | 0.00% | −0.05 |
| BAC Bank of America Corp. | Reduce -0.7% | 0.30% | −0.05 |
| TMUS T-Mobile US Inc. | Reduce -75.6% | 0.01% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| JNJ Johnson & Johnson | Add +89.7% | 0.69% | +0.37 |
| NFLX Netflix Inc. | Add +67.5% | 0.75% | +0.30 |
| CAT Caterpillar Inc. | Add +7.9% | 1.09% | +0.26 |
| IEZ iShares U.S. Oil Equipment & | Add +503.0% | 0.23% | +0.20 |
| ADI Analog Devices Inc. | Add +69.0% | 0.40% | +0.19 |
| SOXX iShares Semiconductor ETF | Add +786.5% | 0.21% | +0.19 |
| WDC Western Digital Corp. | Add +121.7% | 0.25% | +0.17 |
| AMAT Applied Materials Inc. | Add +35.3% | 0.40% | +0.17 |
| GSG iShares S&P Gsci Commodity I | Add +453.5% | 0.19% | +0.16 |
| ROST Ross Stores Inc. | Add +2665.1% | 0.16% | +0.16 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +111.8% | 0.28% | +0.14 |
| HON Honeywell International Inc. | Add +0.0% | 1.10% | +0.13 |
| LRCX Lam Research Corp. | Add +42.0% | 0.30% | +0.13 |
| STX Seagate Technology Holdings | Add +584.4% | 0.13% | +0.12 |
| JPST JPMorgan Ultra-Short Income | Add +77.0% | 0.28% | +0.12 |
| ASML ASML Holding NV-NY Reg SHS | Add +93.6% | 0.21% | +0.12 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +822.4% | 0.12% | +0.10 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +361.3% | 0.13% | +0.10 |
| GEV GE Vernova Inc. | Add +139.7% | 0.15% | +0.10 |
| XLE SS Energy Select Sector | Add +103.8% | 0.15% | +0.10 |
| TPL Texas Pacific Land Corp. | Add +48.2% | 0.17% | +0.10 |
| ILDR First Trust Innovation Leade | Add +462.7% | 0.11% | +0.08 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +589.9% | 0.10% | +0.08 |
| IFV First Trust DW Focus 5 Intl | Add +209.4% | 0.12% | +0.08 |
| GLW Corning Inc. | Add +0.7% | 0.23% | +0.08 |
| MU Micron Technology Inc. | Add +0.3% | 0.56% | +0.08 |
| WBD Warner Bros Discovery Inc. | Add +46.6% | 0.29% | +0.08 |
| EZU iShares MSCI Eurozone ETF | New | 0.08% | +0.08 |
| CMI Cummins Inc. | Add +198.5% | 0.11% | +0.07 |
| LMBS First Trust Low Duration Opp | Add +23.5% | 0.43% | +0.07 |
| SDVY First Trust Smid Cap Rising | Add +14.4% | 0.54% | +0.07 |
| VGSH Vanguard Short-Term Treasury | New | 0.07% | +0.07 |
| FER Ferrovial NV | New | 0.07% | +0.07 |
| TSM Taiwan Semiconductor-SP ADR | Add +29.1% | 0.22% | +0.06 |
| MRNA Moderna Inc. | New | 0.06% | +0.06 |
| ROKU Roku Inc. | Add +134.7% | 0.13% | +0.06 |
| FIX Comfort Systems USA Inc. | Add +698.0% | 0.07% | +0.06 |
| SLB SLB Ltd. | Add +240.2% | 0.08% | +0.06 |
| IEMG iShares Core MSCI Emerging | Add +109.5% | 0.12% | +0.06 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Add +130.7% | 0.11% | +0.06 |
| IOO iShares Global 100 ETF | Add +1031.1% | 0.07% | +0.06 |
| JBHT Hunt (jb) Transprt SVCS Inc. | New | 0.06% | +0.06 |
| LOAR Loar Holdings Inc. | New | 0.06% | +0.06 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +747.3% | 0.07% | +0.06 |
| AVDV Avantis Intl S/C Value ETF | Add +637.7% | 0.07% | +0.06 |
| DG Dollar General Corp. | Add +466.6% | 0.07% | +0.05 |
| INTC Intel Corp. | Add +16.9% | 0.20% | +0.05 |
| DFIV Dimensional International Va | Add +650.3% | 0.06% | +0.05 |
| FTCB FT Core Investment Grade ETF | Add +16.0% | 0.42% | +0.05 |
| QDPL Pacer Met US LRG Cap DVD 400 | Add +42.7% | 0.19% | +0.05 |
Notes & Other Activity Q4 2025 → Q1 2026
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | Reduce -10.1% | 190,316 | $4.6M |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | Add +2.1% | 176,783 | $4.3M |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,464 | $6.9B | AAPL, NVDA, MSFT, AMZN, CAT |
| Q1 2026 | 1,413 | $6.2B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025 | 1,355 | $6.1B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2025 | 1,349 | $5.9B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q2 2025 | 1,311 | $5.4B | AAPL, NVDA, MSFT, AMZN, BRK.B |
| Q1 2025 | 1,165 | $4.4B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q4 2024 | 1,131 | $4.3B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2024 | 1,114 | $3.9B | AAPL, NVDA, MSFT, SPY, QQQ |
| Q2 2024 | 1,134 | $3.6B | AAPL, NVDA, MSFT, QQQ, AMZN |
| Q1 2024 | 1,091 | $3.4B | AAPL, NVDA, MSFT, QQQ, FTSM |