Prospera Financial Services Inc
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 13, 2024), Prospera Financial Services Inc reported 1,134 stock positions worth $3.6 billion. Its top holding was Apple (AAPL) at 3.9% of the portfolio, followed by Nvidia (NVDA, 3.5%) and Microsoft (MSFT, 2.3%). Compared with Q1 2024, it opened 110 new positions, sold out of 68, added to 529 and reduced 450. The biggest buy was Apple (AAPL, shares +1%) and the biggest sale First Trust Enh Short Mat FD (FTSM, shares −38%).
- Most Recent 13F
- Q2 2026
- Location
- Dallas, TX
- CIK
- 0001541625
- Portfolio Value
- $3.6B (Q2 2024)
- SEC Filing
- 0001085146-24-003766 ↗ filed Aug 13, 2024
Holdings Value
Holdings 1,134 stocks · $3.6B
| AAPL Apple Inc. | 3.89% | 664,209 | $139.9M | Add +1.1% |
| NVDA Nvidia Corp. | 3.50% | 1,017,678 | $125.7M | Reduce -3.2% |
| MSFT Microsoft Corp. | 2.27% | 182,941 | $81.8M | Add +5.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.87% | 140,669 | $67.4M | Reduce -4.9% |
| AMZN Amazon.com Inc. | 1.50% | 279,357 | $54.0M | Add +28.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.48% | 97,963 | $53.3M | Reduce -1.1% |
| FV First Trust DW Focus 5 Fund | 1.44% | 906,578 | $51.9M | Reduce -5.0% |
| XOM Exxon Mobil Corp. | 1.34% | 419,042 | $48.2M | Add +3.5% |
| RDVY First Trust Rising Dividend | 1.32% | 863,996 | $47.3M | Add +4.6% |
| FTSM First Trust Enh Short Mat FD | 1.06% | 637,222 | $38.0M | Reduce -38.1% |
| FIXD First Trust Smith Opportunis | 1.03% | 856,655 | $36.9M | Add +44.0% |
| PG The Procter & Gamble Co. | 1.01% | 220,217 | $36.3M | Add +3.2% |
| FVD First Trust Value Line DVD | 0.94% | 833,526 | $34.0M | Reduce -13.4% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.94% | 853,704 | $33.7M | Add +6.0% |
| AVGO Broadcom Inc. | 0.93% | 20,770 | $33.4M | Add +10.0% |
| IVV iShares Core S&P 500 ETF | 0.92% | 60,463 | $33.1M | Reduce -32.4% |
| BX Blackstone Inc. | 0.84% | 244,822 | $30.3M | Add +3.7% |
| CAT Caterpillar Inc. | 0.82% | 88,327 | $29.4M | Add +153.8% |
| JPM JPMorgan Chase & Co. | 0.81% | 143,223 | $29.0M | Add +5.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.77% | 347,743 | $27.9M | Reduce -0.5% |
| FTCS First Trust Capital Strength | 0.72% | 306,392 | $25.8M | Reduce -12.0% |
| GOOGL Alphabet Inc. Class A | 0.71% | 140,236 | $25.5M | Add +15.6% |
| JEPI JPMorgan Equity Premium Inco | 0.68% | 432,006 | $24.5M | Reduce -2.6% |
| FPE FT-Preferred Secur & Inc. ETF | 0.68% | 1,401,320 | $24.3M | Add +26.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.65% | 146,003 | $23.4M | Reduce -21.5% |
| MRK Merck & Co. Inc. | 0.63% | 183,631 | $22.7M | Add +29.5% |
| PDP Invesco Dorsey Wright Moment | 0.59% | 217,935 | $21.3M | Reduce -7.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.58% | 56,143 | $21.0M | Reduce -6.4% |
| CVX Chevron Corp. | 0.58% | 133,892 | $20.9M | Add +0.9% |
| LLY Eli Lilly & Co. | 0.58% | 22,987 | $20.8M | Add +15.6% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.56% | 700,132 | $20.2M | Add +118.6% |
| WMT Walmart Inc. | 0.56% | 295,898 | $20.0M | Add +0.7% |
| GOOG Alphabet Inc. Class C | 0.56% | 108,925 | $20.0M | Reduce -0.3% |
| MOAT Vaneck Morningstar Wide Moat | 0.55% | 229,404 | $19.9M | Add +0.9% |
| IWF iShares Russell 1000 Growth | 0.54% | 52,885 | $19.3M | Add +67.9% |
| TLT iShares 20+ Year Treasury BD | 0.53% | 207,270 | $19.0M | Add +16.6% |
| META Meta Platforms Inc. Class A | 0.53% | 37,587 | $19.0M | Add +18.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.53% | 573,294 | $18.9M | Add +45.0% |
| SDVY First Trust Smid Cap Rising | 0.51% | 547,146 | $18.3M | Reduce -17.3% |
| IYW iShares Ustechnology ETF | 0.50% | 118,467 | $17.8M | Add +1.9% |
| GLD SPDR Gold Shares | 0.49% | 81,901 | $17.6M | Add +6.8% |
| SPLV Invesco S&P 500 Low Volatili | 0.48% | 267,138 | $17.4M | Reduce -7.1% |
| IYJ iShares U.S. Industrials ETF | 0.47% | 142,387 | $17.0M | Add +10.6% |
| LMBS First Trust Low Duration Opp | 0.46% | 345,465 | $16.6M | Add +53.1% |
| PEP Pepsico Inc. | 0.45% | 98,851 | $16.3M | Add +3.8% |
| COST Costco Wholesale Corp. | 0.45% | 19,151 | $16.3M | Add +5.3% |
| HD Home Depot Inc. | 0.43% | 44,740 | $15.4M | Add +16.0% |
| VOO Vanguard S&P 500 ETF | 0.42% | 30,278 | $15.2M | Reduce -13.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.41% | 54,894 | $14.7M | Add +24.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.41% | 35,807 | $14.6M | Add +7.5% |
| COWZ Pacer US Cash Cows 100 ETF | 0.40% | 266,681 | $14.5M | Add +12.9% |
| AGG iShares Core U.S. Aggregate | 0.40% | 147,985 | $14.4M | Add +1.9% |
| JNJ Johnson & Johnson | 0.38% | 93,837 | $13.7M | Reduce -0.5% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.38% | 43,628 | $13.7M | Add +49.7% |
| ADBE Adobe Inc. | 0.38% | 24,344 | $13.5M | Add +65.5% |
| MCD McDonald's Corp. | 0.38% | 52,892 | $13.5M | Add +5.7% |
| V Visa Inc. Class A | 0.37% | 50,479 | $13.3M | Add +19.3% |
| CGGR Cap Group Growth Equity | 0.36% | 398,376 | $13.1M | Add +87.3% |
| CRM Salesforce Inc. | 0.36% | 50,744 | $13.0M | Add +31.1% |
| FVC First Trust Dorsey Wright DY | 0.35% | 362,060 | $12.8M | Reduce -8.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.35% | 72,583 | $12.6M | Add +47.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.34% | 31,587 | $12.4M | Add +7.6% |
| ABBV Abbvie Inc. | 0.34% | 71,848 | $12.3M | Add +7.6% |
| RDVI FT Vest Rising Dividend Achi | 0.34% | 516,423 | $12.1M | Add +17.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.33% | 301,581 | $12.0M | Add +4.9% |
| FTGS First Trust Grwth Strgth ETF | 0.33% | 385,123 | $11.7M | New |
| RFDA Alps Dynamic US Dividend Adv | 0.32% | 216,905 | $11.5M | Reduce -1.6% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.32% | 225,152 | $11.4M | Add +65.3% |
| RLI Rli Corp. | 0.32% | 80,875 | $11.4M | New |
| CSCO Cisco Systems Inc. | 0.31% | 235,987 | $11.2M | Add +2.6% |
| AMLP Alerian MLP ETF | 0.31% | 233,412 | $11.2M | Add +0.6% |
| ABT Abbott Laboratories | 0.31% | 107,072 | $11.1M | Add +5.8% |
| SLV iShares Silver Trust | 0.31% | 416,500 | $11.1M | Add +260.6% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.30% | 75,908 | $10.8M | Add +9.0% |
| CMCSA Comcast Corp. Class A | 0.29% | 267,377 | $10.5M | Add +6.0% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.29% | 26,845 | $10.3M | Add +38.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.29% | 59,114 | $10.3M | Add +1.7% |
| MU Micron Technology Inc. | 0.28% | 75,789 | $10.0M | Add +176.1% |
| LOW Lowe's Cos Inc. | 0.27% | 44,270 | $9.8M | Add +3.6% |
| PNC PNC Financial Services Group | 0.26% | 61,148 | $9.5M | Add +6.3% |
| UNH Unitedhealth Group Inc. | 0.26% | 18,527 | $9.4M | Add +1.8% |
| AMD Advanced Micro Devices | 0.26% | 58,149 | $9.4M | Reduce -17.7% |
| GJUN FT Vest US Equity Moderate B | 0.26% | 274,368 | $9.4M | New |
| HON Honeywell International Inc. | 0.26% | 43,698 | $9.3M | Add +8.4% |
| FTSL First Trust Senior Loan ETF | 0.25% | 200,478 | $9.2M | Add +62.3% |
| IYC iShares US Consumer Discreti | 0.25% | 108,897 | $8.9M | Add +0.3% |
| ACN Accenture PLC Class A | 0.25% | 29,057 | $8.8M | Add +5.6% |
| FSIG FT Ltd. Duration Inv Grade | 0.24% | 469,431 | $8.8M | Add +2641.5% |
| ADI Analog Devices Inc. | 0.24% | 38,430 | $8.8M | Add +3.1% |
| SMH Vaneck Semiconductor ETF | 0.24% | 33,538 | $8.7M | Reduce -16.4% |
| DGRO iShares Core Dividend Growth | 0.24% | 151,142 | $8.7M | Reduce -9.3% |
| EPD Enterprise Products Partners | 0.24% | 299,238 | $8.7M | Add +9.1% |
| SHEL Shell PLC-ADR | 0.24% | 118,948 | $8.6M | Add +4.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.24% | 35,281 | $8.5M | Add +1.9% |
| LHX L3HARRIS Technologies Inc. | 0.24% | 37,930 | $8.5M | Add +7.4% |
| CEG Constellation Energy | 0.23% | 41,905 | $8.4M | Add +71.5% |
| IEF iShares 7-10 Year Treasury B | 0.23% | 87,518 | $8.2M | Add +154.7% |
| AFDM FRST TRST Act Fact Em ETF-US | 0.22% | 126,098 | $8.0M | Reduce -1.6% |
| IJT iShares S&P Small-Cap 600 GR | 0.22% | 62,158 | $8.0M | Reduce -0.2% |
| ETN Eaton Corp. PLC | 0.21% | 24,553 | $7.7M | Add +22.8% |
Portfolio Sells Q1 2024 → Q2 2024
| FTSM First Trust Enh Short Mat FD | Reduce -38.1% | 1.06% | −0.77 |
| IVV iShares Core S&P 500 ETF | Reduce -32.4% | 0.92% | −0.48 |
| FJAN FT Vest U.S. Equity Buffer E | Reduce -97.1% | 0.01% | −0.33 |
| DJAN FT Vest U.S. Equity Deep Buf | Reduce -97.6% | 0.01% | −0.29 |
| FVD First Trust Value Line DVD | Reduce -13.4% | 0.94% | −0.27 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -21.5% | 0.65% | −0.25 |
| FV First Trust DW Focus 5 Fund | Reduce -5.0% | 1.44% | −0.18 |
| SDVY First Trust Smid Cap Rising | Reduce -17.3% | 0.51% | −0.18 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -42.0% | 0.20% | −0.18 |
| FTCS First Trust Capital Strength | Reduce -12.0% | 0.72% | −0.17 |
| IEZ iShares U.S. Oil Equipment & | Reduce -80.6% | 0.04% | −0.17 |
| SNOV FT Vest US Small Cap Moderat | Sold out | 0.00% | −0.17 |
| INTC Intel Corp. | Reduce -60.9% | 0.06% | −0.17 |
| BG Bunge Global SA | Reduce -89.7% | 0.01% | −0.12 |
| IWD iShares Russell 1000 Value E | Reduce -37.3% | 0.16% | −0.12 |
| AMD Advanced Micro Devices | Reduce -17.7% | 0.26% | −0.12 |
| CGCP Cap Group Core Plus Income | Reduce -65.8% | 0.05% | −0.11 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -37.8% | 0.16% | −0.11 |
| AVDV Avantis Intl S/C Value ETF | Reduce -92.5% | 0.01% | −0.10 |
| PDP Invesco Dorsey Wright Moment | Reduce -7.2% | 0.59% | −0.10 |
| IWM iShares Russell 2000 ETF | Reduce -34.1% | 0.14% | −0.10 |
| DFAT Dimensional US Target Value | Sold out | 0.00% | −0.10 |
| PWP Perella Weinberg Partners | Sold out | 0.00% | −0.10 |
| XOP SS SPDR S&P Og Exp & Prod | Sold out | 0.00% | −0.09 |
| KRP Kimbell Royalty Partners LP | Reduce -91.9% | 0.01% | −0.09 |
| JEPI JPMorgan Equity Premium Inco | Reduce -2.6% | 0.68% | −0.08 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -91.8% | 0.01% | −0.08 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -4.9% | 1.87% | −0.08 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -7.1% | 0.48% | −0.08 |
| ZS Zscaler Inc. | Sold out | 0.00% | −0.08 |
| VOO Vanguard S&P 500 ETF | Reduce -13.3% | 0.42% | −0.08 |
| DWAS Invesco Dorsey Wright Smallc | Reduce -47.6% | 0.06% | −0.08 |
| PDD PDD Holdings Inc. | Reduce -85.5% | 0.01% | −0.08 |
| IAI iShares U.S. Broker-Dealers | Sold out | 0.00% | −0.07 |
| PLD Prologis Inc. | Reduce -7.2% | 0.21% | −0.07 |
| OUT Outfront Media Inc. | Reduce -29.0% | 0.08% | −0.07 |
| QUAL iShares MSCI USA Quality Fac | Reduce -33.0% | 0.12% | −0.06 |
| FSK FS KKR Capital Corp. | Reduce -41.5% | 0.08% | −0.06 |
| RSPT Invesco S&P 500 Equal Weight | Sold out | 0.00% | −0.06 |
| JNJ Johnson & Johnson | Reduce -0.5% | 0.38% | −0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.1% | 1.48% | −0.06 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -27.0% | 0.12% | −0.06 |
| CNC Centene Corp. | Reduce -62.6% | 0.02% | −0.06 |
| FVC First Trust Dorsey Wright DY | Reduce -8.8% | 0.35% | −0.05 |
| FDX FedEx Corp. | Reduce -21.5% | 0.16% | −0.05 |
| KXI iShares Global Consumer Stap | Sold out | 0.00% | −0.05 |
| EXE Expand Energy Corp. | Reduce -28.4% | 0.08% | −0.05 |
| UPS United Parcel Service Class B | Reduce -4.8% | 0.21% | −0.05 |
| DGRO iShares Core Dividend Growth | Reduce -9.3% | 0.24% | −0.05 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -54.9% | 0.03% | −0.05 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +1.1% | 3.89% | +0.53 |
| CAT Caterpillar Inc. | Add +153.8% | 0.82% | +0.44 |
| AMZN Amazon.com Inc. | Add +28.7% | 1.50% | +0.33 |
| FTGS First Trust Grwth Strgth ETF | New | 0.33% | +0.33 |
| RLI Rli Corp. | New | 0.32% | +0.32 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +118.6% | 0.56% | +0.30 |
| GJUN FT Vest US Equity Moderate B | New | 0.26% | +0.26 |
| FIXD First Trust Smith Opportunis | Add +44.0% | 1.03% | +0.25 |
| FSIG FT Ltd. Duration Inv Grade | Add +2641.5% | 0.24% | +0.23 |
| SLV iShares Silver Trust | Add +260.6% | 0.31% | +0.23 |
| IWF iShares Russell 1000 Growth | Add +67.9% | 0.54% | +0.22 |
| FIIG FT Intermed Dur Ig Corp. ETF | New | 0.20% | +0.20 |
| AVGO Broadcom Inc. | Add +10.0% | 0.93% | +0.18 |
| MU Micron Technology Inc. | Add +176.1% | 0.28% | +0.18 |
| GOOGL Alphabet Inc. Class A | Add +15.6% | 0.71% | +0.16 |
| CGGR Cap Group Growth Equity | Add +87.3% | 0.36% | +0.16 |
| ADBE Adobe Inc. | Add +65.5% | 0.38% | +0.15 |
| CGDV Cap Group Dividend Value | Add +45.0% | 0.53% | +0.14 |
| SMAY FT Vest U.S. Small Cap Moder | New | 0.14% | +0.14 |
| LRCX Lam Research Corp. | Add +1526.8% | 0.15% | +0.14 |
| LMBS First Trust Low Duration Opp | Add +53.1% | 0.46% | +0.14 |
| KLAC KLA Corp. | Add +378.7% | 0.17% | +0.14 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +49.7% | 0.38% | +0.13 |
| IEF iShares 7-10 Year Treasury B | Add +154.7% | 0.23% | +0.13 |
| LLY Eli Lilly & Co. | Add +15.6% | 0.58% | +0.12 |
| SPHQ Invesco S&P 500 Quality ETF | Add +138.4% | 0.19% | +0.11 |
| FPE FT-Preferred Secur & Inc. ETF | Add +26.4% | 0.68% | +0.10 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +38.1% | 0.29% | +0.10 |
| CEG Constellation Energy | Add +71.5% | 0.23% | +0.10 |
| KNG FT Vest S&P 500 DVD Arst TRG | Add +65.3% | 0.32% | +0.10 |
| MSFT Microsoft Corp. | Add +5.3% | 2.27% | +0.10 |
| UCON First Trust Smith Unconstrai | Add +92.5% | 0.20% | +0.09 |
| FTSL First Trust Senior Loan ETF | Add +62.3% | 0.25% | +0.08 |
| ILCG iShares Morningstar Growth E | New | 0.08% | +0.08 |
| MRK Merck & Co. Inc. | Add +29.5% | 0.63% | +0.07 |
| CGGO Cap Group Global Growth | Add +169.0% | 0.12% | +0.07 |
| FDN First Trust DJ Internet Ind | Add +210.1% | 0.11% | +0.07 |
| META Meta Platforms Inc. Class A | Add +18.9% | 0.53% | +0.07 |
| AZN Astrazeneca PLC-Spons ADR | Add +41.1% | 0.20% | +0.07 |
| IBM Intl Business Machines Corp. | Add +47.5% | 0.35% | +0.07 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Add +1141.7% | 0.07% | +0.07 |
| VTI VG Morningstar TS MKT ETF-US | Add +24.4% | 0.41% | +0.07 |
| NFTY First Trust India Nifty 50 E | New | 0.07% | +0.07 |
| FEZ State Street SPDR Euro Stoxx | Add +121.7% | 0.12% | +0.06 |
| ILMN Illumina Inc. | Add +441.8% | 0.08% | +0.06 |
| XLF SS Financial Select Sector | Add +95.1% | 0.13% | +0.06 |
| FTXN First Trust Nasdaq Oil & Gas | Add +771.0% | 0.07% | +0.06 |
| COST Costco Wholesale Corp. | Add +5.3% | 0.45% | +0.06 |
| EUFN iShares MSCI Europe Financia | Add +342.3% | 0.07% | +0.05 |
| TCAF T Rowe PRC Cap Appreciation | New | 0.05% | +0.05 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,464 | $6.9B | AAPL, NVDA, MSFT, AMZN, CAT |
| Q1 2026 | 1,413 | $6.2B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025 | 1,355 | $6.1B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2025 | 1,349 | $5.9B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q2 2025 | 1,311 | $5.4B | AAPL, NVDA, MSFT, AMZN, BRK.B |
| Q1 2025 | 1,165 | $4.4B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q4 2024 | 1,131 | $4.3B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2024 | 1,114 | $3.9B | AAPL, NVDA, MSFT, SPY, QQQ |
| Q2 2024 | 1,134 | $3.6B | AAPL, NVDA, MSFT, QQQ, AMZN |
| Q1 2024 | 1,091 | $3.4B | AAPL, NVDA, MSFT, QQQ, FTSM |