Prospera Financial Services Inc
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 7, 2024), Prospera Financial Services Inc reported 1,114 stock positions worth $3.9 billion. Its top holding was Apple (AAPL) at 4.3% of the portfolio, followed by Nvidia (NVDA, 3.3%) and Microsoft (MSFT, 2.3%). Compared with Q2 2024, it opened 71 new positions, sold out of 91, added to 556 and reduced 429. The biggest buy was SS SPDR P S&P 500 Value ETF (SPYV, shares +847%) and the biggest sale SS SPDR P S&P 500 Growth ETF (SPYG, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- Dallas, TX
- CIK
- 0001541625
- Portfolio Value
- $3.9B (Q3 2024)
- SEC Filing
- 0001085146-24-005424 ↗ filed Nov 7, 2024
Holdings Value
Holdings 1,114 stocks · $3.9B
| AAPL Apple Inc. | 4.27% | 717,149 | $167.1M | Add +8.0% |
| NVDA Nvidia Corp. | 3.35% | 1,080,006 | $131.2M | Add +6.1% |
| MSFT Microsoft Corp. | 2.28% | 206,981 | $89.1M | Add +13.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.85% | 126,242 | $72.4M | Add +28.9% |
| QQQ Invesco QQQ Trust Series 1 | 1.75% | 140,340 | $68.5M | Reduce -0.2% |
| AMZN Amazon.com Inc. | 1.57% | 328,967 | $61.3M | Add +17.8% |
| RDVY First Trust Rising Dividend | 1.35% | 890,380 | $52.7M | Add +3.0% |
| XOM Exxon Mobil Corp. | 1.32% | 439,793 | $51.6M | Add +5.0% |
| FV First Trust DW Focus 5 Fund | 1.27% | 850,925 | $49.6M | Reduce -6.1% |
| PG The Procter & Gamble Co. | 1.00% | 227,112 | $39.4M | Add +3.1% |
| AVGO Broadcom Inc. | 1.00% | 226,192 | $39.0M | Add +8.9% |
| FVD First Trust Value Line DVD | 0.98% | 839,201 | $38.2M | Add +0.7% |
| CAT Caterpillar Inc. | 0.96% | 95,620 | $37.4M | Add +8.3% |
| BX Blackstone Inc. | 0.93% | 237,639 | $36.4M | Reduce -2.9% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.89% | 837,957 | $34.9M | Reduce -1.8% |
| IVV iShares Core S&P 500 ETF | 0.87% | 58,711 | $33.9M | Reduce -2.9% |
| JPM JPMorgan Chase & Co. | 0.83% | 153,395 | $32.4M | Add +7.1% |
| FPE FT-Preferred Secur & Inc. ETF | 0.75% | 1,622,012 | $29.4M | Add +15.8% |
| FIXD First Trust Smith Opportunis | 0.73% | 634,037 | $28.7M | Reduce -26.0% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.73% | 538,683 | $28.5M | Add +847.0% |
| GOOGL Alphabet Inc. Class A | 0.71% | 167,262 | $27.7M | Add +19.3% |
| JEPI JPMorgan Equity Premium Inco | 0.67% | 440,590 | $26.2M | Add +2.0% |
| META Meta Platforms Inc. Class A | 0.67% | 45,693 | $26.2M | Add +21.6% |
| FTCS First Trust Capital Strength | 0.64% | 276,765 | $25.2M | Reduce -9.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.63% | 142,287 | $24.8M | Reduce -2.5% |
| FTSM First Trust Enh Short Mat FD | 0.63% | 414,093 | $24.8M | Reduce -35.0% |
| WMT Walmart Inc. | 0.63% | 303,875 | $24.5M | Add +2.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.62% | 664,825 | $24.2M | Add +16.0% |
| SDVY First Trust Smid Cap Rising | 0.62% | 661,829 | $24.1M | Add +21.0% |
| TLT iShares 20+ Year Treasury BD | 0.60% | 239,597 | $23.5M | Add +15.6% |
| COST Costco Wholesale Corp. | 0.60% | 26,326 | $23.4M | Add +37.5% |
| LMBS First Trust Low Duration Opp | 0.58% | 456,916 | $22.6M | Add +32.3% |
| MOAT Vaneck Morningstar Wide Moat | 0.57% | 231,031 | $22.4M | Add +0.7% |
| CVX Chevron Corp. | 0.57% | 150,824 | $22.2M | Add +12.7% |
| MRK Merck & Co. Inc. | 0.56% | 193,018 | $21.9M | Add +5.1% |
| LLY Eli Lilly & Co. | 0.56% | 24,629 | $21.8M | Add +7.1% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.54% | 699,376 | $21.1M | Add +373.8% |
| GLD SPDR Gold Shares | 0.54% | 86,338 | $21.0M | Add +5.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.53% | 73,862 | $20.9M | Add +34.5% |
| PDP Invesco Dorsey Wright Moment | 0.53% | 201,270 | $20.8M | Reduce -7.7% |
| GOOG Alphabet Inc. Class C | 0.52% | 122,923 | $20.6M | Add +12.8% |
| IYJ iShares U.S. Industrials ETF | 0.52% | 151,549 | $20.3M | Add +6.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.51% | 51,908 | $19.9M | Reduce -7.5% |
| PEP Pepsico Inc. | 0.48% | 110,361 | $18.8M | Add +11.6% |
| CGGR Cap Group Growth Equity | 0.48% | 538,081 | $18.7M | Add +35.1% |
| HD Home Depot Inc. | 0.47% | 45,747 | $18.6M | Add +2.3% |
| IYW iShares Ustechnology ETF | 0.46% | 118,116 | $17.9M | Reduce -0.3% |
| MCD McDonald's Corp. | 0.46% | 58,698 | $17.9M | Add +11.0% |
| JNJ Johnson & Johnson | 0.46% | 110,265 | $17.9M | Add +17.5% |
| SPLV Invesco S&P 500 Low Volatili | 0.45% | 244,371 | $17.5M | Reduce -8.5% |
| VOO Vanguard S&P 500 ETF | 0.45% | 33,039 | $17.4M | Add +9.1% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.44% | 54,073 | $17.4M | Add +23.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.44% | 78,592 | $17.4M | Add +8.3% |
| AGG iShares Core U.S. Aggregate | 0.43% | 168,007 | $17.0M | Add +13.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 36,964 | $17.0M | Add +3.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.43% | 288,120 | $16.7M | Add +8.0% |
| V Visa Inc. Class A | 0.40% | 56,904 | $15.7M | Add +12.7% |
| TSLA Tesla Inc. | 0.38% | 57,369 | $15.0M | Add +78.3% |
| CRM Salesforce Inc. | 0.38% | 54,791 | $15.0M | Add +8.0% |
| AMD Advanced Micro Devices | 0.37% | 87,602 | $14.4M | Add +50.6% |
| ABBV Abbvie Inc. | 0.37% | 72,554 | $14.3M | Add +1.0% |
| FTGS First Trust Grwth Strgth ETF | 0.35% | 436,275 | $13.6M | Add +13.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.34% | 31,579 | $13.4M | Reduce -0.0% |
| RLI Rli Corp. | 0.34% | 85,199 | $13.2M | Add +5.3% |
| ABT Abbott Laboratories | 0.33% | 114,880 | $13.1M | Add +7.3% |
| ADBE Adobe Inc. | 0.33% | 25,273 | $13.1M | Add +3.8% |
| CMCSA Comcast Corp. Class A | 0.33% | 307,826 | $12.9M | Add +15.1% |
| LOW Lowe's Cos Inc. | 0.33% | 46,968 | $12.7M | Add +6.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.32% | 318,180 | $12.6M | Add +5.5% |
| SLV iShares Silver Trust | 0.32% | 437,517 | $12.4M | Add +5.0% |
| SMH Vaneck Semiconductor ETF | 0.32% | 50,495 | $12.4M | Add +50.6% |
| RFDA Alps Dynamic US Dividend Adv | 0.30% | 215,817 | $11.9M | Reduce -0.5% |
| PNC PNC Financial Services Group | 0.30% | 64,247 | $11.9M | Add +5.1% |
| FVC First Trust Dorsey Wright DY | 0.30% | 327,517 | $11.7M | Reduce -9.5% |
| NFLX Netflix Inc. | 0.30% | 16,524 | $11.7M | Add +112.5% |
| ACN Accenture PLC Class A | 0.29% | 32,330 | $11.4M | Add +11.3% |
| AMLP Alerian MLP ETF | 0.28% | 235,401 | $11.1M | Add +0.8% |
| UNH Unitedhealth Group Inc. | 0.28% | 18,926 | $11.1M | Add +2.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.28% | 368,037 | $11.0M | Reduce -47.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.27% | 59,915 | $10.4M | Add +1.4% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.26% | 86,470 | $10.3M | Add +13.9% |
| IEF iShares 7-10 Year Treasury B | 0.26% | 104,620 | $10.3M | Add +19.5% |
| LHX L3HARRIS Technologies Inc. | 0.26% | 43,115 | $10.3M | Add +13.7% |
| HON Honeywell International Inc. | 0.26% | 49,500 | $10.2M | Add +13.3% |
| CGMS Cap Group US Multi-Sect Bond | 0.25% | 354,942 | $9.9M | Add +127.9% |
| AMGN Amgen Inc. | 0.25% | 30,373 | $9.8M | Add +28.1% |
| CSCO Cisco Systems Inc. | 0.25% | 181,559 | $9.7M | Reduce -23.1% |
| RDVI FT Vest Rising Dividend Achi | 0.25% | 391,427 | $9.6M | Reduce -24.2% |
| ADI Analog Devices Inc. | 0.25% | 41,825 | $9.6M | Add +8.8% |
| IYC iShares US Consumer Discreti | 0.24% | 108,854 | $9.6M | Reduce -0.0% |
| DGRO iShares Core Dividend Growth | 0.24% | 152,557 | $9.6M | Add +0.9% |
| IJS iShares S&P Small-Cap 600 Va | 0.24% | 86,731 | $9.3M | Add +605.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.23% | 34,642 | $9.1M | Reduce -1.8% |
| ETN Eaton Corp. PLC | 0.23% | 27,314 | $9.1M | Add +11.3% |
| VIG Vanguard Dividend Apprec ETF | 0.23% | 45,467 | $9.0M | Add +15.6% |
| SHEL Shell PLC-ADR | 0.23% | 135,206 | $8.9M | Add +13.7% |
| LMT Lockheed Martin Corp. | 0.23% | 15,157 | $8.9M | Add +16.8% |
| RTX RTX Corp. | 0.23% | 72,700 | $8.8M | Add +3.6% |
| IWM iShares Russell 2000 ETF | 0.22% | 39,344 | $8.7M | Add +55.0% |
| EPD Enterprise Products Partners | 0.22% | 298,537 | $8.7M | Reduce -0.2% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $231K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 181 | $230K | New |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 11,025 | $363 | New |
Total filed on the 13F, all lines: $3.9B.
Portfolio Sells Q2 2024 → Q3 2024
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -98.0% | 0.01% | −0.76 |
| FTSM First Trust Enh Short Mat FD | Reduce -35.0% | 0.63% | −0.42 |
| IWF iShares Russell 1000 Growth | Reduce -68.0% | 0.16% | −0.37 |
| FIXD First Trust Smith Opportunis | Reduce -26.0% | 0.73% | −0.29 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -47.4% | 0.28% | −0.28 |
| GJUN FT Vest US Equity Moderate B | Sold out | 0.00% | −0.26 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -60.8% | 0.08% | −0.21 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -94.0% | 0.01% | −0.21 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Sold out | 0.00% | −0.21 |
| CEG Constellation Energy | Reduce -89.9% | 0.03% | −0.21 |
| FSIG FT Ltd. Duration Inv Grade | Reduce -76.2% | 0.05% | −0.19 |
| MU Micron Technology Inc. | Reduce -53.6% | 0.09% | −0.18 |
| FV First Trust DW Focus 5 Fund | Reduce -6.1% | 1.27% | −0.18 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -87.3% | 0.02% | −0.17 |
| FIIG FT Intermed Dur Ig Corp. ETF | Reduce -81.0% | 0.04% | −0.17 |
| SOXX iShares Semiconductor ETF | Reduce -91.1% | 0.01% | −0.15 |
| CDNS Cadence Design SYS Inc. | Reduce -95.5% | 0.01% | −0.14 |
| SMAY FT Vest U.S. Small Cap Moder | Sold out | 0.00% | −0.14 |
| IJK iShares S&P Mid-Cap 400 Grow | Sold out | 0.00% | −0.13 |
| LRCX Lam Research Corp. | Reduce -85.5% | 0.01% | −0.13 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.2% | 1.75% | −0.12 |
| DASH DoorDash Inc. Class A | Sold out | 0.00% | −0.12 |
| MET Metlife Inc. | Reduce -94.4% | 0.01% | −0.11 |
| FTSL First Trust Senior Loan ETF | Reduce -38.8% | 0.14% | −0.11 |
| DXJ Wisdomtree Japan Hedged Eq | Sold out | 0.00% | −0.11 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -31.8% | 0.21% | −0.10 |
| FEZ State Street SPDR Euro Stoxx | Reduce -79.8% | 0.02% | −0.10 |
| HYLS FT Tactical High Yield ETF | Reduce -72.1% | 0.04% | −0.10 |
| FLRN SS SPDR BB Ig Float RT ETF | Sold out | 0.00% | −0.09 |
| RDVI FT Vest Rising Dividend Achi | Reduce -24.2% | 0.25% | −0.09 |
| SPSB SS SPDR P St C Corp. ETF | Sold out | 0.00% | −0.09 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -65.2% | 0.04% | −0.08 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -7.5% | 0.51% | −0.07 |
| FTCS First Trust Capital Strength | Reduce -9.7% | 0.64% | −0.07 |
| ILCG iShares Morningstar Growth E | Reduce -91.4% | 0.01% | −0.07 |
| SKYY First Trust Cloud Computing | Reduce -64.1% | 0.04% | −0.07 |
| VALE Vale SA-SP ADR | Sold out | 0.00% | −0.07 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -89.8% | 0.01% | −0.07 |
| C Citigroup Inc. | Reduce -33.1% | 0.11% | −0.07 |
| FSK FS KKR Capital Corp. | Reduce -79.3% | 0.02% | −0.07 |
| IFF Intl Flavors & Fragrances | Sold out | 0.00% | −0.07 |
| FTXN First Trust Nasdaq Oil & Gas | Sold out | 0.00% | −0.07 |
| NFTY First Trust India Nifty 50 E | Sold out | 0.00% | −0.07 |
| CSCO Cisco Systems Inc. | Reduce -23.1% | 0.25% | −0.07 |
| TPL Texas Pacific Land Corp. | Reduce -41.2% | 0.12% | −0.06 |
| DE Deere & Co. | Reduce -35.3% | 0.12% | −0.06 |
| PDP Invesco Dorsey Wright Moment | Reduce -7.7% | 0.53% | −0.06 |
| XES SS SPDR S&P Og Eqp & Serv | Reduce -88.5% | 0.01% | −0.06 |
| FTC First Trust Large Cap Growth | Sold out | 0.00% | −0.06 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -76.6% | 0.02% | −0.06 |
Portfolio Buys Q2 2024 → Q3 2024
| SPYV SS SPDR P S&P 500 Value ETF | Add +847.0% | 0.73% | +0.65 |
| CGGO Cap Group Global Growth | Add +373.8% | 0.54% | +0.42 |
| AAPL Apple Inc. | Add +8.0% | 4.27% | +0.38 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +28.9% | 1.85% | +0.37 |
| TSLA Tesla Inc. | Add +78.3% | 0.38% | +0.21 |
| IJS iShares S&P Small-Cap 600 Va | Add +605.3% | 0.24% | +0.21 |
| CTAS Cintas Corp. | Add +878.2% | 0.18% | +0.17 |
| IAI iShares U.S. Broker-Dealers | New | 0.16% | +0.16 |
| ISRG Intuitive Surgical Inc. | Add +264.6% | 0.22% | +0.16 |
| NFLX Netflix Inc. | Add +112.5% | 0.30% | +0.15 |
| SHYG iShares 0-5 YR HY Corp. Bond | New | 0.15% | +0.15 |
| TCAF T Rowe PRC Cap Appreciation | Add +280.0% | 0.20% | +0.15 |
| COST Costco Wholesale Corp. | Add +37.5% | 0.60% | +0.14 |
| META Meta Platforms Inc. Class A | Add +21.6% | 0.67% | +0.14 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +300.9% | 0.18% | +0.14 |
| CAT Caterpillar Inc. | Add +8.3% | 0.96% | +0.14 |
| CGMS Cap Group US Multi-Sect Bond | Add +127.9% | 0.25% | +0.14 |
| VRTX Vertex Pharmaceuticals Inc. | Add +430.0% | 0.16% | +0.13 |
| VTI VG Morningstar TS MKT ETF-US | Add +34.5% | 0.53% | +0.13 |
| FTGC First Trust Global Tactical | Add +226.8% | 0.17% | +0.12 |
| LMBS First Trust Low Duration Opp | Add +32.3% | 0.58% | +0.12 |
| CGGR Cap Group Growth Equity | Add +35.1% | 0.48% | +0.11 |
| SDVY First Trust Smid Cap Rising | Add +21.0% | 0.62% | +0.11 |
| EBAY eBay Inc. | Add +794.2% | 0.12% | +0.11 |
| AMD Advanced Micro Devices | Add +50.6% | 0.37% | +0.10 |
| IBM Intl Business Machines Corp. | Add +8.3% | 0.44% | +0.09 |
| CGDV Cap Group Dividend Value | Add +16.0% | 0.62% | +0.09 |
| JPIE JPMorgan Income ETF | Add +1361.8% | 0.09% | +0.09 |
| MCD McDonald's Corp. | Add +11.0% | 0.46% | +0.08 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +630.4% | 0.09% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +55.0% | 0.22% | +0.08 |
| EFV iShares MSCI Eafe Value ETF | Add +133.7% | 0.13% | +0.08 |
| JNJ Johnson & Johnson | Add +17.5% | 0.46% | +0.07 |
| EWU iShares MSCI United Kingdom | Add +80.7% | 0.17% | +0.07 |
| FPE FT-Preferred Secur & Inc. ETF | Add +15.8% | 0.75% | +0.07 |
| PSK SS SPDR Ice Pref Sec ETF | Add +1293.2% | 0.08% | +0.07 |
| SMH Vaneck Semiconductor ETF | Add +50.6% | 0.32% | +0.07 |
| EMR Emerson Electric Co. | Add +89.0% | 0.17% | +0.07 |
| TLT iShares 20+ Year Treasury BD | Add +15.6% | 0.60% | +0.07 |
| WMT Walmart Inc. | Add +2.7% | 0.63% | +0.07 |
| SPLB SS SPDR P Long Term C ETF | Add +1108.2% | 0.08% | +0.07 |
| AVGO Broadcom Inc. | Add +8.9% | 1.00% | +0.07 |
| XLK SS Technology Select Sector | Add +127.2% | 0.12% | +0.06 |
| AMZN Amazon.com Inc. | Add +17.8% | 1.57% | +0.06 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +23.9% | 0.44% | +0.06 |
| RSP Invesco S&P 500 Equal Weight | Add +44.8% | 0.20% | +0.06 |
| LMT Lockheed Martin Corp. | Add +16.8% | 0.23% | +0.06 |
| ILCB iShares Morningstar U.S. Equ | New | 0.06% | +0.06 |
| DBEF Xtrackers MSCI Eafe Hedged E | Add +109.3% | 0.12% | +0.06 |
| LOW Lowe's Cos Inc. | Add +6.1% | 0.33% | +0.05 |
Notes & Other Activity Q2 2024 → Q3 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 181 | $230K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | New | 11,025 | $363 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,464 | $6.9B | AAPL, NVDA, MSFT, AMZN, CAT |
| Q1 2026 | 1,413 | $6.2B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025 | 1,355 | $6.1B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2025 | 1,349 | $5.9B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q2 2025 | 1,311 | $5.4B | AAPL, NVDA, MSFT, AMZN, BRK.B |
| Q1 2025 | 1,165 | $4.4B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q4 2024 | 1,131 | $4.3B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2024 | 1,114 | $3.9B | AAPL, NVDA, MSFT, SPY, QQQ |
| Q2 2024 | 1,134 | $3.6B | AAPL, NVDA, MSFT, QQQ, AMZN |
| Q1 2024 | 1,091 | $3.4B | AAPL, NVDA, MSFT, QQQ, FTSM |