Prospera Financial Services Inc
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 15, 2025), Prospera Financial Services Inc reported 1,165 stock positions worth $4.4 billion. Its top holding was Apple (AAPL) at 4.0% of the portfolio, followed by Nvidia (NVDA, 2.6%) and Microsoft (MSFT, 2.0%). Compared with Q4 2024, it opened 115 new positions, sold out of 80, added to 609 and reduced 388. The biggest buy was iShares Russell 1000 Value E (IWD, shares +558%) and the biggest sale Nvidia (NVDA, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- Dallas, TX
- CIK
- 0001541625
- Portfolio Value
- $4.4B (Q1 2025)
- SEC Filing
- 0001085146-25-003246 ↗ filed May 15, 2025
Holdings Value
Holdings 1,165 stocks · $4.4B
| AAPL Apple Inc. | 4.04% | 790,483 | $175.6M | Add +3.0% |
| NVDA Nvidia Corp. | 2.61% | 1,047,822 | $113.6M | Reduce -5.0% |
| MSFT Microsoft Corp. | 2.04% | 235,856 | $88.6M | Add +6.8% |
| AMZN Amazon.com Inc. | 1.67% | 382,116 | $72.7M | Add +4.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.56% | 144,909 | $68.0M | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.34% | 103,964 | $58.2M | Reduce -7.5% |
| RDVY First Trust Rising Dividend | 1.29% | 955,665 | $56.0M | Add +11.1% |
| XOM Exxon Mobil Corp. | 1.24% | 453,925 | $54.0M | Add +3.9% |
| AVGO Broadcom Inc. | 1.04% | 270,796 | $45.3M | Add +2.4% |
| JPM JPMorgan Chase & Co. | 1.01% | 178,789 | $43.9M | Add +3.6% |
| FV First Trust DW Focus 5 Fund | 1.00% | 790,523 | $43.4M | Reduce -1.6% |
| PG The Procter & Gamble Co. | 0.95% | 242,126 | $41.3M | Add +5.3% |
| IVV iShares Core S&P 500 ETF | 0.88% | 68,065 | $38.3M | Add +2.4% |
| FVD First Trust Value Line DVD | 0.86% | 839,426 | $37.4M | Add +1.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.81% | 994,094 | $35.4M | Add +15.6% |
| META Meta Platforms Inc. Class A | 0.81% | 61,168 | $35.3M | Add +9.9% |
| CAT Caterpillar Inc. | 0.80% | 105,607 | $34.8M | Add +1.9% |
| CGGR Cap Group Growth Equity | 0.78% | 989,668 | $33.9M | Add +26.5% |
| IWD iShares Russell 1000 Value E | 0.77% | 178,673 | $33.6M | Add +558.5% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.76% | 815,520 | $33.2M | Reduce -1.4% |
| GOOGL Alphabet Inc. Class A | 0.76% | 214,430 | $33.2M | Add +5.0% |
| BX Blackstone Inc. | 0.76% | 237,118 | $33.1M | Reduce -0.4% |
| VOO Vanguard S&P 500 ETF | 0.75% | 63,615 | $32.7M | Add +49.8% |
| FPE FT-Preferred Secur & Inc. ETF | 0.75% | 1,853,388 | $32.6M | Add +0.7% |
| WMT Walmart Inc. | 0.68% | 338,775 | $29.7M | Reduce -2.8% |
| JEPI JPMorgan Equity Premium Inco | 0.67% | 509,323 | $29.1M | Add +9.1% |
| SDVY First Trust Smid Cap Rising | 0.62% | 804,505 | $27.0M | Add +12.7% |
| COST Costco Wholesale Corp. | 0.60% | 27,806 | $26.3M | Add +2.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.60% | 150,690 | $26.0M | Add +0.6% |
| GLD SPDR Gold Shares | 0.60% | 90,257 | $26.0M | Add +7.7% |
| LMBS First Trust Low Duration Opp | 0.58% | 513,412 | $25.2M | Add +4.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.57% | 100,452 | $25.0M | Add +8.7% |
| CVX Chevron Corp. | 0.55% | 142,749 | $23.9M | Add +1.9% |
| V Visa Inc. Class A | 0.54% | 67,527 | $23.7M | Add +5.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.53% | 83,310 | $22.9M | Add +8.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.52% | 42,308 | $22.5M | Add +4.5% |
| LLY Eli Lilly & Co. | 0.52% | 27,261 | $22.5M | Add +7.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.50% | 58,774 | $21.8M | Add +5.1% |
| IYJ iShares U.S. Industrials ETF | 0.50% | 165,731 | $21.6M | Add +5.9% |
| FIXD First Trust Smith Opportunis | 0.48% | 475,420 | $20.8M | Reduce -3.1% |
| MCD McDonald's Corp. | 0.48% | 66,478 | $20.8M | Add +9.4% |
| FTCS First Trust Capital Strength | 0.47% | 229,551 | $20.6M | Reduce -3.7% |
| GOOG Alphabet Inc. Class C | 0.47% | 131,157 | $20.5M | Add +3.7% |
| CRM Salesforce Inc. | 0.45% | 73,698 | $19.8M | Add +11.1% |
| MOAT Vaneck Morningstar Wide Moat | 0.45% | 223,898 | $19.7M | Reduce -1.8% |
| HD Home Depot Inc. | 0.45% | 53,401 | $19.6M | Add +14.8% |
| PLTR Palantir Technologies Inc. Class A | 0.44% | 227,744 | $19.2M | Add +173.6% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.44% | 646,382 | $19.2M | Add +13.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.44% | 349,124 | $19.1M | Add +9.3% |
| FTSM First Trust Enh Short Mat FD | 0.44% | 317,510 | $19.0M | Reduce -8.1% |
| ABBV Abbvie Inc. | 0.44% | 90,682 | $19.0M | Add +15.3% |
| PEP Pepsico Inc. | 0.43% | 125,082 | $18.8M | Add +8.6% |
| IYC iShares US Consumer Discreti | 0.42% | 205,646 | $18.2M | Add +9.5% |
| PDP Invesco Dorsey Wright Moment | 0.41% | 176,740 | $17.7M | Reduce -0.6% |
| AMLP Alerian MLP ETF | 0.40% | 335,026 | $17.4M | Add +65.7% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.40% | 56,133 | $17.3M | Reduce -5.3% |
| SPLV Invesco S&P 500 Low Volatili | 0.39% | 227,781 | $17.0M | Reduce -1.1% |
| IYW iShares Ustechnology ETF | 0.39% | 120,213 | $16.9M | Reduce -0.0% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.38% | 584,926 | $16.6M | Add +4.9% |
| NFLX Netflix Inc. | 0.38% | 17,566 | $16.4M | Add +4.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.37% | 385,529 | $16.1M | Add +4.7% |
| ABT Abbott Laboratories | 0.36% | 118,292 | $15.7M | Add +1.8% |
| TLT iShares 20+ Year Treasury BD | 0.36% | 172,276 | $15.7M | Reduce -3.9% |
| AXP American Express Co. | 0.35% | 57,099 | $15.4M | Add +17.5% |
| LOW Lowe's Cos Inc. | 0.35% | 65,028 | $15.2M | Add +7.5% |
| JNJ Johnson & Johnson | 0.35% | 91,242 | $15.1M | Add +5.0% |
| AGG iShares Core U.S. Aggregate | 0.34% | 150,824 | $14.9M | Reduce -6.6% |
| IEF iShares 7-10 Year Treasury B | 0.34% | 155,707 | $14.8M | Add +21.3% |
| CGMS Cap Group US Multi-Sect Bond | 0.33% | 529,188 | $14.4M | Add +5.6% |
| HON Honeywell International Inc. | 0.32% | 66,537 | $14.1M | Add +9.9% |
| GILD Gilead Sciences Inc. | 0.32% | 123,994 | $13.9M | Add +38.3% |
| RDVI FT Vest Rising Dividend Achi | 0.32% | 580,680 | $13.8M | Add +31.0% |
| UNH Unitedhealth Group Inc. | 0.31% | 26,146 | $13.7M | Reduce -3.0% |
| MRK Merck & Co. Inc. | 0.31% | 152,480 | $13.7M | Add +15.9% |
| GDX Vaneck Gold Miners ETF | 0.31% | 297,218 | $13.7M | Add +36.8% |
| FTGS First Trust Grwth Strgth ETF | 0.31% | 456,728 | $13.6M | Reduce -3.3% |
| FTCB FT Core Investment Grade ETF | 0.31% | 638,715 | $13.4M | Add +10.9% |
| CMCSA Comcast Corp. Class A | 0.30% | 349,176 | $12.9M | Add +10.0% |
| RFDA Alps Dynamic US Dividend Adv | 0.30% | 242,219 | $12.9M | Add +1.7% |
| UCON First Trust Smith Unconstrai | 0.29% | 503,744 | $12.5M | Add +4.2% |
| FDL First Trust Morn DVD Lead Inc. | 0.29% | 286,170 | $12.4M | Add +4.2% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.28% | 28,978 | $12.2M | Reduce -5.5% |
| SMH Vaneck Semiconductor ETF | 0.28% | 57,191 | $12.1M | Reduce -0.6% |
| RLI Rli Corp. | 0.28% | 150,282 | $12.1M | Reduce -12.0% |
| WFC Wells Fargo & Co. | 0.28% | 166,844 | $12.0M | Add +5.0% |
| DGRO iShares Core Dividend Growth | 0.27% | 190,025 | $11.7M | Add +24.3% |
| IYF iShares US Financials ETF | 0.27% | 103,056 | $11.6M | Add +802.8% |
| PNC PNC Financial Services Group | 0.26% | 65,194 | $11.5M | Add +1.5% |
| FVC First Trust Dorsey Wright DY | 0.26% | 317,682 | $11.2M | Reduce -1.8% |
| BND Vanguard Total Bond Market | 0.26% | 151,174 | $11.1M | Add +0.5% |
| IWF iShares Russell 1000 Growth | 0.25% | 30,509 | $11.0M | Reduce -43.4% |
| TCAF T Rowe PRC Cap Appreciation | 0.25% | 334,909 | $10.8M | Add +8.5% |
| ISRG Intuitive Surgical Inc. | 0.25% | 21,681 | $10.7M | Add +18.1% |
| EPD Enterprise Products Partners | 0.25% | 313,127 | $10.7M | Add +4.7% |
| ACN Accenture PLC Class A | 0.24% | 33,864 | $10.6M | Add +2.5% |
| TSM Taiwan Semiconductor-SP ADR | 0.24% | 63,286 | $10.5M | Add +5.9% |
| SHEL Shell PLC-ADR | 0.24% | 142,928 | $10.5M | Reduce -0.8% |
| ETN Eaton Corp. PLC | 0.24% | 38,400 | $10.4M | Add +1.4% |
| AMGN Amgen Inc. | 0.23% | 32,384 | $10.1M | Reduce -0.6% |
| CSCO Cisco Systems Inc. | 0.23% | 161,948 | $10.0M | Reduce -27.9% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $221K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 179 | $221K | Reduce -1.1% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 11,025 | $378 | No change |
Total filed on the 13F, all lines: $4.4B.
Portfolio Sells Q4 2024 → Q1 2025
| NVDA Nvidia Corp. | Reduce -5.0% | 2.61% | −0.84 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -97.2% | 0.02% | −0.64 |
| TSLA Tesla Inc. | Reduce -38.1% | 0.21% | −0.33 |
| IWF iShares Russell 1000 Growth | Reduce -43.4% | 0.25% | −0.25 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -7.5% | 1.34% | −0.20 |
| BX Blackstone Inc. | Reduce -0.4% | 0.76% | −0.19 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -84.8% | 0.03% | −0.19 |
| XLV SS Health Care Select Sector | Reduce -68.6% | 0.06% | −0.12 |
| XLRE SS Real Estate Select Sector | Reduce -67.5% | 0.06% | −0.12 |
| IWM iShares Russell 2000 ETF | Reduce -43.4% | 0.12% | −0.12 |
| FV First Trust DW Focus 5 Fund | Reduce -1.6% | 1.00% | −0.11 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -43.6% | 0.12% | −0.09 |
| FDX FedEx Corp. | Reduce -31.8% | 0.11% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -27.9% | 0.23% | −0.08 |
| CEG Constellation Energy | Reduce -54.1% | 0.05% | −0.08 |
| ILMN Illumina Inc. | Reduce -77.7% | 0.01% | −0.08 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -59.6% | 0.05% | −0.08 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -5.3% | 0.40% | −0.08 |
| EXE Expand Energy Corp. | Sold out | 0.00% | −0.08 |
| ADBE Adobe Inc. | Reduce -12.0% | 0.21% | −0.07 |
| AMD Advanced Micro Devices | Reduce -14.4% | 0.18% | −0.07 |
| DUSA Davis Select US Equity ETF | Sold out | 0.00% | −0.07 |
| RSP Invesco S&P 500 Equal Weight | Reduce -29.7% | 0.14% | −0.07 |
| XLK SS Technology Select Sector | Reduce -48.6% | 0.05% | −0.06 |
| DXJ Wisdomtree Japan Hedged Eq | Sold out | 0.00% | −0.06 |
| XMHQ Invesco S&P Midcap Qual ETF | Sold out | 0.00% | −0.06 |
| APA Apa Corp. | Sold out | 0.00% | −0.06 |
| PSK SS SPDR Ice Pref Sec ETF | Reduce -88.3% | 0.01% | −0.06 |
| IYW iShares Ustechnology ETF | Reduce -0.0% | 0.39% | −0.06 |
| KBE SS SPDR S&P Bank ETF | Sold out | 0.00% | −0.06 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -20.6% | 0.16% | −0.05 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -31.2% | 0.07% | −0.05 |
| RLI Rli Corp. | Reduce -12.0% | 0.28% | −0.05 |
| WMT Walmart Inc. | Reduce -2.8% | 0.68% | −0.05 |
| ILCB iShares Morningstar U.S. Equ | Sold out | 0.00% | −0.05 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -37.6% | 0.08% | −0.05 |
| SSUS Day Hagan Smart Sector ETF | Reduce -1.4% | 0.76% | −0.05 |
| SMH Vaneck Semiconductor ETF | Reduce -0.6% | 0.28% | −0.05 |
| STZ Constellation Brands Inc. Class A | Reduce -67.4% | 0.02% | −0.05 |
| YPF YPF S.A.-Sponsored ADR | Reduce -55.5% | 0.03% | −0.05 |
| APP AppLovin Corp. Class A | Reduce -26.7% | 0.06% | −0.04 |
| FTSM First Trust Enh Short Mat FD | Reduce -8.1% | 0.44% | −0.04 |
| IYT iShares US Transportation Et | Sold out | 0.00% | −0.04 |
| NOBL Proshares S&P 500 Dividend A | Reduce -25.9% | 0.13% | −0.04 |
| IMCG iShares Morningstar Mid-Cap | Reduce -72.2% | 0.02% | −0.04 |
| HSY The Hershey Co. | Reduce -45.6% | 0.05% | −0.04 |
| FCOM Fidelity MSCI Comm Serv Indx | Sold out | 0.00% | −0.04 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -1.8% | 0.45% | −0.04 |
| PDP Invesco Dorsey Wright Moment | Reduce -0.6% | 0.41% | −0.04 |
| BRX Brixmor Property Group Inc. | Sold out | 0.00% | −0.04 |
Portfolio Buys Q4 2024 → Q1 2025
| IWD iShares Russell 1000 Value E | Add +558.5% | 0.77% | +0.66 |
| PLTR Palantir Technologies Inc. Class A | Add +173.6% | 0.44% | +0.29 |
| IYF iShares US Financials ETF | Add +802.8% | 0.27% | +0.24 |
| VOO Vanguard S&P 500 ETF | Add +49.8% | 0.75% | +0.22 |
| IJT iShares S&P Small-Cap 600 GR | Add +1706.9% | 0.19% | +0.18 |
| AMLP Alerian MLP ETF | Add +65.7% | 0.40% | +0.17 |
| XOM Exxon Mobil Corp. | Add +3.9% | 1.24% | +0.15 |
| GDX Vaneck Gold Miners ETF | Add +36.8% | 0.31% | +0.14 |
| TEAM Atlassian Corp. Class A | New | 0.13% | +0.13 |
| GILD Gilead Sciences Inc. | Add +38.3% | 0.32% | +0.13 |
| GLD SPDR Gold Shares | Add +7.7% | 0.60% | +0.13 |
| ABBV Abbvie Inc. | Add +15.3% | 0.44% | +0.11 |
| CGDV Cap Group Dividend Value | Add +15.6% | 0.81% | +0.11 |
| SPSB SS SPDR P St C Corp. ETF | New | 0.11% | +0.11 |
| CGGR Cap Group Growth Equity | Add +26.5% | 0.78% | +0.10 |
| RDVY First Trust Rising Dividend | Add +11.1% | 1.29% | +0.10 |
| IBM Intl Business Machines Corp. | Add +8.7% | 0.57% | +0.10 |
| AMZA Infracap MLP ETF | New | 0.10% | +0.10 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.5% | 0.52% | +0.09 |
| EUFN iShares MSCI Europe Financia | Add +474.8% | 0.09% | +0.08 |
| CVX Chevron Corp. | Add +1.9% | 0.55% | +0.08 |
| V Visa Inc. Class A | Add +5.9% | 0.54% | +0.07 |
| PAAA Pgim Aaa Clo ETF | New | 0.07% | +0.07 |
| CGMU Cap Group Municipal Income | Add +966.7% | 0.07% | +0.07 |
| MCD McDonald's Corp. | Add +9.4% | 0.48% | +0.07 |
| RDVI FT Vest Rising Dividend Achi | Add +31.0% | 0.32% | +0.07 |
| IEF iShares 7-10 Year Treasury B | Add +21.3% | 0.34% | +0.06 |
| VGK Vanguard Ftse Europe ETF | New | 0.06% | +0.06 |
| QDPL Pacer Met US LRG Cap DVD 400 | Add +102.8% | 0.13% | +0.06 |
| LLY Eli Lilly & Co. | Add +7.4% | 0.52% | +0.06 |
| SPIB SS SPDR P Int C Corp. ETF | New | 0.06% | +0.06 |
| MMM 3M Co. | Add +88.6% | 0.11% | +0.06 |
| IBTG iShares Ibonds Dec 2026 Term | New | 0.06% | +0.06 |
| AIA iShares Asia 50 ETF | New | 0.06% | +0.06 |
| IBDR iShares Ibonds Dec 2026 Term | New | 0.06% | +0.06 |
| TSPA T Rowe Price US Eqy Research | Add +500.8% | 0.07% | +0.06 |
| T AT&T Inc. | Add +10.7% | 0.21% | +0.06 |
| JNJ Johnson & Johnson | Add +5.0% | 0.35% | +0.06 |
| ABT Abbott Laboratories | Add +1.8% | 0.36% | +0.05 |
| FXI iShares China Large-Cap ETF | New | 0.05% | +0.05 |
| TCHP T Rowe Price Blue Chip Growt | Add +915.7% | 0.06% | +0.05 |
| IBDQ iShares Ibonds Dec 2025 Term | New | 0.05% | +0.05 |
| DGRO iShares Core Dividend Growth | Add +24.3% | 0.27% | +0.05 |
| META Meta Platforms Inc. Class A | Add +9.9% | 0.81% | +0.05 |
| PSX Phillips 66 | Add +53.3% | 0.13% | +0.05 |
| IBTF iShares Ibonds Dec 2025 Term | New | 0.05% | +0.05 |
| PG The Procter & Gamble Co. | Add +5.3% | 0.95% | +0.05 |
| WMB Williams Cos Inc. | Add +176.2% | 0.07% | +0.05 |
| MTUM iShares MSCI USA Momentum Fa | Add +886.3% | 0.05% | +0.05 |
| AEP American Electric Power | Add +72.6% | 0.09% | +0.05 |
Notes & Other Activity Q4 2024 → Q1 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.1% | 179 | $221K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,464 | $6.9B | AAPL, NVDA, MSFT, AMZN, CAT |
| Q1 2026 | 1,413 | $6.2B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025 | 1,355 | $6.1B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2025 | 1,349 | $5.9B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q2 2025 | 1,311 | $5.4B | AAPL, NVDA, MSFT, AMZN, BRK.B |
| Q1 2025 | 1,165 | $4.4B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q4 2024 | 1,131 | $4.3B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2024 | 1,114 | $3.9B | AAPL, NVDA, MSFT, SPY, QQQ |
| Q2 2024 | 1,134 | $3.6B | AAPL, NVDA, MSFT, QQQ, AMZN |
| Q1 2024 | 1,091 | $3.4B | AAPL, NVDA, MSFT, QQQ, FTSM |