Prospera Financial Services Inc
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 6, 2025), Prospera Financial Services Inc reported 1,349 stock positions worth $5.9 billion. Its top holding was Apple (AAPL) at 3.7% of the portfolio, followed by Nvidia (NVDA, 3.6%) and Microsoft (MSFT, 2.3%). Compared with Q2 2025, it opened 94 new positions, sold out of 56, added to 664 and reduced 531. The biggest buy was Nvidia (NVDA, shares +9%) and the biggest sale Strategy (MSTR, shares −73%).
- Most Recent 13F
- Q2 2026
- Location
- Dallas, TX
- CIK
- 0001541625
- Portfolio Value
- $5.9B (Q3 2025)
- SEC Filing
- 0001541625-25-000005 ↗ filed Nov 6, 2025
Holdings Value
Holdings 1,349 stocks · $5.9B
| AAPL Apple Inc. | 3.67% | 844,124 | $215.0M | Add +1.4% |
| NVDA Nvidia Corp. | 3.60% | 1,129,854 | $210.8M | Add +9.0% |
| MSFT Microsoft Corp. | 2.33% | 262,989 | $136.3M | Add +3.2% |
| AMZN Amazon.com Inc. | 1.71% | 455,407 | $100.0M | Add +4.1% |
| QQQ Invesco QQQ Trust Series 1 | 1.43% | 139,026 | $83.5M | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.33% | 155,503 | $78.2M | Reduce -3.1% |
| JPM JPMorgan Chase & Co. | 1.29% | 239,509 | $75.6M | Add +7.7% |
| AVGO Broadcom Inc. | 1.25% | 222,501 | $73.4M | Reduce -3.8% |
| RDVY First Trust Rising Dividend | 1.25% | 1,090,919 | $73.4M | Add +2.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.17% | 103,308 | $68.9M | Reduce -8.5% |
| GOOGL Alphabet Inc. Class A | 1.03% | 248,959 | $60.5M | Add +4.6% |
| GOOG Alphabet Inc. Class C | 1.02% | 246,535 | $60.1M | Add +2.0% |
| IVV iShares Core S&P 500 ETF | 0.90% | 79,053 | $53.0M | Reduce -16.0% |
| CGGR Cap Group Growth Equity | 0.89% | 1,186,243 | $52.1M | Add +10.4% |
| PLTR Palantir Technologies Inc. Class A | 0.85% | 274,470 | $50.1M | Add +2.0% |
| META Meta Platforms Inc. Class A | 0.85% | 68,069 | $50.0M | Add +1.8% |
| IWF iShares Russell 1000 Growth | 0.83% | 104,367 | $48.9M | Reduce -0.6% |
| FV First Trust DW Focus 5 Fund | 0.83% | 787,243 | $48.8M | Reduce -3.1% |
| XOM Exxon Mobil Corp. | 0.83% | 431,239 | $48.6M | Reduce -3.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.80% | 1,115,043 | $46.9M | Add +6.5% |
| WMT Walmart Inc. | 0.77% | 438,666 | $45.2M | Reduce -2.6% |
| GLD SPDR Gold Shares | 0.71% | 116,574 | $41.4M | Add +16.1% |
| LLY Eli Lilly & Co. | 0.69% | 53,110 | $40.5M | Add +18.1% |
| BX Blackstone Inc. | 0.69% | 235,124 | $40.2M | Reduce -1.2% |
| PG The Procter & Gamble Co. | 0.66% | 250,399 | $38.5M | Add +2.4% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.63% | 760,270 | $36.7M | Reduce -4.0% |
| FVD First Trust Value Line DVD | 0.61% | 775,878 | $35.9M | Reduce -5.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.60% | 73,248 | $35.2M | Reduce -4.3% |
| CAT Caterpillar Inc. | 0.58% | 71,665 | $34.2M | Reduce -4.5% |
| V Visa Inc. Class A | 0.54% | 93,301 | $31.9M | Add +4.4% |
| JEPI JPMorgan Equity Premium Inco | 0.53% | 540,359 | $30.9M | Reduce -0.6% |
| EPD Enterprise Products Partners | 0.52% | 979,277 | $30.6M | Reduce -0.1% |
| SDVY First Trust Smid Cap Rising | 0.52% | 804,751 | $30.6M | Reduce -3.5% |
| VOO Vanguard S&P 500 ETF | 0.50% | 48,198 | $29.6M | Add +0.4% |
| FPE FT-Preferred Secur & Inc. ETF | 0.48% | 1,556,745 | $28.4M | Add +1.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.48% | 85,947 | $28.2M | Add +3.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.48% | 99,142 | $28.0M | Reduce -4.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.43% | 135,995 | $25.4M | Reduce -5.0% |
| FIXD First Trust Smith Opportunis | 0.40% | 533,624 | $23.7M | Reduce -0.0% |
| COST Costco Wholesale Corp. | 0.40% | 25,450 | $23.6M | Reduce -14.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.40% | 420,795 | $23.4M | Add +11.3% |
| CVX Chevron Corp. | 0.40% | 149,157 | $23.2M | Add +0.7% |
| GDX Vaneck Gold Miners ETF | 0.39% | 302,016 | $23.1M | Add +18.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.39% | 686,664 | $22.9M | Add +3.4% |
| HD Home Depot Inc. | 0.39% | 56,434 | $22.9M | Reduce -0.6% |
| AXP American Express Co. | 0.39% | 68,733 | $22.8M | Add +10.6% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.39% | 56,136 | $22.6M | Reduce -0.5% |
| LMBS First Trust Low Duration Opp | 0.38% | 450,878 | $22.5M | Add +1.7% |
| TSLA Tesla Inc. | 0.38% | 49,945 | $22.2M | Add +1.4% |
| LIN Linde PLC | 0.37% | 46,035 | $21.9M | Add +3.7% |
| ABBV Abbvie Inc. | 0.37% | 93,424 | $21.6M | Add +4.8% |
| NFLX Netflix Inc. | 0.37% | 18,046 | $21.6M | Reduce -12.0% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.36% | 619,842 | $21.2M | Add +0.7% |
| HEI Heico Corp. | 0.36% | 64,779 | $20.9M | Add +0.3% |
| FTSM First Trust Enh Short Mat FD | 0.36% | 347,651 | $20.8M | Reduce -1.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.35% | 399,854 | $20.6M | Add +0.1% |
| MOAT Vaneck Morningstar Wide Moat | 0.35% | 207,347 | $20.6M | Reduce -7.2% |
| PDP Invesco Dorsey Wright Moment | 0.35% | 173,611 | $20.5M | Reduce -2.8% |
| FTCB FT Core Investment Grade ETF | 0.35% | 956,493 | $20.4M | Add +5.7% |
| ORCL Oracle Corp. | 0.35% | 72,146 | $20.3M | Reduce -5.3% |
| PSLV Sprott Physical Silver Trust | 0.35% | 1,291,526 | $20.3M | Add +12.6% |
| MCD McDonald's Corp. | 0.34% | 66,303 | $20.2M | Add +1.9% |
| RDVI FT Vest Rising Dividend Achi | 0.33% | 753,087 | $19.5M | Add +10.2% |
| LHX L3HARRIS Technologies Inc. | 0.33% | 62,663 | $19.1M | Reduce -2.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.32% | 330,766 | $19.0M | Reduce -2.2% |
| SMH Vaneck Semiconductor ETF | 0.32% | 57,495 | $18.8M | Reduce -8.6% |
| LOW Lowe's Cos Inc. | 0.31% | 73,374 | $18.4M | Add +5.6% |
| DGRO iShares Core Dividend Growth | 0.31% | 270,466 | $18.4M | Add +10.4% |
| ET Energy Transfer LP | 0.31% | 1,051,976 | $18.1M | Add +1.5% |
| WFC Wells Fargo & Co. | 0.30% | 212,516 | $17.8M | Add +2.2% |
| SPLV Invesco S&P 500 Low Volatili | 0.29% | 234,561 | $17.2M | Reduce -9.3% |
| HON Honeywell International Inc. | 0.29% | 80,987 | $17.1M | Add +16.7% |
| MA Mastercard Inc. Class A | 0.29% | 29,599 | $16.9M | Add +4.5% |
| JNJ Johnson & Johnson | 0.29% | 90,412 | $16.8M | Add +1.4% |
| FTCS First Trust Capital Strength | 0.28% | 172,756 | $16.2M | Reduce -25.8% |
| ABT Abbott Laboratories | 0.27% | 118,826 | $15.9M | Add +3.9% |
| AMD Advanced Micro Devices | 0.27% | 98,308 | $15.9M | Add +39.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.27% | 33,867 | $15.7M | Add +4.5% |
| UNP Union Pacific Corp. | 0.27% | 66,470 | $15.7M | Add +4.1% |
| PHYS Sprott Physical Gold Trust | 0.27% | 524,900 | $15.5M | Add +8.7% |
| AGG iShares Core U.S. Aggregate | 0.26% | 152,548 | $15.3M | Add +0.5% |
| PEP Pepsico Inc. | 0.26% | 107,847 | $15.2M | Reduce -3.6% |
| CGMS Cap Group US Multi-Sect Bond | 0.26% | 542,730 | $15.1M | Add +3.3% |
| ETN Eaton Corp. PLC | 0.26% | 40,070 | $15.0M | Reduce -0.0% |
| AMLP Alerian MLP ETF | 0.25% | 318,285 | $14.9M | Reduce -6.9% |
| FTGS First Trust Grwth Strgth ETF | 0.25% | 410,713 | $14.8M | Reduce -9.7% |
| RFDA Alps Dynamic US Dividend Adv | 0.25% | 232,266 | $14.6M | Add +5.6% |
| IAU iShares Gold Trust | 0.25% | 200,457 | $14.6M | Reduce -27.5% |
| UNH Unitedhealth Group Inc. | 0.25% | 41,817 | $14.4M | Reduce -0.6% |
| UBER Uber Technologies Inc. | 0.25% | 146,796 | $14.4M | Add +5.6% |
| GE General Electric filed as GE AEROSPACE | 0.24% | 47,706 | $14.4M | Add +18.1% |
| TLT iShares 20+ Year Treasury BD | 0.24% | 156,243 | $14.0M | Reduce -2.0% |
| ITA iShares U.S. Aerospace & Def | 0.23% | 65,084 | $13.6M | Reduce -2.5% |
| IYJ iShares U.S. Industrials ETF | 0.23% | 93,290 | $13.6M | Add +19.8% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.23% | 27,727 | $13.6M | Add +6.2% |
| IYC iShares US Consumer Discreti | 0.23% | 126,299 | $13.2M | Reduce -0.8% |
| IEF iShares 7-10 Year Treasury B | 0.22% | 135,706 | $13.1M | Add +2.3% |
| XLF SS Financial Select Sector | 0.22% | 242,039 | $13.0M | Add +42.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.22% | 44,086 | $13.0M | Reduce -0.6% |
| TCAF T Rowe PRC Cap Appreciation | 0.21% | 331,316 | $12.5M | Reduce -1.7% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $264K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 204 | $261K | Reduce -1.0% |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 31,717 | $2K | Add +10.8% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 11,025 | $412 | No change |
Total filed on the 13F, all lines: $5.9B.
Portfolio Sells Q2 2025 → Q3 2025
| MSTR Strategy Inc. | Reduce -73.1% | 0.05% | −0.21 |
| IVV iShares Core S&P 500 ETF | Reduce -16.0% | 0.90% | −0.19 |
| ISRG Intuitive Surgical Inc. | Reduce -65.8% | 0.05% | −0.16 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -90.8% | 0.01% | −0.15 |
| COST Costco Wholesale Corp. | Reduce -14.8% | 0.40% | −0.15 |
| NFLX Netflix Inc. | Reduce -12.0% | 0.37% | −0.14 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -8.5% | 1.17% | −0.13 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -3.1% | 1.33% | −0.12 |
| FTCS First Trust Capital Strength | Reduce -25.8% | 0.28% | −0.12 |
| CTAS Cintas Corp. | Reduce -58.0% | 0.06% | −0.10 |
| MDYG SS SPDR S&P 400 MC GR ETF | Sold out | 0.00% | −0.10 |
| CMCSA Comcast Corp. Class A | Reduce -30.7% | 0.12% | −0.10 |
| IBM Intl Business Machines Corp. | Reduce -4.6% | 0.48% | −0.09 |
| FVD First Trust Value Line DVD | Reduce -5.7% | 0.61% | −0.07 |
| IAU iShares Gold Trust | Reduce -27.5% | 0.25% | −0.07 |
| ZBRA Zebra Technologies Corp. Class A | Sold out | 0.00% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -78.2% | 0.01% | −0.07 |
| XOM Exxon Mobil Corp. | Reduce -3.7% | 0.83% | −0.07 |
| CRM Salesforce Inc. | Reduce -5.3% | 0.20% | −0.07 |
| FV First Trust DW Focus 5 Fund | Reduce -3.1% | 0.83% | −0.07 |
| TOUS T Rowe PRC International Eq | Sold out | 0.00% | −0.06 |
| VGK Vanguard Ftse Europe ETF | Reduce -79.8% | 0.01% | −0.06 |
| SPIB SS SPDR P Int C Corp. ETF | Sold out | 0.00% | −0.06 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -9.3% | 0.29% | −0.06 |
| AMLP Alerian MLP ETF | Reduce -6.9% | 0.25% | −0.06 |
| REGN Regeneron Pharmaceuticals | Reduce -38.0% | 0.08% | −0.05 |
| TGT Target Corp. | Reduce -56.4% | 0.03% | −0.05 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -76.7% | 0.01% | −0.05 |
| IBDQ iShares Ibonds Dec 2025 Term | Reduce -75.7% | 0.01% | −0.05 |
| IBTF iShares Ibonds Dec 2025 Term | Reduce -76.2% | 0.01% | −0.05 |
| JEPI JPMorgan Equity Premium Inco | Reduce -0.6% | 0.53% | −0.05 |
| WMT Walmart Inc. | Reduce -2.6% | 0.77% | −0.05 |
| LMT Lockheed Martin Corp. | Reduce -35.2% | 0.08% | −0.05 |
| GMED Globus Medical Inc. Class A | Sold out | 0.00% | −0.05 |
| AMGN Amgen Inc. | Reduce -19.6% | 0.13% | −0.05 |
| CP Canadian Pacific Kansas City | Reduce -6.0% | 0.19% | −0.04 |
| EPD Enterprise Products Partners | Reduce -0.1% | 0.52% | −0.04 |
| FDS Factset Research Systems Inc. | Reduce -62.8% | 0.01% | −0.04 |
| TTWO Take-Two Interactive Softwre | Reduce -25.7% | 0.11% | −0.04 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -14.6% | 0.18% | −0.04 |
| MRVL Marvell Technology Inc. | Reduce -57.3% | 0.03% | −0.04 |
| CL Colgate-Palmolive Co. | Reduce -47.8% | 0.03% | −0.04 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -7.2% | 0.35% | −0.04 |
| FTSM First Trust Enh Short Mat FD | Reduce -1.6% | 0.36% | −0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -5.0% | 0.43% | −0.04 |
| FTGS First Trust Grwth Strgth ETF | Reduce -9.7% | 0.25% | −0.04 |
| ADBE Adobe Inc. | Reduce -33.1% | 0.05% | −0.04 |
| AMZA Infracap MLP ETF | Sold out | 0.00% | −0.04 |
| SSUS Day Hagan Smart Sector ETF | Reduce -4.0% | 0.63% | −0.04 |
| CSX CSX Corp. | Reduce -51.7% | 0.03% | −0.04 |
Portfolio Buys Q2 2025 → Q3 2025
| NVDA Nvidia Corp. | Add +9.0% | 3.60% | +0.55 |
| AAPL Apple Inc. | Add +1.4% | 3.67% | +0.48 |
| GOOGL Alphabet Inc. Class A | Add +4.6% | 1.03% | +0.25 |
| GOOG Alphabet Inc. Class C | Add +2.0% | 1.02% | +0.23 |
| PLTR Palantir Technologies Inc. Class A | Add +2.0% | 0.85% | +0.17 |
| GDX Vaneck Gold Miners ETF | Add +18.2% | 0.39% | +0.15 |
| GLD SPDR Gold Shares | Add +16.1% | 0.71% | +0.14 |
| IJS iShares S&P Small-Cap 600 Va | Add +728.5% | 0.15% | +0.13 |
| RING iShares MSCI Global Gold Min | New | 0.12% | +0.12 |
| WCMI FT WCM International ETF | New | 0.12% | +0.12 |
| ZS Zscaler Inc. | New | 0.11% | +0.11 |
| SHOP Shopify Inc. Class A | Add +163.9% | 0.16% | +0.11 |
| APH Amphenol Corp. Class A | Add +205.1% | 0.15% | +0.11 |
| AFLG First Trust Active Factor La | Add +194.2% | 0.16% | +0.10 |
| APP AppLovin Corp. Class A | Add +9.9% | 0.19% | +0.10 |
| WM Waste Management Inc. | Add +149.2% | 0.17% | +0.09 |
| TSLA Tesla Inc. | Add +1.4% | 0.38% | +0.09 |
| JPM JPMorgan Chase & Co. | Add +7.7% | 1.29% | +0.09 |
| WBD Warner Bros Discovery Inc. | Add +693.8% | 0.09% | +0.09 |
| AMD Advanced Micro Devices | Add +39.5% | 0.27% | +0.09 |
| PSLV Sprott Physical Silver Trust | Add +12.6% | 0.35% | +0.08 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +291.0% | 0.11% | +0.08 |
| CGGR Cap Group Growth Equity | Add +10.4% | 0.89% | +0.08 |
| TCHP T Rowe Price Blue Chip Growt | Add +1188.7% | 0.08% | +0.07 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | New | 0.07% | +0.07 |
| JAAA Janus Henderson Aaa Clo ETF | Add +467.8% | 0.08% | +0.06 |
| ABBV Abbvie Inc. | Add +4.8% | 0.37% | +0.06 |
| XLF SS Financial Select Sector | Add +42.6% | 0.22% | +0.06 |
| OEF iShares S&P 100 ETF | Add +58.4% | 0.15% | +0.06 |
| DASH DoorDash Inc. Class A | Add +1212.8% | 0.06% | +0.05 |
| GE General Electric | Add +18.1% | 0.24% | +0.05 |
| LRCX Lam Research Corp. | Add +10.3% | 0.18% | +0.05 |
| HTO H2O America | New | 0.05% | +0.05 |
| XLC SS Comm Select Sector SPDR | Add +58.0% | 0.12% | +0.04 |
| HWM Howmet Aerospace Inc. | Add +113.5% | 0.09% | +0.04 |
| GEV GE Vernova Inc. | Add +52.0% | 0.11% | +0.04 |
| WDC Western Digital Corp. | Add +17.9% | 0.08% | +0.04 |
| SBR Sabine Royalty Trust | Add +86.5% | 0.08% | +0.04 |
| JBL Jabil Inc. | Add +355.3% | 0.05% | +0.04 |
| DELL Dell Technologies -C | Add +54.3% | 0.10% | +0.04 |
| ILCG iShares Morningstar Growth E | New | 0.04% | +0.04 |
| LLY Eli Lilly & Co. | Add +18.1% | 0.69% | +0.04 |
| PHYS Sprott Physical Gold Trust | Add +8.7% | 0.27% | +0.04 |
| MAR Marriott International Class A | Add +53.2% | 0.14% | +0.03 |
| GDXJ Vaneck Junior Gold Miners | Add +7.7% | 0.11% | +0.03 |
| GLW Corning Inc. | Add +1.1% | 0.11% | +0.03 |
| WYNN WYNN Resorts Ltd. | Add +180.8% | 0.05% | +0.03 |
| HOOD Robinhood Markets Inc. Class A | Add +218.2% | 0.04% | +0.03 |
| JNJ Johnson & Johnson | Add +1.4% | 0.29% | +0.03 |
| IWM iShares Russell 2000 ETF | Add +14.5% | 0.21% | +0.03 |
Notes & Other Activity Q2 2025 → Q3 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.0% | 204 | $261K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Add +10.8% | 31,717 | $2K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,464 | $6.9B | AAPL, NVDA, MSFT, AMZN, CAT |
| Q1 2026 | 1,413 | $6.2B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025 | 1,355 | $6.1B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2025 | 1,349 | $5.9B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q2 2025 | 1,311 | $5.4B | AAPL, NVDA, MSFT, AMZN, BRK.B |
| Q1 2025 | 1,165 | $4.4B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q4 2024 | 1,131 | $4.3B | AAPL, NVDA, MSFT, AMZN, QQQ |
| Q3 2024 | 1,114 | $3.9B | AAPL, NVDA, MSFT, SPY, QQQ |
| Q2 2024 | 1,134 | $3.6B | AAPL, NVDA, MSFT, QQQ, AMZN |
| Q1 2024 | 1,091 | $3.4B | AAPL, NVDA, MSFT, QQQ, FTSM |