Regal Investment Advisors LLC
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed August 11, 2025), Regal Investment Advisors LLC reported 478 stock positions worth $1.3 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.2% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 2.6%) and SS SPDR S&P 500 ETF Trust-US (SPY, 2.1%). Compared with Q1 2025, it opened 48 new positions, sold out of 26, added to 211 and reduced 188. The biggest buy was Microsoft (MSFT, shares +9%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −14%).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.3B (Q2 2025)
- SEC Filing
- 0001559789-25-000003 ↗ filed Aug 11, 2025
Holdings Value
Holdings 478 stocks · $1.3B
| IVV iShares Core S&P 500 ETF | 5.24% | 112,526 | $69.9M | Reduce -13.9% |
| QQQ Invesco QQQ Trust Series 1 | 2.57% | 61,997 | $34.2M | Add +0.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.13% | 45,958 | $28.4M | Reduce -0.8% |
| SCHD Schwab US DVD Equity ETF | 1.98% | 996,545 | $26.4M | Add +3.4% |
| MSFT Microsoft Corp. | 1.92% | 51,573 | $25.7M | Add +9.3% |
| AAPL Apple Inc. | 1.91% | 124,099 | $25.5M | Add +0.2% |
| FTCS First Trust Capital Strength | 1.76% | 258,284 | $23.5M | Add +0.2% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.72% | 209,214 | $22.9M | Add +1.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.56% | 47,459 | $20.8M | Add +2.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.48% | 426,073 | $19.7M | Reduce -2.9% |
| NVDA Nvidia Corp. | 1.37% | 115,428 | $18.2M | Reduce -15.0% |
| QUAL iShares MSCI USA Quality Fac | 1.31% | 95,707 | $17.5M | Add +1.2% |
| VEA Vanguard Ftse Developed ETF | 1.20% | 281,192 | $16.0M | Reduce -1.8% |
| ABBV Abbvie Inc. | 1.10% | 78,719 | $14.6M | Add +1.1% |
| IVW iShares S&P 500 Growth ETF | 1.08% | 130,213 | $14.3M | Reduce -6.5% |
| EFV iShares MSCI Eafe Value ETF | 1.03% | 216,033 | $13.7M | Add +51.5% |
| IJR iShares Core S&P Small-Cap E | 0.99% | 120,471 | $13.2M | Reduce -2.0% |
| PFF iShares Preferred & Income S | 0.94% | 410,639 | $12.6M | Reduce -0.7% |
| GSLC Goldman Activebeta US LC ETF | 0.94% | 103,595 | $12.6M | Reduce -3.4% |
| PG The Procter & Gamble Co. | 0.89% | 74,246 | $11.8M | Add +2.1% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.88% | 216,509 | $11.8M | Add +6.3% |
| VIG Vanguard Dividend Apprec ETF | 0.83% | 54,145 | $11.1M | Add +1.3% |
| IVE iShares S&P 500 Value ETF | 0.83% | 56,553 | $11.1M | Add +17.1% |
| VWO Vanguard Ftse Emerging Marke | 0.82% | 220,924 | $10.9M | Add +1.9% |
| JNJ Johnson & Johnson | 0.81% | 71,048 | $10.9M | Add +1.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.78% | 124,634 | $10.4M | Add +10.3% |
| PWB Invesco Large Cap Growth ETF | 0.77% | 87,869 | $10.3M | Add +0.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.75% | 32,937 | $10.0M | Add +0.7% |
| FV First Trust DW Focus 5 Fund | 0.74% | 166,463 | $9.9M | Add +0.6% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.72% | 120,133 | $9.6M | Add +2.4% |
| VOO Vanguard S&P 500 ETF | 0.69% | 16,156 | $9.2M | Add +5.1% |
| IEMG iShares Core MSCI Emerging | 0.68% | 150,184 | $9.0M | Add +89.7% |
| MO Altria Group Inc. | 0.67% | 152,687 | $9.0M | Add +5.7% |
| EMR Emerson Electric Co. | 0.64% | 63,706 | $8.5M | Add +1.8% |
| MUB iShares National Muni Bond E | 0.63% | 80,020 | $8.4M | Reduce -1.8% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.63% | 262,842 | $8.4M | Add +6.1% |
| T AT&T Inc. | 0.62% | 286,447 | $8.3M | Add +3.8% |
| PWV Invesco Large Cap Value ETF | 0.61% | 131,708 | $8.2M | Add +2.0% |
| AMZN Amazon.com Inc. | 0.61% | 37,193 | $8.2M | Add +3.9% |
| MDT Medtronic PLC | 0.59% | 90,912 | $7.9M | Add +0.3% |
| CVX Chevron Corp. | 0.58% | 54,006 | $7.7M | Add +8.1% |
| OEF iShares S&P 100 ETF | 0.58% | 25,379 | $7.7M | Add +28.7% |
| PFE Pfizer Inc. | 0.57% | 313,582 | $7.6M | Add +8.7% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.57% | 26,584 | $7.6M | Reduce -0.1% |
| VZ Verizon Communications Inc. | 0.56% | 172,388 | $7.5M | Reduce -15.6% |
| TLH iShares 10-20 Year Treasury | 0.56% | 72,900 | $7.4M | Add +27.4% |
| GTO Invesco Total Return Bond Et | 0.54% | 154,613 | $7.2M | Add +2.8% |
| AGG iShares Core U.S. Aggregate | 0.53% | 71,356 | $7.1M | Reduce -0.3% |
| FDN First Trust DJ Internet Ind | 0.52% | 25,873 | $7.0M | Add +1.2% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.51% | 167,645 | $6.8M | Add +2.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.51% | 23,128 | $6.8M | Add +11.2% |
| AFL Aflac Inc. | 0.51% | 63,892 | $6.7M | Reduce -3.8% |
| IJH iShares Core S&P Midcap ETF | 0.50% | 108,523 | $6.7M | Add +7.4% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.50% | 40,892 | $6.7M | Add +0.8% |
| MBB iShares MBS ETF | 0.50% | 70,629 | $6.6M | Reduce -0.6% |
| IYW iShares Ustechnology ETF | 0.48% | 36,875 | $6.4M | Reduce -6.7% |
| DIVO Amplify CWP Enhan Divid ETF | 0.47% | 147,569 | $6.3M | Reduce -3.8% |
| BSV Vanguard Short-Term Bond ETF | 0.47% | 79,224 | $6.2M | Reduce -0.0% |
| WMT Walmart Inc. | 0.47% | 63,405 | $6.2M | Add +2.2% |
| MCD McDonald's Corp. | 0.44% | 20,125 | $5.9M | Reduce -6.7% |
| VNQ Vanguard Real Estate ETF | 0.44% | 65,523 | $5.8M | Reduce -0.9% |
| EEM iShares MSCI Emerging Market | 0.44% | 120,911 | $5.8M | Reduce -1.4% |
| GLD SPDR Gold Shares | 0.42% | 18,535 | $5.7M | Add +9.4% |
| EFG iShares MSCI Eafe Growth ETF | 0.42% | 50,114 | $5.6M | Reduce -14.5% |
| VCLT Vanguard Long-Term Corp. Bond | 0.42% | 72,982 | $5.5M | Add +0.5% |
| KO The Coca-Cola Co. | 0.41% | 76,899 | $5.4M | Add +4.9% |
| IVOL Quadratic Int Rte Vol Infl H | 0.41% | 277,662 | $5.4M | Add +1.7% |
| FLTR Vaneck Ig Floating Rate ETF | 0.40% | 210,904 | $5.4M | Add +0.7% |
| IBTF iShares Ibonds Dec 2025 Term | 0.40% | 229,726 | $5.4M | Add +0.9% |
| THRO iShares U.S. Thematic Rotati | 0.40% | 148,692 | $5.3M | New |
| COST Costco Wholesale Corp. | 0.39% | 5,296 | $5.2M | Reduce -4.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.39% | 63,495 | $5.2M | Add +11.4% |
| FAUG FT Vest U.S. Equity Buffer E | 0.38% | 104,362 | $5.1M | Reduce -6.7% |
| GOOG Alphabet Inc. Class C | 0.37% | 27,898 | $4.9M | Reduce -2.7% |
| SCHG Schwab US Large-Cap Growth | 0.37% | 167,913 | $4.9M | Add +17.7% |
| CSCO Cisco Systems Inc. | 0.35% | 67,803 | $4.7M | Reduce -1.9% |
| CINF Cincinnati Financial Corp. | 0.35% | 31,519 | $4.7M | Add +6.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.35% | 9,559 | $4.6M | Reduce -0.6% |
| FLOT iShares Floating Rate Bond E | 0.35% | 90,920 | $4.6M | Add +1.2% |
| WM Waste Management Inc. | 0.33% | 19,011 | $4.4M | Add +0.9% |
| FIS Fidelity National Info Serv | 0.32% | 52,708 | $4.3M | Reduce -6.2% |
| XLF SS Financial Select Sector | 0.31% | 80,053 | $4.2M | Add +5.5% |
| TGT Target Corp. | 0.31% | 42,455 | $4.2M | Reduce -0.3% |
| JPM JPMorgan Chase & Co. | 0.31% | 14,376 | $4.2M | Add +8.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.31% | 14,712 | $4.1M | Add +1.2% |
| LZB La-Z-Boy Inc. | 0.31% | 109,856 | $4.1M | No change |
| XLK SS Technology Select Sector | 0.30% | 15,850 | $4.0M | Add +15.2% |
| GSIE Goldman Sachs Activebeta Int | 0.30% | 101,147 | $4.0M | Reduce -2.6% |
| FLTB Fidelity Ltd. TRM BND ETF | 0.30% | 78,706 | $4.0M | Add +2.3% |
| MTUM iShares MSCI USA Momentum Fa | 0.29% | 16,339 | $3.9M | Reduce -1.5% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.29% | 100,295 | $3.8M | Reduce -29.0% |
| AVGO Broadcom Inc. | 0.28% | 13,689 | $3.8M | Add +15.3% |
| JNK SS SPDR BB High Yield Bond | 0.28% | 38,573 | $3.8M | Add +1.4% |
| VWOB Vanguard Emerg MKTS Gov BND | 0.28% | 56,920 | $3.7M | Reduce -0.7% |
| B Barrick Mining Corp. | 0.27% | 173,080 | $3.6M | Reduce -0.8% |
| TOL Toll Brothers Inc. | 0.27% | 30,996 | $3.5M | Reduce -5.2% |
| MU Micron Technology Inc. | 0.26% | 28,414 | $3.5M | Reduce -0.9% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.26% | 17,940 | $3.5M | Add +8.8% |
| VXF Vanguard Extended Market ETF | 0.26% | 18,154 | $3.5M | Add +0.3% |
| EOG EOG Resources Inc. | 0.26% | 28,587 | $3.4M | Reduce -3.2% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $1.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 13,045 | $768K | Add +14.3% |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 258,000 | $238K | Add +637.1% |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 365,000 | $38K | Reduce -1.4% |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q1 2025 → Q2 2025
| IVV iShares Core S&P 500 ETF | Reduce -13.9% | 5.24% | −0.71 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -92.2% | 0.03% | −0.28 |
| EXPE Expedia Group Inc. | Reduce -74.0% | 0.07% | −0.21 |
| VZ Verizon Communications Inc. | Reduce -15.6% | 0.56% | −0.19 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -2.9% | 1.48% | −0.16 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -29.0% | 0.29% | −0.13 |
| IAU iShares Gold Trust | Reduce -37.8% | 0.17% | −0.11 |
| MCD McDonald's Corp. | Reduce -6.7% | 0.44% | −0.10 |
| BUFG FT Vest Buffered Allocation | Sold out | 0.00% | −0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -61.4% | 0.05% | −0.10 |
| X United States Steel Corp. | Sold out | 0.00% | −0.09 |
| AMT American Tower Corp. | Sold out | 0.00% | −0.09 |
| AFL Aflac Inc. | Reduce -3.8% | 0.51% | −0.09 |
| CME Cme Group Inc. | Reduce -28.0% | 0.20% | −0.09 |
| PFF iShares Preferred & Income S | Reduce -0.7% | 0.94% | −0.08 |
| QYLD Global X Nasd 100 Cov Call | Reduce -77.8% | 0.02% | −0.08 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Sold out | 0.00% | −0.07 |
| RSP Invesco S&P 500 Equal Weight | Reduce -33.6% | 0.13% | −0.07 |
| FANG Diamondback Energy Inc. | Reduce -4.9% | 0.21% | −0.07 |
| MUB iShares National Muni Bond E | Reduce -1.8% | 0.63% | −0.07 |
| JEPI JPMorgan Equity Premium Inco | Reduce -21.3% | 0.18% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.6% | 0.35% | −0.07 |
| CLX Clorox Company | Reduce -3.5% | 0.17% | −0.06 |
| ETN Eaton Corp. PLC | Reduce -75.0% | 0.03% | −0.06 |
| IJR iShares Core S&P Small-Cap E | Reduce -2.0% | 0.99% | −0.05 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -14.5% | 0.42% | −0.05 |
| CPAY Corpay Inc. | Reduce -6.5% | 0.24% | −0.05 |
| ED Consolidated Edison Inc. | Reduce -2.2% | 0.24% | −0.05 |
| EOG EOG Resources Inc. | Reduce -3.2% | 0.26% | −0.05 |
| XLV SS Health Care Select Sector | Reduce -13.7% | 0.14% | −0.05 |
| PEP Pepsico Inc. | Reduce -0.3% | 0.21% | −0.05 |
| KMB Kimberly-Clark Corp. | Reduce -2.5% | 0.22% | −0.05 |
| ENB Enbridge Inc. | Sold out | 0.00% | −0.05 |
| VNQ Vanguard Real Estate ETF | Reduce -0.9% | 0.44% | −0.05 |
| TGT Target Corp. | Reduce -0.3% | 0.31% | −0.05 |
| UNP Union Pacific Corp. | Sold out | 0.00% | −0.04 |
| DWAT Arrow Dwa Tac: Macro Usd Inc. | Sold out | 0.00% | −0.04 |
| AGG iShares Core U.S. Aggregate | Reduce -0.3% | 0.53% | −0.04 |
| MBB iShares MBS ETF | Reduce -0.6% | 0.50% | −0.04 |
| BAC Bank of America Corp. | Reduce -25.5% | 0.14% | −0.04 |
| HYDB iShares High Yield Systemati | Reduce -34.4% | 0.06% | −0.04 |
| XLY SS Consumer Disc Select Sect | Reduce -42.4% | 0.05% | −0.04 |
| DIVO Amplify CWP Enhan Divid ETF | Reduce -3.8% | 0.47% | −0.04 |
| PLTR Palantir Technologies Inc. Class A | Reduce -75.2% | 0.02% | −0.04 |
| BSV Vanguard Short-Term Bond ETF | Reduce -0.0% | 0.47% | −0.03 |
| AMLP Alerian MLP ETF | Reduce -1.2% | 0.21% | −0.03 |
| CBOE Cboe Global Markets Inc. | Reduce -21.4% | 0.10% | −0.03 |
| RYLD Global X Russell 2000 Cov Class | Sold out | 0.00% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -4.2% | 0.39% | −0.03 |
| LQDH iShares Int Hedg Corp. BD ETF | Sold out | 0.00% | −0.03 |
Portfolio Buys Q1 2025 → Q2 2025
| MSFT Microsoft Corp. | Add +9.3% | 1.92% | +0.49 |
| THRO iShares U.S. Thematic Rotati | New | 0.40% | +0.40 |
| EFV iShares MSCI Eafe Value ETF | Add +51.5% | 1.03% | +0.35 |
| IEMG iShares Core MSCI Emerging | Add +89.7% | 0.68% | +0.33 |
| IAGG iShares Intl Aggregate Bond | New | 0.24% | +0.24 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.7% | 2.57% | +0.23 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +2.1% | 1.56% | +0.17 |
| BAI Ishrs AI in and Tech Act ETF | New | 0.15% | +0.15 |
| OEF iShares S&P 100 ETF | Add +28.7% | 0.58% | +0.15 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.14% | +0.14 |
| AVGO Broadcom Inc. | Add +15.3% | 0.28% | +0.12 |
| SPYM Ste STR SPDR PT S&P 500 ETF | New | 0.12% | +0.12 |
| DGRO iShares Core Dividend Growth | New | 0.12% | +0.12 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | New | 0.10% | +0.10 |
| META Meta Platforms Inc. Class A | Add +52.0% | 0.22% | +0.10 |
| BF.B Brown-Forman Corp. Class B | New | 0.10% | +0.10 |
| PWB Invesco Large Cap Growth ETF | Add +0.4% | 0.77% | +0.09 |
| IBM Intl Business Machines Corp. | Add +11.2% | 0.51% | +0.09 |
| IEFA iShares Core MSCI Eafe ETF | Add +10.3% | 0.78% | +0.09 |
| XLC SS Comm Select Sector SPDR | Add +50.3% | 0.24% | +0.09 |
| IVE iShares S&P 500 Value ETF | Add +17.1% | 0.83% | +0.08 |
| EMR Emerson Electric Co. | Add +1.8% | 0.64% | +0.08 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +6.3% | 0.88% | +0.08 |
| SCHG Schwab US Large-Cap Growth | Add +17.7% | 0.37% | +0.08 |
| TLH iShares 10-20 Year Treasury | Add +27.4% | 0.56% | +0.08 |
| FTHI Fthi/First Trust Exchange-TR | New | 0.07% | +0.07 |
| HEI Heico Corp. | New | 0.07% | +0.07 |
| XLK SS Technology Select Sector | Add +15.2% | 0.30% | +0.07 |
| LVHI Franklin International Low V | New | 0.06% | +0.06 |
| FDN First Trust DJ Internet Ind | Add +1.2% | 0.52% | +0.06 |
| AMZN Amazon.com Inc. | Add +3.9% | 0.61% | +0.06 |
| MA Mastercard Inc. Class A | Add +101.8% | 0.13% | +0.06 |
| STIP iShares 0-5 Year Tips Bond E | New | 0.06% | +0.06 |
| FEZ State Street SPDR Euro Stoxx | New | 0.06% | +0.06 |
| RDVI FT Vest Rising Dividend Achi | New | 0.06% | +0.06 |
| VXUS Vanguard Total Intl Stock | Add +85.3% | 0.11% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +8.7% | 0.31% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +5.1% | 0.69% | +0.05 |
| XOM Exxon Mobil Corp. | Add +45.6% | 0.25% | +0.05 |
| SPHY SS SPDR P High Yield ETF | New | 0.04% | +0.04 |
| VSS Vanguard Ftse All Wo X-US SC | Add +11.2% | 0.25% | +0.04 |
| LEN.B Lennar Corp. Class B | New | 0.04% | +0.04 |
| TXN Texas Instruments Inc. | Add +63.5% | 0.09% | +0.04 |
| QTEC First Trust Nasdq 100 Tech I | Add +8.0% | 0.20% | +0.04 |
| COIN Coinbase Global Inc. Class A | Add +3.0% | 0.08% | +0.04 |
| ARKK ARK Innovation ETF | New | 0.04% | +0.04 |
| GEV GE Vernova Inc. | New | 0.04% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +3.3% | 0.13% | +0.04 |
| IMCG iShares Morningstar Mid-Cap | Add +74.8% | 0.08% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +53.0% | 0.11% | +0.03 |
Notes & Other Activity Q1 2025 → Q2 2025
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +14.3% | 13,045 | $768K |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | Add +637.1% | 258,000 | $238K |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Sold out | 585,000 | $133Kbefore exit |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | Reduce -1.4% | 365,000 | $38K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |