Regal Investment Advisors LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 15, 2024), Regal Investment Advisors LLC reported 567 stock positions worth $1.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.1% of the portfolio, followed by Microsoft (MSFT, 2.1%) and Invesco QQQ Trust Series 1 (QQQ, 2.0%). Compared with Q1 2024, it opened 35 new positions, sold out of 47, added to 303 and reduced 200. The biggest buy was a new position in SS Real Estate Select Sector (XLRE) and the biggest sale an exit from First Trust Dow 30 Eql WGHT (EDOW).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.5B (Q2 2024)
- SEC Filing
- 0001559789-24-000003 ↗ filed Aug 15, 2024
Holdings Value
Holdings 567 stocks · $1.5B
| IVV iShares Core S&P 500 ETF | 5.05% | 139,410 | $76.3M | Reduce -2.5% |
| MSFT Microsoft Corp. | 2.06% | 69,693 | $31.1M | Add +2.0% |
| QQQ Invesco QQQ Trust Series 1 | 2.04% | 64,398 | $30.9M | Add +3.3% |
| AAPL Apple Inc. | 1.99% | 142,682 | $30.1M | Add +1.5% |
| ONEQ Fidelity Nasdaq Comp Indx | 1.66% | 357,693 | $25.0M | Add +0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.62% | 45,007 | $24.5M | Add +5.1% |
| ITOT iShares Core S&P Total U.S. | 1.60% | 203,091 | $24.1M | Add +0.1% |
| NVDA Nvidia Corp. | 1.53% | 186,832 | $23.1M | Add +1.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.36% | 192,393 | $20.6M | Add +0.9% |
| FTCS First Trust Capital Strength | 1.26% | 225,739 | $19.0M | Add +2.0% |
| ABBV Abbvie Inc. | 1.24% | 109,031 | $18.7M | Add +2.8% |
| SCHD Schwab US DVD Equity ETF | 1.21% | 235,706 | $18.3M | Add +2.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.20% | 48,272 | $18.1M | Reduce -2.8% |
| HEFA Isha Curr Hedged MSCI Eafe | 1.04% | 443,104 | $15.8M | Reduce -1.5% |
| PG The Procter & Gamble Co. | 1.03% | 94,073 | $15.5M | Add +4.7% |
| BUFF Innovator Laddered Allocatio | 1.00% | 350,841 | $15.0M | Add +11.6% |
| GSLC Goldman Activebeta US LC ETF | 0.98% | 138,889 | $14.9M | Reduce -2.5% |
| AMZN Amazon.com Inc. | 0.97% | 76,021 | $14.7M | Add +5.7% |
| SPGP Invesco S&P 500 Garp ETF | 0.95% | 139,284 | $14.3M | Add +5.5% |
| VOO Vanguard S&P 500 ETF | 0.93% | 28,105 | $14.1M | Add +2.3% |
| QUAL iShares MSCI USA Quality Fac | 0.92% | 81,003 | $13.8M | Add +9.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.89% | 296,127 | $13.4M | Add +1.9% |
| VEA Vanguard Ftse Developed ETF | 0.88% | 268,294 | $13.3M | Add +1.0% |
| IJR iShares Core S&P Small-Cap E | 0.85% | 119,958 | $12.8M | Add +2.1% |
| JNJ Johnson & Johnson | 0.85% | 87,349 | $12.8M | Add +2.6% |
| VIG Vanguard Dividend Apprec ETF | 0.82% | 67,955 | $12.4M | Reduce -1.3% |
| GOVT iShares US Treasury Bond ETF | 0.76% | 510,823 | $11.5M | Add +3.6% |
| MO Altria Group Inc. | 0.76% | 251,933 | $11.5M | Add +4.2% |
| IVW iShares S&P 500 Growth ETF | 0.74% | 120,033 | $11.1M | Add +52.5% |
| JAAA Janus Henderson Aaa Clo ETF | 0.70% | 207,597 | $10.6M | Add +4.2% |
| PFF iShares Preferred & Income S | 0.68% | 324,892 | $10.3M | Add +2.0% |
| EMR Emerson Electric Co. | 0.65% | 89,395 | $9.8M | Reduce -7.1% |
| VZ Verizon Communications Inc. | 0.63% | 231,010 | $9.5M | Add +4.9% |
| UCON First Trust Smith Unconstrai | 0.63% | 389,013 | $9.5M | Add +4.3% |
| GOOGL Alphabet Inc. Class A | 0.60% | 50,138 | $9.1M | Add +5.5% |
| AFL Aflac Inc. | 0.59% | 99,835 | $8.9M | Add +1.4% |
| CVX Chevron Corp. | 0.58% | 55,951 | $8.8M | Add +3.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.58% | 119,685 | $8.7M | Add +0.5% |
| DGRW Wisdomtree U.S. Quality Divi | 0.57% | 110,328 | $8.6M | Add +0.3% |
| FV First Trust DW Focus 5 Fund | 0.57% | 149,126 | $8.5M | Add +0.5% |
| MDT Medtronic PLC | 0.56% | 108,204 | $8.5M | Add +6.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.53% | 30,176 | $8.1M | Add +3.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.53% | 19,709 | $8.0M | Add +2.9% |
| FAUG FT Vest U.S. Equity Buffer E | 0.53% | 181,203 | $8.0M | Reduce -14.7% |
| VWO Vanguard Ftse Emerging Marke | 0.52% | 181,104 | $7.9M | Reduce -1.4% |
| PFE Pfizer Inc. | 0.52% | 282,398 | $7.9M | Add +7.3% |
| GOOG Alphabet Inc. Class C | 0.51% | 42,060 | $7.7M | Reduce -8.3% |
| RSPT Invesco S&P 500 Equal Weight | 0.51% | 210,019 | $7.7M | Add +2.8% |
| MCD McDonald's Corp. | 0.51% | 30,179 | $7.7M | Add +3.0% |
| MUB iShares National Muni Bond E | 0.51% | 71,938 | $7.7M | Add +0.7% |
| EFG iShares MSCI Eafe Growth ETF | 0.50% | 73,568 | $7.5M | Add +51.9% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.48% | 153,656 | $7.2M | Add +3.6% |
| T AT&T Inc. | 0.48% | 376,145 | $7.2M | Add +0.3% |
| EEM iShares MSCI Emerging Market | 0.48% | 168,505 | $7.2M | Reduce -1.0% |
| JEPI JPMorgan Equity Premium Inco | 0.47% | 126,523 | $7.2M | Add +25.7% |
| PWB Invesco Large Cap Growth ETF | 0.46% | 73,918 | $7.0M | Add +4.8% |
| FYT First Trust Small Cap Val | 0.46% | 133,414 | $6.9M | Add +4.5% |
| NFTY First Trust India Nifty 50 E | 0.46% | 114,346 | $6.9M | Add +4.2% |
| XLRE SS Real Estate Select Sector | 0.45% | 177,857 | $6.8M | New |
| SRLN SS Blackstone Sr Loan ETF | 0.45% | 162,306 | $6.8M | Add +0.3% |
| FPE FT-Preferred Secur & Inc. ETF | 0.45% | 390,156 | $6.8M | Reduce -1.2% |
| IJH iShares Core S&P Midcap ETF | 0.44% | 112,705 | $6.6M | Add +1.7% |
| TGT Target Corp. | 0.43% | 43,921 | $6.5M | Reduce -0.5% |
| VNQ Vanguard Real Estate ETF | 0.41% | 74,313 | $6.2M | Add +0.3% |
| GTO Invesco Total Return Bond Et filed as POWERSHARES ACTIVELY MANAGED | 0.41% | 133,194 | $6.2M | Add +8.6% |
| JPM JPMorgan Chase & Co. | 0.41% | 30,528 | $6.2M | Reduce -0.4% |
| FANG Diamondback Energy Inc. | 0.40% | 30,514 | $6.1M | Add +0.9% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.40% | 39,693 | $6.0M | Add +0.8% |
| BSV Vanguard Short-Term Bond ETF | 0.40% | 77,784 | $6.0M | Reduce -3.7% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.39% | 25,550 | $5.9M | Add +0.8% |
| COST Costco Wholesale Corp. | 0.38% | 6,813 | $5.8M | Reduce -0.7% |
| WMT Walmart Inc. | 0.38% | 84,178 | $5.7M | Add +5.7% |
| KO The Coca-Cola Co. | 0.37% | 87,024 | $5.5M | Add +3.8% |
| PWV Invesco Large Cap Value ETF | 0.37% | 100,630 | $5.5M | Add +4.6% |
| FIS Fidelity National Info Serv | 0.36% | 72,681 | $5.5M | Add +1.3% |
| PPA Invesco Aerospace & Defense | 0.36% | 52,992 | $5.4M | Add +1.4% |
| WM Waste Management Inc. | 0.35% | 25,024 | $5.3M | Add +1.7% |
| IYW iShares Ustechnology ETF | 0.35% | 35,180 | $5.3M | Add +5.7% |
| ED Consolidated Edison Inc. | 0.34% | 57,814 | $5.2M | Reduce -0.8% |
| TOL Toll Brothers Inc. | 0.34% | 44,488 | $5.1M | Add +1.2% |
| XOM Exxon Mobil Corp. | 0.34% | 44,375 | $5.1M | Add +72.4% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.34% | 112,878 | $5.1M | Reduce -3.6% |
| EOG EOG Resources Inc. | 0.34% | 40,526 | $5.1M | Add +1.9% |
| IVE iShares S&P 500 Value ETF | 0.34% | 28,000 | $5.1M | Add +3.7% |
| SCHG Schwab US Large-Cap Growth | 0.33% | 50,094 | $5.1M | Reduce -5.8% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.33% | 131,020 | $5.0M | Add +4.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.32% | 20,235 | $4.9M | Add +1.6% |
| CVS CVS Health Corp. | 0.32% | 82,350 | $4.9M | Add +16.4% |
| LLY Eli Lilly & Co. | 0.32% | 5,323 | $4.8M | Add +0.3% |
| FDN First Trust DJ Internet Ind | 0.31% | 23,137 | $4.7M | Add +3.4% |
| GNRC Generac Holdings Inc. | 0.31% | 35,709 | $4.7M | Add +1.5% |
| PEP Pepsico Inc. | 0.31% | 28,553 | $4.7M | Add +5.9% |
| MBB iShares MBS ETF | 0.30% | 49,995 | $4.6M | Add +6.8% |
| BLDR Builders Firstsource Inc. | 0.30% | 32,828 | $4.5M | Reduce -1.1% |
| CPAY Corpay Inc. | 0.30% | 16,732 | $4.5M | Add +1.6% |
| B Barrick Gold Corp. | 0.30% | 267,143 | $4.5M | Add +80.5% |
| GSIE Goldman Sachs Activebeta Int | 0.29% | 132,233 | $4.4M | Reduce -1.8% |
| XLE SS Energy Select Sector | 0.29% | 48,314 | $4.4M | Add +9.7% |
| CINF Cincinnati Financial Corp. | 0.29% | 36,947 | $4.4M | Add +17.5% |
| CSCO Cisco Systems Inc. | 0.29% | 91,772 | $4.4M | Add +3.1% |
Options reported separately and not counted above: QQQ puts ($22.2M).
Other holdings (2): bonds, preferreds, convertibles and warrants · $87K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) | NOTE 6.750% 9/1 · principal | 45,000 | $45K | No change |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | 85,000 | $41K | No change |
Total filed on the 13F, all lines: $1.5B.
Portfolio Sells Q1 2024 → Q2 2024
| EDOW First Trust Dow 30 Eql WGHT | Sold out | 0.00% | −0.55 |
| BLDR Builders Firstsource Inc. | Reduce -1.1% | 0.30% | −0.17 |
| META Meta Platforms Inc. Class A | Reduce -53.5% | 0.14% | −0.16 |
| APAM Artisan Partners Asset Ma -A | Sold out | 0.00% | −0.15 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.15 |
| EFV iShares MSCI Eafe Value ETF | Reduce -32.0% | 0.20% | −0.11 |
| TGT Target Corp. | Reduce -0.5% | 0.43% | −0.10 |
| EMR Emerson Electric Co. | Reduce -7.1% | 0.65% | −0.09 |
| ICSH iShares Ultra Short Duration | Reduce -39.4% | 0.13% | −0.09 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -14.7% | 0.53% | −0.09 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -25.7% | 0.23% | −0.09 |
| IVV iShares Core S&P 500 ETF | Reduce -2.5% | 5.05% | −0.09 |
| AGG iShares Core U.S. Aggregate | Reduce -19.9% | 0.29% | −0.09 |
| NRG NRG Energy Inc. | Sold out | 0.00% | −0.06 |
| IXC iShares Global Energy ETF | Sold out | 0.00% | −0.06 |
| AMJ JPMorgan Alerian MLP Index | Sold out | 0.00% | −0.06 |
| MINT PIMCO Enhanced Short Maturit | Reduce -40.5% | 0.07% | −0.05 |
| GSK GSK PLC-Spon ADR | Reduce -66.7% | 0.02% | −0.05 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -50.8% | 0.04% | −0.05 |
| SWAV Shockwave Medical Inc. | Sold out | 0.00% | −0.04 |
| VIG Vanguard Dividend Apprec ETF | Reduce -1.3% | 0.82% | −0.04 |
| VNLA Janus Henderson Short Durati | Reduce -65.0% | 0.02% | −0.03 |
| XSD SS SPDR S&P Semiconductor | Sold out | 0.00% | −0.03 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -15.0% | 0.13% | −0.03 |
| IWP iShares Russell Mid-Cap Grow | Reduce -50.2% | 0.03% | −0.03 |
| DUK Duke Energy Corp. | Reduce -12.3% | 0.23% | −0.03 |
| QMAR FT Vest Nasdaq-100 Buffer Et | Reduce -15.4% | 0.19% | −0.03 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -1.5% | 1.04% | −0.03 |
| GIGB Goldman Sachs Inv GRD Corp. | Reduce -3.6% | 0.34% | −0.03 |
| BSV Vanguard Short-Term Bond ETF | Reduce -3.7% | 0.40% | −0.03 |
| CIBR First Trust Nasdaq Cybersecu | Sold out | 0.00% | −0.03 |
| GSLC Goldman Activebeta US LC ETF | Reduce -2.5% | 0.98% | −0.03 |
| SPSB SS SPDR P St C Corp. ETF | Sold out | 0.00% | −0.03 |
| ESI Element Solutions Inc. | Sold out | 0.00% | −0.03 |
| NUE Nucor Corp. | Reduce -0.2% | 0.09% | −0.03 |
| FITB Fifth Third Bancorp | Reduce -23.1% | 0.07% | −0.02 |
| IEF iShares 7-10 Year Treasury B | Reduce -60.1% | 0.01% | −0.02 |
| MPB Mid Penn Bancorp Inc. | Sold out | 0.00% | −0.02 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -5.6% | 0.24% | −0.02 |
| COP Conocophillips | Reduce -3.1% | 0.12% | −0.02 |
| GM General Motors Co. | Sold out | 0.00% | −0.02 |
| PTMC Pacer Trendpilot US Mid Cap | Sold out | 0.00% | −0.02 |
| FTXG First Trust Nasdaq Food & Be | Sold out | 0.00% | −0.02 |
| EXP Eagle Materials Inc. | Sold out | 0.00% | −0.02 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -20.6% | 0.06% | −0.02 |
| JMBS Janus Henderson Mortg Backed | Sold out | 0.00% | −0.02 |
| GSIE Goldman Sachs Activebeta Int | Reduce -1.8% | 0.29% | −0.02 |
| XLV SS Health Care Select Sector | Reduce -5.7% | 0.19% | −0.02 |
| ED Consolidated Edison Inc. | Reduce -0.8% | 0.34% | −0.02 |
| IGSB iShares 1-5Y Inv Grade Corp. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| XLRE SS Real Estate Select Sector | New | 0.45% | +0.45 |
| NVDA Nvidia Corp. | Add +1.4% | 1.53% | +0.39 |
| AAPL Apple Inc. | Add +1.5% | 1.99% | +0.34 |
| IVW iShares S&P 500 Growth ETF | Add +52.5% | 0.74% | +0.28 |
| ETN Eaton Corp. PLC | Add +406.9% | 0.20% | +0.16 |
| EFG iShares MSCI Eafe Growth ETF | Add +51.9% | 0.50% | +0.15 |
| QQQ Invesco QQQ Trust Series 1 | Add +3.3% | 2.04% | +0.15 |
| XOM Exxon Mobil Corp. | Add +72.4% | 0.34% | +0.13 |
| B Barrick Gold Corp. | Add +80.5% | 0.30% | +0.13 |
| GOOGL Alphabet Inc. Class A | Add +5.5% | 0.60% | +0.11 |
| IEMG iShares Core MSCI Emerging | Add +133.6% | 0.18% | +0.10 |
| BUFF Innovator Laddered Allocatio | Add +11.6% | 1.00% | +0.10 |
| MSFT Microsoft Corp. | Add +2.0% | 2.06% | +0.10 |
| AMJB Alerian MLP ETN2044 | New | 0.09% | +0.09 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +5.1% | 1.62% | +0.09 |
| ONEQ Fidelity Nasdaq Comp Indx | Add +0.6% | 1.66% | +0.09 |
| ULTA Ulta Beauty Inc. | Add +197.6% | 0.17% | +0.09 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +45.6% | 0.28% | +0.09 |
| AMZN Amazon.com Inc. | Add +5.7% | 0.97% | +0.09 |
| QUAL iShares MSCI USA Quality Fac | Add +9.5% | 0.92% | +0.08 |
| FOUR SHIFT4 Payments Inc. Class A | New | 0.08% | +0.08 |
| JEPI JPMorgan Equity Premium Inco | Add +25.7% | 0.47% | +0.08 |
| HEGD Swan Hedged Equity US LG Cap | New | 0.07% | +0.07 |
| ARM Arm Holdings PLC-ADR | Add +123.7% | 0.10% | +0.07 |
| ELF Elf Beauty Inc. | Add +84.3% | 0.12% | +0.06 |
| WEN The Wendy's Co. | New | 0.05% | +0.05 |
| WMT Walmart Inc. | Add +5.7% | 0.38% | +0.05 |
| SGOV iShares 0-3 Month Treasury B | Add +90.0% | 0.11% | +0.05 |
| IYW iShares Ustechnology ETF | Add +5.7% | 0.35% | +0.04 |
| MO Altria Group Inc. | Add +4.2% | 0.76% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.04% | +0.04 |
| LLY Eli Lilly & Co. | Add +0.3% | 0.32% | +0.04 |
| DWAT Arrow Dwa Tac: Macro Usd Inc. | New | 0.04% | +0.04 |
| LMT Lockheed Martin Corp. | Add +103.9% | 0.07% | +0.04 |
| SMH Vaneck Semiconductor ETF | Add +15.9% | 0.15% | +0.04 |
| KMB Kimberly-Clark Corp. | Add +9.7% | 0.28% | +0.03 |
| IGEB iShares Investment Grade SYS | New | 0.03% | +0.03 |
| PWB Invesco Large Cap Growth ETF | Add +4.8% | 0.46% | +0.03 |
| PG The Procter & Gamble Co. | Add +4.7% | 1.03% | +0.03 |
| NFTY First Trust India Nifty 50 E | Add +4.2% | 0.46% | +0.03 |
| OMFL Invesco Russell 1000 DYN M/F | New | 0.03% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +2.3% | 0.93% | +0.03 |
| PALC Pacer Lunt LRG Cap Multi-Fac | New | 0.03% | +0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +3.6% | 0.48% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +21.2% | 0.12% | +0.03 |
| FTNT Fortinet Inc. | Add +72.7% | 0.08% | +0.03 |
| KMI Kinder Morgan Inc. | Add +10.3% | 0.19% | +0.03 |
| SMCI Super Micro Computer Inc. | New | 0.03% | +0.03 |
| T AT&T Inc. | Add +0.3% | 0.48% | +0.02 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | New | 0.02% | +0.02 |
Options Activity Q1 2024 → Q2 2024
| QQQ Invesco QQQ Trust Series 1 | put | New | 46,300 | $22.2M |
| OIH Vaneck Oil Services ETF | call | Sold out | 600 | $202Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |