Regal Investment Advisors LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 13, 2025), Regal Investment Advisors LLC reported 514 stock positions worth $1.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.2% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 2.5%) and Apple (AAPL, 2.1%). Compared with Q2 2025, it opened 48 new positions, sold out of 12, added to 283 and reduced 148. The biggest buy was a new position in iShares DYN Act ETF (BDYN) and the biggest sale iShares Preferred & Income S (PFF, shares −44%).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.5B (Q3 2025)
- SEC Filing
- 0001559789-25-000007 ↗ filed Nov 13, 2025
Holdings Value
Holdings 514 stocks · $1.5B
| IVV iShares Core S&P 500 ETF | 5.18% | 118,892 | $79.6M | Add +5.7% |
| QQQ Invesco QQQ Trust Series 1 | 2.46% | 62,938 | $37.8M | Add +1.5% |
| AAPL Apple Inc. | 2.12% | 127,944 | $32.6M | Add +3.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.06% | 47,459 | $31.6M | Add +3.3% |
| SCHD Schwab US DVD Equity ETF | 1.79% | 1,003,845 | $27.4M | Add +0.7% |
| MSFT Microsoft Corp. | 1.78% | 52,890 | $27.4M | Add +2.5% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.63% | 224,987 | $25.1M | Add +7.5% |
| FTCS First Trust Capital Strength | 1.60% | 262,228 | $24.6M | Add +1.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.52% | 48,750 | $23.4M | Add +2.7% |
| NVDA Nvidia Corp. | 1.52% | 125,238 | $23.4M | Add +8.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.18% | 388,894 | $18.2M | Reduce -8.7% |
| VEA Vanguard Ftse Developed ETF | 1.14% | 292,705 | $17.5M | Add +4.1% |
| ABBV Abbvie Inc. | 1.07% | 71,075 | $16.5M | Reduce -9.7% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.05% | 271,449 | $16.1M | Add +25.4% |
| IVW iShares S&P 500 Growth ETF | 1.04% | 132,269 | $16.0M | Add +1.6% |
| OEF iShares S&P 100 ETF | 0.98% | 44,978 | $15.0M | Add +77.2% |
| IJR iShares Core S&P Small-Cap E | 0.92% | 119,094 | $14.2M | Reduce -1.1% |
| QUAL iShares MSCI USA Quality Fac | 0.92% | 72,509 | $14.1M | Reduce -24.2% |
| JNJ Johnson & Johnson | 0.87% | 71,870 | $13.3M | Add +1.2% |
| GSLC Goldman Activebeta US LC ETF | 0.85% | 99,965 | $13.0M | Reduce -3.5% |
| IVE iShares S&P 500 Value ETF | 0.84% | 62,201 | $12.8M | Add +10.0% |
| EFV iShares MSCI Eafe Value ETF | 0.83% | 188,622 | $12.8M | Reduce -12.7% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.82% | 148,585 | $12.6M | Add +23.7% |
| VWO Vanguard Ftse Emerging Marke | 0.80% | 226,705 | $12.3M | Add +2.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.80% | 140,512 | $12.3M | Add +12.7% |
| VIG Vanguard Dividend Apprec ETF | 0.79% | 56,453 | $12.2M | Add +4.3% |
| IEMG iShares Core MSCI Emerging | 0.79% | 184,166 | $12.1M | Add +22.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.77% | 36,087 | $11.8M | Add +9.6% |
| PG The Procter & Gamble Co. | 0.74% | 73,493 | $11.3M | Reduce -1.0% |
| VOO Vanguard S&P 500 ETF | 0.73% | 18,228 | $11.2M | Add +12.8% |
| PWB Invesco Large Cap Growth ETF | 0.71% | 87,484 | $11.0M | Reduce -0.4% |
| FV First Trust DW Focus 5 Fund | 0.67% | 166,524 | $10.3M | Add +0.0% |
| MO Altria Group Inc. | 0.63% | 145,656 | $9.6M | Reduce -4.6% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.62% | 284,167 | $9.5M | Add +8.1% |
| T AT&T Inc. | 0.60% | 328,573 | $9.3M | Add +14.7% |
| MUB iShares National Muni Bond E | 0.60% | 85,924 | $9.2M | Add +7.4% |
| PFE Pfizer Inc. | 0.58% | 349,934 | $8.9M | Add +11.6% |
| EMR Emerson Electric Co. | 0.58% | 67,882 | $8.9M | Add +6.6% |
| TLH iShares 10-20 Year Treasury | 0.58% | 86,460 | $8.9M | Add +18.6% |
| PWV Invesco Large Cap Value ETF | 0.57% | 133,371 | $8.7M | Add +1.3% |
| MDT Medtronic PLC | 0.56% | 90,872 | $8.7M | Reduce -0.0% |
| AMZN Amazon.com Inc. | 0.56% | 39,359 | $8.6M | Add +5.8% |
| CVX Chevron Corp. | 0.56% | 55,617 | $8.6M | Add +3.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.55% | 29,835 | $8.4M | Add +29.0% |
| VZ Verizon Communications Inc. | 0.54% | 187,300 | $8.2M | Add +8.7% |
| AGG iShares Core U.S. Aggregate | 0.54% | 81,994 | $8.2M | Add +14.9% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.52% | 45,465 | $7.9M | Add +11.2% |
| IJH iShares Core S&P Midcap ETF | 0.51% | 120,171 | $7.8M | Add +10.7% |
| DIVO Amplify CWP Enhan Divid ETF | 0.51% | 175,146 | $7.8M | Add +18.7% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.51% | 26,431 | $7.8M | Reduce -0.6% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.51% | 170,909 | $7.8M | Add +1.9% |
| GTO Invesco Total Return Bond Et | 0.49% | 158,158 | $7.5M | Add +2.3% |
| PFF iShares Preferred & Income S | 0.48% | 231,569 | $7.3M | Reduce -43.6% |
| XLK SS Technology Select Sector | 0.48% | 25,935 | $7.3M | Add +63.6% |
| FDN First Trust DJ Internet Ind | 0.47% | 26,000 | $7.3M | Add +0.5% |
| WMT Walmart Inc. | 0.46% | 68,644 | $7.1M | Add +8.3% |
| MBB iShares MBS ETF | 0.45% | 71,955 | $6.8M | Add +1.9% |
| BSV Vanguard Short-Term Bond ETF | 0.44% | 85,742 | $6.8M | Add +8.2% |
| GLD SPDR Gold Shares | 0.44% | 19,028 | $6.8M | Add +2.7% |
| AFL Aflac Inc. | 0.44% | 60,387 | $6.7M | Reduce -5.5% |
| EEM iShares MSCI Emerging Market | 0.43% | 122,449 | $6.5M | Add +1.3% |
| KO The Coca-Cola Co. | 0.41% | 95,288 | $6.3M | Add +23.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.40% | 70,969 | $6.2M | Add +11.8% |
| MCD McDonald's Corp. | 0.40% | 20,340 | $6.2M | Add +1.1% |
| VRIG Invesco Variable Rate Invest | 0.40% | 244,429 | $6.1M | Add +116.4% |
| BAI Ishrs AI in and Tech Act ETF | 0.40% | 178,110 | $6.1M | Add +148.7% |
| BDYN iShares DYN Act ETF | 0.40% | 240,104 | $6.1M | New |
| VNQ Vanguard Real Estate ETF | 0.39% | 66,089 | $6.0M | Add +0.9% |
| XLF SS Financial Select Sector | 0.39% | 111,585 | $6.0M | Add +39.4% |
| THRO iShares U.S. Thematic Rotati | 0.39% | 158,684 | $6.0M | Add +6.7% |
| GOOG Alphabet Inc. Class C | 0.38% | 24,008 | $5.8M | Reduce -13.9% |
| SCHG Schwab US Large-Cap Growth | 0.38% | 183,119 | $5.8M | Add +9.1% |
| DGRW Wisdomtree U.S. Quality Divi | 0.37% | 64,534 | $5.7M | New |
| CINF Cincinnati Financial Corp. | 0.37% | 35,629 | $5.6M | Add +13.0% |
| MTUM iShares MSCI USA Momentum Fa | 0.35% | 20,854 | $5.3M | Add +27.6% |
| DUK Duke Energy Corp. | 0.34% | 42,375 | $5.2M | Add +47.9% |
| GOOGL Alphabet Inc. Class A | 0.34% | 21,301 | $5.2M | Add +13.5% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.33% | 96,342 | $5.1M | New |
| FLTR Vaneck Ig Floating Rate ETF | 0.33% | 199,246 | $5.1M | Reduce -5.5% |
| FAUG FT Vest U.S. Equity Buffer E | 0.33% | 97,800 | $5.1M | Reduce -6.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.33% | 9,995 | $5.0M | Add +4.6% |
| IVOL Quadratic Int Rte Vol Infl H | 0.32% | 258,229 | $5.0M | Reduce -7.0% |
| COST Costco Wholesale Corp. | 0.32% | 5,327 | $4.9M | Add +0.6% |
| XOM Exxon Mobil Corp. | 0.31% | 42,441 | $4.8M | Add +37.4% |
| FLOT iShares Floating Rate Bond E | 0.31% | 93,574 | $4.8M | Add +2.9% |
| JPM JPMorgan Chase & Co. | 0.31% | 15,056 | $4.7M | Add +4.7% |
| MU Micron Technology Inc. | 0.31% | 28,296 | $4.7M | Reduce -0.4% |
| CSCO Cisco Systems Inc. | 0.30% | 66,602 | $4.6M | Reduce -1.8% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.30% | 21,767 | $4.5M | Add +21.3% |
| AVGO Broadcom Inc. | 0.29% | 13,510 | $4.5M | Reduce -1.3% |
| VTIP Vanguard Short-Term Tips | 0.28% | 86,078 | $4.4M | Add +316.5% |
| WM Waste Management Inc. | 0.28% | 19,715 | $4.4M | Add +3.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.28% | 14,753 | $4.3M | Add +0.3% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.28% | 80,732 | $4.3M | Add +26.6% |
| B Barrick Mining Corp. | 0.28% | 130,226 | $4.3M | Reduce -24.8% |
| TOL Toll Brothers Inc. | 0.27% | 30,238 | $4.2M | Reduce -2.5% |
| IAU iShares Gold Trust | 0.27% | 57,086 | $4.2M | Add +58.5% |
| FFEB FT Vest US Equity Buffer ETF | 0.27% | 74,886 | $4.1M | Add +1044.2% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.27% | 103,874 | $4.1M | Add +3.6% |
| FLTB Fidelity Ltd. TRM BND ETF | 0.27% | 80,948 | $4.1M | Add +2.9% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 13,658 | $927K | Add +4.7% |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 243,000 | $223K | Reduce -5.8% |
Total filed on the 13F, all lines: $1.5B.
Portfolio Sells Q2 2025 → Q3 2025
| PFF iShares Preferred & Income S | Reduce -43.6% | 0.48% | −0.47 |
| IBTF iShares Ibonds Dec 2025 Term | Sold out | 0.00% | −0.40 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -95.5% | 0.02% | −0.40 |
| QUAL iShares MSCI USA Quality Fac | Reduce -24.2% | 0.92% | −0.39 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -73.0% | 0.10% | −0.32 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -8.7% | 1.18% | −0.29 |
| IYW iShares Ustechnology ETF | Reduce -56.8% | 0.20% | −0.28 |
| EFV iShares MSCI Eafe Value ETF | Reduce -12.7% | 0.83% | −0.20 |
| PG The Procter & Gamble Co. | Reduce -1.0% | 0.74% | −0.15 |
| KNSL Kinsale Capital Group Inc. | Sold out | 0.00% | −0.14 |
| FIS Fidelity National Info Serv | Reduce -1.0% | 0.22% | −0.10 |
| GSLC Goldman Activebeta US LC ETF | Reduce -3.5% | 0.85% | −0.09 |
| IVOL Quadratic Int Rte Vol Infl H | Reduce -7.0% | 0.32% | −0.08 |
| FLTR Vaneck Ig Floating Rate ETF | Reduce -5.5% | 0.33% | −0.07 |
| DGRO iShares Core Dividend Growth | Reduce -56.9% | 0.05% | −0.07 |
| SNPS Synopsys Inc. | Sold out | 0.00% | −0.07 |
| AFL Aflac Inc. | Reduce -5.5% | 0.44% | −0.07 |
| IJR iShares Core S&P Small-Cap E | Reduce -1.1% | 0.92% | −0.07 |
| CPAY Corpay Inc. | Reduce -2.4% | 0.18% | −0.06 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -0.6% | 0.51% | −0.06 |
| PWB Invesco Large Cap Growth ETF | Reduce -0.4% | 0.71% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -1.8% | 0.30% | −0.06 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -17.0% | 0.19% | −0.05 |
| XLC SS Comm Select Sector SPDR | Reduce -17.7% | 0.19% | −0.05 |
| GNRC Generac Holdings Inc. | Reduce -24.2% | 0.18% | −0.05 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -6.3% | 0.33% | −0.05 |
| DLR Digital Realty Trust Inc. | Sold out | 0.00% | −0.05 |
| FDIS Fidelity MSCI Cons Discr Ind | Reduce -31.5% | 0.08% | −0.05 |
| MO Altria Group Inc. | Reduce -4.6% | 0.63% | −0.04 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.04 |
| GHYB Goldman Sachs Access HY Corp. | Reduce -5.7% | 0.21% | −0.04 |
| DMXF iShares ESG Advanc MSCI Eafe | Sold out | 0.00% | −0.04 |
| ADP Automatic Data Processing | Reduce -4.5% | 0.16% | −0.04 |
| FEZ State Street SPDR Euro Stoxx | Reduce -67.8% | 0.02% | −0.04 |
| KMB Kimberly-Clark Corp. | Reduce -1.7% | 0.18% | −0.04 |
| GSIE Goldman Sachs Activebeta Int | Reduce -2.4% | 0.26% | −0.04 |
| CME Cme Group Inc. | Reduce -2.7% | 0.16% | −0.03 |
| QTEC First Trust Nasdq 100 Tech I | Reduce -10.2% | 0.17% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -0.2% | 0.21% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -28.4% | 0.05% | −0.03 |
| ON On Semiconductor | Reduce -3.6% | 0.12% | −0.03 |
| MDT Medtronic PLC | Reduce -0.0% | 0.56% | −0.03 |
| USXF iShares ESG Advance MSCI USA | Reduce -30.3% | 0.05% | −0.03 |
| SLB SLB Ltd. | Reduce -1.3% | 0.20% | −0.03 |
| F Ford Motor Co. | Reduce -30.7% | 0.06% | −0.03 |
| VXF Vanguard Extended Market ETF | Reduce -4.4% | 0.24% | −0.03 |
| CRM Salesforce Inc. | Sold out | 0.00% | −0.03 |
| BLDR Builders Firstsource Inc. | Reduce -0.5% | 0.22% | −0.02 |
| DIS The Walt Disney Co. | Reduce -0.7% | 0.10% | −0.02 |
| ABBV Abbvie Inc. | Reduce -9.7% | 1.07% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| BDYN iShares DYN Act ETF | New | 0.40% | +0.40 |
| OEF iShares S&P 100 ETF | Add +77.2% | 0.98% | +0.40 |
| DGRW Wisdomtree U.S. Quality Divi | New | 0.37% | +0.37 |
| IGSB iShares 1-5Y Inv Grade Corp. | New | 0.33% | +0.33 |
| BDVL iShares DV Equity Active ETF | New | 0.25% | +0.25 |
| FFEB FT Vest US Equity Buffer ETF | Add +1044.2% | 0.27% | +0.24 |
| BAI Ishrs AI in and Tech Act ETF | Add +148.7% | 0.40% | +0.24 |
| ELV Elevance Health Inc. | New | 0.23% | +0.23 |
| AAPL Apple Inc. | Add +3.1% | 2.12% | +0.21 |
| VTIP Vanguard Short-Term Tips | Add +316.5% | 0.28% | +0.21 |
| TRPA Hartford Aaa Clo ETF | New | 0.20% | +0.20 |
| ITA iShares U.S. Aerospace & Def | New | 0.19% | +0.19 |
| VRIG Invesco Variable Rate Invest | Add +116.4% | 0.40% | +0.19 |
| SPMO Invesco S&P 500 Momentum ETF | New | 0.18% | +0.18 |
| XLK SS Technology Select Sector | Add +63.6% | 0.48% | +0.18 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +25.4% | 1.05% | +0.16 |
| STIP iShares 0-5 Year Tips Bond E | Add +338.5% | 0.22% | +0.16 |
| NVDA Nvidia Corp. | Add +8.5% | 1.52% | +0.15 |
| DEM Wisdomtree Emerging Markets | Add +188.3% | 0.25% | +0.15 |
| EQWL Invesco S&P 100 Equal Weight | New | 0.14% | +0.14 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +113.2% | 0.24% | +0.12 |
| ODFL Old Dominion Freight Line | Add +261.0% | 0.19% | +0.12 |
| IEMG iShares Core MSCI Emerging | Add +22.6% | 0.79% | +0.11 |
| IAU iShares Gold Trust | Add +58.5% | 0.27% | +0.10 |
| VYMI Vanguard Int High DVD YLD Inc. | Add +23.7% | 0.82% | +0.10 |
| GOOGL Alphabet Inc. Class A | Add +13.5% | 0.34% | +0.09 |
| ACIO Aptus Collared Invest Opp | New | 0.09% | +0.09 |
| DUK Duke Energy Corp. | Add +47.9% | 0.34% | +0.09 |
| SMH Vaneck Semiconductor ETF | Add +68.7% | 0.21% | +0.09 |
| SDVY First Trust Smid Cap Rising | Add +105.9% | 0.17% | +0.08 |
| FFLC Fidelity Fndmntl L/C Cor ETF | New | 0.08% | +0.08 |
| XLF SS Financial Select Sector | Add +39.4% | 0.39% | +0.08 |
| AIRR First Trust Rba American Ind | New | 0.07% | +0.07 |
| DRSK Aptus Defined Risk ETF | New | 0.07% | +0.07 |
| NEE Nextera Energy Inc. | New | 0.06% | +0.06 |
| XOM Exxon Mobil Corp. | Add +37.4% | 0.31% | +0.06 |
| GDX Vaneck Gold Miners ETF | Add +23.2% | 0.16% | +0.06 |
| IAK iShares U.S. Insurance ETF | New | 0.06% | +0.06 |
| JNJ Johnson & Johnson | Add +1.2% | 0.87% | +0.05 |
| MTUM iShares MSCI USA Momentum Fa | Add +27.6% | 0.35% | +0.05 |
| ETR Entergy Corp. | Add +78.4% | 0.12% | +0.05 |
| XLY SS Consumer Disc Select Sect | Add +109.1% | 0.10% | +0.05 |
| IDUB Aptus Intl Enhan YLD ETF | New | 0.05% | +0.05 |
| QQXT First Trust Nasdaq-100 Ex-Te | New | 0.05% | +0.05 |
| TSLA Tesla Inc. | Add +34.0% | 0.12% | +0.05 |
| ORCL Oracle Corp. | Add +44.9% | 0.12% | +0.05 |
| FXU First Trust Utilities Alphad | Add +188.6% | 0.07% | +0.05 |
| EQIX Equinix Inc. | New | 0.05% | +0.05 |
| XMMO Invesco S&P Midcap Momentum | New | 0.04% | +0.04 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +195.1% | 0.06% | +0.04 |
Notes & Other Activity Q2 2025 → Q3 2025
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +4.7% | 13,658 | $927K |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | Reduce -5.8% | 243,000 | $223K |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | Sold out | 365,000 | $38Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |