Regal Investment Advisors LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Regal Investment Advisors LLC reported 579 stock positions worth $1.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.1% of the portfolio, followed by Microsoft (MSFT, 2.0%) and Invesco QQQ Trust Series 1 (QQQ, 1.9%). Compared with Q4 2023, it opened 66 new positions, sold out of 31, added to 277 and reduced 206. The biggest buy was a new position in First Trust Small Cap Val (FYT) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −16%).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.5B (Q1 2024)
- SEC Filing
- 0001559789-24-000002 ↗ filed May 15, 2024
Holdings Value
Holdings 579 stocks · $1.5B
| IVV iShares Core S&P 500 ETF | 5.14% | 143,038 | $75.2M | Reduce -15.9% |
| MSFT Microsoft Corp. | 1.97% | 68,313 | $28.7M | Add +2.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.89% | 62,365 | $27.7M | Reduce -3.2% |
| AAPL Apple Inc. | 1.65% | 140,633 | $24.1M | Reduce -3.0% |
| ITOT iShares Core S&P Total U.S. | 1.60% | 202,964 | $23.4M | Add +2.9% |
| ONEQ Fidelity Nasdaq Comp Indx | 1.57% | 355,566 | $22.9M | Add +1.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.53% | 42,811 | $22.4M | Add +1.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.42% | 190,649 | $20.8M | Add +1.7% |
| ABBV Abbvie Inc. | 1.32% | 106,023 | $19.3M | Reduce -5.1% |
| FTCS First Trust Capital Strength | 1.30% | 221,286 | $19.0M | Add +1.1% |
| SCHD Schwab US DVD Equity ETF | 1.27% | 231,040 | $18.6M | Reduce -0.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.17% | 49,646 | $17.1M | Reduce -2.2% |
| NVDA Nvidia Corp. | 1.14% | 18,423 | $16.6M | Reduce -7.5% |
| HEFA Isha Curr Hedged MSCI Eafe | 1.07% | 449,766 | $15.7M | Add +32.2% |
| GSLC Goldman Activebeta US LC ETF | 1.01% | 142,517 | $14.8M | Add +10.0% |
| PG The Procter & Gamble Co. | 1.00% | 89,835 | $14.6M | Reduce -6.7% |
| SPGP Invesco S&P 500 Garp ETF | 0.96% | 131,983 | $14.1M | Add +18.4% |
| JNJ Johnson & Johnson | 0.92% | 85,100 | $13.5M | Reduce -0.5% |
| VEA Vanguard Ftse Developed ETF | 0.91% | 265,735 | $13.3M | Reduce -0.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.91% | 290,578 | $13.2M | Add +10.1% |
| VOO Vanguard S&P 500 ETF | 0.90% | 27,469 | $13.2M | Add +2.9% |
| BUFF Innovator Laddered Allocatio | 0.90% | 314,309 | $13.1M | Add +16.8% |
| IJR iShares Core S&P Small-Cap E | 0.89% | 117,461 | $13.0M | Add +8.2% |
| AMZN Amazon.com Inc. | 0.89% | 71,929 | $13.0M | Add +1.0% |
| VIG Vanguard Dividend Apprec ETF | 0.86% | 68,854 | $12.6M | Reduce -6.6% |
| QUAL iShares MSCI USA Quality Fac | 0.83% | 73,949 | $12.2M | Add +17.0% |
| GOVT iShares US Treasury Bond ETF | 0.77% | 492,925 | $11.2M | Add +0.7% |
| EMR Emerson Electric Co. | 0.75% | 96,246 | $10.9M | Reduce -3.6% |
| MO Altria Group Inc. | 0.72% | 241,854 | $10.5M | Add +1.7% |
| PFF iShares Preferred & Income S | 0.70% | 318,443 | $10.3M | Reduce -2.7% |
| JAAA Janus Henderson Aaa Clo ETF | 0.69% | 199,203 | $10.1M | Add +10.9% |
| VZ Verizon Communications Inc. | 0.63% | 220,265 | $9.2M | Add +4.5% |
| UCON First Trust Smith Unconstrai | 0.63% | 372,804 | $9.2M | Add +3.0% |
| FAUG FT Vest U.S. Equity Buffer E | 0.62% | 212,353 | $9.1M | Reduce -17.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.60% | 119,115 | $8.8M | Add +50.5% |
| MDT Medtronic PLC | 0.60% | 101,346 | $8.8M | Reduce -1.4% |
| CVX Chevron Corp. | 0.58% | 53,963 | $8.5M | Reduce -0.8% |
| FV First Trust DW Focus 5 Fund | 0.58% | 148,360 | $8.5M | Reduce -0.4% |
| AFL Aflac Inc. | 0.58% | 98,447 | $8.5M | Reduce -3.0% |
| DGRW Wisdomtree U.S. Quality Divi | 0.57% | 110,047 | $8.4M | Add +2.8% |
| MCD McDonald's Corp. | 0.56% | 29,288 | $8.3M | Reduce -4.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.55% | 19,158 | $8.1M | Add +0.8% |
| EDOW First Trust Dow 30 Eql WGHT | 0.55% | 233,125 | $8.0M | Add +7.9% |
| TGT Target Corp. | 0.54% | 44,145 | $7.8M | Add +0.4% |
| MUB iShares National Muni Bond E | 0.53% | 71,447 | $7.7M | Add +1.6% |
| VWO Vanguard Ftse Emerging Marke | 0.52% | 183,627 | $7.7M | Reduce -1.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.52% | 29,234 | $7.6M | Add +3.4% |
| PFE Pfizer Inc. | 0.50% | 263,307 | $7.3M | Add +28.3% |
| RSPT Invesco S&P 500 Equal Weight | 0.49% | 204,276 | $7.2M | Add +2.1% |
| GOOGL Alphabet Inc. Class A | 0.49% | 47,536 | $7.2M | Add +5.5% |
| EEM iShares MSCI Emerging Market | 0.48% | 170,258 | $7.0M | Add +0.3% |
| GOOG Alphabet Inc. Class C | 0.48% | 45,867 | $7.0M | Add +1.5% |
| FYT First Trust Small Cap Val | 0.47% | 127,623 | $6.9M | New |
| BLDR Builders Firstsource Inc. | 0.47% | 33,207 | $6.9M | Add +2.0% |
| FPE FT-Preferred Secur & Inc. ETF | 0.47% | 394,913 | $6.8M | Add +0.1% |
| SRLN SS Blackstone Sr Loan ETF | 0.47% | 161,823 | $6.8M | Reduce -1.8% |
| IJH iShares Core S&P Midcap ETF | 0.46% | 110,869 | $6.7M | Add +1.1% |
| IVW iShares S&P 500 Growth ETF | 0.45% | 78,684 | $6.6M | Add +64.8% |
| T AT&T Inc. | 0.45% | 374,886 | $6.6M | Reduce -0.8% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.45% | 148,241 | $6.6M | New |
| VNQ Vanguard Real Estate ETF | 0.44% | 74,051 | $6.4M | Add +20.1% |
| PWB Invesco Large Cap Growth ETF | 0.43% | 70,526 | $6.3M | New |
| NFTY First Trust India Nifty 50 E | 0.43% | 109,792 | $6.3M | New |
| BSV Vanguard Short-Term Bond ETF | 0.42% | 80,739 | $6.2M | Reduce -5.9% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.42% | 39,384 | $6.1M | Add +0.3% |
| JPM JPMorgan Chase & Co. | 0.42% | 30,642 | $6.1M | Reduce -5.4% |
| FANG Diamondback Energy Inc. | 0.41% | 30,248 | $6.0M | Add +1.3% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.41% | 25,346 | $6.0M | Reduce -1.2% |
| JEPI JPMorgan Equity Premium Inco | 0.40% | 100,664 | $5.8M | Add +29.2% |
| GTO Invesco Total Return Bond Et | 0.39% | 122,617 | $5.7M | New |
| TOL Toll Brothers Inc. | 0.39% | 43,980 | $5.7M | Add +2.4% |
| CVS CVS Health Corp. | 0.39% | 70,733 | $5.6M | Add +1.6% |
| AGG iShares Core U.S. Aggregate | 0.38% | 56,021 | $5.5M | Reduce -8.5% |
| PWV Invesco Large Cap Value ETF | 0.37% | 96,200 | $5.5M | New |
| GIGB Goldman Sachs Inv GRD Corp. | 0.37% | 117,050 | $5.4M | Add +320.4% |
| FIS Fidelity National Info Serv | 0.36% | 71,725 | $5.3M | Add +11.4% |
| PPA Invesco Aerospace & Defense | 0.36% | 52,262 | $5.3M | Add +9.7% |
| ED Consolidated Edison Inc. | 0.36% | 58,306 | $5.3M | Reduce -2.7% |
| WM Waste Management Inc. | 0.36% | 24,615 | $5.2M | Reduce -2.8% |
| KO The Coca-Cola Co. | 0.35% | 83,831 | $5.1M | Add +1.0% |
| EOG EOG Resources Inc. | 0.35% | 39,755 | $5.1M | Add +10.3% |
| CPAY Corpay Inc. | 0.35% | 16,468 | $5.1M | Add +1.9% |
| IVE iShares S&P 500 Value ETF | 0.34% | 26,993 | $5.0M | Add +350.1% |
| COST Costco Wholesale Corp. | 0.34% | 6,862 | $5.0M | Add +1.2% |
| EFG iShares MSCI Eafe Growth ETF | 0.34% | 48,436 | $5.0M | Reduce -6.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.34% | 19,925 | $5.0M | Add +32.6% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.34% | 125,785 | $4.9M | New |
| SCHG Schwab US Large-Cap Growth | 0.34% | 53,173 | $4.9M | Add +397.3% |
| WMT Walmart Inc. | 0.33% | 79,614 | $4.8M | Add +3.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.32% | 58,052 | $4.7M | Reduce -7.2% |
| PEP Pepsico Inc. | 0.32% | 26,964 | $4.7M | Add +1.4% |
| GSIE Goldman Sachs Activebeta Int | 0.32% | 134,595 | $4.6M | Add +17.2% |
| FDN First Trust DJ Internet Ind | 0.31% | 22,378 | $4.6M | Add +1.8% |
| IYW iShares Ustechnology ETF | 0.31% | 33,277 | $4.5M | Reduce -8.1% |
| EFV iShares MSCI Eafe Value ETF | 0.30% | 81,860 | $4.5M | Reduce -41.5% |
| CSCO Cisco Systems Inc. | 0.30% | 88,989 | $4.4M | Reduce -5.4% |
| GNRC Generac Holdings Inc. | 0.30% | 35,194 | $4.4M | Add +2.6% |
| META Meta Platforms Inc. Class A | 0.30% | 9,016 | $4.4M | Add +5.6% |
| MBB iShares MBS ETF | 0.30% | 46,821 | $4.3M | Add +3.8% |
| CPRI Capri Holdings Ltd. | 0.29% | 93,919 | $4.3M | Add +2.1% |
Options reported separately and not counted above: OIH calls ($202K).
Other holdings (2): bonds, preferreds, convertibles and warrants · $77K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) | NOTE 6.750% 9/1 · principal | 45,000 | $45K | New |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | 85,000 | $33K | New |
Total filed on the 13F, all lines: $1.5B.
Portfolio Sells Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Reduce -15.9% | 5.14% | −1.00 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -85.0% | 0.08% | −0.50 |
| SPEM State Street SP PTF Em ETF | Reduce -93.9% | 0.03% | −0.48 |
| AAPL Apple Inc. | Reduce -3.0% | 1.65% | −0.46 |
| FTA First Trust L C Val Alp | Reduce -66.4% | 0.19% | −0.40 |
| FYX First Trust Small Cap Core A | Reduce -62.7% | 0.19% | −0.37 |
| TFLO iShares Treasury Floating Ra | Reduce -76.3% | 0.10% | −0.36 |
| EFV iShares MSCI Eafe Value ETF | Reduce -41.5% | 0.30% | −0.25 |
| ESGU iShares ESG Aware MSCI USA | Reduce -62.6% | 0.13% | −0.21 |
| LMBS First Trust Low Duration Opp | Sold out | 0.00% | −0.20 |
| OEF iShares S&P 100 ETF | Reduce -55.0% | 0.15% | −0.18 |
| LEG Leggett & Platt Inc. | Sold out | 0.00% | −0.18 |
| IEMG iShares Core MSCI Emerging | Reduce -66.6% | 0.08% | −0.17 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -17.6% | 0.62% | −0.17 |
| APAM Artisan Partners Asset Ma -A | Reduce -44.7% | 0.15% | −0.14 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -36.0% | 0.17% | −0.13 |
| MCD McDonald's Corp. | Reduce -4.6% | 0.56% | −0.12 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.2% | 1.89% | −0.10 |
| TLT iShares 20+ Year Treasury BD | Reduce -23.1% | 0.20% | −0.10 |
| VCIT Vanguard Int-Term Corporate | Reduce -48.3% | 0.08% | −0.09 |
| JNJ Johnson & Johnson | Reduce -0.5% | 0.92% | −0.09 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -27.4% | 0.22% | −0.09 |
| VIG Vanguard Dividend Apprec ETF | Reduce -6.6% | 0.86% | −0.09 |
| RSG Republic Services Inc. | Reduce -38.8% | 0.16% | −0.09 |
| AGG iShares Core U.S. Aggregate | Reduce -8.5% | 0.38% | −0.08 |
| DIVO Amplify CWP Enhan Divid ETF | Reduce -21.0% | 0.27% | −0.08 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -17.8% | 0.26% | −0.08 |
| BSV Vanguard Short-Term Bond ETF | Reduce -5.9% | 0.42% | −0.08 |
| DE Deere & Co. | Reduce -73.3% | 0.02% | −0.07 |
| QJUN FT Vest Nasdaq-100 Buffer Et | Reduce -82.1% | 0.01% | −0.07 |
| PFF iShares Preferred & Income S | Reduce -2.7% | 0.70% | −0.07 |
| PG The Procter & Gamble Co. | Reduce -6.7% | 1.00% | −0.07 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -7.2% | 0.32% | −0.06 |
| FLIA Franklin International Aggre | Sold out | 0.00% | −0.06 |
| SCHD Schwab US DVD Equity ETF | Reduce -0.1% | 1.27% | −0.06 |
| SRLN SS Blackstone Sr Loan ETF | Reduce -1.8% | 0.47% | −0.06 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.5% | 0.91% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -5.4% | 0.30% | −0.06 |
| AFL Aflac Inc. | Reduce -3.0% | 0.58% | −0.06 |
| VWO Vanguard Ftse Emerging Marke | Reduce -1.3% | 0.52% | −0.05 |
| DFS Discover Financial Services | Sold out | 0.00% | −0.05 |
| ED Consolidated Edison Inc. | Reduce -2.7% | 0.36% | −0.05 |
| SUB iShares Short-Term National | Reduce -56.2% | 0.03% | −0.05 |
| AMJ JPMorgan Alerian MLP Index | Reduce -45.4% | 0.06% | −0.04 |
| ICSH iShares Ultra Short Duration | Reduce -7.5% | 0.23% | −0.04 |
| ITCI Intra-Cellular Therapies Inc. | Reduce -48.1% | 0.04% | −0.04 |
| CBOE Cboe Global Markets Inc. | Reduce -6.8% | 0.28% | −0.04 |
| IWP iShares Russell Mid-Cap Grow | Reduce -40.0% | 0.06% | −0.04 |
| MDT Medtronic PLC | Reduce -1.4% | 0.60% | −0.04 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -6.2% | 0.34% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| FYT First Trust Small Cap Val | New | 0.47% | +0.47 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.45% | +0.45 |
| PWB Invesco Large Cap Growth ETF | New | 0.43% | +0.43 |
| NFTY First Trust India Nifty 50 E | New | 0.43% | +0.43 |
| GTO Invesco Total Return Bond Et | New | 0.39% | +0.39 |
| PWV Invesco Large Cap Value ETF | New | 0.37% | +0.37 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | New | 0.34% | +0.34 |
| SCHG Schwab US Large-Cap Growth | Add +397.3% | 0.34% | +0.27 |
| GIGB Goldman Sachs Inv GRD Corp. | Add +320.4% | 0.37% | +0.27 |
| IVE iShares S&P 500 Value ETF | Add +350.1% | 0.34% | +0.27 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +32.2% | 1.07% | +0.26 |
| FLTB Fidelity Ltd. TRM BND ETF | New | 0.24% | +0.24 |
| BUFR FT Vest Lad Buffervetf-Usd I | New | 0.19% | +0.19 |
| IVW iShares S&P 500 Growth ETF | Add +64.8% | 0.45% | +0.18 |
| IEFA iShares Core MSCI Eafe ETF | Add +50.5% | 0.60% | +0.18 |
| B Barrick Gold Corp. | New | 0.17% | +0.17 |
| VRIG Invesco Variable Rate Invest | New | 0.16% | +0.16 |
| BINC iShares Flex I A ETF-Usd Inc. | New | 0.13% | +0.13 |
| SPGP Invesco S&P 500 Garp ETF | Add +18.4% | 0.96% | +0.13 |
| QUAL iShares MSCI USA Quality Fac | Add +17.0% | 0.83% | +0.13 |
| GSLC Goldman Activebeta US LC ETF | Add +10.0% | 1.01% | +0.09 |
| ON On Semiconductor | Add +93.8% | 0.24% | +0.09 |
| VPU Vanguard Utilities ETF | New | 0.08% | +0.08 |
| BUFF Innovator Laddered Allocatio | Add +16.8% | 0.90% | +0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +32.6% | 0.34% | +0.08 |
| JEPI JPMorgan Equity Premium Inco | Add +29.2% | 0.40% | +0.07 |
| FIS Fidelity National Info Serv | Add +11.4% | 0.36% | +0.07 |
| META Meta Platforms Inc. Class A | Add +5.6% | 0.30% | +0.07 |
| LLY Eli Lilly & Co. | Add +10.4% | 0.28% | +0.07 |
| BMY Bristol-Myers Squibb Co. | Add +283.6% | 0.10% | +0.07 |
| AMZN Amazon.com Inc. | Add +1.0% | 0.89% | +0.07 |
| TLH iShares 10-20 Year Treasury | Add +292.9% | 0.09% | +0.06 |
| BLDR Builders Firstsource Inc. | Add +2.0% | 0.47% | +0.06 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +55.2% | 0.20% | +0.06 |
| TGT Target Corp. | Add +0.4% | 0.54% | +0.06 |
| MSFT Microsoft Corp. | Add +2.0% | 1.97% | +0.06 |
| ELF Elf Beauty Inc. | New | 0.06% | +0.06 |
| FANG Diamondback Energy Inc. | Add +1.3% | 0.41% | +0.06 |
| ONON On Holding AG Class A | Add +70.9% | 0.12% | +0.06 |
| TOL Toll Brothers Inc. | Add +2.4% | 0.39% | +0.06 |
| BALT Inn Defined Wealth Shield | New | 0.05% | +0.05 |
| PFE Pfizer Inc. | Add +28.3% | 0.50% | +0.05 |
| VNLA Janus Henderson Short Durati | New | 0.05% | +0.05 |
| QMAR FT Vest Nasdaq-100 Buffer Et | Add +38.8% | 0.22% | +0.05 |
| VPC Virtus Private Credit Strate | New | 0.05% | +0.05 |
| XLV SS Health Care Select Sector | Add +31.4% | 0.21% | +0.05 |
| APRT Allianzim US Eq BFFR10 Ap-US | New | 0.05% | +0.05 |
| XOM Exxon Mobil Corp. | Add +23.3% | 0.20% | +0.05 |
| EWJ iShares MSCI Japan ETF | New | 0.05% | +0.05 |
| XLE SS Energy Select Sector | Add +16.0% | 0.28% | +0.04 |
Options Activity Q4 2023 → Q1 2024
| OIH Vaneck Oil Services ETF | call | New | 600 | $202K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) | NOTE 6.750% 9/1 · principal | New | 45,000 | $45K |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | New | 85,000 | $33K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |