Regal Investment Advisors LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Regal Investment Advisors LLC reported 498 stock positions worth $1.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.5% of the portfolio, followed by Apple (AAPL, 2.2%) and Invesco QQQ Trust Series 1 (QQQ, 2.2%). Compared with Q2 2024, it opened 19 new positions, sold out of 88, added to 212 and reduced 246. The biggest buy was Ishr CR Unvrse Usd BD ETF-Ui (IUSB, shares +58%) and the biggest sale Fidelity Nasdaq Comp Indx (ONEQ, shares −70%).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.4B (Q3 2024)
- SEC Filing
- 0001559789-24-000005 ↗ filed Nov 12, 2024
Holdings Value
Holdings 498 stocks · $1.4B
| IVV iShares Core S&P 500 ETF | 5.47% | 135,316 | $78.1M | Reduce -2.9% |
| AAPL Apple Inc. | 2.19% | 134,109 | $31.2M | Reduce -6.0% |
| QQQ Invesco QQQ Trust Series 1 | 2.17% | 63,363 | $30.9M | Reduce -1.6% |
| MSFT Microsoft Corp. | 1.82% | 60,407 | $26.0M | Reduce -13.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.64% | 40,923 | $23.5M | Reduce -9.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.55% | 196,051 | $22.1M | Add +1.9% |
| ABBV Abbvie Inc. | 1.55% | 111,747 | $22.1M | Add +2.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.55% | 468,091 | $22.1M | Add +58.1% |
| FTCS First Trust Capital Strength | 1.47% | 231,143 | $21.0M | Add +2.4% |
| SCHD Schwab US DVD Equity ETF | 1.41% | 238,003 | $20.1M | Add +1.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.34% | 49,795 | $19.1M | Add +3.2% |
| QUAL iShares MSCI USA Quality Fac | 1.18% | 94,005 | $16.9M | Add +16.1% |
| PG The Procter & Gamble Co. | 1.17% | 96,715 | $16.8M | Add +2.8% |
| GSLC Goldman Activebeta US LC ETF | 1.04% | 131,895 | $14.9M | Reduce -5.0% |
| JNJ Johnson & Johnson | 1.04% | 91,431 | $14.8M | Add +4.7% |
| VEA Vanguard Ftse Developed ETF | 1.02% | 276,237 | $14.6M | Add +3.0% |
| NVDA Nvidia Corp. | 1.02% | 120,042 | $14.6M | Reduce -35.8% |
| VIG Vanguard Dividend Apprec ETF | 0.96% | 69,085 | $13.7M | Add +1.7% |
| IJR iShares Core S&P Small-Cap E | 0.95% | 115,814 | $13.5M | Reduce -3.5% |
| IVW iShares S&P 500 Growth ETF | 0.93% | 139,320 | $13.3M | Add +16.1% |
| VZ Verizon Communications Inc. | 0.79% | 249,868 | $11.2M | Add +8.2% |
| PFF iShares Preferred & Income S | 0.78% | 335,811 | $11.2M | Add +3.4% |
| AFL Aflac Inc. | 0.76% | 96,589 | $10.8M | Reduce -3.3% |
| MDT Medtronic PLC | 0.72% | 113,557 | $10.2M | Add +5.0% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.71% | 204,944 | $10.1M | Add +33.4% |
| VOO Vanguard S&P 500 ETF | 0.69% | 18,734 | $9.9M | Reduce -33.3% |
| AMZN Amazon.com Inc. | 0.69% | 52,671 | $9.8M | Reduce -30.7% |
| EFV iShares MSCI Eafe Value ETF | 0.68% | 167,564 | $9.6M | Add +201.0% |
| EMR Emerson Electric Co. | 0.67% | 87,790 | $9.6M | Reduce -1.8% |
| EFG iShares MSCI Eafe Growth ETF | 0.65% | 86,835 | $9.3M | Add +18.0% |
| MCD McDonald's Corp. | 0.65% | 30,462 | $9.3M | Add +0.9% |
| PFE Pfizer Inc. | 0.65% | 319,232 | $9.2M | Add +13.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.63% | 115,457 | $9.0M | Reduce -3.5% |
| VWO Vanguard Ftse Emerging Marke | 0.62% | 185,649 | $8.9M | Add +2.5% |
| FV First Trust DW Focus 5 Fund | 0.62% | 150,684 | $8.8M | Add +1.0% |
| MO Altria Group Inc. | 0.61% | 171,798 | $8.8M | Reduce -31.8% |
| CVX Chevron Corp. | 0.60% | 57,724 | $8.5M | Add +3.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.59% | 29,949 | $8.5M | Reduce -0.8% |
| MUB iShares National Muni Bond E | 0.58% | 75,768 | $8.2M | Add +5.3% |
| JEPI JPMorgan Equity Premium Inco | 0.58% | 138,294 | $8.2M | Add +9.3% |
| T AT&T Inc. | 0.56% | 366,038 | $8.1M | Reduce -2.7% |
| PWB Invesco Large Cap Growth ETF | 0.56% | 81,431 | $8.0M | Add +10.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.56% | 17,245 | $7.9M | Reduce -12.5% |
| ITOT iShares Core S&P Total U.S. | 0.55% | 62,370 | $7.8M | Reduce -69.3% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.53% | 106,138 | $7.6M | Reduce -70.3% |
| EEM iShares MSCI Emerging Market | 0.53% | 165,106 | $7.6M | Reduce -2.0% |
| TGT Target Corp. | 0.52% | 47,215 | $7.4M | Add +7.5% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.51% | 205,654 | $7.3M | Reduce -53.6% |
| VNQ Vanguard Real Estate ETF | 0.50% | 72,960 | $7.1M | Reduce -1.8% |
| MBB iShares MBS ETF | 0.49% | 72,941 | $7.0M | Add +45.9% |
| WMT Walmart Inc. | 0.48% | 85,557 | $6.9M | Add +1.6% |
| GTO Invesco Total Return Bond Et | 0.47% | 139,917 | $6.8M | Add +5.0% |
| FAUG FT Vest U.S. Equity Buffer E | 0.47% | 147,045 | $6.7M | Reduce -18.9% |
| IJH iShares Core S&P Midcap ETF | 0.46% | 106,204 | $6.6M | Reduce -5.8% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.46% | 39,112 | $6.6M | Reduce -1.5% |
| KO The Coca-Cola Co. | 0.46% | 90,662 | $6.5M | Add +4.2% |
| PWV Invesco Large Cap Value ETF | 0.46% | 111,707 | $6.5M | Add +11.0% |
| IVE iShares S&P 500 Value ETF | 0.45% | 32,485 | $6.4M | Add +16.0% |
| BLDR Builders Firstsource Inc. | 0.45% | 32,930 | $6.4M | Add +0.3% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.45% | 26,109 | $6.4M | Add +2.2% |
| BSV Vanguard Short-Term Bond ETF | 0.43% | 78,855 | $6.2M | Add +1.4% |
| TOL Toll Brothers Inc. | 0.43% | 39,968 | $6.2M | Reduce -10.2% |
| GOOG Alphabet Inc. Class C | 0.43% | 36,729 | $6.1M | Reduce -12.7% |
| GOVT iShares US Treasury Bond ETF | 0.42% | 255,059 | $6.0M | Reduce -50.1% |
| IYW iShares Ustechnology ETF | 0.42% | 39,198 | $5.9M | Add +11.4% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.41% | 72,888 | $5.9M | Add +41.9% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.41% | 140,491 | $5.8M | Add +7.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.40% | 21,703 | $5.7M | Add +7.3% |
| WM Waste Management Inc. | 0.40% | 27,167 | $5.6M | Add +8.6% |
| GNRC Generac Holdings Inc. | 0.39% | 35,144 | $5.6M | Reduce -1.6% |
| ED Consolidated Edison Inc. | 0.39% | 53,004 | $5.5M | Reduce -8.3% |
| CSCO Cisco Systems Inc. | 0.38% | 103,032 | $5.5M | Add +12.3% |
| FIS Fidelity National Info Serv | 0.38% | 64,353 | $5.4M | Reduce -11.5% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.38% | 87,821 | $5.4M | Add +67.5% |
| COST Costco Wholesale Corp. | 0.37% | 6,022 | $5.3M | Reduce -11.6% |
| JAAA Janus Henderson Aaa Clo ETF | 0.37% | 103,987 | $5.3M | Reduce -49.9% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.37% | 176,627 | $5.3M | Add +21.6% |
| BUFF Innovator Laddered Allocatio | 0.37% | 119,446 | $5.3M | Reduce -66.0% |
| AGG iShares Core U.S. Aggregate | 0.37% | 51,934 | $5.3M | Add +15.7% |
| CPAY Corpay Inc. | 0.37% | 16,774 | $5.2M | Add +0.3% |
| SCHG Schwab US Large-Cap Growth | 0.36% | 49,729 | $5.2M | Reduce -0.7% |
| FDN First Trust DJ Internet Ind | 0.36% | 24,121 | $5.1M | Add +4.3% |
| B Barrick Gold Corp. | 0.36% | 255,925 | $5.1M | Reduce -4.2% |
| EXPE Expedia Group Inc. | 0.36% | 34,380 | $5.1M | Add +10.1% |
| CPRI Capri Holdings Ltd. | 0.36% | 119,444 | $5.1M | Add +11.4% |
| ULTA Ulta Beauty Inc. | 0.35% | 13,002 | $5.1M | Add +100.0% |
| FANG Diamondback Energy Inc. | 0.35% | 29,063 | $5.0M | Reduce -4.8% |
| TLH iShares 10-20 Year Treasury | 0.35% | 45,219 | $4.9M | Add +255.9% |
| PEP Pepsico Inc. | 0.35% | 29,071 | $4.9M | Add +1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 22,208 | $4.9M | Add +17.3% |
| LZB La-Z-Boy Inc. | 0.33% | 109,856 | $4.7M | No change |
| GOOGL Alphabet Inc. Class A | 0.32% | 27,953 | $4.6M | Reduce -44.3% |
| SPGP Invesco S&P 500 Garp ETF | 0.32% | 43,981 | $4.6M | Reduce -68.4% |
| GSIE Goldman Sachs Activebeta Int | 0.32% | 126,585 | $4.6M | Reduce -4.3% |
| CLX Clorox Company | 0.32% | 27,681 | $4.5M | Add +11.7% |
| KMB Kimberly-Clark Corp. | 0.31% | 31,380 | $4.5M | Add +2.5% |
| GLD SPDR Gold Shares | 0.31% | 18,341 | $4.5M | Reduce -0.3% |
| CBOE Cboe Global Markets Inc. | 0.31% | 21,634 | $4.4M | Reduce -2.9% |
| CME Cme Group Inc. | 0.31% | 19,922 | $4.4M | Add +3.8% |
| EOG EOG Resources Inc. | 0.31% | 35,631 | $4.4M | Reduce -12.1% |
Options reported separately and not counted above: INTC calls ($479K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $161K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 292,000 | $161K | New |
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q2 2024 → Q3 2024
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -70.3% | 0.53% | −1.12 |
| ITOT iShares Core S&P Total U.S. | Reduce -69.3% | 0.55% | −1.05 |
| BUFF Innovator Laddered Allocatio | Reduce -66.0% | 0.37% | −0.63 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -68.4% | 0.32% | −0.63 |
| DGRW Wisdomtree U.S. Quality Divi | Sold out | 0.00% | −0.57 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -53.6% | 0.51% | −0.53 |
| NVDA Nvidia Corp. | Reduce -35.8% | 1.02% | −0.51 |
| UCON First Trust Smith Unconstrai | Reduce -64.5% | 0.24% | −0.39 |
| GOVT iShares US Treasury Bond ETF | Reduce -50.1% | 0.42% | −0.34 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -49.9% | 0.37% | −0.33 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -66.9% | 0.18% | −0.33 |
| SRLN SS Blackstone Sr Loan ETF | Reduce -70.6% | 0.14% | −0.31 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -67.8% | 0.16% | −0.29 |
| AMZN Amazon.com Inc. | Reduce -30.7% | 0.69% | −0.29 |
| GOOGL Alphabet Inc. Class A | Reduce -44.3% | 0.32% | −0.28 |
| CVS CVS Health Corp. | Reduce -88.0% | 0.04% | −0.28 |
| FYT First Trust Small Cap Val | Reduce -64.9% | 0.18% | −0.27 |
| NFTY First Trust India Nifty 50 E | Reduce -63.6% | 0.19% | −0.27 |
| XLRE SS Real Estate Select Sector | Reduce -62.4% | 0.21% | −0.24 |
| MSFT Microsoft Corp. | Reduce -13.3% | 1.82% | −0.24 |
| VOO Vanguard S&P 500 ETF | Reduce -33.3% | 0.69% | −0.24 |
| MMM 3M Co. | Reduce -89.1% | 0.04% | −0.21 |
| PPA Invesco Aerospace & Defense | Reduce -61.6% | 0.16% | −0.20 |
| JPM JPMorgan Chase & Co. | Reduce -46.1% | 0.24% | −0.17 |
| MO Altria Group Inc. | Reduce -31.8% | 0.61% | −0.15 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -54.3% | 0.13% | −0.13 |
| ELF Elf Beauty Inc. | Sold out | 0.00% | −0.12 |
| XOM Exxon Mobil Corp. | Reduce -36.2% | 0.23% | −0.11 |
| DEO Diageo PLC-Sponsored ADR | Sold out | 0.00% | −0.10 |
| SHOP Shopify Inc. Class A | Reduce -77.0% | 0.04% | −0.10 |
| ONON On Holding AG Class A | Reduce -82.5% | 0.03% | −0.09 |
| CINF Cincinnati Financial Corp. | Reduce -42.4% | 0.20% | −0.09 |
| FTNT Fortinet Inc. | Sold out | 0.00% | −0.08 |
| GOOG Alphabet Inc. Class C | Reduce -12.7% | 0.43% | −0.08 |
| HEGD Swan Hedged Equity US LG Cap | Sold out | 0.00% | −0.07 |
| ICSH iShares Ultra Short Duration | Reduce -57.2% | 0.06% | −0.07 |
| QMAR FT Vest Nasdaq-100 Buffer Et | Reduce -39.7% | 0.12% | −0.07 |
| V Visa Inc. Class A | Reduce -48.4% | 0.09% | −0.06 |
| ARM Arm Holdings PLC-ADR | Reduce -58.8% | 0.04% | −0.06 |
| C Citigroup Inc. | Reduce -76.8% | 0.02% | −0.06 |
| BALT Inn Defined Wealth Shield | Sold out | 0.00% | −0.06 |
| PSX Phillips 66 | Reduce -58.8% | 0.04% | −0.06 |
| KMI Kinder Morgan Inc. | Reduce -41.6% | 0.13% | −0.06 |
| ORCL Oracle Corp. | Reduce -60.0% | 0.06% | −0.06 |
| LRCX Lam Research Corp. | Reduce -7.7% | 0.17% | −0.06 |
| TFLO iShares Treasury Floating Ra | Reduce -54.6% | 0.05% | −0.06 |
| COIN Coinbase Global Inc. Class A | Sold out | 0.00% | −0.06 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -18.9% | 0.47% | −0.06 |
| USFR Wisdomtree Floating Rate Tre | Sold out | 0.00% | −0.05 |
| FANG Diamondback Energy Inc. | Reduce -4.8% | 0.35% | −0.05 |
Portfolio Buys Q2 2024 → Q3 2024
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +58.1% | 1.55% | +0.66 |
| EFV iShares MSCI Eafe Value ETF | Add +201.0% | 0.68% | +0.48 |
| ABBV Abbvie Inc. | Add +2.5% | 1.55% | +0.31 |
| QUAL iShares MSCI USA Quality Fac | Add +16.1% | 1.18% | +0.26 |
| TLH iShares 10-20 Year Treasury | Add +255.9% | 0.35% | +0.26 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +33.4% | 0.71% | +0.23 |
| FTCS First Trust Capital Strength | Add +2.4% | 1.47% | +0.21 |
| IVW iShares S&P 500 Growth ETF | Add +16.1% | 0.93% | +0.20 |
| SCHD Schwab US DVD Equity ETF | Add +1.0% | 1.41% | +0.20 |
| JNJ Johnson & Johnson | Add +4.7% | 1.04% | +0.19 |
| RSP Invesco S&P 500 Equal Weight | Add +204.6% | 0.26% | +0.19 |
| ULTA Ulta Beauty Inc. | Add +100.0% | 0.35% | +0.19 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +1.9% | 1.55% | +0.19 |
| MBB iShares MBS ETF | Add +45.9% | 0.49% | +0.19 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +41.9% | 0.41% | +0.18 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +67.5% | 0.38% | +0.17 |
| SLB SLB Ltd. | Add +1138.6% | 0.18% | +0.16 |
| EFG iShares MSCI Eafe Growth ETF | Add +18.0% | 0.65% | +0.16 |
| VZ Verizon Communications Inc. | Add +8.2% | 0.79% | +0.16 |
| MDT Medtronic PLC | Add +5.0% | 0.72% | +0.15 |
| BLDR Builders Firstsource Inc. | Add +0.3% | 0.45% | +0.15 |
| PG The Procter & Gamble Co. | Add +2.8% | 1.17% | +0.15 |
| VEA Vanguard Ftse Developed ETF | Add +3.0% | 1.02% | +0.14 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +3.2% | 1.34% | +0.14 |
| MCD McDonald's Corp. | Add +0.9% | 0.65% | +0.14 |
| VIG Vanguard Dividend Apprec ETF | Add +1.7% | 0.96% | +0.14 |
| IBM Intl Business Machines Corp. | Add +17.3% | 0.34% | +0.13 |
| PFE Pfizer Inc. | Add +13.0% | 0.65% | +0.12 |
| CPRI Capri Holdings Ltd. | Add +11.4% | 0.36% | +0.12 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +59.7% | 0.27% | +0.11 |
| IVE iShares S&P 500 Value ETF | Add +16.0% | 0.45% | +0.11 |
| WMT Walmart Inc. | Add +1.6% | 0.48% | +0.11 |
| PFF iShares Preferred & Income S | Add +3.4% | 0.78% | +0.10 |
| JEPI JPMorgan Equity Premium Inco | Add +9.3% | 0.58% | +0.10 |
| PWB Invesco Large Cap Growth ETF | Add +10.2% | 0.56% | +0.10 |
| VWO Vanguard Ftse Emerging Marke | Add +2.5% | 0.62% | +0.10 |
| EXPE Expedia Group Inc. | Add +10.1% | 0.36% | +0.10 |
| CSCO Cisco Systems Inc. | Add +12.3% | 0.38% | +0.10 |
| CLX Clorox Company | Add +11.7% | 0.32% | +0.09 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +21.6% | 0.37% | +0.09 |
| MPC Marathon Petroleum Corp. | Add +336.6% | 0.12% | +0.09 |
| PWV Invesco Large Cap Value ETF | Add +11.0% | 0.46% | +0.09 |
| KO The Coca-Cola Co. | Add +4.2% | 0.46% | +0.09 |
| TGT Target Corp. | Add +7.5% | 0.52% | +0.09 |
| AGG iShares Core U.S. Aggregate | Add +15.7% | 0.37% | +0.08 |
| XLF SS Financial Select Sector | Add +69.3% | 0.16% | +0.08 |
| IEI iShares 3-7 Year Treasury Bo | Add +300.0% | 0.10% | +0.08 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | Add +7.2% | 0.41% | +0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +7.3% | 0.40% | +0.08 |
| CPAY Corpay Inc. | Add +0.3% | 0.37% | +0.07 |
Options Activity Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 46,300 | $22.2Mbefore exit |
| INTC Intel Corp. | call | New | 20,400 | $479K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | New | 292,000 | $161K |
| AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) | NOTE 6.750% 9/1 · principal | Sold out | 45,000 | $45Kbefore exit |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | Sold out | 85,000 | $41Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |