Regal Investment Advisors LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 12, 2025), Regal Investment Advisors LLC reported 456 stock positions worth $1.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.9% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 2.3%) and Apple (AAPL, 2.2%). Compared with Q4 2024, it opened 31 new positions, sold out of 38, added to 165 and reduced 230. The biggest buy was Schwab US DVD Equity ETF (SCHD, shares +23%) and the biggest sale JPMorgan Equity Premium Inco (JEPI, shares −66%).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.2B (Q1 2025)
- SEC Filing
- 0001559789-25-000002 ↗ filed May 12, 2025
Holdings Value
Holdings 456 stocks · $1.2B
| IVV iShares Core S&P 500 ETF | 5.95% | 130,756 | $73.5M | Reduce -0.9% |
| QQQ Invesco QQQ Trust Series 1 | 2.34% | 61,595 | $28.9M | Reduce -4.9% |
| AAPL Apple Inc. | 2.23% | 123,901 | $27.5M | Reduce -3.6% |
| SCHD Schwab US DVD Equity ETF | 2.18% | 963,901 | $27.0M | Add +23.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.10% | 46,314 | $25.9M | Add +10.6% |
| FTCS First Trust Capital Strength | 1.87% | 257,687 | $23.1M | Add +4.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.81% | 206,168 | $22.4M | Reduce -0.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.64% | 438,552 | $20.2M | Add +1.8% |
| MSFT Microsoft Corp. | 1.43% | 47,190 | $17.7M | Reduce -16.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.40% | 46,485 | $17.2M | Add +3.0% |
| ABBV Abbvie Inc. | 1.32% | 77,877 | $16.3M | Reduce -32.1% |
| QUAL iShares MSCI USA Quality Fac | 1.31% | 94,610 | $16.2M | Reduce -0.7% |
| NVDA Nvidia Corp. | 1.19% | 135,864 | $14.7M | Add +15.4% |
| VEA Vanguard Ftse Developed ETF | 1.18% | 286,251 | $14.6M | Reduce -3.8% |
| IVW iShares S&P 500 Growth ETF | 1.05% | 139,313 | $12.9M | Add +4.4% |
| IJR iShares Core S&P Small-Cap E | 1.04% | 122,998 | $12.9M | Add +1.0% |
| PFF iShares Preferred & Income S | 1.03% | 413,352 | $12.7M | Add +28.3% |
| PG The Procter & Gamble Co. | 1.00% | 72,726 | $12.4M | Reduce -25.2% |
| GSLC Goldman Activebeta US LC ETF | 0.96% | 107,259 | $11.8M | Reduce -15.3% |
| JNJ Johnson & Johnson | 0.94% | 69,895 | $11.6M | Reduce -23.1% |
| VIG Vanguard Dividend Apprec ETF | 0.84% | 53,459 | $10.4M | Reduce -21.9% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.80% | 203,651 | $9.9M | Add +4.2% |
| VWO Vanguard Ftse Emerging Marke | 0.79% | 216,917 | $9.8M | Add +13.5% |
| VZ Verizon Communications Inc. | 0.75% | 204,258 | $9.3M | Reduce -18.1% |
| IVE iShares S&P 500 Value ETF | 0.74% | 48,275 | $9.2M | Add +47.1% |
| FV First Trust DW Focus 5 Fund | 0.74% | 165,535 | $9.1M | Add +4.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.73% | 32,699 | $9.0M | Add +6.2% |
| MO Altria Group Inc. | 0.70% | 144,524 | $8.7M | Reduce -18.2% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.70% | 117,270 | $8.6M | Add +159.2% |
| MUB iShares National Muni Bond E | 0.70% | 81,515 | $8.6M | Reduce -2.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.69% | 112,940 | $8.5M | Add +7.6% |
| EFV iShares MSCI Eafe Value ETF | 0.68% | 142,646 | $8.4M | Reduce -19.9% |
| PWB Invesco Large Cap Growth ETF | 0.68% | 87,519 | $8.4M | Add +2.4% |
| CVX Chevron Corp. | 0.68% | 49,974 | $8.4M | Reduce -28.9% |
| MDT Medtronic PLC | 0.66% | 90,638 | $8.1M | Reduce -21.2% |
| VOO Vanguard S&P 500 ETF | 0.64% | 15,369 | $7.9M | Add +5.2% |
| T AT&T Inc. | 0.63% | 275,896 | $7.8M | Reduce -23.0% |
| PWV Invesco Large Cap Value ETF | 0.62% | 129,153 | $7.7M | Add +5.3% |
| AFL Aflac Inc. | 0.60% | 66,409 | $7.4M | Reduce -31.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.60% | 247,706 | $7.4M | Add +10.8% |
| PFE Pfizer Inc. | 0.59% | 288,575 | $7.3M | Reduce -8.4% |
| AGG iShares Core U.S. Aggregate | 0.57% | 71,576 | $7.1M | Add +73.9% |
| GTO Invesco Total Return Bond Et | 0.57% | 150,431 | $7.1M | Add +2.0% |
| EMR Emerson Electric Co. | 0.56% | 62,552 | $6.9M | Reduce -27.3% |
| AMZN Amazon.com Inc. | 0.55% | 35,815 | $6.8M | Reduce -18.9% |
| MCD McDonald's Corp. | 0.55% | 21,580 | $6.7M | Reduce -28.8% |
| MBB iShares MBS ETF | 0.54% | 71,054 | $6.7M | Reduce -16.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.53% | 26,613 | $6.5M | Add +1.6% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.53% | 40,548 | $6.5M | Reduce -0.0% |
| DIVO Amplify CWP Enhan Divid ETF | 0.51% | 153,363 | $6.3M | Add +91.3% |
| BSV Vanguard Short-Term Bond ETF | 0.50% | 79,241 | $6.2M | Reduce -0.3% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.50% | 163,302 | $6.2M | Add +9.2% |
| VNQ Vanguard Real Estate ETF | 0.48% | 66,118 | $6.0M | Add +3.6% |
| TLH iShares 10-20 Year Treasury | 0.48% | 57,214 | $5.9M | Add +62.0% |
| IJH iShares Core S&P Midcap ETF | 0.48% | 101,015 | $5.9M | Add +0.5% |
| EFG iShares MSCI Eafe Growth ETF | 0.47% | 58,604 | $5.9M | Reduce -40.3% |
| FDN First Trust DJ Internet Ind | 0.46% | 25,573 | $5.7M | Add +4.2% |
| IYW iShares Ustechnology ETF | 0.45% | 39,529 | $5.6M | Add +3.5% |
| VCLT Vanguard Long-Term Corp. Bond | 0.45% | 72,620 | $5.5M | Add +153.4% |
| WMT Walmart Inc. | 0.44% | 62,037 | $5.4M | Reduce -24.0% |
| EEM iShares MSCI Emerging Market | 0.43% | 122,658 | $5.4M | Reduce -26.1% |
| FLTR Vaneck Ig Floating Rate ETF | 0.43% | 209,380 | $5.3M | Add +148.2% |
| OEF iShares S&P 100 ETF | 0.43% | 19,726 | $5.3M | Add +115.6% |
| IBTF iShares Ibonds Dec 2025 Term | 0.43% | 227,643 | $5.3M | Add +149.1% |
| KO The Coca-Cola Co. | 0.42% | 73,318 | $5.3M | Reduce -11.8% |
| COST Costco Wholesale Corp. | 0.42% | 5,526 | $5.2M | Reduce -2.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.42% | 20,791 | $5.2M | Reduce -8.4% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.42% | 141,339 | $5.1M | Add +48.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.41% | 9,614 | $5.1M | Reduce -43.3% |
| IVOL Quadratic Int Rte Vol Infl H | 0.41% | 273,140 | $5.1M | Add +193.3% |
| FAUG FT Vest U.S. Equity Buffer E | 0.41% | 111,810 | $5.1M | Reduce -10.5% |
| GLD SPDR Gold Shares | 0.40% | 16,940 | $4.9M | Reduce -3.3% |
| FLOT iShares Floating Rate Bond E | 0.37% | 89,811 | $4.6M | Add +0.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.36% | 56,970 | $4.5M | Reduce -19.3% |
| GOOG Alphabet Inc. Class C | 0.36% | 28,672 | $4.5M | Reduce -24.1% |
| TGT Target Corp. | 0.36% | 42,604 | $4.4M | Reduce -16.9% |
| CINF Cincinnati Financial Corp. | 0.36% | 29,718 | $4.4M | Reduce -32.2% |
| WM Waste Management Inc. | 0.35% | 18,834 | $4.4M | Reduce -31.7% |
| LZB La-Z-Boy Inc. | 0.35% | 109,856 | $4.3M | No change |
| IEMG iShares Core MSCI Emerging | 0.35% | 79,190 | $4.3M | Add +101.6% |
| CSCO Cisco Systems Inc. | 0.35% | 69,125 | $4.3M | Reduce -32.9% |
| FIS Fidelity National Info Serv | 0.34% | 56,210 | $4.2M | Reduce -11.5% |
| FLTB Fidelity Ltd. TRM BND ETF | 0.31% | 76,908 | $3.9M | Reduce -0.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.31% | 69,134 | $3.8M | Reduce -22.6% |
| EOG EOG Resources Inc. | 0.31% | 29,534 | $3.8M | Reduce -18.1% |
| XLF SS Financial Select Sector | 0.31% | 75,888 | $3.8M | Add +3.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.30% | 14,543 | $3.8M | Reduce -23.2% |
| GSIE Goldman Sachs Activebeta Int | 0.30% | 103,819 | $3.7M | Reduce -18.2% |
| VWOB Vanguard Emerg MKTS Gov BND | 0.30% | 57,302 | $3.7M | Add +6.5% |
| JNK SS SPDR BB High Yield Bond | 0.29% | 38,036 | $3.6M | Add +1.2% |
| CPAY Corpay Inc. | 0.29% | 10,364 | $3.6M | Reduce -37.3% |
| SCHG Schwab US Large-Cap Growth | 0.29% | 142,673 | $3.6M | Add +0.6% |
| ED Consolidated Edison Inc. | 0.29% | 32,115 | $3.6M | Reduce -40.1% |
| CME Cme Group Inc. | 0.29% | 13,330 | $3.5M | Reduce -32.1% |
| FANG Diamondback Energy Inc. | 0.28% | 21,805 | $3.5M | Reduce -20.7% |
| GHYB Goldman Sachs Access HY Corp. | 0.28% | 78,212 | $3.5M | Reduce -6.9% |
| TOL Toll Brothers Inc. | 0.28% | 32,686 | $3.5M | Reduce -18.0% |
| IAU iShares Gold Trust | 0.28% | 57,892 | $3.4M | Add +61.2% |
| B Barrick Gold Corp. | 0.27% | 174,508 | $3.4M | Reduce -24.2% |
| GOVT iShares US Treasury Bond ETF | 0.27% | 146,578 | $3.4M | Add +2.8% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $767K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 11,415 | $545K | New |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 585,000 | $133K | No change |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 370,000 | $56K | No change |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 35,000 | $32K | New |
Total filed on the 13F, all lines: $1.2B.
Portfolio Sells Q4 2024 → Q1 2025
| JEPI JPMorgan Equity Premium Inco | Reduce -65.8% | 0.25% | −0.43 |
| MSFT Microsoft Corp. | Reduce -16.6% | 1.43% | −0.36 |
| EMR Emerson Electric Co. | Reduce -27.3% | 0.56% | −0.25 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -40.3% | 0.47% | −0.24 |
| PG The Procter & Gamble Co. | Reduce -25.2% | 1.00% | −0.22 |
| ABBV Abbvie Inc. | Reduce -32.1% | 1.32% | −0.21 |
| AAPL Apple Inc. | Reduce -3.6% | 2.23% | −0.19 |
| GOOG Alphabet Inc. Class C | Reduce -24.1% | 0.36% | −0.18 |
| AMZN Amazon.com Inc. | Reduce -18.9% | 0.55% | −0.18 |
| GIGB Goldman Sachs Inv GRD Corp. | Reduce -59.9% | 0.14% | −0.17 |
| VIG Vanguard Dividend Apprec ETF | Reduce -21.9% | 0.84% | −0.17 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -43.3% | 0.41% | −0.16 |
| TGT Target Corp. | Reduce -16.9% | 0.36% | −0.16 |
| AFL Aflac Inc. | Reduce -31.7% | 0.60% | −0.16 |
| EXPE Expedia Group Inc. | Reduce -34.6% | 0.27% | −0.16 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -4.9% | 2.34% | −0.15 |
| ULTA Ulta Beauty Inc. | Reduce -29.0% | 0.27% | −0.15 |
| FM iShares Frontier and Select | Sold out | 0.00% | −0.14 |
| GSLC Goldman Activebeta US LC ETF | Reduce -15.3% | 0.96% | −0.14 |
| ADP Automatic Data Processing | Reduce -43.6% | 0.23% | −0.13 |
| CLX Clorox Company | Reduce -34.6% | 0.23% | −0.13 |
| SCHZ Schwab US Aggregate Bond ETF | Sold out | 0.00% | −0.13 |
| XLK SS Technology Select Sector | Reduce -32.9% | 0.23% | −0.13 |
| CPAY Corpay Inc. | Reduce -37.3% | 0.29% | −0.13 |
| GNRC Generac Holdings Inc. | Reduce -28.9% | 0.21% | −0.13 |
| TLT iShares 20+ Year Treasury BD | Reduce -63.9% | 0.09% | −0.13 |
| CINF Cincinnati Financial Corp. | Reduce -32.2% | 0.36% | −0.12 |
| MCD McDonald's Corp. | Reduce -28.8% | 0.55% | −0.11 |
| CSCO Cisco Systems Inc. | Reduce -32.9% | 0.35% | −0.11 |
| WMT Walmart Inc. | Reduce -24.0% | 0.44% | −0.11 |
| BLDR Builders Firstsource Inc. | Reduce -25.1% | 0.25% | −0.10 |
| ETN Eaton Corp. PLC | Reduce -49.0% | 0.08% | −0.10 |
| TOL Toll Brothers Inc. | Reduce -18.0% | 0.28% | −0.10 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -48.4% | 0.13% | −0.09 |
| DHR Danaher Corp. | Reduce -57.9% | 0.06% | −0.09 |
| CVX Chevron Corp. | Reduce -28.9% | 0.68% | −0.09 |
| EEM iShares MSCI Emerging Market | Reduce -26.1% | 0.43% | −0.09 |
| IFRA iShares US Infrastructure | Sold out | 0.00% | −0.08 |
| GOOGL Alphabet Inc. Class A | Reduce -13.4% | 0.26% | −0.08 |
| BAC Bank of America Corp. | Reduce -30.8% | 0.18% | −0.08 |
| ODFL Old Dominion Freight Line | Reduce -52.6% | 0.07% | −0.07 |
| TSLA Tesla Inc. | Reduce -27.8% | 0.07% | −0.07 |
| XLP SS Consumer Staples Sel Sect | Reduce -37.4% | 0.17% | −0.07 |
| ED Consolidated Edison Inc. | Reduce -40.1% | 0.29% | −0.07 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −0.07 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -23.2% | 0.30% | −0.07 |
| MS Morgan Stanley | Reduce -35.1% | 0.13% | −0.07 |
| LRCX Lam Research Corp. | Reduce -49.2% | 0.09% | −0.07 |
| SPGI S&P Global Inc. | Reduce -47.5% | 0.09% | −0.07 |
| WM Waste Management Inc. | Reduce -31.7% | 0.35% | −0.07 |
Portfolio Buys Q4 2024 → Q1 2025
| SCHD Schwab US DVD Equity ETF | Add +23.0% | 2.18% | +0.57 |
| VYMI Vanguard Int High DVD YLD Inc. | Add +159.2% | 0.70% | +0.47 |
| IVOL Quadratic Int Rte Vol Infl H | Add +193.3% | 0.41% | +0.29 |
| VCLT Vanguard Long-Term Corp. Bond | Add +153.4% | 0.45% | +0.29 |
| IVE iShares S&P 500 Value ETF | Add +47.1% | 0.74% | +0.27 |
| AGG iShares Core U.S. Aggregate | Add +73.9% | 0.57% | +0.27 |
| FLTR Vaneck Ig Floating Rate ETF | Add +148.2% | 0.43% | +0.27 |
| IBTF iShares Ibonds Dec 2025 Term | Add +149.1% | 0.43% | +0.27 |
| PFF iShares Preferred & Income S | Add +28.3% | 1.03% | +0.27 |
| DIVO Amplify CWP Enhan Divid ETF | Add +91.3% | 0.51% | +0.26 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +10.6% | 2.10% | +0.25 |
| FTCS First Trust Capital Strength | Add +4.8% | 1.87% | +0.25 |
| OEF iShares S&P 100 ETF | Add +115.6% | 0.43% | +0.23 |
| RPRX Royalty Pharma PLC Class A | Add +462.8% | 0.25% | +0.22 |
| TLH iShares 10-20 Year Treasury | Add +62.0% | 0.48% | +0.22 |
| IEMG iShares Core MSCI Emerging | Add +101.6% | 0.35% | +0.19 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +1.8% | 1.64% | +0.17 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +48.2% | 0.42% | +0.17 |
| VWO Vanguard Ftse Emerging Marke | Add +13.5% | 0.79% | +0.16 |
| IAU iShares Gold Trust | Add +61.2% | 0.28% | +0.14 |
| AMLP Alerian MLP ETF | Add +103.1% | 0.24% | +0.14 |
| IEFA iShares Core MSCI Eafe ETF | Add +7.6% | 0.69% | +0.14 |
| VCIT Vanguard Int-Term Corporate | Add +103.7% | 0.23% | +0.13 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +420.7% | 0.15% | +0.12 |
| PWV Invesco Large Cap Value ETF | Add +5.3% | 0.62% | +0.10 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +53.8% | 0.25% | +0.09 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +10.8% | 0.60% | +0.08 |
| JPIE JPMorgan Income ETF | Add +122.3% | 0.12% | +0.07 |
| SCHQ Schwab Long-Term US Treasury | New | 0.07% | +0.07 |
| IEUR iShares Core MSCI Europe ETF | Add +92.5% | 0.11% | +0.06 |
| KRYS Krystal Biotech Inc. | New | 0.06% | +0.06 |
| VTIP Vanguard Short-Term Tips | Add +194.8% | 0.08% | +0.06 |
| VNQ Vanguard Real Estate ETF | Add +3.6% | 0.48% | +0.06 |
| GTO Invesco Total Return Bond Et | Add +2.0% | 0.57% | +0.06 |
| VTI VG Morningstar TS MKT ETF-US | Add +6.2% | 0.73% | +0.06 |
| VMBS Vanguard Mortgage-Backed Sec | Add +41.5% | 0.15% | +0.05 |
| PLD Prologis Inc. | New | 0.05% | +0.05 |
| GNR State Street SPDR S&P Global | Add +15.9% | 0.21% | +0.05 |
| TXN Texas Instruments Inc. | New | 0.05% | +0.05 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +4.2% | 0.80% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +5.2% | 0.64% | +0.05 |
| EWX State Street SPDR S&P Emergi | Add +74.1% | 0.11% | +0.05 |
| NTRA Natera Inc. | New | 0.05% | +0.05 |
| XLI SS Industrial Select Sector | Add +77.3% | 0.09% | +0.04 |
| VWOB Vanguard Emerg MKTS Gov BND | Add +6.5% | 0.30% | +0.04 |
| X United States Steel Corp. | Add +34.2% | 0.09% | +0.04 |
| XLF SS Financial Select Sector | Add +3.8% | 0.31% | +0.04 |
| SPLV Invesco S&P 500 Low Volatili | New | 0.04% | +0.04 |
| HYDB iShares High Yield Systemati | Add +52.7% | 0.10% | +0.04 |
| USFR Wisdomtree Floating Rate Tre | New | 0.04% | +0.04 |
Notes & Other Activity Q4 2024 → Q1 2025
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 11,415 | $545K |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | New | 35,000 | $32K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |