Regal Investment Advisors LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Regal Investment Advisors LLC reported 463 stock positions worth $1.3 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.8% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 2.5%) and Apple (AAPL, 2.4%). Compared with Q3 2024, it opened 24 new positions, sold out of 59, added to 202 and reduced 214. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +2%) and the biggest sale iShares Core S&P Total U.S. (ITOT, shares −92%).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.3B (Q4 2024)
- SEC Filing
- 0001559789-25-000001 ↗ filed Feb 13, 2025
Holdings Value
Holdings 463 stocks · $1.3B
| IVV iShares Core S&P 500 ETF | 5.84% | 131,903 | $77.6M | Reduce -2.5% |
| QQQ Invesco QQQ Trust Series 1 | 2.49% | 64,741 | $33.1M | Add +2.2% |
| AAPL Apple Inc. | 2.42% | 128,491 | $32.2M | Reduce -4.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.85% | 41,876 | $24.5M | Add +2.3% |
| MSFT Microsoft Corp. | 1.79% | 56,547 | $23.8M | Reduce -6.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.66% | 206,272 | $22.0M | Add +5.2% |
| FTCS First Trust Capital Strength | 1.62% | 245,757 | $21.6M | Add +6.3% |
| SCHD Schwab US DVD Equity ETF | 1.61% | 783,827 | $21.4M | Add +9.8% |
| ABBV Abbvie Inc. | 1.53% | 114,779 | $20.4M | Add +2.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.46% | 430,820 | $19.5M | Reduce -8.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.39% | 45,110 | $18.5M | Reduce -9.4% |
| QUAL iShares MSCI USA Quality Fac | 1.28% | 95,256 | $17.0M | Add +1.3% |
| PG The Procter & Gamble Co. | 1.23% | 97,273 | $16.3M | Add +0.6% |
| NVDA Nvidia Corp. | 1.19% | 117,684 | $15.8M | Reduce -2.0% |
| GSLC Goldman Activebeta US LC ETF | 1.10% | 126,674 | $14.6M | Reduce -4.0% |
| VEA Vanguard Ftse Developed ETF | 1.07% | 297,565 | $14.2M | Add +7.7% |
| IJR iShares Core S&P Small-Cap E | 1.06% | 121,813 | $14.0M | Add +5.2% |
| IVW iShares S&P 500 Growth ETF | 1.02% | 133,491 | $13.6M | Reduce -4.2% |
| VIG Vanguard Dividend Apprec ETF | 1.01% | 68,460 | $13.4M | Reduce -0.9% |
| JNJ Johnson & Johnson | 0.99% | 90,923 | $13.1M | Reduce -0.6% |
| EMR Emerson Electric Co. | 0.80% | 85,984 | $10.7M | Reduce -2.1% |
| CVX Chevron Corp. | 0.77% | 70,323 | $10.2M | Add +21.8% |
| PFF iShares Preferred & Income S | 0.76% | 322,066 | $10.1M | Reduce -4.1% |
| AFL Aflac Inc. | 0.76% | 97,214 | $10.1M | Add +0.7% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.75% | 195,428 | $10.0M | Reduce -4.6% |
| VZ Verizon Communications Inc. | 0.75% | 249,541 | $10.0M | Reduce -0.1% |
| AMZN Amazon.com Inc. | 0.73% | 44,162 | $9.7M | Reduce -16.1% |
| EFG iShares MSCI Eafe Growth ETF | 0.71% | 98,168 | $9.5M | Add +13.1% |
| FV First Trust DW Focus 5 Fund | 0.71% | 158,948 | $9.4M | Add +5.5% |
| EFV iShares MSCI Eafe Value ETF | 0.70% | 178,050 | $9.3M | Add +6.3% |
| MO Altria Group Inc. | 0.69% | 176,715 | $9.2M | Add +2.9% |
| MDT Medtronic PLC | 0.69% | 115,048 | $9.2M | Add +1.3% |
| JEPI JPMorgan Equity Premium Inco | 0.68% | 157,685 | $9.1M | Add +14.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.67% | 30,780 | $8.9M | Add +2.8% |
| MUB iShares National Muni Bond E | 0.67% | 83,692 | $8.9M | Add +10.5% |
| MCD McDonald's Corp. | 0.66% | 30,310 | $8.8M | Reduce -0.5% |
| PWB Invesco Large Cap Growth ETF | 0.65% | 85,511 | $8.7M | Add +5.0% |
| VWO Vanguard Ftse Emerging Marke | 0.63% | 191,100 | $8.4M | Add +2.9% |
| PFE Pfizer Inc. | 0.63% | 314,925 | $8.4M | Reduce -1.4% |
| T AT&T Inc. | 0.61% | 358,353 | $8.2M | Reduce -2.1% |
| VOO Vanguard S&P 500 ETF | 0.59% | 14,605 | $7.9M | Reduce -22.0% |
| MBB iShares MBS ETF | 0.58% | 84,802 | $7.8M | Add +16.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.58% | 16,941 | $7.7M | Reduce -1.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.55% | 104,970 | $7.4M | Reduce -9.1% |
| WMT Walmart Inc. | 0.55% | 81,600 | $7.4M | Reduce -4.6% |
| GOOG Alphabet Inc. Class C | 0.54% | 37,764 | $7.2M | Add +2.8% |
| PWV Invesco Large Cap Value ETF | 0.52% | 122,613 | $7.0M | Add +9.8% |
| EEM iShares MSCI Emerging Market | 0.52% | 166,008 | $6.9M | Add +0.6% |
| TGT Target Corp. | 0.52% | 51,242 | $6.9M | Add +8.5% |
| GTO Invesco Total Return Bond Et | 0.51% | 147,525 | $6.8M | Add +5.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.51% | 223,498 | $6.8M | Add +26.5% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.50% | 26,182 | $6.6M | Add +0.3% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.49% | 40,561 | $6.6M | Add +3.7% |
| CINF Cincinnati Financial Corp. | 0.47% | 43,817 | $6.3M | Add +105.9% |
| IVE iShares S&P 500 Value ETF | 0.47% | 32,816 | $6.3M | Add +1.0% |
| IJH iShares Core S&P Midcap ETF | 0.47% | 100,528 | $6.3M | Reduce -5.3% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.47% | 149,618 | $6.2M | Add +6.5% |
| BSV Vanguard Short-Term Bond ETF | 0.46% | 79,467 | $6.1M | Add +0.8% |
| CSCO Cisco Systems Inc. | 0.46% | 103,071 | $6.1M | Add +0.0% |
| IYW iShares Ustechnology ETF | 0.46% | 38,202 | $6.1M | Reduce -2.5% |
| FDN First Trust DJ Internet Ind | 0.45% | 24,553 | $6.0M | Add +1.8% |
| FAUG FT Vest U.S. Equity Buffer E | 0.44% | 124,945 | $5.8M | Reduce -15.0% |
| EXPE Expedia Group Inc. | 0.43% | 30,600 | $5.7M | Reduce -11.0% |
| VNQ Vanguard Real Estate ETF | 0.43% | 63,832 | $5.7M | Reduce -12.5% |
| ULTA Ulta Beauty Inc. | 0.42% | 12,900 | $5.6M | Reduce -0.8% |
| CPAY Corpay Inc. | 0.42% | 16,534 | $5.6M | Reduce -1.4% |
| WM Waste Management Inc. | 0.42% | 27,566 | $5.6M | Add +1.5% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.40% | 70,578 | $5.3M | Reduce -3.2% |
| COST Costco Wholesale Corp. | 0.39% | 5,670 | $5.2M | Reduce -5.8% |
| KO The Coca-Cola Co. | 0.39% | 83,171 | $5.2M | Reduce -8.3% |
| FIS Fidelity National Info Serv | 0.39% | 63,496 | $5.1M | Reduce -1.3% |
| TOL Toll Brothers Inc. | 0.38% | 39,862 | $5.0M | Reduce -0.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.38% | 18,937 | $5.0M | Reduce -12.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.38% | 22,693 | $5.0M | Add +2.2% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.37% | 89,361 | $5.0M | Add +1.8% |
| LZB La-Z-Boy Inc. | 0.36% | 109,856 | $4.8M | No change |
| ED Consolidated Edison Inc. | 0.36% | 53,585 | $4.8M | Add +1.1% |
| XLK SS Technology Select Sector | 0.36% | 20,498 | $4.8M | Add +16.3% |
| ADP Automatic Data Processing | 0.36% | 16,267 | $4.8M | Add +5.2% |
| CLX Clorox Company | 0.36% | 29,283 | $4.8M | Add +5.8% |
| BLDR Builders Firstsource Inc. | 0.35% | 32,640 | $4.7M | Reduce -0.9% |
| CME Cme Group Inc. | 0.34% | 19,634 | $4.6M | Reduce -1.4% |
| FLOT iShares Floating Rate Bond E | 0.34% | 88,980 | $4.5M | Add +6.8% |
| GOOGL Alphabet Inc. Class A | 0.34% | 23,899 | $4.5M | Reduce -14.5% |
| GNRC Generac Holdings Inc. | 0.34% | 29,060 | $4.5M | Reduce -17.3% |
| FANG Diamondback Energy Inc. | 0.34% | 27,502 | $4.5M | Reduce -5.4% |
| EOG EOG Resources Inc. | 0.33% | 36,076 | $4.4M | Add +1.3% |
| KMB Kimberly-Clark Corp. | 0.32% | 32,723 | $4.3M | Add +4.3% |
| PEP Pepsico Inc. | 0.32% | 28,116 | $4.3M | Reduce -3.3% |
| GLD SPDR Gold Shares | 0.32% | 17,517 | $4.2M | Reduce -4.5% |
| GSIE Goldman Sachs Activebeta Int | 0.32% | 126,945 | $4.2M | Add +0.3% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.32% | 81,351 | $4.2M | Add +13.8% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.31% | 91,975 | $4.1M | Add +1.2% |
| AGG iShares Core U.S. Aggregate | 0.30% | 41,150 | $4.0M | Reduce -20.8% |
| SCHG Schwab US Large-Cap Growth | 0.30% | 141,829 | $4.0M | Reduce -28.7% |
| XLE SS Energy Select Sector | 0.29% | 45,607 | $3.9M | Add +7.6% |
| MTUM iShares MSCI USA Momentum Fa | 0.29% | 18,715 | $3.9M | Add +462.0% |
| FLTB Fidelity Ltd. TRM BND ETF | 0.29% | 77,098 | $3.8M | Add +2.7% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.29% | 99,287 | $3.8M | Add +65.7% |
| AEP American Electric Power | 0.28% | 40,844 | $3.8M | Reduce -3.2% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $339K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 585,000 | $241K | New |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 370,000 | $98K | Add +26.7% |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q3 2024 → Q4 2024
| ITOT iShares Core S&P Total U.S. | Reduce -91.7% | 0.05% | −0.50 |
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -89.2% | 0.07% | −0.47 |
| JAAA Janus Henderson Aaa Clo ETF | Sold out | 0.00% | −0.37 |
| BUFF Innovator Laddered Allocatio | Sold out | 0.00% | −0.37 |
| CPRI Capri Holdings Ltd. | Sold out | 0.00% | −0.36 |
| SPGP Invesco S&P 500 Garp ETF | Sold out | 0.00% | −0.32 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -53.6% | 0.25% | −0.26 |
| UCON First Trust Smith Unconstrai | Sold out | 0.00% | −0.24 |
| XLRE SS Real Estate Select Sector | Sold out | 0.00% | −0.21 |
| NFTY First Trust India Nifty 50 E | Sold out | 0.00% | −0.19 |
| CBOE Cboe Global Markets Inc. | Reduce -61.2% | 0.12% | −0.19 |
| RSPT Invesco S&P 500 Equal Weight | Sold out | 0.00% | −0.18 |
| FYT First Trust Small Cap Val | Sold out | 0.00% | −0.18 |
| GOVT iShares US Treasury Bond ETF | Reduce -44.1% | 0.25% | −0.17 |
| PPA Invesco Aerospace & Defense | Sold out | 0.00% | −0.16 |
| FPE FT-Preferred Secur & Inc. ETF | Sold out | 0.00% | −0.16 |
| SRLN SS Blackstone Sr Loan ETF | Sold out | 0.00% | −0.14 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -53.8% | 0.11% | −0.12 |
| ON On Semiconductor | Reduce -37.7% | 0.15% | −0.11 |
| IWR iShares Russell Mid-Cap ETF | Reduce -84.3% | 0.02% | −0.10 |
| VOO Vanguard S&P 500 ETF | Reduce -22.0% | 0.59% | −0.10 |
| TLTW iShares 20+ Bond Buywrite | Reduce -78.0% | 0.03% | −0.10 |
| LLY Eli Lilly & Co. | Reduce -29.4% | 0.19% | −0.10 |
| BLDR Builders Firstsource Inc. | Reduce -0.9% | 0.35% | −0.10 |
| RSP Invesco S&P 500 Equal Weight | Reduce -36.9% | 0.17% | −0.09 |
| B Barrick Gold Corp. | Reduce -10.0% | 0.27% | −0.09 |
| TLH iShares 10-20 Year Treasury | Reduce -21.9% | 0.26% | −0.08 |
| IWM iShares Russell 2000 ETF | Reduce -46.1% | 0.11% | −0.08 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -8.0% | 1.46% | −0.08 |
| VPU Vanguard Utilities ETF | Sold out | 0.00% | −0.08 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -9.1% | 0.55% | −0.08 |
| APRT Allianzim US Eq BFFR10 Ap-US | Sold out | 0.00% | −0.07 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -56.6% | 0.06% | −0.07 |
| VNQ Vanguard Real Estate ETF | Reduce -12.5% | 0.43% | −0.07 |
| AGG iShares Core U.S. Aggregate | Reduce -20.8% | 0.30% | −0.07 |
| KO The Coca-Cola Co. | Reduce -8.3% | 0.39% | −0.07 |
| IBTE iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.07 |
| SCHG Schwab US Large-Cap Growth | Reduce -28.7% | 0.30% | −0.07 |
| SCHM Schwab US Mid Cap ETF | Sold out | 0.00% | −0.06 |
| SGOV iShares 0-3 Month Treasury B | Reduce -49.3% | 0.07% | −0.06 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -65.8% | 0.03% | −0.06 |
| SCHV Schwab US Large-Cap Value | Reduce -32.9% | 0.13% | −0.06 |
| TOL Toll Brothers Inc. | Reduce -0.3% | 0.38% | −0.06 |
| AMD Advanced Micro Devices | Reduce -33.6% | 0.06% | −0.05 |
| GNRC Generac Holdings Inc. | Reduce -17.3% | 0.34% | −0.05 |
| APRW Allinzim US Eq BFR20 Apr-Usd | Sold out | 0.00% | −0.05 |
| FOUR SHIFT4 Payments Inc. Class A | Sold out | 0.00% | −0.05 |
| PH Parker Hannifin Corp. | Sold out | 0.00% | −0.05 |
| JNJ Johnson & Johnson | Reduce -0.6% | 0.99% | −0.05 |
| SCHA Schwab US Small-Cap ETF | Reduce -68.9% | 0.02% | −0.05 |
Portfolio Buys Q3 2024 → Q4 2024
| QQQ Invesco QQQ Trust Series 1 | Add +2.2% | 2.49% | +0.32 |
| CINF Cincinnati Financial Corp. | Add +105.9% | 0.47% | +0.27 |
| MU Micron Technology Inc. | New | 0.25% | +0.25 |
| MTUM iShares MSCI USA Momentum Fa | Add +462.0% | 0.29% | +0.24 |
| SCHD Schwab US DVD Equity ETF | Add +9.8% | 1.61% | +0.20 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.3% | 1.85% | +0.20 |
| KNSL Kinsale Capital Group Inc. | New | 0.17% | +0.17 |
| CVX Chevron Corp. | Add +21.8% | 0.77% | +0.17 |
| FLTR Vaneck Ig Floating Rate ETF | New | 0.16% | +0.16 |
| FTCS First Trust Capital Strength | Add +6.3% | 1.62% | +0.15 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +26.5% | 0.51% | +0.14 |
| MS Morgan Stanley | Add +165.5% | 0.20% | +0.14 |
| BAC Bank of America Corp. | Add +78.7% | 0.26% | +0.14 |
| ACN Accenture PLC Class A | Add +419.1% | 0.14% | +0.12 |
| GOOG Alphabet Inc. Class C | Add +2.8% | 0.54% | +0.11 |
| SLB SLB Ltd. | Add +65.7% | 0.29% | +0.11 |
| IJR iShares Core S&P Small-Cap E | Add +5.2% | 1.06% | +0.11 |
| JEPI JPMorgan Equity Premium Inco | Add +14.0% | 0.68% | +0.11 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +5.2% | 1.66% | +0.11 |
| XLF SS Financial Select Sector | Add +43.7% | 0.27% | +0.10 |
| MBB iShares MBS ETF | Add +16.3% | 0.58% | +0.09 |
| QUAL iShares MSCI USA Quality Fac | Add +1.3% | 1.28% | +0.09 |
| IBTF iShares Ibonds Dec 2025 Term | Add +127.0% | 0.16% | +0.09 |
| MUB iShares National Muni Bond E | Add +10.5% | 0.67% | +0.09 |
| PWB Invesco Large Cap Growth ETF | Add +5.0% | 0.65% | +0.09 |
| FDN First Trust DJ Internet Ind | Add +1.8% | 0.45% | +0.09 |
| FV First Trust DW Focus 5 Fund | Add +5.5% | 0.71% | +0.09 |
| MO Altria Group Inc. | Add +2.9% | 0.69% | +0.08 |
| XLK SS Technology Select Sector | Add +16.3% | 0.36% | +0.08 |
| VTI VG Morningstar TS MKT ETF-US | Add +2.8% | 0.67% | +0.08 |
| AON Aon PLC Class A | New | 0.08% | +0.08 |
| CSCO Cisco Systems Inc. | Add +0.0% | 0.46% | +0.07 |
| PWV Invesco Large Cap Value ETF | Add +9.8% | 0.52% | +0.07 |
| IAU iShares Gold Trust | Add +83.6% | 0.13% | +0.07 |
| RUNN Running Oak Efficient GR ETF | New | 0.06% | +0.06 |
| EFG iShares MSCI Eafe Growth ETF | Add +13.1% | 0.71% | +0.06 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | Add +6.5% | 0.47% | +0.06 |
| ADP Automatic Data Processing | Add +5.2% | 0.36% | +0.06 |
| KMI Kinder Morgan Inc. | Add +6.6% | 0.19% | +0.06 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +0.3% | 0.50% | +0.05 |
| PG The Procter & Gamble Co. | Add +0.6% | 1.23% | +0.05 |
| XLY SS Consumer Disc Select Sect | Add +51.5% | 0.11% | +0.05 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +13.8% | 0.32% | +0.05 |
| JPIE JPMorgan Income ETF | New | 0.05% | +0.05 |
| VEA Vanguard Ftse Developed ETF | Add +7.7% | 1.07% | +0.05 |
| XLC SS Comm Select Sector SPDR | Add +16.2% | 0.18% | +0.05 |
| FLOT iShares Floating Rate Bond E | Add +6.8% | 0.34% | +0.04 |
| CLX Clorox Company | Add +5.8% | 0.36% | +0.04 |
| GTO Invesco Total Return Bond Et | Add +5.4% | 0.51% | +0.04 |
| VXF Vanguard Extended Market ETF | Add +3.8% | 0.26% | +0.04 |
Options Activity Q3 2024 → Q4 2024
| INTC Intel Corp. | call | Sold out | 20,400 | $479Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | New | 585,000 | $241K |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | Add +26.7% | 370,000 | $98K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |