Regal Investment Advisors LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 14, 2026), Regal Investment Advisors LLC reported 650 stock positions worth $1.7 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.1% of the portfolio, followed by Apple (AAPL, 1.9%) and Invesco QQQ Trust Series 1 (QQQ, 1.8%). Compared with Q4 2025, it opened 97 new positions, sold out of 28, added to 305 and reduced 220. The biggest buy was iShares MSCI Eafe Growth ETF (EFG, shares +969%) and the biggest sale iShares S&P 100 ETF (OEF, shares −77%).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.7B (Q1 2026)
- SEC Filing
- 0001559789-26-000003 ↗ filed May 14, 2026
Holdings Value
Holdings 650 stocks · $1.7B
| IVV iShares Core S&P 500 ETF | 5.11% | 135,286 | $88.4M | Add +8.9% |
| AAPL Apple Inc. | 1.87% | 127,198 | $32.3M | Reduce -0.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.83% | 54,916 | $31.7M | Reduce -1.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.76% | 46,742 | $30.4M | Reduce -2.7% |
| SCHD Schwab US DVD Equity ETF | 1.61% | 908,819 | $27.9M | Reduce -5.9% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.54% | 244,646 | $26.7M | Add +4.8% |
| FTCS First Trust Capital Strength | 1.46% | 271,862 | $25.2M | Add +1.7% |
| NVDA Nvidia Corp. | 1.34% | 133,066 | $23.2M | Reduce -0.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.33% | 52,839 | $23.1M | Add +5.6% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.32% | 492,806 | $22.8M | Add +9.8% |
| MSFT Microsoft Corp. | 1.29% | 60,289 | $22.3M | Add +10.5% |
| VEA Vanguard Ftse Developed ETF | 1.16% | 312,947 | $20.1M | Reduce -3.3% |
| IVE iShares S&P 500 Value ETF | 1.16% | 94,899 | $20.0M | Reduce -6.9% |
| IVW iShares S&P 500 Growth ETF | 1.10% | 168,925 | $19.1M | Add +8.5% |
| IEMG iShares Core MSCI Emerging | 1.02% | 253,252 | $17.7M | Reduce -7.5% |
| JNJ Johnson & Johnson | 0.98% | 69,190 | $16.9M | Reduce -3.6% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.96% | 285,180 | $16.6M | Reduce -12.7% |
| ABBV Abbvie Inc. | 0.90% | 71,921 | $15.6M | Reduce -0.6% |
| IJR iShares Core S&P Small-Cap E | 0.88% | 122,203 | $15.2M | Reduce 0.0% |
| EFV iShares MSCI Eafe Value ETF | 0.87% | 203,162 | $15.1M | Add +3.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.87% | 165,885 | $15.0M | Add +6.0% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.83% | 151,870 | $14.3M | Reduce -4.9% |
| CVX Chevron Corp. | 0.78% | 65,106 | $13.5M | Add +6.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.77% | 41,589 | $13.3M | Add +3.7% |
| VWO Vanguard Ftse Emerging Marke | 0.74% | 236,054 | $12.8M | Reduce -2.4% |
| VIG Vanguard Dividend Apprec ETF | 0.71% | 57,460 | $12.4M | Reduce -1.8% |
| VZ Verizon Communications Inc. | 0.66% | 227,786 | $11.4M | Add +8.7% |
| MUB iShares National Muni Bond E | 0.64% | 103,778 | $11.0M | Add +10.0% |
| PWB Invesco Large Cap Growth ETF | 0.63% | 86,807 | $10.9M | Reduce -1.0% |
| PFE Pfizer Inc. | 0.63% | 387,317 | $10.9M | Add +5.7% |
| PG The Procter & Gamble Co. | 0.62% | 73,903 | $10.7M | Add +0.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.62% | 315,475 | $10.7M | Add +6.4% |
| FV First Trust DW Focus 5 Fund | 0.61% | 173,870 | $10.5M | Add +2.6% |
| T AT&T Inc. | 0.60% | 359,834 | $10.4M | Add +4.0% |
| GSLC Goldman Activebeta US LC ETF | 0.59% | 81,641 | $10.2M | Reduce -14.4% |
| WMT Walmart Inc. | 0.58% | 80,203 | $10.0M | Reduce -1.1% |
| QUAL iShares MSCI USA Quality Fac | 0.57% | 51,549 | $9.9M | Add +7.9% |
| MO Altria Group Inc. | 0.57% | 148,761 | $9.8M | Reduce -1.4% |
| PWV Invesco Large Cap Value ETF | 0.55% | 137,150 | $9.6M | Add +1.1% |
| GOVT iShares US Treasury Bond ETF | 0.55% | 413,334 | $9.5M | Add +162.4% |
| VOO Vanguard S&P 500 ETF | 0.54% | 15,523 | $9.3M | Add +1.0% |
| MTUM iShares MSCI USA Momentum Fa | 0.53% | 38,459 | $9.2M | Add +7.6% |
| EMR Emerson Electric Co. | 0.53% | 70,041 | $9.2M | Add +0.5% |
| EFG iShares MSCI Eafe Growth ETF | 0.53% | 82,172 | $9.2M | Add +969.4% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.53% | 49,413 | $9.1M | Add +2.5% |
| XOM Exxon Mobil Corp. | 0.51% | 52,204 | $8.9M | Add +18.0% |
| MDT Medtronic PLC | 0.51% | 101,511 | $8.8M | Add +2.9% |
| EEM iShares MSCI Emerging Market | 0.49% | 148,044 | $8.4M | Add +18.0% |
| AMZN Amazon.com Inc. | 0.49% | 40,300 | $8.4M | Add +4.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.48% | 34,581 | $8.4M | Add +5.9% |
| TLH iShares 10-20 Year Treasury | 0.48% | 82,747 | $8.3M | Reduce -13.1% |
| BAI Ishrs AI in and Tech Act ETF | 0.47% | 247,412 | $8.2M | Add +5.5% |
| BSV Vanguard Short-Term Bond ETF | 0.47% | 102,589 | $8.0M | Add +18.9% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.46% | 174,947 | $8.0M | Add +0.6% |
| GTO Invesco Total Return Bond Et | 0.46% | 170,782 | $8.0M | Add +4.2% |
| KO The Coca-Cola Co. | 0.46% | 104,842 | $8.0M | Add +2.0% |
| THRO iShares U.S. Thematic Rotati | 0.44% | 212,391 | $7.7M | Add +10.8% |
| GLD SPDR Gold Shares | 0.44% | 17,756 | $7.6M | Reduce -1.9% |
| XLK SS Technology Select Sector | 0.44% | 57,411 | $7.6M | Add +2.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.44% | 99,038 | $7.6M | Reduce -2.5% |
| DIVO Amplify CWP Enhan Divid ETF | 0.43% | 165,067 | $7.4M | Reduce -2.1% |
| MBB iShares MBS ETF | 0.43% | 77,886 | $7.4M | Add +1.4% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.42% | 28,451 | $7.3M | Add +6.0% |
| PFF iShares Preferred & Income S | 0.42% | 240,717 | $7.3M | Add +3.8% |
| AGG iShares Core U.S. Aggregate | 0.41% | 72,226 | $7.2M | Add +7.3% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.41% | 155,783 | $7.1M | Add +2.7% |
| GOOGL Alphabet Inc. Class A | 0.40% | 23,870 | $6.9M | Add +5.4% |
| COST Costco Wholesale Corp. | 0.39% | 6,710 | $6.7M | Add +25.1% |
| MCD McDonald's Corp. | 0.37% | 20,773 | $6.5M | Reduce -0.1% |
| VNQ Vanguard Real Estate ETF | 0.37% | 72,163 | $6.4M | Add +8.8% |
| BDYN iShares DYN Act ETF | 0.37% | 263,044 | $6.4M | Add +6.7% |
| IJH iShares Core S&P Midcap ETF | 0.37% | 94,364 | $6.4M | Reduce -6.5% |
| AFL Aflac Inc. | 0.36% | 56,110 | $6.2M | Reduce -4.9% |
| DUK Duke Energy Corp. | 0.35% | 46,557 | $6.1M | Add +2.5% |
| CINF Cincinnati Financial Corp. | 0.35% | 38,253 | $6.0M | Add +2.2% |
| FDN First Trust DJ Internet Ind | 0.34% | 25,460 | $6.0M | Reduce -1.1% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.34% | 112,480 | $5.8M | Reduce -8.0% |
| XLE SS Energy Select Sector | 0.33% | 94,557 | $5.8M | Add +10.5% |
| GOOG Alphabet Inc. Class C | 0.33% | 20,184 | $5.8M | Add +10.3% |
| XLF SS Financial Select Sector | 0.33% | 116,941 | $5.8M | Reduce -6.3% |
| IDEF Ishars Def Ind TC Ac ETF-Ui | 0.33% | 175,232 | $5.7M | New |
| VIXM Proshares Vix Mid-Term Fut | 0.33% | 332,894 | $5.7M | Add +661.4% |
| BLCR iShares LRG CP CR Act ETF-Ui | 0.32% | 135,895 | $5.6M | New |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.31% | 25,006 | $5.4M | Add +1.4% |
| SCHG Schwab US Large-Cap Growth | 0.30% | 180,842 | $5.3M | Reduce -9.0% |
| FLOT iShares Floating Rate Bond E | 0.30% | 103,099 | $5.3M | Add +5.1% |
| WM Waste Management Inc. | 0.30% | 22,758 | $5.2M | Add +9.2% |
| RPRX Royalty Pharma PLC Class A | 0.30% | 106,954 | $5.1M | Reduce -5.6% |
| TGT Target Corp. | 0.29% | 42,047 | $5.1M | Reduce -0.8% |
| JPM JPMorgan Chase & Co. | 0.29% | 17,259 | $5.1M | Reduce -0.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.29% | 17,584 | $5.0M | Reduce -1.4% |
| CSCO Cisco Systems Inc. | 0.29% | 64,820 | $5.0M | Add +4.3% |
| ACIO Aptus Collared Invest Opp | 0.28% | 117,486 | $4.9M | Add +3.0% |
| IAGG iShares Intl Aggregate Bond | 0.28% | 97,909 | $4.9M | Add +10.2% |
| FLTR Vaneck Ig Floating Rate ETF | 0.28% | 191,493 | $4.9M | Add +1.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.28% | 10,164 | $4.9M | Add +2.1% |
| SLB SLB Ltd. filed as SLB LIMITED | 0.28% | 93,289 | $4.8M | Add +1.4% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.28% | 90,769 | $4.8M | Add +0.3% |
| PEP Pepsico Inc. | 0.27% | 30,486 | $4.7M | Add +5.8% |
| SHV iShares 0-1 Year Treasury Bo | 0.27% | 42,511 | $4.7M | Add +175.9% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $2.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 15,810 | $1.0M | Add +12.0% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 23,822 | $958K | Add +38.9% |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 203,000 | $196K | No change |
Total filed on the 13F, all lines: $1.7B.
Portfolio Sells Q4 2025 → Q1 2026
| OEF iShares S&P 100 ETF | Reduce -77.1% | 0.21% | −0.82 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -12.7% | 0.96% | −0.23 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.2% | 1.83% | −0.21 |
| AAPL Apple Inc. | Reduce -0.2% | 1.87% | −0.21 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.7% | 1.76% | −0.20 |
| ITA iShares U.S. Aerospace & Def | Reduce -92.0% | 0.02% | −0.20 |
| MU Micron Technology Inc. | Reduce -78.4% | 0.07% | −0.20 |
| GSLC Goldman Activebeta US LC ETF | Reduce -14.4% | 0.59% | −0.17 |
| IAU iShares Gold Trust | Reduce -49.0% | 0.17% | −0.15 |
| NVDA Nvidia Corp. | Reduce -0.3% | 1.34% | −0.15 |
| IVE iShares S&P 500 Value ETF | Reduce -6.9% | 1.16% | −0.14 |
| EMB iShares JP Morgan Usd Emergi | Reduce -59.8% | 0.07% | −0.11 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -74.5% | 0.03% | −0.11 |
| TLH iShares 10-20 Year Treasury | Reduce -13.1% | 0.48% | −0.10 |
| XYLD Global X S&P 500 Cove Call E | Sold out | 0.00% | −0.10 |
| GSIE Goldman Sachs Activebeta Int | Reduce -37.3% | 0.15% | −0.09 |
| ABBV Abbvie Inc. | Reduce -0.6% | 0.90% | −0.09 |
| SCHG Schwab US Large-Cap Growth | Reduce -9.0% | 0.30% | −0.08 |
| IEMG iShares Core MSCI Emerging | Reduce -7.5% | 1.02% | −0.08 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.08 |
| XLF SS Financial Select Sector | Reduce -6.3% | 0.33% | −0.08 |
| FDN First Trust DJ Internet Ind | Reduce -1.1% | 0.34% | −0.07 |
| UNH Unitedhealth Group Inc. | Reduce -55.5% | 0.03% | −0.06 |
| ULTA Ulta Beauty Inc. | Reduce -9.8% | 0.17% | −0.06 |
| VIG Vanguard Dividend Apprec ETF | Reduce -1.8% | 0.71% | −0.06 |
| INTU Intuit Inc. | Sold out | 0.00% | −0.06 |
| VEA Vanguard Ftse Developed ETF | Reduce -3.3% | 1.16% | −0.05 |
| CYBR Cyberark Software Ltd./Israel | Sold out | 0.00% | −0.05 |
| CPRT Copart Inc. | Sold out | 0.00% | −0.05 |
| GHYB Goldman Sachs Access HY Corp. | Reduce -22.2% | 0.14% | −0.05 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -2.5% | 0.44% | −0.05 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -8.0% | 0.34% | −0.05 |
| GTLS Chart Industries Inc. | Sold out | 0.00% | −0.05 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -10.4% | 0.24% | −0.04 |
| AVGO Broadcom Inc. | Reduce -0.6% | 0.27% | −0.04 |
| JPM JPMorgan Chase & Co. | Reduce -0.9% | 0.29% | −0.04 |
| VWO Vanguard Ftse Emerging Marke | Reduce -2.4% | 0.74% | −0.04 |
| ADBE Adobe Inc. | Reduce -59.3% | 0.01% | −0.04 |
| VTIP Vanguard Short-Term Tips | Reduce -20.1% | 0.13% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -16.1% | 0.08% | −0.04 |
| CIBR First Trust Nasdaq Cybersecu | Sold out | 0.00% | −0.04 |
| AAAU Goldman Sachs Physical Gold | Reduce -33.3% | 0.08% | −0.04 |
| PWB Invesco Large Cap Growth ETF | Reduce -1.0% | 0.63% | −0.04 |
| IQDF NT Intl Qual Div ETF | Sold out | 0.00% | −0.03 |
| AFL Aflac Inc. | Reduce -4.9% | 0.36% | −0.03 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -4.9% | 0.83% | −0.03 |
| TYL Tyler Technologies Inc. | Sold out | 0.00% | −0.03 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -65.6% | 0.02% | −0.03 |
| ADP Automatic Data Processing | Reduce -1.7% | 0.09% | −0.03 |
| IJH iShares Core S&P Midcap ETF | Reduce -6.5% | 0.37% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| EFG iShares MSCI Eafe Growth ETF | Add +969.4% | 0.53% | +0.48 |
| IDEF Ishars Def Ind TC Ac ETF-Ui | New | 0.33% | +0.33 |
| GOVT iShares US Treasury Bond ETF | Add +162.4% | 0.55% | +0.33 |
| BLCR iShares LRG CP CR Act ETF-Ui | New | 0.32% | +0.32 |
| VIXM Proshares Vix Mid-Term Fut | Add +661.4% | 0.33% | +0.29 |
| CVX Chevron Corp. | Add +6.9% | 0.78% | +0.22 |
| XOM Exxon Mobil Corp. | Add +18.0% | 0.51% | +0.19 |
| SHV iShares 0-1 Year Treasury Bo | Add +175.9% | 0.27% | +0.17 |
| VZ Verizon Communications Inc. | Add +8.7% | 0.66% | +0.15 |
| ZM Zoom Communications Inc. | New | 0.13% | +0.13 |
| COST Costco Wholesale Corp. | Add +25.1% | 0.39% | +0.11 |
| XLE SS Energy Select Sector | Add +10.5% | 0.33% | +0.11 |
| IVLU iShares MSCI International V | New | 0.10% | +0.10 |
| SPMO Invesco S&P 500 Momentum ETF | Add +84.5% | 0.23% | +0.09 |
| SPYI Neos S&P 500 High Income ETF | New | 0.09% | +0.09 |
| T AT&T Inc. | Add +4.0% | 0.60% | +0.09 |
| PFE Pfizer Inc. | Add +5.7% | 0.63% | +0.08 |
| MAR Marriott International Class A | New | 0.08% | +0.08 |
| EEM iShares MSCI Emerging Market | Add +18.0% | 0.49% | +0.08 |
| BF.B Brown-Forman Corp. Class B | Add +99.3% | 0.15% | +0.07 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +76.5% | 0.16% | +0.07 |
| SLB SLB Ltd. | Add +1.4% | 0.28% | +0.07 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +9.8% | 1.32% | +0.07 |
| IGE iShares North American Natur | New | 0.06% | +0.06 |
| ETR Entergy Corp. | Add +18.0% | 0.21% | +0.06 |
| BSV Vanguard Short-Term Bond ETF | Add +18.9% | 0.47% | +0.06 |
| XTL SS SPDR S&P Telecom ETF | New | 0.06% | +0.06 |
| GIGB Goldman Sachs Inv GRD Corp. | Add +66.4% | 0.15% | +0.05 |
| FTSM First Trust Enh Short Mat FD | New | 0.05% | +0.05 |
| BND Vanguard Total Bond Market | Add +90.0% | 0.12% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +19.1% | 0.23% | +0.05 |
| IDV iShares International Select | Add +63.0% | 0.12% | +0.05 |
| VYM Vanguard High DVD Yield ETF | Add +37.4% | 0.18% | +0.05 |
| CEG Constellation Energy | Add +79.3% | 0.17% | +0.05 |
| XLB SS Materials Select Sector | New | 0.05% | +0.05 |
| CMCSA Comcast Corp. Class A | Add +277.4% | 0.06% | +0.04 |
| HEGD Swan Hedged Equity US LG Cap | New | 0.04% | +0.04 |
| ODFL Old Dominion Freight Line | Add +1.1% | 0.24% | +0.04 |
| VLUE iShares MSCI USA Value Facto | New | 0.04% | +0.04 |
| BE Bloom Energy Corp. Class A | New | 0.04% | +0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +26.7% | 0.20% | +0.04 |
| AEP American Electric Power | Add +5.6% | 0.27% | +0.04 |
| CVSB Calvert Ult-SHRT Inv GRD ETF | New | 0.04% | +0.04 |
| SDVY First Trust Smid Cap Rising | Add +18.8% | 0.23% | +0.03 |
| DUBS Aptus LRG Cap Enh YLD ETF | Add +63.3% | 0.10% | +0.03 |
| BMRN Biomarin Pharmaceutical Inc. | New | 0.03% | +0.03 |
| PANW Palo Alto Networks Inc. | Add +149.7% | 0.06% | +0.03 |
| DUK Duke Energy Corp. | Add +2.5% | 0.35% | +0.03 |
| LRCX Lam Research Corp. | Add +4.3% | 0.16% | +0.03 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +81.3% | 0.08% | +0.03 |
Notes & Other Activity Q4 2025 → Q1 2026
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +12.0% | 15,810 | $1.0M |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Add +38.9% | 23,822 | $958K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |