Regal Investment Advisors LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 17, 2026), Regal Investment Advisors LLC reported 581 stock positions worth $1.7 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.1% of the portfolio, followed by Apple (AAPL, 2.1%) and Invesco QQQ Trust Series 1 (QQQ, 2.0%). Compared with Q3 2025, it opened 91 new positions, sold out of 24, added to 303 and reduced 167. The biggest buy was iShares S&P 500 Value ETF (IVE, shares +64%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −12%).
- Most Recent 13F
- Q2 2026
- Location
- KENTWOOD, MI
- CIK
- 0001559789
- Portfolio Value
- $1.7B (Q4 2025)
- SEC Filing
- 0001559789-26-000002 ↗ filed Feb 17, 2026
Holdings Value
Holdings 581 stocks · $1.7B
| IVV iShares Core S&P 500 ETF | 5.09% | 124,234 | $85.1M | Add +4.5% |
| AAPL Apple Inc. | 2.07% | 127,471 | $34.7M | Reduce -0.4% |
| QQQ Invesco QQQ Trust Series 1 | 2.04% | 55,585 | $34.1M | Reduce -11.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.96% | 48,061 | $32.8M | Add +1.3% |
| SCHD Schwab US DVD Equity ETF | 1.59% | 966,159 | $26.5M | Reduce -3.8% |
| MSFT Microsoft Corp. | 1.58% | 54,544 | $26.4M | Add +3.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.54% | 233,348 | $25.7M | Add +3.7% |
| NVDA Nvidia Corp. | 1.49% | 133,510 | $24.9M | Add +6.6% |
| FTCS First Trust Capital Strength | 1.48% | 267,350 | $24.7M | Add +1.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.46% | 50,018 | $24.4M | Add +2.6% |
| IVE iShares S&P 500 Value ETF | 1.29% | 101,961 | $21.6M | Add +63.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.25% | 448,866 | $20.9M | Add +15.4% |
| VEA Vanguard Ftse Developed ETF | 1.21% | 323,750 | $20.2M | Add +10.6% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.19% | 326,791 | $19.9M | Add +20.4% |
| IVW iShares S&P 500 Growth ETF | 1.15% | 155,694 | $19.2M | Add +17.7% |
| IEMG iShares Core MSCI Emerging | 1.10% | 273,820 | $18.4M | Add +48.7% |
| OEF iShares S&P 100 ETF | 1.04% | 50,412 | $17.3M | Add +12.1% |
| ABBV Abbvie Inc. | 0.99% | 72,387 | $16.5M | Add +1.9% |
| JNJ Johnson & Johnson | 0.89% | 71,766 | $14.9M | Reduce -0.1% |
| IJR iShares Core S&P Small-Cap E | 0.88% | 122,206 | $14.7M | Add +2.6% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.86% | 159,714 | $14.4M | Add +7.5% |
| EFV iShares MSCI Eafe Value ETF | 0.84% | 196,879 | $14.1M | Add +4.4% |
| IEFA iShares Core MSCI Eafe ETF | 0.84% | 156,526 | $14.0M | Add +11.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.81% | 40,111 | $13.4M | Add +11.2% |
| VWO Vanguard Ftse Emerging Marke | 0.78% | 241,840 | $13.0M | Add +6.7% |
| VIG Vanguard Dividend Apprec ETF | 0.77% | 58,526 | $12.9M | Add +3.7% |
| GSLC Goldman Activebeta US LC ETF | 0.76% | 95,434 | $12.6M | Reduce -4.5% |
| PWB Invesco Large Cap Growth ETF | 0.67% | 87,673 | $11.1M | Add +0.2% |
| FV First Trust DW Focus 5 Fund | 0.64% | 169,429 | $10.7M | Add +1.7% |
| PG The Procter & Gamble Co. | 0.63% | 73,835 | $10.6M | Add +0.5% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.61% | 296,543 | $10.2M | Add +4.4% |
| MUB iShares National Muni Bond E | 0.60% | 94,332 | $10.1M | Add +9.8% |
| TLH iShares 10-20 Year Treasury | 0.58% | 95,180 | $9.7M | Add +10.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.58% | 32,644 | $9.7M | Add +9.4% |
| VOO Vanguard S&P 500 ETF | 0.58% | 15,369 | $9.6M | Reduce -15.7% |
| QUAL iShares MSCI USA Quality Fac | 0.57% | 47,784 | $9.5M | Reduce -34.1% |
| MDT Medtronic PLC | 0.57% | 98,627 | $9.5M | Add +8.5% |
| CVX Chevron Corp. | 0.56% | 60,911 | $9.3M | Add +9.5% |
| EMR Emerson Electric Co. | 0.55% | 69,720 | $9.3M | Add +2.7% |
| PFE Pfizer Inc. | 0.55% | 366,533 | $9.1M | Add +4.7% |
| WMT Walmart Inc. | 0.54% | 81,104 | $9.0M | Add +18.1% |
| PWV Invesco Large Cap Value ETF | 0.54% | 135,666 | $9.0M | Add +1.7% |
| MTUM iShares MSCI USA Momentum Fa | 0.54% | 35,755 | $8.9M | Add +71.5% |
| AMZN Amazon.com Inc. | 0.54% | 38,736 | $8.9M | Reduce -1.6% |
| MO Altria Group Inc. | 0.52% | 150,810 | $8.7M | Add +3.5% |
| T AT&T Inc. | 0.51% | 345,921 | $8.6M | Add +5.3% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.51% | 48,216 | $8.6M | Add +6.0% |
| VZ Verizon Communications Inc. | 0.51% | 209,578 | $8.5M | Add +11.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.49% | 101,524 | $8.1M | Add +112.8% |
| XLK SS Technology Select Sector | 0.48% | 55,966 | $8.1M | Add +7.9% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.48% | 173,892 | $8.0M | Add +1.8% |
| BAI Ishrs AI in and Tech Act ETF | 0.47% | 234,591 | $7.8M | Add +31.7% |
| GTO Invesco Total Return Bond Et | 0.47% | 163,973 | $7.8M | Add +3.7% |
| DIVO Amplify CWP Enhan Divid ETF | 0.45% | 168,623 | $7.5M | Reduce -3.7% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.45% | 26,846 | $7.5M | Add +1.6% |
| THRO iShares U.S. Thematic Rotati | 0.44% | 191,753 | $7.4M | Add +20.8% |
| MBB iShares MBS ETF | 0.44% | 76,842 | $7.3M | Add +6.8% |
| KO The Coca-Cola Co. | 0.43% | 102,792 | $7.2M | Add +7.9% |
| PFF iShares Preferred & Income S | 0.43% | 231,936 | $7.2M | Add +0.2% |
| GLD SPDR Gold Shares | 0.43% | 18,095 | $7.2M | Reduce -4.9% |
| GOOGL Alphabet Inc. Class A | 0.42% | 22,652 | $7.1M | Add +6.3% |
| FDN First Trust DJ Internet Ind | 0.41% | 25,740 | $6.9M | Reduce -1.0% |
| EEM iShares MSCI Emerging Market | 0.41% | 125,416 | $6.9M | Add +2.4% |
| XLF SS Financial Select Sector | 0.41% | 124,865 | $6.8M | Add +11.9% |
| BSV Vanguard Short-Term Bond ETF | 0.41% | 86,276 | $6.8M | Add +0.6% |
| AGG iShares Core U.S. Aggregate | 0.40% | 67,286 | $6.7M | Reduce -17.9% |
| IJH iShares Core S&P Midcap ETF | 0.40% | 100,928 | $6.7M | Reduce -16.0% |
| AFL Aflac Inc. | 0.39% | 58,997 | $6.5M | Reduce -2.3% |
| SCHG Schwab US Large-Cap Growth | 0.39% | 198,680 | $6.5M | Add +8.5% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.39% | 151,634 | $6.5M | Add +6.8% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.39% | 122,244 | $6.5M | Add +51.4% |
| MCD McDonald's Corp. | 0.38% | 20,788 | $6.4M | Add +2.2% |
| BDYN iShares DYN Act ETF | 0.38% | 246,518 | $6.3M | Add +2.7% |
| CINF Cincinnati Financial Corp. | 0.37% | 37,434 | $6.1M | Add +5.1% |
| VNQ Vanguard Real Estate ETF | 0.35% | 66,347 | $5.9M | Add +0.4% |
| GOOG Alphabet Inc. Class C | 0.34% | 18,301 | $5.7M | Reduce -23.8% |
| JPM JPMorgan Chase & Co. | 0.34% | 17,423 | $5.6M | Add +15.7% |
| IAU iShares Gold Trust | 0.32% | 66,628 | $5.4M | Add +16.7% |
| XOM Exxon Mobil Corp. | 0.32% | 44,227 | $5.3M | Add +4.2% |
| DUK Duke Energy Corp. | 0.32% | 45,407 | $5.3M | Add +7.2% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.31% | 24,671 | $5.2M | Add +13.3% |
| AVGO Broadcom Inc. | 0.31% | 15,046 | $5.2M | Add +11.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.31% | 17,843 | $5.2M | Add +20.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.30% | 9,956 | $5.0M | Reduce -0.4% |
| FLOT iShares Floating Rate Bond E | 0.30% | 98,057 | $5.0M | Add +4.8% |
| ACIO Aptus Collared Invest Opp | 0.30% | 114,079 | $5.0M | Add +263.9% |
| FAUG FT Vest U.S. Equity Buffer E | 0.29% | 91,315 | $4.8M | Reduce -6.6% |
| FLTR Vaneck Ig Floating Rate ETF | 0.29% | 189,138 | $4.8M | Reduce -5.1% |
| CSCO Cisco Systems Inc. | 0.29% | 62,132 | $4.8M | Reduce -6.7% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.29% | 90,479 | $4.8M | Reduce -6.1% |
| B Barrick Mining Corp. | 0.28% | 108,932 | $4.7M | Reduce -16.4% |
| COST Costco Wholesale Corp. | 0.28% | 5,365 | $4.6M | Add +0.7% |
| IVOL Quadratic Int Rte Vol Infl H | 0.28% | 240,805 | $4.6M | Reduce -6.8% |
| WM Waste Management Inc. | 0.27% | 20,835 | $4.6M | Add +5.7% |
| MU Micron Technology Inc. | 0.27% | 15,762 | $4.5M | Reduce -44.3% |
| IAGG iShares Intl Aggregate Bond | 0.27% | 88,868 | $4.4M | Add +27.1% |
| RPRX Royalty Pharma PLC Class A | 0.26% | 113,341 | $4.4M | Add +3.3% |
| VSS Vanguard Ftse All Wo X-US SC | 0.26% | 30,384 | $4.4M | Add +8.1% |
| FLTB Fidelity Ltd. TRM BND ETF | 0.26% | 84,404 | $4.3M | Add +4.3% |
| VWOB Vanguard Emerg MKTS Gov BND | 0.25% | 62,583 | $4.2M | Add +4.0% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $2.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 14,121 | $942K | Add +3.4% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 17,149 | $889K | New |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 203,000 | $186K | Reduce -16.5% |
Total filed on the 13F, all lines: $1.7B.
Portfolio Sells Q3 2025 → Q4 2025
| QQQ Invesco QQQ Trust Series 1 | Reduce -11.7% | 2.04% | −0.42 |
| QUAL iShares MSCI USA Quality Fac | Reduce -34.1% | 0.57% | −0.35 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -52.7% | 0.16% | −0.21 |
| SCHD Schwab US DVD Equity ETF | Reduce -3.8% | 1.59% | −0.20 |
| VRIG Invesco Variable Rate Invest | Reduce -34.2% | 0.24% | −0.16 |
| VOO Vanguard S&P 500 ETF | Reduce -15.7% | 0.58% | −0.15 |
| TRPA Hartford Aaa Clo ETF | Reduce -68.0% | 0.06% | −0.14 |
| AGG iShares Core U.S. Aggregate | Reduce -17.9% | 0.40% | −0.13 |
| FFEB FT Vest US Equity Buffer ETF | Reduce -42.7% | 0.15% | −0.12 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -42.6% | 0.15% | −0.12 |
| ON On Semiconductor | Sold out | 0.00% | −0.12 |
| IJH iShares Core S&P Midcap ETF | Reduce -16.0% | 0.40% | −0.11 |
| VTIP Vanguard Short-Term Tips | Reduce -32.3% | 0.17% | −0.11 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -40.6% | 0.11% | −0.09 |
| GSLC Goldman Activebeta US LC ETF | Reduce -4.5% | 0.76% | −0.09 |
| CME Cme Group Inc. | Reduce -41.9% | 0.09% | −0.08 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -22.8% | 0.15% | −0.07 |
| HD Home Depot Inc. | Reduce -33.0% | 0.07% | −0.06 |
| SMH Vaneck Semiconductor ETF | Reduce -31.4% | 0.15% | −0.06 |
| EQWL Invesco S&P 100 Equal Weight | Reduce -39.7% | 0.08% | −0.06 |
| FFLC Fidelity Fndmntl L/C Cor ETF | Reduce -72.1% | 0.02% | −0.06 |
| DIVO Amplify CWP Enhan Divid ETF | Reduce -3.7% | 0.45% | −0.06 |
| FDN First Trust DJ Internet Ind | Reduce -1.0% | 0.41% | −0.06 |
| FISV Fiserv Inc. | Sold out | 0.00% | −0.05 |
| GNRC Generac Holdings Inc. | Reduce -3.9% | 0.13% | −0.05 |
| AFL Aflac Inc. | Reduce -2.3% | 0.39% | −0.05 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -43.3% | 0.05% | −0.05 |
| IVOL Quadratic Int Rte Vol Infl H | Reduce -6.8% | 0.28% | −0.05 |
| AAPL Apple Inc. | Reduce -0.4% | 2.07% | −0.05 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -6.1% | 0.29% | −0.05 |
| EQIX Equinix Inc. | Sold out | 0.00% | −0.05 |
| KMB Kimberly-Clark Corp. | Reduce -0.2% | 0.13% | −0.05 |
| FLTR Vaneck Ig Floating Rate ETF | Reduce -5.1% | 0.29% | −0.04 |
| XMMO Invesco S&P Midcap Momentum | Sold out | 0.00% | −0.04 |
| LEN.B Lennar Corp. Class B | Sold out | 0.00% | −0.04 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -6.6% | 0.29% | −0.04 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -15.3% | 0.13% | −0.04 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −0.04 |
| AIRR First Trust Rba American Ind | Reduce -49.4% | 0.04% | −0.04 |
| MU Micron Technology Inc. | Reduce -44.3% | 0.27% | −0.04 |
| TOL Toll Brothers Inc. | Reduce -4.7% | 0.23% | −0.04 |
| IAK iShares U.S. Insurance ETF | Reduce -67.6% | 0.02% | −0.04 |
| DBEF Xtrackers MSCI Eafe Hedged E | Sold out | 0.00% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -23.8% | 0.34% | −0.04 |
| IMCG iShares Morningstar Mid-Cap | Reduce -41.5% | 0.04% | −0.04 |
| ADP Automatic Data Processing | Reduce -2.6% | 0.13% | −0.03 |
| VCIT Vanguard Int-Term Corporate | Reduce -9.5% | 0.16% | −0.03 |
| EOG EOG Resources Inc. | Reduce -0.4% | 0.20% | −0.03 |
| QTEC First Trust Nasdq 100 Tech I | Reduce -10.0% | 0.14% | −0.03 |
| MP MP Materials Corp. | Reduce -0.5% | 0.06% | −0.03 |
Portfolio Buys Q3 2025 → Q4 2025
| IVE iShares S&P 500 Value ETF | Add +63.9% | 1.29% | +0.46 |
| IEMG iShares Core MSCI Emerging | Add +48.7% | 1.10% | +0.31 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +112.8% | 0.49% | +0.24 |
| ACIO Aptus Collared Invest Opp | Add +263.9% | 0.30% | +0.21 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.21% | +0.21 |
| MTUM iShares MSCI USA Momentum Fa | Add +71.5% | 0.54% | +0.19 |
| ZTS Zoetis Inc. | New | 0.15% | +0.15 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +20.4% | 1.19% | +0.14 |
| DRSK Aptus Defined Risk ETF | Add +220.2% | 0.22% | +0.14 |
| IDUB Aptus Intl Enhan YLD ETF | Add +288.9% | 0.18% | +0.13 |
| FDS Factset Research Systems Inc. | New | 0.13% | +0.13 |
| ACM Aecom | New | 0.11% | +0.11 |
| IVW iShares S&P 500 Growth ETF | Add +17.7% | 1.15% | +0.11 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +51.4% | 0.39% | +0.11 |
| MRK Merck & Co. Inc. | Add +138.2% | 0.17% | +0.11 |
| OSCV Opus Small Cap Value ETF | Add +332.3% | 0.12% | +0.09 |
| VXUS Vanguard Total Intl Stock | Add +80.4% | 0.22% | +0.09 |
| GOOGL Alphabet Inc. Class A | Add +6.3% | 0.42% | +0.09 |
| ADME Aptus Drwdwn MGD Eqty ETF | Add +264.5% | 0.12% | +0.08 |
| JBND JPMorgan Active Bond ETF | Add +177.4% | 0.14% | +0.08 |
| LLY Eli Lilly & Co. | Add +23.1% | 0.22% | +0.08 |
| WMT Walmart Inc. | Add +18.1% | 0.54% | +0.08 |
| UPSD Aptus Large Cap Upside ETF | New | 0.08% | +0.08 |
| IGV iShares Expanded Tech-Softwa | New | 0.08% | +0.08 |
| BAI Ishrs AI in and Tech Act ETF | Add +31.7% | 0.47% | +0.07 |
| CPAY Corpay Inc. | Add +45.3% | 0.25% | +0.07 |
| VEA Vanguard Ftse Developed ETF | Add +10.6% | 1.21% | +0.07 |
| DUBS Aptus LRG Cap Enh YLD ETF | New | 0.07% | +0.07 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +15.4% | 1.25% | +0.07 |
| RSP Invesco S&P 500 Equal Weight | Add +60.1% | 0.20% | +0.06 |
| OEF iShares S&P 100 ETF | Add +12.1% | 1.04% | +0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +185.1% | 0.10% | +0.06 |
| DEFR Aptus Deferred Income ETF | Add +175.1% | 0.09% | +0.06 |
| AGNC AGNC Investment Corp. | New | 0.06% | +0.06 |
| INTU Intuit Inc. | New | 0.06% | +0.06 |
| CEF Sprott Physical Gold and Sil | New | 0.05% | +0.05 |
| FBND Fidelity Total Bond ETF | New | 0.05% | +0.05 |
| IAU iShares Gold Trust | Add +16.7% | 0.32% | +0.05 |
| SLV iShares Silver Trust | Add +24.4% | 0.12% | +0.05 |
| THRO iShares U.S. Thematic Rotati | Add +20.8% | 0.44% | +0.05 |
| XLV SS Health Care Select Sector | Add +34.2% | 0.18% | +0.05 |
| DIVI Franklin International Core | New | 0.05% | +0.05 |
| MRSH Marsh & McLennan Cos | New | 0.05% | +0.05 |
| TLT iShares 20+ Year Treasury BD | Add +107.3% | 0.10% | +0.05 |
| SYSB iShares Systematic Bond ETF | New | 0.05% | +0.05 |
| FMDE Fidelity Enhanced Mid Cap Co. | Add +300.9% | 0.06% | +0.05 |
| TW Tradeweb Markets Inc. Class A | New | 0.05% | +0.05 |
| OKE Oneok Inc. | Add +281.5% | 0.06% | +0.04 |
| FCX Freeport-McMoran Inc. | New | 0.04% | +0.04 |
| NVS Novartis AG-Sponsored ADR | New | 0.04% | +0.04 |
Notes & Other Activity Q3 2025 → Q4 2025
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +3.4% | 14,121 | $942K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | New | 17,149 | $889K |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | Reduce -16.5% | 203,000 | $186K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 644 | $1.9B | IVV, QQQ, AAPL, SPY, IUSB |
| Q1 2026 | 650 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q4 2025 | 581 | $1.7B | IVV, AAPL, QQQ, SPY, SCHD |
| Q3 2025 | 514 | $1.5B | IVV, QQQ, AAPL, SPY, SCHD |
| Q2 2025 | 478 | $1.3B | IVV, QQQ, SPY, SCHD, MSFT |
| Q1 2025 | 456 | $1.2B | IVV, QQQ, AAPL, SCHD, SPY |
| Q4 2024 | 463 | $1.3B | IVV, QQQ, AAPL, SPY, MSFT |
| Q3 2024 | 498 | $1.4B | IVV, AAPL, QQQ, MSFT, SPY |
| Q2 2024 | 567 | $1.5B | IVV, MSFT, QQQ, AAPL, ONEQ |
| Q1 2024 | 579 | $1.5B | IVV, MSFT, QQQ, AAPL, ITOT |