Shufro Rose & Co. LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 8, 2024), Shufro Rose & Co. LLC reported 309 stock positions worth $1.2 billion. Its top holding was Ishrs Ibnds Dec 27 Corp. ETF (IBDS) at 10.1% of the portfolio, followed by Distillate US Fundamental St (DSTL, 4.1%) and Microsoft (MSFT, 4.0%). Compared with Q4 2023, it opened 37 new positions, sold out of 29, added to 103 and reduced 109. The biggest buy was Ishrs Ibnds Dec 27 Corp. ETF (IBDS, shares +15356%) and the biggest sale iShares Ibonds Dec 2026 Term (IBDR, shares −56%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000908195
- Portfolio Value
- $1.2B (Q1 2024)
- SEC Filing
- 0000908195-24-000003 ↗ filed May 8, 2024
Holdings Value
Holdings 309 stocks · $1.2B
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 10.08% | 5,123,260 | $121.9M | Add +15355.7% |
| DSTL Distillate US Fundamental St | 4.08% | 914,423 | $49.3M | Add +52.7% |
| MSFT Microsoft Corp. | 4.00% | 115,083 | $48.4M | Reduce -7.5% |
| RSP Invesco S&P 500 Equal Weight | 3.47% | 247,448 | $41.9M | Reduce -5.1% |
| CEF Sprott Physical Gold and Sil | 2.95% | 1,753,031 | $35.7M | Add +7.0% |
| LLY Eli Lilly & Co. | 2.93% | 45,584 | $35.5M | Reduce -0.0% |
| TMO Thermo Fisher Scientific Inc. | 2.91% | 60,615 | $35.2M | Reduce -1.0% |
| BND Vanguard Total Bond Market | 2.79% | 464,768 | $33.8M | Add +10.7% |
| AAPL Apple Inc. | 2.74% | 192,928 | $33.1M | Add +0.9% |
| GLW Corning Inc. | 2.68% | 981,906 | $32.4M | Add +0.3% |
| IBDR iShares Ibonds Dec 2026 Term | 2.65% | 1,342,440 | $32.0M | Reduce -56.5% |
| AVY Avery Dennison Corp. | 2.61% | 141,445 | $31.6M | Reduce -0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.24% | 64,387 | $27.1M | Add +1.0% |
| QCOM Qualcomm Inc. | 2.14% | 152,693 | $25.9M | Add +1.4% |
| JPM JPMorgan Chase & Co. | 2.07% | 124,773 | $25.0M | Reduce -33.5% |
| JCI Johnson Controls Internation | 1.95% | 360,441 | $23.5M | Reduce -5.2% |
| FSK FS KKR Capital Corp. | 1.93% | 1,220,586 | $23.3M | Add +6.1% |
| TXN Texas Instruments Inc. | 1.90% | 132,122 | $23.0M | Reduce -10.1% |
| BSCQ Invesco Bulletshares 2026 CB | 1.78% | 1,118,005 | $21.5M | Reduce -59.9% |
| SBUX Starbucks Corp. | 1.45% | 191,246 | $17.5M | Add +0.1% |
| MRNA Moderna Inc. | 1.29% | 146,584 | $15.6M | New |
| AMZN Amazon.com Inc. | 1.23% | 82,712 | $14.9M | Add +1.4% |
| OPLN Openlane Inc. | 1.11% | 773,164 | $13.4M | Add +2.5% |
| INTC Intel Corp. | 1.08% | 296,218 | $13.1M | Reduce -5.3% |
| GLD SPDR Gold Shares | 1.07% | 62,785 | $12.9M | Reduce -8.9% |
| BWA Borgwarner Inc. | 1.05% | 364,929 | $12.7M | Add +3.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.02% | 134,494 | $12.3M | Add +5.5% |
| AMGN Amgen Inc. | 0.99% | 42,136 | $12.0M | Reduce -0.3% |
| IVV iShares Core S&P 500 ETF | 0.99% | 22,756 | $12.0M | New |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.98% | 61,837 | $11.8M | Add +560.0% |
| LEN Lennar Corp. Class A | 0.95% | 66,726 | $11.5M | Reduce -2.4% |
| BSCP Invesco Bulletshares 2025 CB | 0.87% | 514,328 | $10.5M | Add +3.7% |
| QUAL iShares MSCI USA Quality Fac | 0.85% | 62,379 | $10.3M | Add +1.8% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.81% | 191,844 | $9.8M | Reduce -27.5% |
| COHR Coherent Corp. | 0.77% | 153,929 | $9.3M | Add +1.1% |
| CRM Salesforce Inc. | 0.77% | 30,722 | $9.3M | Add +2.5% |
| WD Walker & Dunlop Inc. | 0.70% | 83,804 | $8.5M | Reduce -2.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.65% | 101,326 | $7.8M | Add +0.7% |
| AZO AutoZone Inc. | 0.63% | 2,423 | $7.6M | Reduce -2.8% |
| XOM Exxon Mobil Corp. | 0.60% | 62,274 | $7.2M | Add +1.9% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.60% | 37,644 | $7.2M | Add +14.3% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.57% | 137,098 | $6.9M | Reduce -16.3% |
| ITW Illinois Tool Works | 0.52% | 23,440 | $6.3M | Reduce -2.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.52% | 25,053 | $6.3M | Reduce -55.4% |
| BSV Vanguard Short-Term Bond ETF | 0.49% | 77,178 | $5.9M | Reduce -44.0% |
| CVX Chevron Corp. | 0.48% | 36,973 | $5.8M | Reduce -1.1% |
| UL Unilever PLC | 0.47% | 112,018 | $5.6M | Reduce -1.3% |
| BSCS Invesco Bulletshares 2028 CB | 0.45% | 269,793 | $5.4M | New |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.44% | 43,607 | $5.3M | Reduce -1.6% |
| MET Metlife Inc. | 0.43% | 69,410 | $5.1M | Reduce -2.0% |
| PEP Pepsico Inc. | 0.38% | 25,941 | $4.5M | No change |
| JNJ Johnson & Johnson | 0.37% | 28,002 | $4.4M | Add +0.4% |
| MTUM iShares MSCI USA Momentum Fa | 0.36% | 23,179 | $4.3M | Add +19.6% |
| NTR Nutrien Ltd. | 0.34% | 75,359 | $4.1M | Reduce -0.5% |
| ECL Ecolab Inc. | 0.34% | 17,694 | $4.1M | Add +1.3% |
| UNH Unitedhealth Group Inc. | 0.33% | 8,176 | $4.0M | Reduce -5.7% |
| P Everpure Inc. Class A filed as PURE STORAGE INC | 0.31% | 72,900 | $3.8M | Reduce -6.4% |
| KLAC KLA Corp. | 0.31% | 5,352 | $3.7M | Reduce -2.9% |
| GEM Goldman Sachs Activebeta Em | 0.30% | 115,566 | $3.6M | Reduce -3.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.27% | 44,089 | $3.3M | Add +35.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.27% | 12,353 | $3.2M | Add +33.8% |
| MRK Merck & Co. Inc. | 0.25% | 22,999 | $3.0M | Add +8.0% |
| J Jacobs Solutions Inc. | 0.24% | 18,771 | $2.9M | Reduce -0.9% |
| IMTM iShares MSCI Intl Momentum F | 0.21% | 66,247 | $2.6M | Add +19.2% |
| VEA Vanguard Ftse Developed ETF | 0.21% | 50,832 | $2.6M | Add +13.4% |
| NVDA Nvidia Corp. | 0.21% | 2,791 | $2.5M | Add +191.6% |
| EFV iShares MSCI Eafe Value ETF | 0.20% | 43,710 | $2.4M | Add +9.8% |
| IJR iShares Core S&P Small-Cap E | 0.19% | 20,861 | $2.3M | New |
| ENB Enbridge Inc. | 0.19% | 62,207 | $2.3M | Add +9.8% |
| VGSH Vanguard Short-Term Treasury | 0.18% | 38,491 | $2.2M | Add +28.3% |
| GSLC Goldman Activebeta US LC ETF | 0.18% | 20,985 | $2.2M | Add +11.5% |
| JJSF J & J Snack Foods Corp. | 0.18% | 15,000 | $2.2M | No change |
| GIS General Mills Inc. | 0.17% | 28,922 | $2.0M | Reduce -9.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.16% | 51,859 | $2.0M | Add +5.9% |
| BLDR Builders Firstsource Inc. | 0.16% | 9,300 | $1.9M | Reduce -23.8% |
| VSS Vanguard Ftse All Wo X-US SC | 0.16% | 16,530 | $1.9M | Add +15.2% |
| GOOG Alphabet Inc. Class C | 0.16% | 12,443 | $1.9M | Reduce -5.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.15% | 21,630 | $1.8M | Reduce -10.0% |
| MDT Medtronic PLC | 0.15% | 20,577 | $1.8M | Reduce -4.4% |
| VGIT Vanguard Intermediate-Term T | 0.15% | 30,611 | $1.8M | Add +33.9% |
| EUSA iShares MSCI USA Equal Weigh | 0.15% | 19,420 | $1.8M | Add +4.1% |
| AL Sumisho Air Lease Corp. filed as AIR LEASE CORP | 0.15% | 34,300 | $1.8M | Add +5.2% |
| O Realty Income Corp. | 0.14% | 32,051 | $1.7M | Add +50.8% |
| PFE Pfizer Inc. | 0.14% | 62,438 | $1.7M | Reduce -13.0% |
| COP Conocophillips | 0.14% | 13,341 | $1.7M | Add +0.8% |
| GOOGL Alphabet Inc. Class A | 0.14% | 11,215 | $1.7M | Add +4.2% |
| LNG Cheniere Energy Inc. | 0.14% | 10,425 | $1.7M | Reduce -3.9% |
| PFF iShares Preferred & Income S | 0.14% | 51,145 | $1.6M | Add +28.7% |
| VWO Vanguard Ftse Emerging Marke | 0.13% | 38,955 | $1.6M | Add +11.8% |
| NYT New York Times Co. Class A | 0.13% | 37,165 | $1.6M | No change |
| PPLI People Inc. filed as IAC INC | 0.13% | 29,950 | $1.6M | Add +16.1% |
| YUM Yum! Brands Inc. | 0.13% | 11,468 | $1.6M | No change |
| EQIX Equinix Inc. | 0.13% | 1,873 | $1.5M | Add +1.4% |
| WEN The Wendy's Co. | 0.12% | 79,754 | $1.5M | Reduce -4.4% |
| MERC Mercer International Inc. | 0.12% | 150,900 | $1.5M | Reduce -11.7% |
| AVDV Avantis Intl S/C Value ETF | 0.12% | 22,667 | $1.5M | Add +12.8% |
| ADP Automatic Data Processing | 0.12% | 5,970 | $1.5M | No change |
| MPC Marathon Petroleum Corp. | 0.12% | 7,343 | $1.5M | Reduce -2.0% |
| UMH Umh Properties Inc. filed as UMH PPTYS INC | 0.12% | 90,750 | $1.5M | Reduce -2.2% |
| CSCO Cisco Systems Inc. | 0.12% | 29,001 | $1.4M | Reduce -92.8% |
Options reported separately and not counted above: AON calls ($1.7M), MSFT puts ($210K), CHPT calls ($61K), MPT calls ($47K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $225K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 4,700 | $225K | Reduce -4.1% |
Total filed on the 13F, all lines: $1.2B.
Portfolio Sells Q4 2023 → Q1 2024
| IBDR iShares Ibonds Dec 2026 Term | Reduce -56.5% | 2.65% | −4.21 |
| INFL Horizon Kinetics Infl Benef | Sold out | 0.00% | −3.32 |
| BSCQ Invesco Bulletshares 2026 CB | Reduce -59.9% | 1.78% | −3.22 |
| CSCO Cisco Systems Inc. | Reduce -92.8% | 0.12% | −1.93 |
| ALB Albemarle Corp. | Sold out | 0.00% | −0.73 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -55.4% | 0.52% | −0.60 |
| JPM JPMorgan Chase & Co. | Reduce -33.5% | 2.07% | −0.52 |
| BSV Vanguard Short-Term Bond ETF | Reduce -44.0% | 0.49% | −0.50 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -27.5% | 0.81% | −0.44 |
| TXN Texas Instruments Inc. | Reduce -10.1% | 1.90% | −0.32 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -16.3% | 0.57% | −0.21 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -80.4% | 0.04% | −0.20 |
| LBRDK Liberty Broadband-C | Sold out | 0.00% | −0.18 |
| EL Estee Lauder Companies Class A | Sold out | 0.00% | −0.18 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.18 |
| SLQD iShares 0-5 YR Inv GRD Corp. | Sold out | 0.00% | −0.17 |
| GSST Goldman Sachs Ultra Short Bo | Sold out | 0.00% | −0.13 |
| CVX Chevron Corp. | Reduce -1.1% | 0.48% | −0.12 |
| NTR Nutrien Ltd. | Reduce -0.5% | 0.34% | −0.11 |
| AMGN Amgen Inc. | Reduce -0.3% | 0.99% | −0.09 |
| PFE Pfizer Inc. | Reduce -13.0% | 0.14% | −0.08 |
| UNH Unitedhealth Group Inc. | Reduce -5.7% | 0.33% | −0.08 |
| JPST JPMorgan Ultra-Short Income | Sold out | 0.00% | −0.07 |
| PHYSICIANS REALTY TRUST | Sold out | 0.00% | −0.07 |
| UL Unilever PLC | Reduce -1.3% | 0.47% | −0.07 |
| GLD SPDR Gold Shares | Reduce -8.9% | 1.07% | −0.06 |
| BSCN Invesco Bulletshares 2023 Co. | Sold out | 0.00% | −0.06 |
| RSP Invesco S&P 500 Equal Weight | Reduce -5.1% | 3.47% | −0.05 |
| CHPT Chargepoint Holdings Inc. | Reduce -17.4% | 0.02% | −0.04 |
| K Kellanova | Sold out | 0.00% | −0.04 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -57.9% | 0.03% | −0.04 |
| TMO Thermo Fisher Scientific Inc. | Reduce -1.0% | 2.91% | −0.04 |
| WEN The Wendy's Co. | Reduce -4.4% | 0.12% | −0.04 |
| CHTR Charter Communications Inc. Class A | Reduce -7.0% | 0.04% | −0.04 |
| FEIM Frequency Electronics Inc. | Reduce -80.5% | 0.01% | −0.04 |
| VTRS Viatris Inc. | Sold out | 0.00% | −0.04 |
| LPX Louisiana-Pacific Corp. | Sold out | 0.00% | −0.03 |
| CBRE CBRE Group Inc. Class A | Reduce -40.4% | 0.07% | −0.03 |
| LNG Cheniere Energy Inc. | Reduce -3.9% | 0.14% | −0.03 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -15.6% | 0.10% | −0.03 |
| HAYW Hayward Holdings Inc. | Sold out | 0.00% | −0.03 |
| ICLN iShares Global Clean Energy | Reduce -26.6% | 0.05% | −0.03 |
| GEM Goldman Sachs Activebeta Em | Reduce -3.7% | 0.30% | −0.03 |
| GIS General Mills Inc. | Reduce -9.3% | 0.17% | −0.03 |
| CNNE Cannae Holdings Inc. | Sold out | 0.00% | −0.03 |
| WBD Warner Bros Discovery Inc. | Reduce -12.3% | 0.04% | −0.03 |
| SYF Synchrony Financial | Reduce -35.0% | 0.10% | −0.03 |
| LIT Global X Lithium & Battery T | Reduce -2.6% | 0.06% | −0.02 |
| PGX Invesco Preferred ETF | Reduce -15.8% | 0.09% | −0.02 |
| MUB iShares National Muni Bond E | Sold out | 0.00% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Add +15355.7% | 10.08% | +10.01 |
| DSTL Distillate US Fundamental St | Add +52.7% | 4.08% | +1.53 |
| MRNA Moderna Inc. | New | 1.29% | +1.29 |
| IVV iShares Core S&P 500 ETF | New | 0.99% | +0.99 |
| IBM Intl Business Machines Corp. | Add +560.0% | 0.98% | +0.85 |
| QCOM Qualcomm Inc. | Add +1.4% | 2.14% | +0.54 |
| BSCS Invesco Bulletshares 2028 CB | New | 0.45% | +0.45 |
| COHR Coherent Corp. | Add +1.1% | 0.77% | +0.30 |
| AMZN Amazon.com Inc. | Add +1.4% | 1.23% | +0.25 |
| CEF Sprott Physical Gold and Sil | Add +7.0% | 2.95% | +0.25 |
| IJR iShares Core S&P Small-Cap E | New | 0.19% | +0.19 |
| CRM Salesforce Inc. | Add +2.5% | 0.77% | +0.19 |
| NVDA Nvidia Corp. | Add +191.6% | 0.21% | +0.17 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.0% | 2.24% | +0.11 |
| MTUM iShares MSCI USA Momentum Fa | Add +19.6% | 0.36% | +0.10 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +14.3% | 0.60% | +0.10 |
| BSCR Invesco Bulletshares 2027 CB | New | 0.08% | +0.08 |
| VTI VG Morningstar TS MKT ETF-US | Add +33.8% | 0.27% | +0.08 |
| QUAL iShares MSCI USA Quality Fac | Add +1.8% | 0.85% | +0.08 |
| BSCT Invesco Bulletshares 2029 CB | New | 0.08% | +0.08 |
| IBTH iShares Ibonds Dec 2027 Term | New | 0.07% | +0.07 |
| IEFA iShares Core MSCI Eafe ETF | Add +35.1% | 0.27% | +0.07 |
| DOC Healthpeak Properties Inc. | New | 0.06% | +0.06 |
| IBTG iShares Ibonds Dec 2026 Term | New | 0.06% | +0.06 |
| ECL Ecolab Inc. | Add +1.3% | 0.34% | +0.06 |
| KLG WK Kellogg Co. | New | 0.06% | +0.06 |
| IMTM iShares MSCI Intl Momentum F | Add +19.2% | 0.21% | +0.05 |
| O Realty Income Corp. | Add +50.8% | 0.14% | +0.04 |
| MRK Merck & Co. Inc. | Add +8.0% | 0.25% | +0.04 |
| ADBE Adobe Inc. | New | 0.04% | +0.04 |
| RACE Ferrari NV | New | 0.04% | +0.04 |
| BAC Bank of America Corp. | Add +5.9% | 0.16% | +0.03 |
| OPLN Openlane Inc. | Add +2.5% | 1.11% | +0.03 |
| RQI Cohen & Steers Qual Inc. RLTY | Add +87.8% | 0.07% | +0.03 |
| UNP Union Pacific Corp. | Add +95.6% | 0.06% | +0.03 |
| GSLC Goldman Activebeta US LC ETF | Add +11.5% | 0.18% | +0.03 |
| IEMG iShares Core MSCI Emerging | Add +132.2% | 0.05% | +0.03 |
| VCIT Vanguard Int-Term Corporate | Add +48.3% | 0.10% | +0.03 |
| ICSH iShares Ultra Short Duration | Add +90.6% | 0.07% | +0.03 |
| CNH CNH Industrial NV | New | 0.03% | +0.03 |
| MBLY Mobileye Global Inc. Class A | New | 0.03% | +0.03 |
| RTX RTX Corp. | Add +28.4% | 0.07% | +0.02 |
| VEA Vanguard Ftse Developed ETF | Add +13.4% | 0.21% | +0.02 |
| AMD Advanced Micro Devices | New | 0.02% | +0.02 |
| VGIT Vanguard Intermediate-Term T | Add +33.9% | 0.15% | +0.02 |
| AL Sumisho Air Lease Corp. | Add +5.2% | 0.15% | +0.02 |
| IQLT iShares MSCI International Q | Add +24.7% | 0.11% | +0.02 |
| NSC Norfolk Southern Corp. | Add +97.7% | 0.04% | +0.02 |
| HD Home Depot Inc. | Add +33.0% | 0.07% | +0.02 |
| PDCO Patterson Cos Inc. | New | 0.02% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 5,000 | $2.1Mbefore exit |
| AON Aon PLC Class A | call | Add +150.0% | 5,000 | $1.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 2,500 | $1.1Mbefore exit |
| MSFT Microsoft Corp. | put | New | 500 | $210K |
| CHPT Chargepoint Holdings Inc. | call | New | 32,000 | $61K |
| MPT Medical Properties Trust Inc. | call | New | 10,000 | $47K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -4.1% | 4,700 | $225K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 311 | $1.7B | IBDU, GLW, SMTH, DCRE, IVV |
| Q1 2026 | 304 | $1.5B | SMTH, IBDU, GLW, DCRE, IVV |
| Q4 2025 | 295 | $1.5B | SMTH, IBDU, DCRE, GLW, MSFT |
| Q3 2025 | 309 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q2 2025 | 306 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q1 2025 | 308 | $1.3B | SMTH, IBDU, IVV, DCRE, GLW |
| Q4 2024 | 292 | $1.3B | IBDS, DSTL, AAPL, MSFT, SMTH |
| Q3 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q2 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q1 2024 | 309 | $1.2B | IBDS, DSTL, MSFT, RSP, CEF |