Shufro Rose & Co. LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 9, 2026), Shufro Rose & Co. LLC reported 295 stock positions worth $1.5 billion. Its top holding was Alps SMTH Cor BD Plus ETF (SMTH) at 8.6% of the portfolio, followed by iShares Ibonds Dec 2029 Term (IBDU, 6.1%) and DBL Comm Real Est Debt (DCRE, 5.2%). Compared with Q3 2025, it opened 31 new positions, sold out of 46, added to 100 and reduced 122. The biggest buy was a new position in Vanguard S&P 500 ETF (VOO) and the biggest sale an exit from Openlane (OPLN).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000908195
- Portfolio Value
- $1.5B (Q4 2025)
- SEC Filing
- 0000908195-26-000001 ↗ filed Feb 9, 2026
Holdings Value
Holdings 295 stocks · $1.5B
| SMTH Alps SMTH Cor BD Plus ETF | 8.61% | 4,858,041 | $126.6M | Add +9.6% |
| IBDU iShares Ibonds Dec 2029 Term | 6.05% | 3,805,205 | $89.1M | Add +8.6% |
| DCRE DBL Comm Real Est Debt | 5.16% | 1,461,567 | $75.9M | Add +75.0% |
| GLW Corning Inc. | 4.35% | 731,556 | $64.1M | Reduce -17.9% |
| MSFT Microsoft Corp. | 3.59% | 109,146 | $52.8M | Add +1.4% |
| AAPL Apple Inc. | 3.56% | 192,857 | $52.4M | Add +5.8% |
| IVV iShares Core S&P 500 ETF | 3.54% | 76,131 | $52.1M | Reduce -23.4% |
| LLY Eli Lilly & Co. | 3.29% | 45,105 | $48.5M | Add +0.1% |
| JPM JPMorgan Chase & Co. | 2.49% | 113,658 | $36.6M | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.37% | 69,495 | $34.9M | Add +31.0% |
| GDX Vaneck Gold Miners ETF | 2.33% | 399,568 | $34.3M | Add +1.8% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 2.31% | 160,599 | $34.0M | Add +271.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.30% | 116,688 | $33.9M | Add +54.9% |
| TMO Thermo Fisher Scientific Inc. | 2.25% | 57,237 | $33.2M | Add +1.4% |
| RSP Invesco S&P 500 Equal Weight | 2.08% | 159,796 | $30.6M | Reduce -2.8% |
| IBDR iShares Ibonds Dec 2026 Term | 1.96% | 1,191,011 | $28.9M | Add +9.6% |
| VOO Vanguard S&P 500 ETF | 1.80% | 42,249 | $26.5M | New |
| QCOM Qualcomm Inc. | 1.73% | 148,751 | $25.4M | Add +1.7% |
| GLD SPDR Gold Shares | 1.66% | 61,563 | $24.4M | Add +5.8% |
| BSCQ Invesco Bulletshares 2026 CB | 1.58% | 1,189,754 | $23.3M | Add +1.7% |
| AVY Avery Dennison Corp. | 1.45% | 117,369 | $21.3M | Add +2.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.45% | 71,979 | $21.3M | Add +2.3% |
| TXN Texas Instruments Inc. | 1.43% | 121,651 | $21.1M | Add +3.6% |
| COHR Coherent Corp. | 1.32% | 105,568 | $19.5M | Reduce -6.0% |
| AMZN Amazon.com Inc. | 1.29% | 82,324 | $19.0M | Add +3.9% |
| BSCS Invesco Bulletshares 2028 CB | 1.13% | 803,896 | $16.6M | Add +219.5% |
| CEF Sprott Physical Gold and Sil | 1.10% | 352,806 | $16.2M | Add +0.1% |
| BSCT Invesco Bulletshares 2029 CB | 1.07% | 832,472 | $15.7M | Add +47.2% |
| QUAL iShares MSCI USA Quality Fac | 1.04% | 76,764 | $15.2M | Add +15.4% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.89% | 163,805 | $13.1M | Add +16.4% |
| TSEL Touchstone Sands Sel GR ETF | 0.88% | 458,866 | $13.0M | Add +73.3% |
| CRM Salesforce Inc. | 0.88% | 48,929 | $13.0M | Reduce -4.6% |
| JCI Johnson Controls Internation | 0.86% | 105,405 | $12.6M | Reduce -52.2% |
| AMGN Amgen Inc. | 0.84% | 37,712 | $12.3M | Add +1.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.83% | 36,644 | $12.3M | Add +17.0% |
| VCIT Vanguard Int-Term Corporate | 0.79% | 137,932 | $11.6M | Add +21.4% |
| VGIT Vanguard Intermediate-Term T | 0.61% | 149,780 | $9.0M | Add +100.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.55% | 32,563 | $8.2M | Add +6.7% |
| VGSH Vanguard Short-Term Treasury | 0.55% | 137,650 | $8.1M | Add +64.4% |
| ICSH iShares Ultra Short Duration | 0.43% | 126,270 | $6.4M | Add +20.2% |
| LEN Lennar Corp. Class A | 0.42% | 59,599 | $6.1M | Add +3.9% |
| UL Unilever PLC-Sponsored ADR | 0.41% | 91,360 | $6.0M | Add +1.1% |
| XOM Exxon Mobil Corp. | 0.40% | 49,342 | $5.9M | Reduce -10.7% |
| KLAC KLA Corp. | 0.40% | 4,852 | $5.9M | Reduce -6.4% |
| ECL Ecolab Inc. | 0.37% | 20,989 | $5.5M | Add +19.0% |
| AZO AutoZone Inc. | 0.35% | 1,522 | $5.2M | Reduce -2.1% |
| JNJ Johnson & Johnson | 0.34% | 24,257 | $5.0M | Reduce -3.3% |
| DFIC Dimensional International Co. | 0.33% | 142,480 | $4.9M | Add +647.1% |
| CVX Chevron Corp. | 0.33% | 31,554 | $4.8M | Reduce -9.1% |
| IMTM iShares MSCI Intl Momentum F | 0.27% | 84,227 | $4.0M | Add +10.9% |
| P Everpure Inc. Class A filed as PURE STORAGE INC | 0.27% | 58,550 | $3.9M | Reduce -5.6% |
| ITW Illinois Tool Works | 0.26% | 15,404 | $3.8M | Reduce -5.5% |
| PEP Pepsico Inc. | 0.26% | 26,420 | $3.8M | Add +2.1% |
| GOOGL Alphabet Inc. Class A | 0.25% | 11,824 | $3.7M | Add +4.9% |
| NVDA Nvidia Corp. | 0.24% | 19,317 | $3.6M | Reduce -75.4% |
| NKE Nike Inc. Class B | 0.24% | 55,519 | $3.5M | Add +0.5% |
| SENEA Seneca Foods Corp. Class A | 0.23% | 31,100 | $3.4M | Reduce -9.1% |
| MET Metlife Inc. | 0.23% | 42,853 | $3.4M | Reduce -24.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.23% | 37,285 | $3.3M | Add +11.5% |
| AVDV Avantis Intl S/C Value ETF | 0.22% | 33,706 | $3.2M | Add +21.8% |
| GSLC Goldman Activebeta US LC ETF | 0.21% | 23,208 | $3.1M | Reduce -1.6% |
| IJR iShares Core S&P Small-Cap E | 0.20% | 24,277 | $2.9M | Add +17.5% |
| O Realty Income Corp. | 0.20% | 51,500 | $2.9M | Add +0.5% |
| GOOG Alphabet Inc. Class C | 0.19% | 8,679 | $2.7M | Reduce -21.0% |
| NYT New York Times Co. Class A | 0.18% | 37,165 | $2.6M | No change |
| VRSK Verisk Analytics Inc. | 0.17% | 11,081 | $2.5M | Add +0.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.17% | 44,565 | $2.5M | Reduce -11.7% |
| WD Walker & Dunlop Inc. | 0.16% | 38,981 | $2.3M | Reduce -15.2% |
| AVIV Avantis Intl LRG Cap Val ETF | 0.16% | 32,128 | $2.3M | New |
| ENB Enbridge Inc. | 0.15% | 47,084 | $2.3M | Reduce -13.1% |
| IEMG iShares Core MSCI Emerging | 0.15% | 33,479 | $2.3M | Add +34.1% |
| KDP Keurig Dr Pepper Inc. | 0.15% | 79,100 | $2.2M | New |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.15% | 25,507 | $2.2M | Add +39.9% |
| PPIH Perma-Pipe International Hol | 0.14% | 70,000 | $2.1M | No change |
| DFEM Dimensional Emrg MRKT Core | 0.14% | 62,339 | $2.1M | New |
| REGN Regeneron Pharmaceuticals | 0.14% | 2,635 | $2.0M | Add +0.5% |
| MDT Medtronic PLC | 0.13% | 20,100 | $1.9M | Reduce -7.9% |
| LNG Cheniere Energy Inc. | 0.13% | 9,925 | $1.9M | Reduce -1.0% |
| YUM Yum! Brands Inc. | 0.12% | 11,708 | $1.8M | Add +2.1% |
| J Jacobs Solutions Inc. | 0.12% | 13,357 | $1.8M | Reduce -0.6% |
| AVGO Broadcom Inc. | 0.12% | 5,045 | $1.7M | Add +3.6% |
| EUSA iShares MSCI USA Equal Weigh | 0.12% | 16,435 | $1.7M | Reduce -0.6% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.11% | 32,639 | $1.7M | Add +10.8% |
| UNH Unitedhealth Group Inc. | 0.11% | 5,022 | $1.7M | Reduce -29.1% |
| PFF iShares Preferred & Income S | 0.10% | 49,635 | $1.5M | Add +2.6% |
| MRK Merck & Co. Inc. | 0.10% | 14,380 | $1.5M | Reduce -13.7% |
| PPLI People Inc. filed as IAC INC | 0.10% | 37,400 | $1.5M | Add +13.3% |
| BSCR Invesco Bulletshares 2027 CB | 0.09% | 70,688 | $1.4M | Add +25.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.09% | 14,749 | $1.4M | Reduce -20.1% |
| NTR Nutrien Ltd. | 0.09% | 22,263 | $1.4M | Reduce -2.1% |
| AVES Avantis Emerging Markets Val | 0.09% | 23,390 | $1.4M | New |
| WBD Warner Bros Discovery Inc. | 0.09% | 46,467 | $1.3M | Reduce -7.8% |
| RTX RTX Corp. | 0.09% | 7,249 | $1.3M | Reduce -9.9% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.09% | 11,355 | $1.3M | Reduce -22.1% |
| CSCO Cisco Systems Inc. | 0.09% | 17,028 | $1.3M | Reduce -5.5% |
| SHEL Shell PLC-ADR | 0.09% | 17,550 | $1.3M | Reduce -24.7% |
| VEA Vanguard Ftse Developed ETF | 0.09% | 20,408 | $1.3M | Reduce -65.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.09% | 11,177 | $1.3M | Reduce -69.6% |
| EFV iShares MSCI Eafe Value ETF | 0.09% | 17,651 | $1.3M | Reduce -56.8% |
| JJSF J & J Snack Foods Corp. | 0.09% | 13,941 | $1.3M | No change |
Other holdings (5): bonds, preferreds, convertibles and warrants · $7.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AON Aon PLC Class A | SHS CL A · principal | 10,000 | $3.5M | New |
| REGN Regeneron Pharmaceuticals | COM · principal | 2,500 | $1.9M | New |
| SPY SS SPDR S&P 500 ETF Trust-US | TR UNIT · principal | 1,200 | $818K | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 9,850 | $585K | Reduce -78.8% |
| COIN Coinbase Global Inc. Class A | COM CL A · principal | 1,000 | $226K | New |
Total filed on the 13F, all lines: $1.5B.
Portfolio Sells Q3 2025 → Q4 2025
| OPLN Openlane Inc. | Sold out | 0.00% | −1.15 |
| FSK FS KKR Capital Corp. | Reduce -96.8% | 0.02% | −1.06 |
| IVV iShares Core S&P 500 ETF | Reduce -23.4% | 3.54% | −1.06 |
| BSCP Invesco Bulletshares 2025 CB | Sold out | 0.00% | −0.69 |
| JCI Johnson Controls Internation | Reduce -52.2% | 0.86% | −0.60 |
| NVDA Nvidia Corp. | Reduce -75.4% | 0.24% | −0.46 |
| TPL Texas Pacific Land Corp. | Reduce -58.6% | 0.08% | −0.27 |
| RSP Invesco S&P 500 Equal Weight | Reduce -2.8% | 2.08% | −0.27 |
| CRM Salesforce Inc. | Reduce -4.6% | 0.88% | −0.25 |
| DIS The Walt Disney Co. | Reduce -69.6% | 0.09% | −0.21 |
| UNH Unitedhealth Group Inc. | Reduce -29.1% | 0.11% | −0.19 |
| VEA Vanguard Ftse Developed ETF | Reduce -65.9% | 0.09% | −0.16 |
| WD Walker & Dunlop Inc. | Reduce -15.2% | 0.16% | −0.16 |
| CVX Chevron Corp. | Reduce -9.1% | 0.33% | −0.15 |
| MET Metlife Inc. | Reduce -24.8% | 0.23% | −0.15 |
| AZO AutoZone Inc. | Reduce -2.1% | 0.35% | −0.14 |
| XOM Exxon Mobil Corp. | Reduce -10.7% | 0.40% | −0.14 |
| VWO Vanguard Ftse Emerging Marke | Reduce -78.7% | 0.03% | −0.13 |
| UNP Union Pacific Corp. | Reduce -66.5% | 0.04% | −0.11 |
| EFV iShares MSCI Eafe Value ETF | Reduce -56.8% | 0.09% | −0.11 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −0.11 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -66.3% | 0.05% | −0.10 |
| GEM Goldman Sachs Activebeta Em | Reduce -87.5% | 0.01% | −0.10 |
| IQLT iShares MSCI International Q | Reduce -77.8% | 0.03% | −0.10 |
| GIS General Mills Inc. | Sold out | 0.00% | −0.09 |
| AL Sumisho Air Lease Corp. | Reduce -65.0% | 0.05% | −0.08 |
| ITW Illinois Tool Works | Reduce -5.5% | 0.26% | −0.08 |
| XRN Global Medical REIT Inc. | Sold out | 0.00% | −0.06 |
| LNG Cheniere Energy Inc. | Reduce -1.0% | 0.13% | −0.06 |
| SHEL Shell PLC-ADR | Reduce -24.7% | 0.09% | −0.05 |
| MERC Mercer International Inc. | Reduce -39.8% | 0.01% | −0.05 |
| COP Conocophillips | Reduce -18.0% | 0.08% | −0.05 |
| LIT Global X Lithium & Battery T | Sold out | 0.00% | −0.05 |
| WEN The Wendy's Co. | Sold out | 0.00% | −0.05 |
| GHC Graham Holdings Co. Class B | Sold out | 0.00% | −0.05 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -20.1% | 0.09% | −0.05 |
| BSJP Invesco Bulletshares 2025 HY | Sold out | 0.00% | −0.05 |
| BN Brookfield Corp. | Sold out | 0.00% | −0.05 |
| UMH Umh Properties Inc. | Reduce -6.5% | 0.09% | −0.04 |
| ENB Enbridge Inc. | Reduce -13.1% | 0.15% | −0.04 |
| OLN Olin Corp. | Sold out | 0.00% | −0.04 |
| UHAL.B U-Haul Holding Co.-Non Voting | Sold out | 0.00% | −0.04 |
| KLG WK Kellogg Co. | Sold out | 0.00% | −0.04 |
| EXPE Expedia Group Inc. | Reduce -65.0% | 0.02% | −0.04 |
| HRI Herc Holdings Inc. | Sold out | 0.00% | −0.04 |
| BND Vanguard Total Bond Market | Reduce -63.3% | 0.02% | −0.04 |
| SKX Skechers USA Inc. Class A | Sold out | 0.00% | −0.04 |
| TGT Target Corp. | Sold out | 0.00% | −0.04 |
| MBLY Mobileye Global Inc. Class A | Sold out | 0.00% | −0.03 |
| EQIX Equinix Inc. | Reduce -10.3% | 0.08% | −0.03 |
Portfolio Buys Q3 2025 → Q4 2025
| VOO Vanguard S&P 500 ETF | New | 1.80% | +1.80 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +271.2% | 2.31% | +1.65 |
| DCRE DBL Comm Real Est Debt | Add +75.0% | 5.16% | +1.59 |
| GDX Vaneck Gold Miners ETF | Add +1.8% | 2.33% | +0.84 |
| BSCS Invesco Bulletshares 2028 CB | Add +219.5% | 1.13% | +0.70 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +54.9% | 2.30% | +0.70 |
| TSEL Touchstone Sands Sel GR ETF | Add +73.3% | 0.88% | +0.40 |
| DFIC Dimensional International Co. | Add +647.1% | 0.33% | +0.29 |
| GLD SPDR Gold Shares | Add +5.8% | 1.66% | +0.28 |
| CEF Sprott Physical Gold and Sil | Add +0.1% | 1.10% | +0.27 |
| MSFT Microsoft Corp. | Add +1.4% | 3.59% | +0.25 |
| VGIT Vanguard Intermediate-Term T | Add +100.1% | 0.61% | +0.24 |
| AAPL Apple Inc. | Add +5.8% | 3.56% | +0.23 |
| LLY Eli Lilly & Co. | Add +0.1% | 3.29% | +0.23 |
| BSCT Invesco Bulletshares 2029 CB | Add +47.2% | 1.07% | +0.20 |
| AVIV Avantis Intl LRG Cap Val ETF | New | 0.16% | +0.16 |
| KDP Keurig Dr Pepper Inc. | New | 0.15% | +0.15 |
| VGSH Vanguard Short-Term Treasury | Add +64.4% | 0.55% | +0.14 |
| DFEM Dimensional Emrg MRKT Core | New | 0.14% | +0.14 |
| VTI VG Morningstar TS MKT ETF-US | Add +17.0% | 0.83% | +0.13 |
| GOOGL Alphabet Inc. Class A | Add +4.9% | 0.25% | +0.11 |
| QUAL iShares MSCI USA Quality Fac | Add +15.4% | 1.04% | +0.10 |
| AVES Avantis Emerging Markets Val | New | 0.09% | +0.09 |
| ALK Alaska Air Group Inc. | New | 0.08% | +0.08 |
| AVDV Avantis Intl S/C Value ETF | Add +21.8% | 0.22% | +0.06 |
| AVGO Broadcom Inc. | Add +3.6% | 0.12% | +0.05 |
| AMZN Amazon.com Inc. | Add +3.9% | 1.29% | +0.05 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | New | 0.05% | +0.05 |
| CLX Clorox Company | New | 0.05% | +0.05 |
| CCS Century Communities Inc. | New | 0.05% | +0.05 |
| MTUM iShares MSCI USA Momentum Fa | Add +6.7% | 0.55% | +0.05 |
| EEMV iShares MSCI Emg MKT Min Vol | Add +200.8% | 0.07% | +0.05 |
| KMB Kimberly-Clark Corp. | New | 0.04% | +0.04 |
| IEMG iShares Core MSCI Emerging | Add +34.1% | 0.15% | +0.04 |
| FLDR Fidelity Low Durat Fact ETF | New | 0.04% | +0.04 |
| XRN Chiron Real Estate Inc. | New | 0.04% | +0.04 |
| BSJS Invesco Bulletshares 2028 HY | Add +253.0% | 0.05% | +0.04 |
| EFAV iShares MSCI Eafe Min Vol Fa | Add +39.9% | 0.15% | +0.03 |
| IMTM iShares MSCI Intl Momentum F | Add +10.9% | 0.27% | +0.02 |
| TDW Tidewater Inc. | New | 0.02% | +0.02 |
| COF Capital One Financial Corp. | New | 0.02% | +0.02 |
| HON Honeywell International Inc. | Add +123.6% | 0.05% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Add +17.5% | 0.20% | +0.02 |
| VCIT Vanguard Int-Term Corporate | Add +21.4% | 0.79% | +0.02 |
| JPST JPMorgan Ultra-Short Income | New | 0.02% | +0.02 |
| IEFA iShares Core MSCI Eafe ETF | Add +11.5% | 0.23% | +0.02 |
| RPV Invesco S&P 500 Pure Value E | New | 0.02% | +0.02 |
| IWM iShares Russell 2000 ETF | New | 0.02% | +0.02 |
| TSLA Tesla Inc. | New | 0.02% | +0.02 |
| SOXL Direx Dail Semi Bu 3X Et-Usd | New | 0.02% | +0.02 |
Options Activity Q3 2025 → Q4 2025
| NVDA Nvidia Corp. | put | Sold out | 59,800 | $6.5Mbefore exit |
| REGN Regeneron Pharmaceuticals | put | Sold out | 2,500 | $1.6Mbefore exit |
| PANW Palo Alto Networks Inc. | call | Sold out | 2,000 | $341Kbefore exit |
| AAPL Apple Inc. | put | Sold out | 1,000 | $222Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| AON Aon PLC Class A | SHS CL A · principal | New | 10,000 | $3.5M |
| REGN Regeneron Pharmaceuticals | COM · principal | New | 2,500 | $1.9M |
| SPY SS SPDR S&P 500 ETF Trust-US | TR UNIT · principal | New | 1,200 | $818K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -78.8% | 9,850 | $585K |
| ATKR Atkore Inc. | COM | Sold out | 0 | $358Kbefore exit |
| COIN Coinbase Global Inc. Class A | COM CL A · principal | New | 1,000 | $226K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 311 | $1.7B | IBDU, GLW, SMTH, DCRE, IVV |
| Q1 2026 | 304 | $1.5B | SMTH, IBDU, GLW, DCRE, IVV |
| Q4 2025 | 295 | $1.5B | SMTH, IBDU, DCRE, GLW, MSFT |
| Q3 2025 | 309 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q2 2025 | 306 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q1 2025 | 308 | $1.3B | SMTH, IBDU, IVV, DCRE, GLW |
| Q4 2024 | 292 | $1.3B | IBDS, DSTL, AAPL, MSFT, SMTH |
| Q3 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q2 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q1 2024 | 309 | $1.2B | IBDS, DSTL, MSFT, RSP, CEF |