Shufro Rose & Co. LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 25, 2025), Shufro Rose & Co. LLC reported 292 stock positions worth $1.3 billion. Its top holding was Ishrs Ibnds Dec 27 Corp. ETF (IBDS) at 6.4% of the portfolio, followed by Distillate US Fundamental St (DSTL, 5.5%) and Apple (AAPL, 3.7%). Compared with Q3 2024, it opened 17 new positions, sold out of 33, added to 60 and reduced 146. The biggest buy was a new position in Alps SMTH Cor BD Plus ETF (SMTH) and the biggest sale Ishrs Ibnds Dec 27 Corp. ETF (IBDS, shares −37%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000908195
- Portfolio Value
- $1.3B (Q4 2024)
- SEC Filing
- 0000908195-25-000005 ↗ filed Feb 25, 2025
Holdings Value
Holdings 292 stocks · $1.3B
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 6.42% | 3,432,629 | $82.2M | Reduce -37.0% |
| DSTL Distillate US Fundamental St | 5.50% | 1,284,091 | $70.5M | Add +28.6% |
| AAPL Apple Inc. | 3.73% | 191,082 | $47.9M | Reduce -0.6% |
| MSFT Microsoft Corp. | 3.69% | 112,171 | $47.3M | Reduce -1.8% |
| SMTH Alps SMTH Cor BD Plus ETF | 3.67% | 1,844,088 | $47.1M | New |
| GLW Corning Inc. | 3.46% | 932,446 | $44.3M | Reduce -3.3% |
| DCRE DBL Comm Real Est Debt | 3.37% | 839,350 | $43.2M | New |
| IVV iShares Core S&P 500 ETF | 2.95% | 64,121 | $37.7M | Add +89.6% |
| LLY Eli Lilly & Co. | 2.75% | 45,714 | $35.3M | Reduce -4.3% |
| IBDR iShares Ibonds Dec 2026 Term | 2.72% | 1,446,798 | $34.8M | Add +2.4% |
| TMO Thermo Fisher Scientific Inc. | 2.38% | 58,740 | $30.6M | Reduce -1.6% |
| BSCQ Invesco Bulletshares 2026 CB | 2.29% | 1,508,382 | $29.3M | Add +27.2% |
| JPM JPMorgan Chase & Co. | 2.28% | 121,869 | $29.2M | Reduce -2.0% |
| RSP Invesco S&P 500 Equal Weight | 2.27% | 166,381 | $29.2M | Reduce -5.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.22% | 62,638 | $28.4M | Reduce -1.7% |
| FSK FS KKR Capital Corp. | 2.12% | 1,249,499 | $27.1M | Reduce -2.9% |
| CEF Sprott Physical Gold and Sil | 1.97% | 1,062,789 | $25.3M | Reduce -32.3% |
| TXN Texas Instruments Inc. | 1.88% | 128,702 | $24.1M | Reduce -1.1% |
| QCOM Qualcomm Inc. | 1.81% | 151,235 | $23.2M | Reduce -0.4% |
| AVY Avery Dennison Corp. | 1.74% | 119,215 | $22.3M | Reduce -0.0% |
| JCI Johnson Controls Internation | 1.70% | 276,587 | $21.8M | Reduce -19.7% |
| GDX Vaneck Gold Miners ETF | 1.42% | 534,863 | $18.1M | Add +3769.9% |
| AMZN Amazon.com Inc. | 1.41% | 82,592 | $18.1M | Reduce -0.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.38% | 67,086 | $17.7M | Add +145.2% |
| CRM Salesforce Inc. | 1.38% | 52,764 | $17.6M | Add +0.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.26% | 73,168 | $16.1M | Reduce -0.2% |
| OPLN Openlane Inc. | 1.19% | 770,435 | $15.3M | Reduce -0.6% |
| GLD SPDR Gold Shares | 1.19% | 62,913 | $15.2M | Add +0.3% |
| QUAL iShares MSCI USA Quality Fac | 1.03% | 73,964 | $13.2M | Add +15.5% |
| NVDA Nvidia Corp. | 1.00% | 95,029 | $12.8M | Add +180.6% |
| COHR Coherent Corp. | 0.94% | 127,007 | $12.0M | Reduce -16.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.91% | 148,766 | $11.6M | Add +53.4% |
| AMGN Amgen Inc. | 0.82% | 40,432 | $10.5M | Reduce -3.1% |
| BSCP Invesco Bulletshares 2025 CB | 0.82% | 508,556 | $10.5M | Reduce -3.8% |
| BSCT Invesco Bulletshares 2029 CB | 0.81% | 569,423 | $10.4M | Add +272.7% |
| VCIT Vanguard Int-Term Corporate | 0.76% | 121,316 | $9.7M | Add +594.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.74% | 32,606 | $9.4M | Add +108.5% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.71% | 45,717 | $9.1M | Add +13.0% |
| LEN Lennar Corp. Class A | 0.66% | 61,803 | $8.4M | Reduce -6.3% |
| AZO AutoZone Inc. | 0.51% | 2,030 | $6.5M | Reduce -13.3% |
| WD Walker & Dunlop Inc. | 0.50% | 65,302 | $6.3M | Reduce -19.9% |
| MTUM iShares MSCI USA Momentum Fa | 0.49% | 30,381 | $6.3M | Add +14.5% |
| XOM Exxon Mobil Corp. | 0.49% | 57,901 | $6.2M | Reduce -5.3% |
| UL Unilever PLC | 0.48% | 109,329 | $6.2M | Reduce -1.6% |
| ICSH iShares Ultra Short Duration | 0.44% | 110,592 | $5.6M | Add +339.9% |
| MET Metlife Inc. | 0.41% | 64,347 | $5.3M | Reduce -5.9% |
| CVX Chevron Corp. | 0.39% | 34,095 | $4.9M | Reduce -3.9% |
| BSCS Invesco Bulletshares 2028 CB | 0.37% | 234,126 | $4.7M | Reduce -10.1% |
| VGSH Vanguard Short-Term Treasury | 0.37% | 80,788 | $4.7M | Add +94.9% |
| NKE Nike Inc. Class B | 0.36% | 60,177 | $4.6M | New |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 39,897 | $4.4M | Reduce -6.8% |
| ITW Illinois Tool Works | 0.34% | 17,170 | $4.4M | Reduce -22.7% |
| ECL Ecolab Inc. | 0.33% | 18,163 | $4.3M | Add +2.7% |
| VGIT Vanguard Intermediate-Term T | 0.32% | 71,078 | $4.1M | Add +105.5% |
| JNJ Johnson & Johnson | 0.31% | 27,445 | $4.0M | Reduce -2.4% |
| PEP Pepsico Inc. | 0.31% | 25,947 | $3.9M | Reduce -0.6% |
| UNH Unitedhealth Group Inc. | 0.30% | 7,675 | $3.9M | Reduce -2.3% |
| P Everpure Inc. Class A filed as PURE STORAGE INC | 0.29% | 60,500 | $3.7M | Reduce -16.4% |
| KLAC KLA Corp. | 0.26% | 5,239 | $3.3M | Reduce -0.3% |
| VEA Vanguard Ftse Developed ETF | 0.25% | 66,765 | $3.2M | Add +25.7% |
| VRSK Verisk Analytics Inc. | 0.24% | 11,052 | $3.0M | New |
| IMTM iShares MSCI Intl Momentum F | 0.22% | 76,599 | $2.9M | Add +7.5% |
| IJR iShares Core S&P Small-Cap E | 0.22% | 24,244 | $2.8M | Add +8.6% |
| GSLC Goldman Activebeta US LC ETF | 0.20% | 21,950 | $2.5M | Reduce -2.1% |
| O Realty Income Corp. | 0.19% | 46,250 | $2.5M | Add +46.8% |
| EFV iShares MSCI Eafe Value ETF | 0.19% | 46,843 | $2.5M | Add +1.5% |
| ENB Enbridge Inc. | 0.18% | 54,556 | $2.3M | Reduce -11.2% |
| GOOG Alphabet Inc. Class C | 0.18% | 11,843 | $2.3M | Reduce -3.3% |
| LNG Cheniere Energy Inc. | 0.17% | 10,425 | $2.2M | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.17% | 50,904 | $2.2M | Reduce -1.8% |
| GOOGL Alphabet Inc. Class A | 0.17% | 11,688 | $2.2M | Reduce -0.7% |
| VWO Vanguard Ftse Emerging Marke | 0.17% | 49,161 | $2.2M | Add +21.3% |
| JJSF J & J Snack Foods Corp. | 0.17% | 13,941 | $2.2M | Reduce -0.4% |
| IEFA iShares Core MSCI Eafe ETF | 0.17% | 30,618 | $2.2M | Reduce -31.8% |
| VSS Vanguard Ftse All Wo X-US SC | 0.16% | 18,134 | $2.1M | Add +3.2% |
| NTR Nutrien Ltd. | 0.16% | 44,424 | $2.0M | Reduce -37.9% |
| NYT New York Times Co. Class A | 0.15% | 37,165 | $1.9M | No change |
| J Jacobs Solutions Inc. | 0.15% | 14,415 | $1.9M | Reduce -20.6% |
| REGN Regeneron Pharmaceuticals | 0.15% | 2,686 | $1.9M | Add +816.7% |
| AVDV Avantis Intl S/C Value ETF | 0.14% | 28,204 | $1.8M | Add +15.4% |
| MRK Merck & Co. Inc. | 0.14% | 17,576 | $1.7M | Reduce -29.2% |
| USMV iShares MSCI USA Min Vol Fac | 0.13% | 19,380 | $1.7M | Reduce -9.1% |
| ADP Automatic Data Processing | 0.13% | 5,845 | $1.7M | Reduce -3.5% |
| EQIX Equinix Inc. | 0.13% | 1,807 | $1.7M | Reduce -2.2% |
| MDT Medtronic PLC | 0.13% | 21,217 | $1.7M | Reduce -2.6% |
| GEM Goldman Sachs Activebeta Em | 0.13% | 52,912 | $1.7M | Reduce -53.2% |
| UMH Umh Properties Inc. filed as UMH PPTYS INC | 0.13% | 86,850 | $1.6M | Reduce -3.8% |
| PFF iShares Preferred & Income S | 0.12% | 50,785 | $1.6M | Reduce -0.7% |
| SYF Synchrony Financial | 0.12% | 24,200 | $1.6M | Reduce -12.0% |
| AL Sumisho Air Lease Corp. filed as AIR LEASE CORP | 0.12% | 32,350 | $1.6M | Reduce -5.4% |
| EUSA iShares MSCI USA Equal Weigh | 0.12% | 16,170 | $1.5M | Reduce -16.8% |
| YUM Yum! Brands Inc. | 0.12% | 11,468 | $1.5M | No change |
| IQLT iShares MSCI International Q | 0.12% | 41,321 | $1.5M | Add +11.7% |
| IEMG iShares Core MSCI Emerging | 0.12% | 28,620 | $1.5M | Reduce -21.0% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.11% | 27,739 | $1.4M | Reduce -78.0% |
| COP Conocophillips | 0.11% | 13,616 | $1.4M | Add +0.7% |
| BLDR Builders Firstsource Inc. | 0.10% | 9,300 | $1.3M | Reduce -2.6% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.10% | 18,776 | $1.3M | Add +29.4% |
| GIS General Mills Inc. | 0.10% | 20,600 | $1.3M | Reduce -26.3% |
| SHEL Shell PLC-ADR | 0.10% | 20,450 | $1.3M | Reduce -1.9% |
Options reported separately and not counted above: NVDA puts ($9.4M), REGN puts ($1.8M), REGN calls ($285K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $696K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 17,100 | $696K | New |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q3 2024 → Q4 2024
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Reduce -37.0% | 6.42% | −4.14 |
| BND Vanguard Total Bond Market | Reduce -99.0% | 0.03% | −2.80 |
| MRNA Moderna Inc. | Sold out | 0.00% | −1.42 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −1.15 |
| BWA Borgwarner Inc. | Reduce -98.3% | 0.02% | −0.95 |
| CEF Sprott Physical Gold and Sil | Reduce -32.3% | 1.97% | −0.85 |
| LLY Eli Lilly & Co. | Reduce -4.3% | 2.75% | −0.77 |
| IGSB iShares 1-5Y Inv Grade Corp. | Sold out | 0.00% | −0.68 |
| QCOM Qualcomm Inc. | Reduce -0.4% | 1.81% | −0.66 |
| MSFT Microsoft Corp. | Reduce -1.8% | 3.69% | −0.48 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -78.0% | 0.11% | −0.41 |
| AVY Avery Dennison Corp. | Reduce -0.0% | 1.74% | −0.39 |
| BSV Vanguard Short-Term Bond ETF | Reduce -94.2% | 0.02% | −0.37 |
| INTC Intel Corp. | Reduce -81.3% | 0.05% | −0.37 |
| TMO Thermo Fisher Scientific Inc. | Reduce -1.6% | 2.38% | −0.31 |
| AMGN Amgen Inc. | Reduce -3.1% | 0.82% | −0.24 |
| TXN Texas Instruments Inc. | Reduce -1.1% | 1.88% | −0.18 |
| GEM Goldman Sachs Activebeta Em | Reduce -53.2% | 0.13% | −0.17 |
| JCI Johnson Controls Internation | Reduce -19.7% | 1.70% | −0.16 |
| WD Walker & Dunlop Inc. | Reduce -19.9% | 0.50% | −0.16 |
| LEN Lennar Corp. Class A | Reduce -6.3% | 0.66% | −0.15 |
| NTR Nutrien Ltd. | Reduce -37.9% | 0.16% | −0.14 |
| MRK Merck & Co. Inc. | Reduce -29.2% | 0.14% | −0.11 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -31.8% | 0.17% | −0.10 |
| KLAC KLA Corp. | Reduce -0.3% | 0.26% | −0.10 |
| ITW Illinois Tool Works | Reduce -22.7% | 0.34% | −0.09 |
| P Everpure Inc. Class A | Reduce -16.4% | 0.29% | −0.09 |
| XOM Exxon Mobil Corp. | Reduce -5.3% | 0.49% | −0.09 |
| IWO iShares Russell 2000 Growth | Sold out | 0.00% | −0.09 |
| RSP Invesco S&P 500 Equal Weight | Reduce -5.0% | 2.27% | −0.07 |
| BNDX Vanguard Total Intl Bond ETF | Sold out | 0.00% | −0.07 |
| CVX Chevron Corp. | Reduce -3.9% | 0.39% | −0.07 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -3.8% | 0.82% | −0.06 |
| AFT Apollo Senior Floating Rate | Sold out | 0.00% | −0.06 |
| AZO AutoZone Inc. | Reduce -13.3% | 0.51% | −0.06 |
| J Jacobs Solutions Inc. | Reduce -20.6% | 0.15% | −0.06 |
| BSCS Invesco Bulletshares 2028 CB | Reduce -10.1% | 0.37% | −0.06 |
| BRK.A Berkshire Hathaway Inc. Class A | Sold out | 0.00% | −0.05 |
| VMBS Vanguard Mortgage-Backed Sec | Sold out | 0.00% | −0.05 |
| PPLI People Inc. | Reduce -21.9% | 0.10% | −0.04 |
| PEP Pepsico Inc. | Reduce -0.6% | 0.31% | −0.04 |
| GIS General Mills Inc. | Reduce -26.3% | 0.10% | −0.04 |
| IEMG iShares Core MSCI Emerging | Reduce -21.0% | 0.12% | −0.04 |
| MERC Mercer International Inc. | Reduce -17.4% | 0.06% | −0.04 |
| NVS Novartis AG-Sponsored ADR | Sold out | 0.00% | −0.03 |
| BSCO Invesco Bulletshares 2024 CB | Sold out | 0.00% | −0.03 |
| ONT Onterris Inc. | Sold out | 0.00% | −0.03 |
| WEN The Wendy's Co. | Reduce -26.6% | 0.07% | −0.03 |
| PFE Pfizer Inc. | Reduce -18.4% | 0.09% | −0.03 |
| IBTH iShares Ibonds Dec 2027 Term | Reduce -39.3% | 0.04% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| SMTH Alps SMTH Cor BD Plus ETF | New | 3.67% | +3.67 |
| DCRE DBL Comm Real Est Debt | New | 3.37% | +3.37 |
| IVV iShares Core S&P 500 ETF | Add +89.6% | 2.95% | +1.44 |
| GDX Vaneck Gold Miners ETF | Add +3769.9% | 1.42% | +1.38 |
| DSTL Distillate US Fundamental St | Add +28.6% | 5.50% | +1.32 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +145.2% | 1.38% | +0.84 |
| NVDA Nvidia Corp. | Add +180.6% | 1.00% | +0.65 |
| VCIT Vanguard Int-Term Corporate | Add +594.7% | 0.76% | +0.65 |
| BSCT Invesco Bulletshares 2029 CB | Add +272.7% | 0.81% | +0.59 |
| BSCQ Invesco Bulletshares 2026 CB | Add +27.2% | 2.29% | +0.43 |
| VTI VG Morningstar TS MKT ETF-US | Add +108.5% | 0.74% | +0.40 |
| NKE Nike Inc. Class B | New | 0.36% | +0.36 |
| ICSH iShares Ultra Short Duration | Add +339.9% | 0.44% | +0.33 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +53.4% | 0.91% | +0.29 |
| CRM Salesforce Inc. | Add +0.1% | 1.38% | +0.27 |
| VRSK Verisk Analytics Inc. | New | 0.24% | +0.24 |
| VGSH Vanguard Short-Term Treasury | Add +94.9% | 0.37% | +0.17 |
| VGIT Vanguard Intermediate-Term T | Add +105.5% | 0.32% | +0.16 |
| QUAL iShares MSCI USA Quality Fac | Add +15.5% | 1.03% | +0.14 |
| REGN Regeneron Pharmaceuticals | Add +816.7% | 0.15% | +0.12 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +13.0% | 0.71% | +0.10 |
| GLD SPDR Gold Shares | Add +0.3% | 1.19% | +0.09 |
| SFY Sofi Select 500 ETF | New | 0.08% | +0.08 |
| MTUM iShares MSCI USA Momentum Fa | Add +14.5% | 0.49% | +0.07 |
| HY Hyster-Yale Inc. | New | 0.07% | +0.07 |
| O Realty Income Corp. | Add +46.8% | 0.19% | +0.06 |
| COST Costco Wholesale Corp. | New | 0.05% | +0.05 |
| MFIC Midcap Financial Investment | New | 0.05% | +0.05 |
| VEA Vanguard Ftse Developed ETF | Add +25.7% | 0.25% | +0.04 |
| BBWI Bath & Body Works Inc. | New | 0.03% | +0.03 |
| WMT Walmart Inc. | Add +13.4% | 0.09% | +0.03 |
| VWO Vanguard Ftse Emerging Marke | Add +21.3% | 0.17% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Add +8.6% | 0.22% | +0.02 |
| AMTM Amentum Holdings Inc. | New | 0.02% | +0.02 |
| EFAV iShares MSCI Eafe Min Vol Fa | Add +29.4% | 0.10% | +0.02 |
| AXP American Express Co. | Add +13.2% | 0.07% | +0.02 |
| IBMO iShares Ibonds Dec 2026 Term | New | 0.02% | +0.02 |
| AVGO Broadcom Inc. | Add +824.1% | 0.09% | +0.02 |
| VONG Vanguard Russell 1000 Growth | New | 0.02% | +0.02 |
| BN Brookfield Corp. | New | 0.02% | +0.02 |
| GEV GE Vernova Inc. | New | 0.02% | +0.02 |
| IJH iShares Core S&P Midcap ETF | Add +35.4% | 0.05% | +0.02 |
| FLG Flagstar Bank NA | New | 0.01% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +29.9% | 0.06% | +0.01 |
| AVDV Avantis Intl S/C Value ETF | Add +15.4% | 0.14% | +0.01 |
| OUNZ Vaneck Merk Gold ETF | Add +20.0% | 0.06% | +0.01 |
| SABA Saba Capital Income & Opp II | New | 0.01% | +0.01 |
| MBLY Mobileye Global Inc. Class A | Add +100.0% | 0.03% | +0.01 |
| MMM 3M Co. | Add +5.7% | 0.04% | +0.01 |
| BSCR Invesco Bulletshares 2027 CB | Add +11.6% | 0.09% | +0.01 |
Options Activity Q3 2024 → Q4 2024
| NVDA Nvidia Corp. | put | New | 69,800 | $9.4M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 5,000 | $2.7Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 4,000 | $2.2Mbefore exit |
| REGN Regeneron Pharmaceuticals | put | New | 2,500 | $1.8M |
| AON Aon PLC Class A | call | Sold out | 5,000 | $1.5Mbefore exit |
| REGN Regeneron Pharmaceuticals | call | New | 400 | $285K |
| MPT Medical Properties Trust Inc. | call | Sold out | 10,000 | $43Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 17,100 | $696K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Sold out | 4,700 | $222Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 311 | $1.7B | IBDU, GLW, SMTH, DCRE, IVV |
| Q1 2026 | 304 | $1.5B | SMTH, IBDU, GLW, DCRE, IVV |
| Q4 2025 | 295 | $1.5B | SMTH, IBDU, DCRE, GLW, MSFT |
| Q3 2025 | 309 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q2 2025 | 306 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q1 2025 | 308 | $1.3B | SMTH, IBDU, IVV, DCRE, GLW |
| Q4 2024 | 292 | $1.3B | IBDS, DSTL, AAPL, MSFT, SMTH |
| Q3 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q2 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q1 2024 | 309 | $1.2B | IBDS, DSTL, MSFT, RSP, CEF |