Shufro Rose & Co. LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Shufro Rose & Co. LLC reported 308 stock positions worth $1.2 billion. Its top holding was Ishrs Ibnds Dec 27 Corp. ETF (IBDS) at 10.6% of the portfolio, followed by Distillate US Fundamental St (DSTL, 4.2%) and Microsoft (MSFT, 4.2%). Compared with Q2 2024, it added to 1 and reduced 1. The biggest buy was New York Community Bancorp (FLG, shares +200%) and the biggest sale Broadcom (AVGO, shares −90%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0000908195
Portfolio Value
$1.2B (Q3 2024)
SEC Filing
0000908195-24-000006 ↗ filed Nov 12, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.2B Q1 2024 Q2 2024: $1.2B Q2 2024 Q3 2024: $1.2B $1.2B Q3 2024 Q4 2024: $1.3B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.2B Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $1.5B Q4 2025 Q1 2026: $1.5B Q1 2026 Q2 2026: $1.7B Q2 2026

Holdings 308 stocks · $1.2B
IBDS Ishrs Ibnds Dec 27 Corp. ETF 10.56% 5,452,691 $129.4M No change
DSTL Distillate US Fundamental St 4.19% 998,174 $51.3M No change
MSFT Microsoft Corp. 4.16% 114,190 $51.0M No change
LLY Eli Lilly & Co. 3.53% 47,751 $43.2M No change
AAPL Apple Inc. 3.30% 192,155 $40.5M No change
GLW Corning Inc. 3.06% 964,131 $37.5M No change
BND Vanguard Total Bond Market 2.83% 480,587 $34.6M No change
CEF Sprott Physical Gold and Sil 2.82% 1,569,852 $34.6M No change
IBDR iShares Ibonds Dec 2026 Term 2.75% 1,413,175 $33.7M No change
TMO Thermo Fisher Scientific Inc. 2.69% 59,705 $33.0M No change
QCOM Qualcomm Inc. 2.47% 151,888 $30.3M No change
RSP Invesco S&P 500 Equal Weight 2.35% 175,214 $28.8M No change
AVY Avery Dennison Corp. 2.13% 119,261 $26.1M No change
BRK.B Berkshire Hathaway Inc. Class B 2.12% 63,735 $25.9M No change
FSK FS KKR Capital Corp. 2.07% 1,286,116 $25.4M No change
TXN Texas Instruments Inc. 2.07% 130,133 $25.3M No change
JPM JPMorgan Chase & Co. 2.05% 124,304 $25.1M No change
JCI Johnson Controls Internation 1.87% 344,279 $22.9M No change
BSCQ Invesco Bulletshares 2026 CB 1.86% 1,186,240 $22.7M No change
IVV iShares Core S&P 500 ETF 1.51% 33,823 $18.5M No change
MRNA Moderna Inc. 1.42% 146,896 $17.4M No change
AMZN Amazon.com Inc. 1.31% 83,264 $16.1M No change
BIL SS SPDR BB 1-3M T-Bill ETF 1.15% 153,296 $14.1M No change
CRM Salesforce Inc. 1.11% 52,729 $13.6M No change
GLD SPDR Gold Shares 1.10% 62,744 $13.5M No change
AMGN Amgen Inc. 1.06% 41,736 $13.0M No change
OPLN Openlane Inc. 1.05% 774,825 $12.9M No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 1.03% 73,312 $12.7M No change
BWA Borgwarner Inc. 0.97% 367,951 $11.9M No change
COHR Coherent Corp. 0.90% 152,718 $11.1M No change
QUAL iShares MSCI USA Quality Fac 0.89% 64,062 $10.9M No change
BSCP Invesco Bulletshares 2025 CB 0.88% 528,840 $10.8M No change
LEN Lennar Corp. Class A 0.81% 65,932 $9.9M No change
IGSB iShares 1-5Y Inv Grade Corp. 0.68% 163,266 $8.4M No change
WD Walker & Dunlop Inc. 0.65% 81,579 $8.0M No change
VCSH Vanguard S/T Corp. Bond ETF 0.61% 96,981 $7.5M No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.60% 40,447 $7.4M No change
XOM Exxon Mobil Corp. 0.57% 61,159 $7.0M No change
AZO AutoZone Inc. 0.57% 2,340 $6.9M No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.54% 27,362 $6.6M No change
NEAR iShares SH Dba ETF Usd Inc. 0.52% 126,072 $6.3M No change
UL Unilever PLC 0.50% 111,131 $6.1M No change
CVX Chevron Corp. 0.45% 35,480 $5.5M No change
ITW Illinois Tool Works 0.43% 22,207 $5.3M No change
BSCS Invesco Bulletshares 2028 CB 0.42% 260,284 $5.2M No change
MTUM iShares MSCI USA Momentum Fa 0.42% 26,524 $5.2M No change
INTC Intel Corp. 0.42% 164,988 $5.1M No change
BSV Vanguard Short-Term Bond ETF 0.39% 63,066 $4.8M No change
MET Metlife Inc. 0.39% 68,350 $4.8M No change
P Everpure Inc. Class A filed as PURE STORAGE INC 0.38% 72,400 $4.6M No change
KLAC KLA Corp. 0.35% 5,256 $4.3M No change
PEP Pepsico Inc. 0.35% 26,094 $4.3M No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.35% 42,797 $4.2M No change
ECL Ecolab Inc. 0.34% 17,679 $4.2M No change
VTI VG Morningstar TS MKT ETF-US 0.34% 15,641 $4.2M No change
NVDA Nvidia Corp. 0.34% 33,861 $4.2M No change
JNJ Johnson & Johnson 0.34% 28,118 $4.1M No change
UNH Unitedhealth Group Inc. 0.33% 7,855 $4.0M No change
GEM Goldman Sachs Activebeta Em 0.30% 113,015 $3.7M No change
NTR Nutrien Ltd. 0.30% 71,475 $3.6M No change
IEFA iShares Core MSCI Eafe ETF 0.27% 44,859 $3.3M No change
MRK Merck & Co. Inc. 0.25% 24,811 $3.1M No change
BSCT Invesco Bulletshares 2029 CB 0.23% 152,800 $2.8M No change
IMTM iShares MSCI Intl Momentum F 0.22% 71,234 $2.8M No change
VEA Vanguard Ftse Developed ETF 0.21% 53,099 $2.6M No change
J Jacobs Solutions Inc. 0.21% 18,145 $2.5M No change
EFV iShares MSCI Eafe Value ETF 0.20% 46,133 $2.4M No change
VGSH Vanguard Short-Term Treasury 0.20% 41,453 $2.4M No change
GSLC Goldman Activebeta US LC ETF 0.20% 22,425 $2.4M No change
IJR iShares Core S&P Small-Cap E 0.19% 22,320 $2.4M No change
JJSF J & J Snack Foods Corp. 0.19% 14,000 $2.3M No change
GOOG Alphabet Inc. Class C 0.18% 12,243 $2.2M No change
ENB Enbridge Inc. 0.18% 61,407 $2.2M No change
GOOGL Alphabet Inc. Class A 0.17% 11,765 $2.1M No change
VSS Vanguard Ftse All Wo X-US SC 0.17% 17,574 $2.1M No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.17% 51,849 $2.1M No change
VGIT Vanguard Intermediate-Term T 0.16% 34,588 $2.0M No change
IEMG iShares Core MSCI Emerging 0.16% 36,224 $1.9M No change
NYT New York Times Co. Class A 0.16% 37,165 $1.9M No change
LNG Cheniere Energy Inc. 0.15% 10,425 $1.8M No change
USMV iShares MSCI USA Min Vol Fac 0.15% 21,310 $1.8M No change
VWO Vanguard Ftse Emerging Marke 0.14% 40,524 $1.8M No change
GIS General Mills Inc. 0.14% 27,965 $1.8M No change
PPLI People Inc. filed as IAC INC 0.14% 37,700 $1.8M No change
EUSA iShares MSCI USA Equal Weigh 0.14% 19,437 $1.7M No change
MDT Medtronic PLC 0.14% 21,774 $1.7M No change
O Realty Income Corp. 0.14% 31,500 $1.7M No change
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP 0.13% 34,200 $1.6M No change
PFF iShares Preferred & Income S 0.13% 51,135 $1.6M No change
AVDV Avantis Intl S/C Value ETF 0.13% 24,444 $1.6M No change
COP Conocophillips 0.13% 13,521 $1.5M No change
YUM Yum! Brands Inc. 0.12% 11,468 $1.5M No change
SHEL Shell PLC-ADR 0.12% 20,850 $1.5M No change
PFE Pfizer Inc. 0.12% 53,297 $1.5M No change
ADP Automatic Data Processing 0.12% 6,060 $1.4M No change
IQLT iShares MSCI International Q 0.12% 36,979 $1.4M No change
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.12% 90,250 $1.4M No change
EQIX Equinix Inc. 0.11% 1,848 $1.4M No change
VCIT Vanguard Int-Term Corporate 0.11% 17,463 $1.4M No change
BLDR Builders Firstsource Inc. 0.11% 9,545 $1.3M No change

Show all 308 holdings

Options reported separately and not counted above: SPY puts ($2.7M), SPY calls ($2.2M), AON calls ($1.5M), MPT calls ($43K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $222K (not counted above)
SecurityClassShares / PrincipalValueChange
EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) PFD CV TR SEC 28 4,700$222KNo change

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q2 2024 → Q3 2024
AVGO Broadcom Inc. Reduce -90.0% 0.07% 0.00

Portfolio Buys Q2 2024 → Q3 2024
FLG New York Community Bancorp Add +200.0% 0.03% 0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 311$1.7BIBDU, GLW, SMTH, DCRE, IVV
Q1 2026 304$1.5BSMTH, IBDU, GLW, DCRE, IVV
Q4 2025 295$1.5BSMTH, IBDU, DCRE, GLW, MSFT
Q3 2025 309$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q2 2025 306$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q1 2025 308$1.3BSMTH, IBDU, IVV, DCRE, GLW
Q4 2024 292$1.3BIBDS, DSTL, AAPL, MSFT, SMTH
Q3 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q2 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q1 2024 309$1.2BIBDS, DSTL, MSFT, RSP, CEF