Shufro Rose & Co. LLC

Q2 2026Q1 2026Q4 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 12, 2025), Shufro Rose & Co. LLC reported 309 stock positions worth $1.2 billion. Its top holding was Alps SMTH Cor BD Plus ETF (SMTH) at 9.5% of the portfolio, followed by iShares Ibonds Dec 2029 Term (IBDU, 6.7%) and iShares Core S&P 500 ETF (IVV, 4.6%). Compared with Q2 2025, it opened 7 new positions, sold out of 4, added to 4 and reduced 104. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +149%) and the biggest sale Berkshire Hathaway Class B (BRK.B, shares −8%).

Most Recent 13F: Q2 2026
Location: NEW YORK, NY
CIK: 0000908195
Portfolio Value: $1.2B (Q3 2025)
SEC Filing: 0000908195-25-000010 ↗ filed Nov 12, 2025

Holdings Value

Holdings 309 stocks · $1.2B


SMTH Alps SMTH Cor BD Plus ETF	9.45%	4,433,951	$114.8M	Reduce -1.0%
IBDU iShares Ibonds Dec 2029 Term	6.68%	3,503,960	$81.0M	Reduce -1.0%
IVV iShares Core S&P 500 ETF	4.60%	99,455	$55.9M	Reduce -0.7%
DCRE DBL Comm Real Est Debt	3.57%	834,919	$43.3M	Reduce -1.0%
GLW Corning Inc.	3.40%	891,197	$41.2M	Reduce -1.8%
MSFT Microsoft Corp.	3.34%	107,591	$40.6M	Reduce -2.3%
AAPL Apple Inc.	3.33%	182,240	$40.5M	Reduce -0.7%
LLY Eli Lilly & Co.	3.07%	45,084	$37.2M	No change
BRK.B Berkshire Hathaway Inc. Class B	2.41%	53,061	$29.2M	Reduce -7.6%
RSP Invesco S&P 500 Equal Weight	2.35%	164,397	$28.5M	Reduce -2.2%
JPM JPMorgan Chase & Co.	2.31%	114,535	$28.1M	Reduce -2.6%
TMO Thermo Fisher Scientific Inc.	2.31%	56,467	$28.1M	Reduce -1.4%
IBDR iShares Ibonds Dec 2026 Term	2.17%	1,086,455	$26.3M	Reduce -0.6%
BSCQ Invesco Bulletshares 2026 CB	1.88%	1,169,674	$22.8M	Reduce -4.4%
QCOM Qualcomm Inc.	1.85%	146,297	$22.5M	Reduce -1.0%
TXN Texas Instruments Inc.	1.74%	117,450	$21.1M	Reduce -1.5%
AVY Avery Dennison Corp.	1.70%	114,301	$20.7M	Reduce -3.0%
VO Vngrd Mrngstr MD-Cap ETF-Usd	1.60%	75,328	$19.5M	Reduce -0.3%
GDX Vaneck Gold Miners ETF	1.49%	392,681	$18.1M	Reduce -1.1%
JCI Johnson Controls Internation	1.45%	220,448	$17.7M	Reduce -2.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	1.45%	70,346	$17.6M	Reduce -1.0%
GLD SPDR Gold Shares	1.38%	58,206	$16.8M	Reduce -5.3%
AMZN Amazon.com Inc.	1.24%	79,235	$15.1M	Reduce -2.1%
OPLN Openlane Inc.	1.15%	724,830	$14.0M	Reduce -4.1%
CRM Salesforce Inc.	1.13%	51,303	$13.7M	Reduce -1.0%
FSK FS KKR Capital Corp.	1.08%	628,521	$13.2M	Reduce -3.9%
AMGN Amgen Inc.	0.95%	37,040	$11.5M	Reduce -3.6%
QUAL iShares MSCI USA Quality Fac	0.94%	66,530	$11.4M	Reduce -6.2%
VCSH Vanguard S/T Corp. Bond ETF	0.91%	140,707	$11.1M	Reduce -4.9%
BSCT Invesco Bulletshares 2029 CB	0.86%	565,674	$10.5M	Reduce -1.1%
CEF Sprott Physical Gold and Sil	0.82%	352,452	$10.0M	Reduce -0.8%
VCIT Vanguard Int-Term Corporate	0.76%	113,583	$9.3M	Reduce -6.3%
VTI VG Morningstar TS MKT ETF-US	0.71%	31,317	$8.6M	Reduce -3.9%
NVDA Nvidia Corp.	0.70%	78,579	$8.5M	No change
BSCP Invesco Bulletshares 2025 CB	0.69%	404,736	$8.4M	Reduce -2.0%
VBR Vngrd Mrngst SL-CP Val ETF-U	0.66%	43,270	$8.1M	Reduce -3.7%
COHR Coherent Corp.	0.60%	112,256	$7.3M	Reduce -4.8%
LEN Lennar Corp. Class A	0.54%	57,370	$6.6M	Reduce -4.0%
XOM Exxon Mobil Corp.	0.54%	55,223	$6.6M	Reduce -4.8%
MTUM iShares MSCI USA Momentum Fa	0.51%	30,531	$6.2M	Reduce -1.2%
UL Unilever PLC	0.50%	101,675	$6.1M	Reduce -5.2%
AZO AutoZone Inc.	0.49%	1,555	$5.9M	Reduce -11.0%
TSEL Touchstone Sands Sel GR ETF	0.49%	264,803	$5.9M	Reduce -0.7%
CVX Chevron Corp.	0.48%	34,692	$5.8M	Reduce -0.3%
ICSH iShares Ultra Short Duration	0.44%	105,042	$5.3M	Reduce -5.2%
BSCS Invesco Bulletshares 2028 CB	0.42%	251,621	$5.1M	Reduce -8.1%
VGSH Vanguard Short-Term Treasury	0.40%	83,717	$4.9M	Reduce -0.6%
MET Metlife Inc.	0.38%	56,992	$4.6M	Reduce -7.5%
ECL Ecolab Inc.	0.37%	17,640	$4.5M	Reduce -2.4%
VGIT Vanguard Intermediate-Term T	0.37%	74,865	$4.4M	Reduce -2.3%
JNJ Johnson & Johnson	0.34%	25,085	$4.2M	Reduce -0.3%
TPL Texas Pacific Land Corp.	0.34%	3,138	$4.2M	No change
ITW Illinois Tool Works	0.34%	16,295	$4.1M	Reduce -7.4%
WD Walker & Dunlop Inc.	0.32%	45,958	$3.9M	Reduce -15.1%
PEP Pepsico Inc.	0.32%	25,865	$3.9M	No change
UNH Unitedhealth Group Inc.	0.31%	7,081	$3.7M	Reduce -0.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.30%	36,768	$3.6M	Reduce -3.2%
KLAC KLA Corp.	0.29%	5,186	$3.5M	Reduce -1.1%
NKE Nike Inc. Class B	0.29%	55,252	$3.5M	Reduce -4.8%
VRSK Verisk Analytics Inc.	0.27%	11,052	$3.3M	No change
SENEA Seneca Foods Corp. Class A	0.25%	34,200	$3.0M	Reduce -0.4%
VEA Vanguard Ftse Developed ETF	0.25%	59,805	$3.0M	Reduce -0.8%
IMTM iShares MSCI Intl Momentum F	0.25%	75,912	$3.0M	Reduce -0.8%
O Realty Income Corp.	0.24%	51,250	$3.0M	No change
P Everpure Inc. Class A filed as PURE STORAGE INC	0.23%	62,000	$2.7M	No change
GSLC Goldman Activebeta US LC ETF	0.21%	23,590	$2.6M	No change
IEFA iShares Core MSCI Eafe ETF	0.21%	33,442	$2.5M	Reduce -0.8%
EFV iShares MSCI Eafe Value ETF	0.20%	40,873	$2.4M	Reduce -1.0%
ENB Enbridge Inc.	0.20%	54,157	$2.4M	Reduce -0.6%
LNG Cheniere Energy Inc.	0.19%	10,025	$2.3M	No change
IJR iShares Core S&P Small-Cap E	0.18%	20,669	$2.2M	Reduce -0.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.17%	50,469	$2.1M	No change
GOOG Alphabet Inc. Class C	0.16%	10,983	$2.0M	No change
VWO Vanguard Ftse Emerging Marke	0.16%	43,917	$2.0M	Reduce -0.9%
MDT Medtronic PLC	0.16%	21,821	$2.0M	Reduce -2.4%
AVDV Avantis Intl S/C Value ETF	0.16%	27,668	$1.9M	Reduce -0.8%
VSS Vanguard Ftse All Wo X-US SC	0.16%	16,365	$1.9M	Reduce -1.0%
UNP Union Pacific Corp.	0.16%	8,007	$1.9M	No change
NYT New York Times Co. Class A	0.15%	37,165	$1.8M	No change
JJSF J & J Snack Foods Corp.	0.15%	13,941	$1.8M	No change
YUM Yum! Brands Inc.	0.15%	11,468	$1.8M	No change
GOOGL Alphabet Inc. Class A	0.14%	11,275	$1.7M	No change
USMV iShares MSCI USA Min Vol Fac	0.14%	18,467	$1.7M	No change
SHEL Shell PLC-ADR	0.14%	23,314	$1.7M	Reduce -0.8%
REGN Regeneron Pharmaceuticals	0.14%	2,623	$1.7M	No change
J Jacobs Solutions Inc.	0.13%	13,435	$1.6M	Reduce -0.6%
UMH Umh Properties Inc. filed as UMH PPTYS INC	0.13%	84,450	$1.6M	Reduce -0.5%
EUSA iShares MSCI USA Equal Weigh	0.13%	16,530	$1.5M	No change
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP	0.13%	31,950	$1.5M	No change
COP Conocophillips	0.13%	14,511	$1.5M	No change
PPLI People Inc. filed as IAC INC	0.12%	33,000	$1.5M	Reduce -0.6%
NEAR iShares SH Dba ETF Usd Inc.	0.12%	29,445	$1.5M	Reduce -1.6%
MRK Merck & Co. Inc.	0.12%	16,668	$1.5M	No change
PFF iShares Preferred & Income S	0.12%	48,385	$1.5M	Reduce -0.6%
IQLT iShares MSCI International Q	0.12%	37,460	$1.5M	Reduce -0.8%
EFAV iShares MSCI Eafe Min Vol Fa	0.12%	18,230	$1.4M	Reduce -0.8%
GEM Goldman Sachs Activebeta Em	0.12%	42,431	$1.4M	Reduce -0.4%
EQIX Equinix Inc.	0.12%	1,739	$1.4M	Reduce -1.0%
IEMG iShares Core MSCI Emerging	0.11%	24,968	$1.3M	Reduce -1.2%
SGOV iShares 0-3 Month Treasury B	0.11%	13,276	$1.3M	Add +149.3%

Show all 309 holdings

Options reported separately and not counted above: NVDA puts ($6.5M), REGN puts ($1.6M), PANW calls ($341K), AAPL puts ($222K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $1.7M (not counted above)

Security	Class	Shares / Principal	Value	Change
ALBEMARLE CORP (ALB 7.25 03/01/27)	7.25% DEP SHS A	46,500	$1.7M	No change

Lines left out (1) · $358K — a value with no share or principal amount

Security	Class	Shares	Value
ATKR Atkore Inc.	COM	0	$358K

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q2 2025 → Q3 2025


BRK.B Berkshire Hathaway Inc. Class B	Reduce -7.6%	2.41%	−0.07
BSCQ Invesco Bulletshares 2026 CB	Reduce -4.4%	1.88%	−0.06
GLD SPDR Gold Shares	Reduce -5.3%	1.38%	−0.05
AZO AutoZone Inc.	Reduce -11.0%	0.49%	−0.05
WD Walker & Dunlop Inc.	Reduce -15.1%	0.32%	−0.05
QUAL iShares MSCI USA Quality Fac	Reduce -6.2%	0.94%	−0.05
SBUX Starbucks Corp.	Sold out	0.00%	−0.05
VCIT Vanguard Int-Term Corporate	Reduce -6.3%	0.76%	−0.04
GNRC Generac Holdings Inc.	Sold out	0.00%	−0.03
VCSH Vanguard S/T Corp. Bond ETF	Reduce -4.9%	0.91%	−0.03
OPLN Openlane Inc.	Reduce -4.1%	1.15%	−0.03
BSCS Invesco Bulletshares 2028 CB	Reduce -8.1%	0.42%	−0.03
NTR Nutrien Ltd.	Reduce -23.5%	0.09%	−0.03
FSK FS KKR Capital Corp.	Reduce -3.9%	1.08%	−0.03
PDCO Patterson Cos Inc.	Sold out	0.00%	−0.03
MET Metlife Inc.	Reduce -7.5%	0.38%	−0.02
BWA Borgwarner Inc.	Sold out	0.00%	−0.02
JPM JPMorgan Chase & Co.	Reduce -2.6%	2.31%	−0.02
COHR Coherent Corp.	Reduce -4.8%	0.60%	−0.02
AMGN Amgen Inc.	Reduce -3.6%	0.95%	−0.02
HWM Howmet Aerospace Inc.	Reduce -49.0%	0.07%	−0.02
ITW Illinois Tool Works	Reduce -7.4%	0.34%	−0.02
UL Unilever PLC	Reduce -5.2%	0.50%	−0.02
XOM Exxon Mobil Corp.	Reduce -4.8%	0.54%	−0.02
VTI VG Morningstar TS MKT ETF-US	Reduce -3.9%	0.71%	−0.02
ICSH iShares Ultra Short Duration	Reduce -5.2%	0.44%	−0.02
VBR Vngrd Mrngst SL-CP Val ETF-U	Reduce -3.7%	0.66%	−0.01
RSP Invesco S&P 500 Equal Weight	Reduce -2.2%	2.35%	−0.01
LEN Lennar Corp. Class A	Reduce -4.0%	0.54%	−0.01
JCI Johnson Controls Internation	Reduce -2.3%	1.45%	−0.01
CSCO Cisco Systems Inc.	Reduce -11.1%	0.09%	−0.01
NKE Nike Inc. Class B	Reduce -4.8%	0.29%	−0.01
DGX Quest Diagnostics Inc.	Reduce -17.7%	0.05%	−0.01
IBDS Ishrs Ibnds Dec 27 Corp. ETF	Reduce -15.4%	0.05%	−0.01
AMZN Amazon.com Inc.	Reduce -2.1%	1.24%	−0.01
MSFT Microsoft Corp.	Reduce -2.3%	3.34%	−0.01
GIS General Mills Inc.	Reduce -7.4%	0.09%	−0.01
DIS The Walt Disney Co.	Reduce -3.2%	0.30%	−0.00
ECL Ecolab Inc.	Reduce -2.4%	0.37%	−0.00
BSCP Invesco Bulletshares 2025 CB	Reduce -2.0%	0.69%	−0.00
VGIT Vanguard Intermediate-Term T	Reduce -2.3%	0.37%	−0.00
CVS CVS Health Corp.	Reduce -10.1%	0.02%	−0.00
MRP Millrose Properties	Reduce -4.3%	0.06%	−0.00
MDT Medtronic PLC	Reduce -2.4%	0.16%	−0.00
PFE Pfizer Inc.	Reduce -2.4%	0.08%	−0.00
EHI Western Asset Global High Inc.	Reduce -9.8%	0.01%	−0.00
TER Teradyne Inc.	Reduce -3.5%	0.03%	−0.00
EQIX Equinix Inc.	Reduce -1.0%	0.12%	−0.00
PSEC Prospect Capital Corp.	Reduce -13.4%	0.00%	−0.00
IBTJ iShares Ibonds Dec 2029 Term	Reduce -2.5%	0.04%	−0.00

Portfolio Buys Q2 2025 → Q3 2025


SGOV iShares 0-3 Month Treasury B	Add +149.3%	0.11%	+0.07
GHC Graham Holdings Co. Class B	New	0.05%	+0.05
BN Brookfield Corp.	New	0.05%	+0.05
OLN Olin Corp.	New	0.04%	+0.04
UHAL.B U-Haul Holding Co.-Non Voting	New	0.04%	+0.04
HRI Herc Holdings Inc.	New	0.04%	+0.04
TGT Target Corp.	New	0.04%	+0.04
HY Hyster-Yale Inc.	New	0.03%	+0.03
SKX Skechers USA Inc. Class A	Add +1.3%	0.04%	+0.00
DSTL Distillate US Fundamental St	Add +0.5%	0.03%	+0.00
COLD Americold Realty Trust Inc.	Add +68.0%	0.02%	−0.00

Notes & Other Activity Q2 2025 → Q3 2025


ATKR Atkore Inc.	COM	New	0	$358K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	311	$1.7B	IBDU, GLW, SMTH, DCRE, IVV
Q1 2026	304	$1.5B	SMTH, IBDU, GLW, DCRE, IVV
Q4 2025	295	$1.5B	SMTH, IBDU, DCRE, GLW, MSFT
Q3 2025	309	$1.2B	SMTH, IBDU, IVV, DCRE, GLW
Q2 2025	306	$1.2B	SMTH, IBDU, IVV, DCRE, GLW
Q1 2025	308	$1.3B	SMTH, IBDU, IVV, DCRE, GLW
Q4 2024	292	$1.3B	IBDS, DSTL, AAPL, MSFT, SMTH
Q3 2024	308	$1.2B	IBDS, DSTL, MSFT, LLY, AAPL
Q2 2024	308	$1.2B	IBDS, DSTL, MSFT, LLY, AAPL
Q1 2024	309	$1.2B	IBDS, DSTL, MSFT, RSP, CEF