Shufro Rose & Co. LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 13, 2024), Shufro Rose & Co. LLC reported 308 stock positions worth $1.2 billion. Its top holding was Ishrs Ibnds Dec 27 Corp. ETF (IBDS) at 10.6% of the portfolio, followed by Distillate US Fundamental St (DSTL, 4.2%) and Microsoft (MSFT, 4.2%). Compared with Q1 2024, it opened 7 new positions, sold out of 8, added to 96 and reduced 93. The biggest buy was Eli Lilly (LLY, shares +5%) and the biggest sale Starbucks (SBUX, shares −97%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000908195
- Portfolio Value
- $1.2B (Q2 2024)
- SEC Filing
- 0000908195-24-000005 ↗ filed Aug 13, 2024
Holdings Value
Holdings 308 stocks · $1.2B
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 10.56% | 5,452,691 | $129.4M | Add +6.4% |
| DSTL Distillate US Fundamental St | 4.19% | 998,174 | $51.3M | Add +9.2% |
| MSFT Microsoft Corp. | 4.16% | 114,190 | $51.0M | Reduce -0.8% |
| LLY Eli Lilly & Co. | 3.53% | 47,751 | $43.2M | Add +4.8% |
| AAPL Apple Inc. | 3.30% | 192,155 | $40.5M | Reduce -0.4% |
| GLW Corning Inc. | 3.06% | 964,131 | $37.5M | Reduce -1.8% |
| BND Vanguard Total Bond Market | 2.83% | 480,587 | $34.6M | Add +3.4% |
| CEF Sprott Physical Gold and Sil | 2.82% | 1,569,852 | $34.6M | Reduce -10.4% |
| IBDR iShares Ibonds Dec 2026 Term | 2.75% | 1,413,175 | $33.7M | Add +5.3% |
| TMO Thermo Fisher Scientific Inc. | 2.69% | 59,705 | $33.0M | Reduce -1.5% |
| QCOM Qualcomm Inc. | 2.47% | 151,888 | $30.3M | Reduce -0.5% |
| RSP Invesco S&P 500 Equal Weight | 2.35% | 175,214 | $28.8M | Reduce -29.2% |
| AVY Avery Dennison Corp. | 2.13% | 119,261 | $26.1M | Reduce -15.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.12% | 63,735 | $25.9M | Reduce -1.0% |
| FSK FS KKR Capital Corp. | 2.07% | 1,286,116 | $25.4M | Add +5.4% |
| TXN Texas Instruments Inc. | 2.07% | 130,133 | $25.3M | Reduce -1.5% |
| JPM JPMorgan Chase & Co. | 2.05% | 124,304 | $25.1M | Reduce -0.4% |
| JCI Johnson Controls Internation | 1.87% | 344,279 | $22.9M | Reduce -4.5% |
| BSCQ Invesco Bulletshares 2026 CB | 1.86% | 1,186,240 | $22.7M | Add +6.1% |
| IVV iShares Core S&P 500 ETF | 1.51% | 33,823 | $18.5M | Add +48.6% |
| MRNA Moderna Inc. | 1.42% | 146,896 | $17.4M | Add +0.2% |
| AMZN Amazon.com Inc. | 1.31% | 83,264 | $16.1M | Add +0.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.15% | 153,296 | $14.1M | Add +14.0% |
| CRM Salesforce Inc. | 1.11% | 52,729 | $13.6M | Add +71.6% |
| GLD SPDR Gold Shares | 1.10% | 62,744 | $13.5M | Reduce -0.1% |
| AMGN Amgen Inc. | 1.06% | 41,736 | $13.0M | Reduce -0.9% |
| OPLN Openlane Inc. | 1.05% | 774,825 | $12.9M | Add +0.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.03% | 73,312 | $12.7M | Add +18.6% |
| BWA Borgwarner Inc. | 0.97% | 367,951 | $11.9M | Add +0.8% |
| COHR Coherent Corp. | 0.90% | 152,718 | $11.1M | Reduce -0.8% |
| QUAL iShares MSCI USA Quality Fac | 0.89% | 64,062 | $10.9M | Add +2.7% |
| BSCP Invesco Bulletshares 2025 CB | 0.88% | 528,840 | $10.8M | Add +2.8% |
| LEN Lennar Corp. Class A | 0.81% | 65,932 | $9.9M | Reduce -1.2% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.68% | 163,266 | $8.4M | Reduce -14.9% |
| WD Walker & Dunlop Inc. | 0.65% | 81,579 | $8.0M | Reduce -2.7% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.61% | 96,981 | $7.5M | Reduce -4.3% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.60% | 40,447 | $7.4M | Add +7.5% |
| XOM Exxon Mobil Corp. | 0.57% | 61,159 | $7.0M | Reduce -1.8% |
| AZO AutoZone Inc. | 0.57% | 2,340 | $6.9M | Reduce -3.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.54% | 27,362 | $6.6M | Add +9.2% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.52% | 126,072 | $6.3M | Reduce -8.0% |
| UL Unilever PLC | 0.50% | 111,131 | $6.1M | Reduce -0.8% |
| CVX Chevron Corp. | 0.45% | 35,480 | $5.5M | Reduce -4.0% |
| ITW Illinois Tool Works | 0.43% | 22,207 | $5.3M | Reduce -5.3% |
| BSCS Invesco Bulletshares 2028 CB | 0.42% | 260,284 | $5.2M | Reduce -3.5% |
| MTUM iShares MSCI USA Momentum Fa | 0.42% | 26,524 | $5.2M | Add +14.4% |
| INTC Intel Corp. | 0.42% | 164,988 | $5.1M | Reduce -44.3% |
| BSV Vanguard Short-Term Bond ETF | 0.39% | 63,066 | $4.8M | Reduce -18.3% |
| MET Metlife Inc. | 0.39% | 68,350 | $4.8M | Reduce -1.5% |
| P Everpure Inc. Class A filed as PURE STORAGE INC | 0.38% | 72,400 | $4.6M | Reduce -0.7% |
| KLAC KLA Corp. | 0.35% | 5,256 | $4.3M | Reduce -1.8% |
| PEP Pepsico Inc. | 0.35% | 26,094 | $4.3M | Add +0.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 42,797 | $4.2M | Reduce -1.9% |
| ECL Ecolab Inc. | 0.34% | 17,679 | $4.2M | Reduce -0.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.34% | 15,641 | $4.2M | Add +26.6% |
| NVDA Nvidia Corp. | 0.34% | 33,861 | $4.2M | Add +21.3% |
| JNJ Johnson & Johnson | 0.34% | 28,118 | $4.1M | Add +0.4% |
| UNH Unitedhealth Group Inc. | 0.33% | 7,855 | $4.0M | Reduce -3.9% |
| GEM Goldman Sachs Activebeta Em | 0.30% | 113,015 | $3.7M | Reduce -2.2% |
| NTR Nutrien Ltd. | 0.30% | 71,475 | $3.6M | Reduce -5.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.27% | 44,859 | $3.3M | Add +1.8% |
| MRK Merck & Co. Inc. | 0.25% | 24,811 | $3.1M | Add +7.9% |
| BSCT Invesco Bulletshares 2029 CB | 0.23% | 152,800 | $2.8M | Add +205.0% |
| IMTM iShares MSCI Intl Momentum F | 0.22% | 71,234 | $2.8M | Add +7.5% |
| VEA Vanguard Ftse Developed ETF | 0.21% | 53,099 | $2.6M | Add +4.5% |
| J Jacobs Solutions Inc. | 0.21% | 18,145 | $2.5M | Reduce -3.3% |
| EFV iShares MSCI Eafe Value ETF | 0.20% | 46,133 | $2.4M | Add +5.5% |
| VGSH Vanguard Short-Term Treasury | 0.20% | 41,453 | $2.4M | Add +7.7% |
| GSLC Goldman Activebeta US LC ETF | 0.20% | 22,425 | $2.4M | Add +6.9% |
| IJR iShares Core S&P Small-Cap E | 0.19% | 22,320 | $2.4M | Add +7.0% |
| JJSF J & J Snack Foods Corp. | 0.19% | 14,000 | $2.3M | Reduce -6.7% |
| GOOG Alphabet Inc. Class C | 0.18% | 12,243 | $2.2M | Reduce -1.6% |
| ENB Enbridge Inc. | 0.18% | 61,407 | $2.2M | Reduce -1.3% |
| GOOGL Alphabet Inc. Class A | 0.17% | 11,765 | $2.1M | Add +4.9% |
| VSS Vanguard Ftse All Wo X-US SC | 0.17% | 17,574 | $2.1M | Add +6.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.17% | 51,849 | $2.1M | Reduce -0.0% |
| VGIT Vanguard Intermediate-Term T | 0.16% | 34,588 | $2.0M | Add +13.0% |
| IEMG iShares Core MSCI Emerging | 0.16% | 36,224 | $1.9M | Add +200.8% |
| NYT New York Times Co. Class A | 0.16% | 37,165 | $1.9M | No change |
| LNG Cheniere Energy Inc. | 0.15% | 10,425 | $1.8M | No change |
| USMV iShares MSCI USA Min Vol Fac | 0.15% | 21,310 | $1.8M | Reduce -1.5% |
| VWO Vanguard Ftse Emerging Marke | 0.14% | 40,524 | $1.8M | Add +4.0% |
| GIS General Mills Inc. | 0.14% | 27,965 | $1.8M | Reduce -3.3% |
| PPLI People Inc. filed as IAC INC | 0.14% | 37,700 | $1.8M | Add +25.9% |
| EUSA iShares MSCI USA Equal Weigh | 0.14% | 19,437 | $1.7M | Add +0.1% |
| MDT Medtronic PLC | 0.14% | 21,774 | $1.7M | Add +5.8% |
| O Realty Income Corp. | 0.14% | 31,500 | $1.7M | Reduce -1.7% |
| AL Sumisho Air Lease Corp. filed as AIR LEASE CORP | 0.13% | 34,200 | $1.6M | Reduce -0.3% |
| PFF iShares Preferred & Income S | 0.13% | 51,135 | $1.6M | Reduce -0.0% |
| AVDV Avantis Intl S/C Value ETF | 0.13% | 24,444 | $1.6M | Add +7.8% |
| COP Conocophillips | 0.13% | 13,521 | $1.5M | Add +1.4% |
| YUM Yum! Brands Inc. | 0.12% | 11,468 | $1.5M | No change |
| SHEL Shell PLC-ADR | 0.12% | 20,850 | $1.5M | Add +2.0% |
| PFE Pfizer Inc. | 0.12% | 53,297 | $1.5M | Reduce -14.6% |
| ADP Automatic Data Processing | 0.12% | 6,060 | $1.4M | Add +1.5% |
| IQLT iShares MSCI International Q | 0.12% | 36,979 | $1.4M | Add +12.1% |
| UMH Umh Properties Inc. filed as UMH PPTYS INC | 0.12% | 90,250 | $1.4M | Reduce -0.6% |
| EQIX Equinix Inc. | 0.11% | 1,848 | $1.4M | Reduce -1.3% |
| VCIT Vanguard Int-Term Corporate | 0.11% | 17,463 | $1.4M | Add +11.8% |
| BLDR Builders Firstsource Inc. | 0.11% | 9,545 | $1.3M | Add +2.6% |
Options reported separately and not counted above: SPY puts ($2.7M), SPY calls ($2.2M), AON calls ($1.5M), MPT calls ($43K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $222K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 4,700 | $222K | No change |
Total filed on the 13F, all lines: $1.2B.
Portfolio Sells Q1 2024 → Q2 2024
| SBUX Starbucks Corp. | Reduce -96.9% | 0.04% | −1.41 |
| RSP Invesco S&P 500 Equal Weight | Reduce -29.2% | 2.35% | −1.12 |
| INTC Intel Corp. | Reduce -44.3% | 0.42% | −0.67 |
| AVY Avery Dennison Corp. | Reduce -15.7% | 2.13% | −0.48 |
| TMO Thermo Fisher Scientific Inc. | Reduce -1.5% | 2.69% | −0.22 |
| LEN Lennar Corp. Class A | Reduce -1.2% | 0.81% | −0.14 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -14.9% | 0.68% | −0.13 |
| CEF Sprott Physical Gold and Sil | Reduce -10.4% | 2.82% | −0.12 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.0% | 2.12% | −0.12 |
| BSV Vanguard Short-Term Bond ETF | Reduce -18.3% | 0.39% | −0.09 |
| DIS The Walt Disney Co. | Reduce -1.9% | 0.35% | −0.09 |
| ITW Illinois Tool Works | Reduce -5.3% | 0.43% | −0.09 |
| JCI Johnson Controls Internation | Reduce -4.5% | 1.87% | −0.08 |
| AZO AutoZone Inc. | Reduce -3.4% | 0.57% | −0.07 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -8.0% | 0.52% | −0.05 |
| GDO Western Ast GLB Corp. Opprnty | Sold out | 0.00% | −0.05 |
| WD Walker & Dunlop Inc. | Reduce -2.7% | 0.65% | −0.05 |
| NTR Nutrien Ltd. | Reduce -5.2% | 0.30% | −0.04 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -4.3% | 0.61% | −0.04 |
| MET Metlife Inc. | Reduce -1.5% | 0.39% | −0.03 |
| J Jacobs Solutions Inc. | Reduce -3.3% | 0.21% | −0.03 |
| CVX Chevron Corp. | Reduce -4.0% | 0.45% | −0.03 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -26.2% | 0.07% | −0.03 |
| WEN The Wendy's Co. | Reduce -9.8% | 0.10% | −0.02 |
| SPSB SS SPDR P St C Corp. ETF | Sold out | 0.00% | −0.02 |
| XOM Exxon Mobil Corp. | Reduce -1.8% | 0.57% | −0.02 |
| BXSL Blackstone Secured Lending F | Reduce -48.9% | 0.02% | −0.02 |
| BSCS Invesco Bulletshares 2028 CB | Reduce -3.5% | 0.42% | −0.02 |
| GIS General Mills Inc. | Reduce -3.3% | 0.14% | −0.02 |
| PFE Pfizer Inc. | Reduce -14.6% | 0.12% | −0.02 |
| MERC Mercer International Inc. | Reduce -2.3% | 0.10% | −0.02 |
| BRW Saba Capital Income & Opport | Sold out | 0.00% | −0.02 |
| VLO Valero Energy Corp. | Sold out | 0.00% | −0.02 |
| BSJO Invesco Bulletshares 2024 HY | Sold out | 0.00% | −0.02 |
| SJM The JM Smucker Co. | Sold out | 0.00% | −0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -15.3% | 0.08% | −0.02 |
| JPM JPMorgan Chase & Co. | Reduce -0.4% | 2.05% | −0.02 |
| EQIX Equinix Inc. | Reduce -1.3% | 0.11% | −0.01 |
| AL Sumisho Air Lease Corp. | Reduce -0.3% | 0.13% | −0.01 |
| SABA Saba Capital Income & Opport | Sold out | 0.00% | −0.01 |
| CSCO Cisco Systems Inc. | Reduce -4.9% | 0.11% | −0.01 |
| CHTR Charter Communications Inc. Class A | Reduce -28.1% | 0.03% | −0.01 |
| ALL Allstate Corp. | Reduce -17.7% | 0.03% | −0.01 |
| AME Ametek Inc. | Reduce -14.8% | 0.03% | −0.01 |
| CBRE CBRE Group Inc. Class A | Reduce -3.3% | 0.06% | −0.01 |
| PGX Invesco Preferred ETF | Reduce -6.7% | 0.08% | −0.01 |
| SON Sonoco Products Co. | Reduce -9.3% | 0.03% | −0.01 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -18.7% | 0.03% | −0.01 |
| UNH Unitedhealth Group Inc. | Reduce -3.9% | 0.33% | −0.01 |
| ENB Enbridge Inc. | Reduce -1.3% | 0.18% | −0.01 |
Portfolio Buys Q1 2024 → Q2 2024
| LLY Eli Lilly & Co. | Add +4.8% | 3.53% | +0.59 |
| IVV iShares Core S&P 500 ETF | Add +48.6% | 1.51% | +0.52 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Add +6.4% | 10.56% | +0.47 |
| CRM Salesforce Inc. | Add +71.6% | 1.11% | +0.34 |
| BSCT Invesco Bulletshares 2029 CB | Add +205.0% | 0.23% | +0.15 |
| FSK FS KKR Capital Corp. | Add +5.4% | 2.07% | +0.15 |
| NVDA Nvidia Corp. | Add +21.3% | 0.34% | +0.13 |
| MRNA Moderna Inc. | Add +0.2% | 1.42% | +0.13 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +14.0% | 1.15% | +0.13 |
| DSTL Distillate US Fundamental St | Add +9.2% | 4.19% | +0.11 |
| IEMG iShares Core MSCI Emerging | Add +200.8% | 0.16% | +0.11 |
| IBDR iShares Ibonds Dec 2026 Term | Add +5.3% | 2.75% | +0.10 |
| IWO iShares Russell 2000 Growth | New | 0.09% | +0.09 |
| BSCQ Invesco Bulletshares 2026 CB | Add +6.1% | 1.86% | +0.08 |
| AMZN Amazon.com Inc. | Add +0.7% | 1.31% | +0.08 |
| VTI VG Morningstar TS MKT ETF-US | Add +26.6% | 0.34% | +0.08 |
| MOS The Mosaic Co. | New | 0.07% | +0.07 |
| MTUM iShares MSCI USA Momentum Fa | Add +14.4% | 0.42% | +0.06 |
| IBM Intl Business Machines Corp. | Add +18.6% | 1.03% | +0.06 |
| FLOT iShares Floating Rate Bond E | New | 0.05% | +0.05 |
| BRK.A Berkshire Hathaway Inc. Class A | New | 0.05% | +0.05 |
| QUAL iShares MSCI USA Quality Fac | Add +2.7% | 0.89% | +0.04 |
| ICSH iShares Ultra Short Duration | Add +55.1% | 0.10% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +4.9% | 0.17% | +0.03 |
| BND Vanguard Total Bond Market | Add +3.4% | 2.83% | +0.03 |
| BLW BlackRock Ltd. Durat Inc. TR | New | 0.03% | +0.03 |
| FCT First Trust SNR FL RT Inc. II | Add +66.2% | 0.07% | +0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +9.2% | 0.54% | +0.02 |
| BSJQ Invesco Bulletshares 2026 HY | Add +104.8% | 0.04% | +0.02 |
| PANW Palo Alto Networks Inc. | New | 0.02% | +0.02 |
| EFG iShares MSCI Eafe Growth ETF | New | 0.02% | +0.02 |
| VGIT Vanguard Intermediate-Term T | Add +13.0% | 0.16% | +0.02 |
| GSLC Goldman Activebeta US LC ETF | Add +6.9% | 0.20% | +0.02 |
| AVGO Broadcom Inc. | Add +5.4% | 0.07% | +0.01 |
| BSCP Invesco Bulletshares 2025 CB | Add +2.8% | 0.88% | +0.01 |
| PPLI People Inc. | Add +25.9% | 0.14% | +0.01 |
| VGSH Vanguard Short-Term Treasury | Add +7.7% | 0.20% | +0.01 |
| VWO Vanguard Ftse Emerging Marke | Add +4.0% | 0.14% | +0.01 |
| IMTM iShares MSCI Intl Momentum F | Add +7.5% | 0.22% | +0.01 |
| VCIT Vanguard Int-Term Corporate | Add +11.8% | 0.11% | +0.01 |
| WMT Walmart Inc. | Add +8.2% | 0.06% | +0.01 |
| XLK SS Technology Select Sector | Add +20.9% | 0.04% | +0.01 |
| IQLT iShares MSCI International Q | Add +12.1% | 0.12% | +0.01 |
| SHEL Shell PLC-ADR | Add +2.0% | 0.12% | +0.01 |
| ADBE Adobe Inc. | Add +11.3% | 0.05% | +0.01 |
| VSS Vanguard Ftse All Wo X-US SC | Add +6.3% | 0.17% | +0.01 |
| ASML ASML Holding NV-NY Reg SHS | Add +19.3% | 0.04% | +0.01 |
| FLDR Fidelity Low Durat Fact ETF | Add +45.5% | 0.03% | +0.01 |
| AVDV Avantis Intl S/C Value ETF | Add +7.8% | 0.13% | +0.01 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +7.5% | 0.60% | +0.01 |
Options Activity Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 5,000 | $2.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 4,000 | $2.2M |
| MSFT Microsoft Corp. | put | Sold out | 500 | $210Kbefore exit |
| CHPT Chargepoint Holdings Inc. | call | Sold out | 32,000 | $61Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 311 | $1.7B | IBDU, GLW, SMTH, DCRE, IVV |
| Q1 2026 | 304 | $1.5B | SMTH, IBDU, GLW, DCRE, IVV |
| Q4 2025 | 295 | $1.5B | SMTH, IBDU, DCRE, GLW, MSFT |
| Q3 2025 | 309 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q2 2025 | 306 | $1.2B | SMTH, IBDU, IVV, DCRE, GLW |
| Q1 2025 | 308 | $1.3B | SMTH, IBDU, IVV, DCRE, GLW |
| Q4 2024 | 292 | $1.3B | IBDS, DSTL, AAPL, MSFT, SMTH |
| Q3 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q2 2024 | 308 | $1.2B | IBDS, DSTL, MSFT, LLY, AAPL |
| Q1 2024 | 309 | $1.2B | IBDS, DSTL, MSFT, RSP, CEF |