Shufro Rose & Co. LLC

In its 13F for Q2 2025 (holdings as of June 30, 2025, filed August 11, 2025), Shufro Rose & Co. LLC reported 306 stock positions worth $1.2 billion. Its top holding was Alps SMTH Cor BD Plus ETF (SMTH) at 9.4% of the portfolio, followed by iShares Ibonds Dec 2029 Term (IBDU, 6.6%) and iShares Core S&P 500 ETF (IVV, 4.6%). Compared with Q1 2025, it opened 1 new position, sold out of 3, added to 2 and reduced 132. The biggest buy was Starbucks (SBUX, shares +102%) and the biggest sale Berkshire Hathaway Class B (BRK.B, shares −6%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0000908195
Portfolio Value
$1.2B (Q2 2025)
SEC Filing
0000908195-25-000009 ↗ filed Aug 11, 2025

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.2B Q1 2024 Q2 2024: $1.2B Q2 2024 Q3 2024: $1.2B Q3 2024 Q4 2024: $1.3B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.2B $1.2B Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $1.5B Q4 2025 Q1 2026: $1.5B Q1 2026 Q2 2026: $1.7B Q2 2026

Holdings 306 stocks · $1.2B
SMTH Alps SMTH Cor BD Plus ETF 9.40% 4,480,300 $116.0M Reduce -1.4%
IBDU iShares Ibonds Dec 2029 Term 6.64% 3,540,014 $81.9M Reduce -1.4%
IVV iShares Core S&P 500 ETF 4.56% 100,153 $56.3M Reduce -2.7%
DCRE DBL Comm Real Est Debt 3.55% 843,367 $43.7M Reduce -1.4%
GLW Corning Inc. 3.37% 907,714 $41.6M Reduce -1.3%
MSFT Microsoft Corp. 3.35% 110,066 $41.3M Reduce -1.4%
AAPL Apple Inc. 3.30% 183,424 $40.7M Reduce -3.0%
LLY Eli Lilly & Co. 3.02% 45,084 $37.2M Reduce -0.1%
BRK.B Berkshire Hathaway Inc. Class B 2.48% 57,439 $30.6M Reduce -5.7%
RSP Invesco S&P 500 Equal Weight 2.36% 168,046 $29.1M Reduce -0.8%
JPM JPMorgan Chase & Co. 2.34% 117,539 $28.8M Reduce -1.2%
TMO Thermo Fisher Scientific Inc. 2.31% 57,279 $28.5M Reduce -0.9%
IBDR iShares Ibonds Dec 2026 Term 2.14% 1,092,999 $26.5M Reduce -1.4%
BSCQ Invesco Bulletshares 2026 CB 1.93% 1,223,903 $23.8M Reduce -1.4%
QCOM Qualcomm Inc. 1.84% 147,811 $22.7M Reduce -1.2%
TXN Texas Instruments Inc. 1.74% 119,221 $21.4M Reduce -1.9%
AVY Avery Dennison Corp. 1.70% 117,807 $21.0M Reduce -0.8%
VO Vngrd Mrngstr MD-Cap ETF-Usd 1.58% 75,559 $19.5M Reduce -3.6%
GDX Vaneck Gold Miners ETF 1.48% 396,873 $18.2M Reduce -1.7%
JCI Johnson Controls Internation 1.47% 225,740 $18.1M Reduce -0.7%
GLD SPDR Gold Shares 1.44% 61,453 $17.7M Reduce -2.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 1.43% 71,040 $17.7M Reduce -2.1%
AMZN Amazon.com Inc. 1.25% 80,957 $15.4M Reduce -1.4%
OPLN Openlane Inc. 1.18% 755,891 $14.6M Reduce -1.6%
CRM Salesforce Inc. 1.13% 51,844 $13.9M Reduce -1.5%
FSK FS KKR Capital Corp. 1.11% 653,845 $13.7M Reduce -1.0%
QUAL iShares MSCI USA Quality Fac 0.98% 70,947 $12.1M Reduce -2.5%
AMGN Amgen Inc. 0.97% 38,443 $12.0M Reduce -3.1%
VCSH Vanguard S/T Corp. Bond ETF 0.95% 147,993 $11.7M Reduce -1.9%
BSCT Invesco Bulletshares 2029 CB 0.86% 571,796 $10.6M Reduce -1.4%
CEF Sprott Physical Gold and Sil 0.82% 355,433 $10.1M Reduce -2.0%
VCIT Vanguard Int-Term Corporate 0.80% 121,248 $9.9M Reduce -0.8%
VTI VG Morningstar TS MKT ETF-US 0.73% 32,592 $9.0M Reduce -1.3%
BSCP Invesco Bulletshares 2025 CB 0.69% 413,094 $8.5M Reduce -1.1%
NVDA Nvidia Corp. 0.69% 78,579 $8.5M Reduce -2.3%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.68% 44,932 $8.4M Reduce -0.5%
COHR Coherent Corp. 0.62% 117,960 $7.7M Reduce -2.3%
XOM Exxon Mobil Corp. 0.56% 58,023 $6.9M Reduce -1.5%
LEN Lennar Corp. Class A 0.56% 59,768 $6.9M Reduce -2.1%
AZO AutoZone Inc. 0.54% 1,748 $6.7M Reduce -6.0%
UL Unilever PLC 0.52% 107,249 $6.4M Reduce -0.5%
MTUM iShares MSCI USA Momentum Fa 0.51% 30,896 $6.2M Reduce -0.5%
TSEL Touchstone Sands Sel GR ETF 0.48% 266,659 $6.0M Reduce -1.5%
CVX Chevron Corp. 0.47% 34,792 $5.8M Reduce -0.7%
ICSH iShares Ultra Short Duration 0.46% 110,790 $5.6M Reduce -0.6%
BSCS Invesco Bulletshares 2028 CB 0.45% 273,921 $5.6M Reduce -0.1%
MET Metlife Inc. 0.40% 61,642 $4.9M Reduce -2.9%
VGSH Vanguard Short-Term Treasury 0.40% 84,201 $4.9M Reduce -4.4%
WD Walker & Dunlop Inc. 0.37% 54,118 $4.6M Reduce -2.6%
ECL Ecolab Inc. 0.37% 18,069 $4.6M Reduce -1.8%
VGIT Vanguard Intermediate-Term T 0.37% 76,614 $4.6M Reduce -0.6%
ITW Illinois Tool Works 0.35% 17,605 $4.4M Reduce -3.4%
JNJ Johnson & Johnson 0.34% 25,155 $4.2M Reduce -6.0%
TPL Texas Pacific Land Corp. 0.34% 3,138 $4.2M No change
PEP Pepsico Inc. 0.31% 25,865 $3.9M No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.30% 37,983 $3.7M Reduce -2.6%
UNH Unitedhealth Group Inc. 0.30% 7,146 $3.7M Reduce -5.7%
NKE Nike Inc. Class B 0.30% 58,022 $3.7M Reduce -3.2%
KLAC KLA Corp. 0.29% 5,243 $3.6M Reduce -1.4%
VRSK Verisk Analytics Inc. 0.27% 11,052 $3.3M No change
VEA Vanguard Ftse Developed ETF 0.25% 60,304 $3.1M Reduce -0.5%
SENEA Seneca Foods Corp. Class A 0.25% 34,350 $3.1M Reduce -0.9%
IMTM iShares MSCI Intl Momentum F 0.25% 76,499 $3.1M Reduce -0.5%
O Realty Income Corp. 0.24% 51,250 $3.0M Reduce -0.4%
P Everpure Inc. Class A filed as PURE STORAGE INC 0.22% 62,000 $2.7M Reduce -1.1%
GSLC Goldman Activebeta US LC ETF 0.21% 23,590 $2.6M No change
IEFA iShares Core MSCI Eafe ETF 0.21% 33,725 $2.6M Reduce -0.1%
EFV iShares MSCI Eafe Value ETF 0.20% 41,298 $2.4M Reduce -0.6%
ENB Enbridge Inc. 0.20% 54,457 $2.4M No change
LNG Cheniere Energy Inc. 0.19% 10,025 $2.3M No change
IJR iShares Core S&P Small-Cap E 0.18% 20,845 $2.2M Reduce -0.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.17% 50,469 $2.1M No change
MDT Medtronic PLC 0.16% 22,351 $2.0M Reduce -0.9%
VWO Vanguard Ftse Emerging Marke 0.16% 44,303 $2.0M Reduce -0.5%
AVDV Avantis Intl S/C Value ETF 0.16% 27,898 $1.9M Reduce -0.5%
VSS Vanguard Ftse All Wo X-US SC 0.15% 16,525 $1.9M Reduce -0.6%
UNP Union Pacific Corp. 0.15% 8,007 $1.9M No change
NYT New York Times Co. Class A 0.15% 37,165 $1.8M No change
JJSF J & J Snack Foods Corp. 0.15% 13,941 $1.8M No change
YUM Yum! Brands Inc. 0.15% 11,468 $1.8M No change
GOOGL Alphabet Inc. Class A 0.14% 11,275 $1.7M Reduce -1.7%
USMV iShares MSCI USA Min Vol Fac 0.14% 18,467 $1.7M Reduce -0.6%
SHEL Shell PLC-ADR 0.14% 23,514 $1.7M No change
GOOG Alphabet Inc. Class C 0.14% 10,983 $1.7M Reduce -3.2%
REGN Regeneron Pharmaceuticals 0.13% 2,623 $1.7M Reduce -0.6%
J Jacobs Solutions Inc. 0.13% 13,515 $1.6M Reduce -2.9%
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.13% 84,850 $1.6M Reduce -1.4%
EUSA iShares MSCI USA Equal Weigh 0.13% 16,530 $1.5M Reduce -1.2%
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP 0.13% 31,950 $1.5M Reduce -1.2%
PPLI People Inc. filed as IAC INC 0.12% 33,200 $1.5M Reduce -1.3%
COP Conocophillips 0.12% 14,511 $1.5M Reduce -2.0%
NEAR iShares SH Dba ETF Usd Inc. 0.12% 29,919 $1.5M Reduce -0.2%
IQLT iShares MSCI International Q 0.12% 37,744 $1.5M Reduce -0.5%
MRK Merck & Co. Inc. 0.12% 16,668 $1.5M No change
PFF iShares Preferred & Income S 0.12% 48,685 $1.5M No change
NTR Nutrien Ltd. 0.12% 29,740 $1.5M Add +8.1%
EQIX Equinix Inc. 0.12% 1,757 $1.4M No change
EFAV iShares MSCI Eafe Min Vol Fa 0.12% 18,379 $1.4M Reduce -0.6%
GEM Goldman Sachs Activebeta Em 0.11% 42,591 $1.4M Reduce -0.7%
IEMG iShares Core MSCI Emerging 0.11% 25,277 $1.4M Reduce -0.1%

Show all 306 holdings

Options reported separately and not counted above: NVDA puts ($6.5M), REGN puts ($1.6M), PANW calls ($341K), AAPL puts ($222K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $1.7M (not counted above)
SecurityClassShares / PrincipalValueChange
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A 46,500$1.7MReduce -1.1%

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q1 2025 → Q2 2025
BRK.B Berkshire Hathaway Inc. Class B Reduce -5.7% 2.48% −0.10
SFY Sofi Select 500 ETF Sold out 0.00% −0.05
IVV iShares Core S&P 500 ETF Reduce -2.7% 4.56% −0.04
AAPL Apple Inc. Reduce -3.0% 3.30% −0.04
COST Costco Wholesale Corp. Reduce -68.5% 0.02% −0.03
HY Hyster-Yale Inc. Sold out 0.00% −0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -3.6% 1.58% −0.03
AZO AutoZone Inc. Reduce -6.0% 0.54% −0.02
BN Brookfield Corp. Sold out 0.00% −0.02
IBDS Ishrs Ibnds Dec 27 Corp. ETF Reduce -24.4% 0.05% −0.02
JNJ Johnson & Johnson Reduce -6.0% 0.34% −0.02
COLD Americold Realty Trust Inc. Reduce -40.5% 0.02% −0.01
AMGN Amgen Inc. Reduce -3.1% 0.97% −0.01
UNH Unitedhealth Group Inc. Reduce -5.7% 0.30% −0.01
VGSH Vanguard Short-Term Treasury Reduce -4.4% 0.40% −0.01
WMT Walmart Inc. Reduce -14.1% 0.07% −0.01
CBRE CBRE Group Inc. Class A Reduce -14.8% 0.06% −0.01
GLD SPDR Gold Shares Reduce -2.3% 1.44% −0.01
AXP American Express Co. Reduce -13.1% 0.06% −0.01
QUAL iShares MSCI USA Quality Fac Reduce -2.5% 0.98% −0.01
DSTL Distillate US Fundamental St Reduce -20.8% 0.03% −0.01
ITW Illinois Tool Works Reduce -3.4% 0.35% −0.01
XYL Xylem Inc. Reduce -10.0% 0.06% −0.01
MET Metlife Inc. Reduce -2.9% 0.40% −0.00
IBM Intl Business Machines Corp. Reduce -2.1% 1.43% −0.00
NKE Nike Inc. Class B Reduce -3.2% 0.30% −0.00
BND Vanguard Total Bond Market Reduce -9.0% 0.05% −0.00
NVDA Nvidia Corp. Reduce -2.3% 0.69% −0.00
SPGI S&P Global Inc. Reduce -12.8% 0.03% −0.00
PG The Procter & Gamble Co. Reduce -7.4% 0.06% −0.00
COHR Coherent Corp. Reduce -2.3% 0.62% −0.00
MTB M & T Bank Corp. Reduce -16.3% 0.02% −0.00
WD Walker & Dunlop Inc. Reduce -2.6% 0.37% −0.00
TXN Texas Instruments Inc. Reduce -1.9% 1.74% −0.00
TER Teradyne Inc. Reduce -10.8% 0.03% −0.00
DIS The Walt Disney Co. Reduce -2.6% 0.30% −0.00
SYF Synchrony Financial Reduce -4.2% 0.10% −0.00
BSV Vanguard Short-Term Bond ETF Reduce -12.7% 0.02% −0.00
LEN Lennar Corp. Class A Reduce -2.1% 0.56% −0.00
GOOG Alphabet Inc. Class C Reduce -3.2% 0.14% −0.00
CEF Sprott Physical Gold and Sil Reduce -2.0% 0.82% −0.00
MFIC Midcap Financial Investment Reduce -5.2% 0.04% −0.00
KO The Coca-Cola Co. Reduce -6.0% 0.04% −0.00
J Jacobs Solutions Inc. Reduce -2.9% 0.13% −0.00
PPT Franklin Premir Inc. Trust-Ui Reduce -4.6% 0.04% −0.00
VCSH Vanguard S/T Corp. Bond ETF Reduce -1.9% 0.95% −0.00
XFRAX BlackRock Fltng RT Inc. Strat Reduce -3.2% 0.05% −0.00
DOC Healthpeak Properties Inc. Reduce -2.7% 0.06% −0.00
XEFRX Eaton Vance Sr FLTG Rate TR Reduce -3.8% 0.03% −0.00
XAWFX Alliancebernstein GL Hi Inc. Reduce -2.5% 0.05% −0.00

Portfolio Buys Q1 2025 → Q2 2025
SBUX Starbucks Corp. Add +102.3% 0.05% +0.02
WSC Willscot Holdings Corp. New 0.02% +0.02
NTR Nutrien Ltd. Add +8.1% 0.12% +0.01

Options Activity Q1 2025 → Q2 2025
NVDA Nvidia Corp. put New 59,800 $6.5M
REGN Regeneron Pharmaceuticals put New 2,500 $1.6M
PANW Palo Alto Networks Inc. call New 2,000 $341K
AAPL Apple Inc. put New 1,000 $222K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q1 2025 → Q2 2025
NVDA Nvidia Corp. COM · principal Sold out 59,800 $6.5Mbefore exit
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Reduce -1.1% 46,500 $1.7M
REGN Regeneron Pharmaceuticals COM · principal Sold out 2,500 $1.6Mbefore exit
AAPL Apple Inc. COM · principal Sold out 1,000 $222Kbefore exit
PALO ALTO NETWORKS INC CALL · principal Sold out 2,000 $3Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 311$1.7BIBDU, GLW, SMTH, DCRE, IVV
Q1 2026 304$1.5BSMTH, IBDU, GLW, DCRE, IVV
Q4 2025 295$1.5BSMTH, IBDU, DCRE, GLW, MSFT
Q3 2025 309$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q2 2025 306$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q1 2025 308$1.3BSMTH, IBDU, IVV, DCRE, GLW
Q4 2024 292$1.3BIBDS, DSTL, AAPL, MSFT, SMTH
Q3 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q2 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q1 2024 309$1.2BIBDS, DSTL, MSFT, RSP, CEF