Shufro Rose & Co. LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 8, 2025), Shufro Rose & Co. LLC reported 308 stock positions worth $1.3 billion. Its top holding was Alps SMTH Cor BD Plus ETF (SMTH) at 9.4% of the portfolio, followed by iShares Ibonds Dec 2029 Term (IBDU, 6.6%) and iShares Core S&P 500 ETF (IVV, 4.6%). Compared with Q4 2024, it opened 23 new positions, sold out of 8, added to 69 and reduced 106. The biggest buy was a new position in iShares Ibonds Dec 2029 Term (IBDU) and the biggest sale Ishrs Ibnds Dec 27 Corp. ETF (IBDS, shares −99%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0000908195
Portfolio Value
$1.3B (Q1 2025)
SEC Filing
0000908195-25-000007 ↗ filed May 8, 2025

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.2B Q1 2024 Q2 2024: $1.2B Q2 2024 Q3 2024: $1.2B Q3 2024 Q4 2024: $1.3B Q4 2024 Q1 2025: $1.3B $1.3B Q1 2025 Q2 2025: $1.2B Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $1.5B Q4 2025 Q1 2026: $1.5B Q1 2026 Q2 2026: $1.7B Q2 2026

Holdings 308 stocks · $1.3B
SMTH Alps SMTH Cor BD Plus ETF 9.37% 4,543,908 $117.6M Add +146.4%
IBDU iShares Ibonds Dec 2029 Term 6.61% 3,590,158 $83.0M New
IVV iShares Core S&P 500 ETF 4.61% 102,933 $57.8M Add +60.5%
DCRE DBL Comm Real Est Debt 3.53% 855,345 $44.4M Add +1.9%
GLW Corning Inc. 3.35% 919,270 $42.1M Reduce -1.4%
AAPL Apple Inc. 3.35% 189,201 $42.0M Reduce -1.0%
MSFT Microsoft Corp. 3.34% 111,606 $41.9M Reduce -0.5%
LLY Eli Lilly & Co. 2.97% 45,114 $37.3M Reduce -1.3%
BRK.B Berkshire Hathaway Inc. Class B 2.58% 60,932 $32.5M Reduce -2.7%
RSP Invesco S&P 500 Equal Weight 2.34% 169,427 $29.3M Add +1.8%
JPM JPMorgan Chase & Co. 2.32% 119,014 $29.2M Reduce -2.3%
TMO Thermo Fisher Scientific Inc. 2.29% 57,824 $28.8M Reduce -1.6%
IBDR iShares Ibonds Dec 2026 Term 2.14% 1,108,718 $26.8M Reduce -23.4%
BSCQ Invesco Bulletshares 2026 CB 1.93% 1,241,228 $24.2M Reduce -17.7%
QCOM Qualcomm Inc. 1.83% 149,580 $23.0M Reduce -1.1%
TXN Texas Instruments Inc. 1.74% 121,569 $21.8M Reduce -5.5%
AVY Avery Dennison Corp. 1.68% 118,795 $21.1M Reduce -0.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd 1.61% 78,422 $20.3M Add +16.9%
GDX Vaneck Gold Miners ETF 1.48% 403,552 $18.6M Reduce -24.6%
JCI Johnson Controls Internation 1.45% 227,356 $18.2M Reduce -17.8%
GLD SPDR Gold Shares 1.44% 62,893 $18.1M Reduce -0.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 1.44% 72,547 $18.0M Reduce -0.8%
AMZN Amazon.com Inc. 1.24% 82,148 $15.6M Reduce -0.5%
OPLN Openlane Inc. 1.18% 767,954 $14.8M Reduce -0.3%
CRM Salesforce Inc. 1.12% 52,613 $14.1M Reduce -0.3%
FSK FS KKR Capital Corp. 1.10% 660,612 $13.8M Reduce -47.1%
QUAL iShares MSCI USA Quality Fac 0.99% 72,766 $12.4M Reduce -1.6%
AMGN Amgen Inc. 0.98% 39,691 $12.4M Reduce -1.8%
VCSH Vanguard S/T Corp. Bond ETF 0.95% 150,794 $11.9M Add +1.4%
BSCT Invesco Bulletshares 2029 CB 0.86% 579,822 $10.7M Add +1.8%
CEF Sprott Physical Gold and Sil 0.82% 362,651 $10.3M Reduce -65.9%
VCIT Vanguard Int-Term Corporate 0.80% 122,217 $10.0M Add +0.7%
VTI VG Morningstar TS MKT ETF-US 0.72% 33,016 $9.1M Add +1.3%
NVDA Nvidia Corp. 0.69% 80,429 $8.7M Reduce -15.4%
BSCP Invesco Bulletshares 2025 CB 0.69% 417,611 $8.6M Reduce -17.9%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.67% 45,161 $8.4M Reduce -1.2%
COHR Coherent Corp. 0.62% 120,695 $7.8M Reduce -5.0%
AZO AutoZone Inc. 0.56% 1,860 $7.1M Reduce -8.4%
LEN Lennar Corp. Class A 0.56% 61,068 $7.0M Reduce -1.2%
XOM Exxon Mobil Corp. 0.56% 58,923 $7.0M Add +1.8%
UL Unilever PLC 0.51% 107,787 $6.4M Reduce -1.4%
MTUM iShares MSCI USA Momentum Fa 0.50% 31,046 $6.3M Add +2.2%
TSEL Touchstone Sands Sel GR ETF 0.48% 270,826 $6.0M New
CVX Chevron Corp. 0.47% 35,023 $5.9M Add +2.7%
ICSH iShares Ultra Short Duration 0.45% 111,414 $5.6M Add +0.7%
BSCS Invesco Bulletshares 2028 CB 0.44% 274,130 $5.6M Add +17.1%
VGSH Vanguard Short-Term Treasury 0.41% 88,039 $5.2M Add +9.0%
MET Metlife Inc. 0.41% 63,492 $5.1M Reduce -1.3%
WD Walker & Dunlop Inc. 0.38% 55,565 $4.7M Reduce -14.9%
ECL Ecolab Inc. 0.37% 18,398 $4.7M Add +1.3%
VGIT Vanguard Intermediate-Term T 0.36% 77,062 $4.6M Add +8.4%
ITW Illinois Tool Works 0.36% 18,230 $4.5M Add +6.2%
JNJ Johnson & Johnson 0.35% 26,759 $4.4M Reduce -2.5%
TPL Texas Pacific Land Corp. 0.33% 3,138 $4.2M New
UNH Unitedhealth Group Inc. 0.32% 7,574 $4.0M Reduce -1.3%
PEP Pepsico Inc. 0.31% 25,865 $3.9M Reduce -0.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.31% 39,008 $3.9M Reduce -2.2%
NKE Nike Inc. Class B 0.30% 59,920 $3.8M Reduce -0.4%
KLAC KLA Corp. 0.29% 5,319 $3.6M Add +1.5%
VRSK Verisk Analytics Inc. 0.26% 11,052 $3.3M No change
SENEA Seneca Foods Corp. Class A 0.25% 34,650 $3.1M Add +259.1%
VEA Vanguard Ftse Developed ETF 0.25% 60,583 $3.1M Reduce -9.3%
IMTM iShares MSCI Intl Momentum F 0.24% 76,889 $3.1M Add +0.4%
O Realty Income Corp. 0.24% 51,450 $3.0M Add +11.2%
P Everpure Inc. Class A filed as PURE STORAGE INC 0.22% 62,700 $2.8M Add +3.6%
GSLC Goldman Activebeta US LC ETF 0.21% 23,590 $2.6M Add +7.5%
IEFA iShares Core MSCI Eafe ETF 0.20% 33,754 $2.6M Add +10.2%
EFV iShares MSCI Eafe Value ETF 0.20% 41,562 $2.4M Reduce -11.3%
ENB Enbridge Inc. 0.19% 54,457 $2.4M Reduce -0.2%
LNG Cheniere Energy Inc. 0.18% 10,025 $2.3M Reduce -3.8%
IJR iShares Core S&P Small-Cap E 0.17% 20,861 $2.2M Reduce -13.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.17% 50,469 $2.1M Reduce -0.8%
MDT Medtronic PLC 0.16% 22,551 $2.0M Add +6.3%
VWO Vanguard Ftse Emerging Marke 0.16% 44,544 $2.0M Reduce -9.4%
AVDV Avantis Intl S/C Value ETF 0.16% 28,049 $2.0M Reduce -0.6%
VSS Vanguard Ftse All Wo X-US SC 0.15% 16,626 $1.9M Reduce -8.3%
UNP Union Pacific Corp. 0.15% 8,007 $1.9M Add +168.8%
NYT New York Times Co. Class A 0.15% 37,165 $1.8M No change
JJSF J & J Snack Foods Corp. 0.15% 13,941 $1.8M No change
YUM Yum! Brands Inc. 0.14% 11,468 $1.8M No change
GOOGL Alphabet Inc. Class A 0.14% 11,475 $1.8M Reduce -1.8%
GOOG Alphabet Inc. Class C 0.14% 11,343 $1.8M Reduce -4.2%
USMV iShares MSCI USA Min Vol Fac 0.14% 18,584 $1.7M Reduce -4.1%
SHEL Shell PLC-ADR 0.14% 23,514 $1.7M Add +15.0%
J Jacobs Solutions Inc. 0.13% 13,915 $1.7M Reduce -3.5%
REGN Regeneron Pharmaceuticals 0.13% 2,639 $1.7M Reduce -1.8%
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.13% 86,050 $1.6M Reduce -0.9%
EUSA iShares MSCI USA Equal Weigh 0.12% 16,730 $1.6M Add +3.5%
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP 0.12% 32,350 $1.6M No change
COP Conocophillips 0.12% 14,811 $1.6M Add +8.8%
PPLI People Inc. filed as IAC INC 0.12% 33,650 $1.5M Add +14.3%
NEAR iShares SH Dba ETF Usd Inc. 0.12% 29,981 $1.5M Add +8.1%
IQLT iShares MSCI International Q 0.12% 37,940 $1.5M Reduce -8.2%
MRK Merck & Co. Inc. 0.12% 16,668 $1.5M Reduce -5.2%
PFF iShares Preferred & Income S 0.12% 48,685 $1.5M Reduce -4.1%
EFAV iShares MSCI Eafe Min Vol Fa 0.11% 18,493 $1.4M Reduce -1.5%
EQIX Equinix Inc. 0.11% 1,757 $1.4M Reduce -2.8%
GEM Goldman Sachs Activebeta Em 0.11% 42,894 $1.4M Reduce -18.9%
NTR Nutrien Ltd. 0.11% 27,511 $1.4M Reduce -38.1%
IEMG iShares Core MSCI Emerging 0.11% 25,306 $1.4M Reduce -11.6%

Show all 308 holdings

Other holdings (5): bonds, preferreds, convertibles and warrants · $10.0M (not counted above)
SecurityClassShares / PrincipalValueChange
NVDA Nvidia Corp. COM · principal 59,800$6.5MNew
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A 47,000$1.7MAdd +174.8%
REGN Regeneron Pharmaceuticals COM · principal 2,500$1.6MNew
AAPL Apple Inc. COM · principal 1,000$222KNew
PALO ALTO NETWORKS INC CALL · principal 2,000$3KNew

Total filed on the 13F, all lines: $1.3B.

Portfolio Sells Q4 2024 → Q1 2025
IBDS Ishrs Ibnds Dec 27 Corp. ETF Reduce -98.9% 0.07% −6.35
DSTL Distillate US Fundamental St Reduce -99.4% 0.03% −5.47
CEF Sprott Physical Gold and Sil Reduce -65.9% 0.82% −1.15
FSK FS KKR Capital Corp. Reduce -47.1% 1.10% −1.02
IBDR iShares Ibonds Dec 2026 Term Reduce -23.4% 2.14% −0.58
AAPL Apple Inc. Reduce -1.0% 3.35% −0.39
BSCQ Invesco Bulletshares 2026 CB Reduce -17.7% 1.93% −0.36
MSFT Microsoft Corp. Reduce -0.5% 3.34% −0.35
COHR Coherent Corp. Reduce -5.0% 0.62% −0.31
NVDA Nvidia Corp. Reduce -15.4% 0.69% −0.30
JCI Johnson Controls Internation Reduce -17.8% 1.45% −0.25
CRM Salesforce Inc. Reduce -0.3% 1.12% −0.25
AMZN Amazon.com Inc. Reduce -0.5% 1.24% −0.17
TXN Texas Instruments Inc. Reduce -5.5% 1.74% −0.14
BSCP Invesco Bulletshares 2025 CB Reduce -17.9% 0.69% −0.13
WD Walker & Dunlop Inc. Reduce -14.9% 0.38% −0.12
GLW Corning Inc. Reduce -1.4% 3.35% −0.11
ADP Automatic Data Processing Reduce -79.6% 0.03% −0.10
LEN Lennar Corp. Class A Reduce -1.2% 0.56% −0.10
TMO Thermo Fisher Scientific Inc. Reduce -1.6% 2.29% −0.09
IBTG iShares Ibonds Dec 2026 Term Sold out 0.00% −0.06
AVY Avery Dennison Corp. Reduce -0.3% 1.68% −0.06
NKE Nike Inc. Class B Reduce -0.4% 0.30% −0.05
NTR Nutrien Ltd. Reduce -38.1% 0.11% −0.05
IJR iShares Core S&P Small-Cap E Reduce -13.9% 0.17% −0.04
IBTH iShares Ibonds Dec 2027 Term Sold out 0.00% −0.04
DIS The Walt Disney Co. Reduce -2.2% 0.31% −0.04
QUAL iShares MSCI USA Quality Fac Reduce -1.6% 0.99% −0.04
VBR Vngrd Mrngst SL-CP Val ETF-U Reduce -1.2% 0.67% −0.04
GOOG Alphabet Inc. Class C Reduce -4.2% 0.14% −0.03
GOOGL Alphabet Inc. Class A Reduce -1.8% 0.14% −0.03
SFY Sofi Select 500 ETF Reduce -33.0% 0.05% −0.03
WSC Willscot Holdings Corp. Sold out 0.00% −0.03
RAND Rand Capital Corp. Reduce -53.3% 0.02% −0.02
SYF Synchrony Financial Reduce -2.5% 0.10% −0.02
DOW Dow Inc. Sold out 0.00% −0.02
EQIX Equinix Inc. Reduce -2.8% 0.11% −0.02
SON Sonoco Products Co. Sold out 0.00% −0.02
OUNZ Vaneck Merk Gold ETF Reduce -45.8% 0.04% −0.02
VONG Vanguard Russell 1000 Growth Sold out 0.00% −0.02
WEN The Wendy's Co. Reduce -21.1% 0.05% −0.02
GEM Goldman Sachs Activebeta Em Reduce -18.9% 0.11% −0.02
MRK Merck & Co. Inc. Reduce -5.2% 0.12% −0.02
RACE Ferrari NV Reduce -50.7% 0.02% −0.02
J Jacobs Solutions Inc. Reduce -3.5% 0.13% −0.02
REGN Regeneron Pharmaceuticals Reduce -1.8% 0.13% −0.02
OPLN Openlane Inc. Reduce -0.3% 1.18% −0.01
BLDR Builders Firstsource Inc. Reduce -1.1% 0.09% −0.01
GIS General Mills Inc. Reduce -6.0% 0.09% −0.01
SABA Saba Capital Income & Opp II Sold out 0.00% −0.01

Portfolio Buys Q4 2024 → Q1 2025
IBDU iShares Ibonds Dec 2029 Term New 6.61% +6.61
SMTH Alps SMTH Cor BD Plus ETF Add +146.4% 9.37% +5.69
IVV iShares Core S&P 500 ETF Add +60.5% 4.61% +1.66
TSEL Touchstone Sands Sel GR ETF New 0.48% +0.48
TPL Texas Pacific Land Corp. New 0.33% +0.33
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +16.9% 1.61% +0.23
SENEA Seneca Foods Corp. Class A Add +259.1% 0.25% +0.19
DCRE DBL Comm Real Est Debt Add +1.9% 3.53% +0.16
BNY Bank of New York Mellon Corp. New 0.10% +0.10
UNP Union Pacific Corp. Add +168.8% 0.15% +0.10
CVX Chevron Corp. Add +2.7% 0.47% +0.08
BSCS Invesco Bulletshares 2028 CB Add +17.1% 0.44% +0.08
XOM Exxon Mobil Corp. Add +1.8% 0.56% +0.07
SONY Sony Group Corp. - SP ADR New 0.06% +0.06
RSP Invesco S&P 500 Equal Weight Add +1.8% 2.34% +0.06
WFC Wells Fargo & Co. New 0.06% +0.06
O Realty Income Corp. Add +11.2% 0.24% +0.04
VGSH Vanguard Short-Term Treasury Add +9.0% 0.41% +0.04
VGIT Vanguard Intermediate-Term T Add +8.4% 0.36% +0.04
SGOV iShares 0-3 Month Treasury B New 0.04% +0.04
DFIC Dimensional International Co. New 0.04% +0.04
VCSH Vanguard S/T Corp. Bond ETF Add +1.4% 0.95% +0.04
BSCT Invesco Bulletshares 2029 CB Add +1.8% 0.86% +0.04
ECL Ecolab Inc. Add +1.3% 0.37% +0.04
SHEL Shell PLC-ADR Add +15.0% 0.14% +0.04
RFI Cohen & Steers Tot Ret RLTY Add +284.6% 0.05% +0.04
IBTJ iShares Ibonds Dec 2029 Term New 0.04% +0.04
VCIT Vanguard Int-Term Corporate Add +0.7% 0.80% +0.04
IEFA iShares Core MSCI Eafe ETF Add +10.2% 0.20% +0.04
SKX Skechers USA Inc. Class A New 0.03% +0.03
KLAC KLA Corp. Add +1.5% 0.29% +0.03
MDT Medtronic PLC Add +6.3% 0.16% +0.03
BND Vanguard Total Bond Market Add +93.3% 0.06% +0.03
PPLI People Inc. Add +14.3% 0.12% +0.02
PI Impinj Inc. Add +235.3% 0.04% +0.02
IVOV Vanguard S&P Mid-Cap 400 Val Add +50.7% 0.07% +0.02
IMTM iShares MSCI Intl Momentum F Add +0.4% 0.24% +0.02
VCRM Vanguard Core Tax-Ex Bond New 0.02% +0.02
ITW Illinois Tool Works Add +6.2% 0.36% +0.02
SPOT Spotify Technology SA New 0.02% +0.02
COP Conocophillips Add +8.8% 0.12% +0.02
CPRI Capri Holdings Ltd. New 0.02% +0.02
HUM Humana Inc. New 0.02% +0.02
MCK McKesson Corp. New 0.02% +0.02
NFLX Netflix Inc. New 0.02% +0.02
XRNPX Cohen & Steers REIT and Pref Add +12.2% 0.09% +0.02
COLD Americold Realty Trust Inc. Add +68.0% 0.04% +0.01
GE General Electric Add +21.5% 0.05% +0.01
VLGEA Village Super Market Class A Add +17.4% 0.05% +0.01
ICSH iShares Ultra Short Duration Add +0.7% 0.45% +0.01

Options Activity Q4 2024 → Q1 2025
NVDA Nvidia Corp. put Sold out 69,800 $9.4Mbefore exit
REGN Regeneron Pharmaceuticals put Sold out 2,500 $1.8Mbefore exit
REGN Regeneron Pharmaceuticals call Sold out 400 $285Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2024 → Q1 2025
NVDA Nvidia Corp. COM · principal New 59,800 $6.5M
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Add +174.8% 47,000 $1.7M
REGN Regeneron Pharmaceuticals COM · principal New 2,500 $1.6M
AAPL Apple Inc. COM · principal New 1,000 $222K
PALO ALTO NETWORKS INC CALL · principal New 2,000 $3K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 311$1.7BIBDU, GLW, SMTH, DCRE, IVV
Q1 2026 304$1.5BSMTH, IBDU, GLW, DCRE, IVV
Q4 2025 295$1.5BSMTH, IBDU, DCRE, GLW, MSFT
Q3 2025 309$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q2 2025 306$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q1 2025 308$1.3BSMTH, IBDU, IVV, DCRE, GLW
Q4 2024 292$1.3BIBDS, DSTL, AAPL, MSFT, SMTH
Q3 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q2 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q1 2024 309$1.2BIBDS, DSTL, MSFT, RSP, CEF