Shufro Rose & Co. LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Shufro Rose & Co. LLC reported 308 stock positions worth $1.2 billion. Its top holding was Ishrs Ibnds Dec 27 Corp. ETF (IBDS) at 10.6% of the portfolio, followed by Distillate US Fundamental St (DSTL, 4.2%) and Microsoft (MSFT, 4.2%). Compared with Q2 2024, it added to 1 and reduced 1. The biggest buy was New York Community Bancorp (FLG, shares +200%) and the biggest sale Broadcom (AVGO, shares −90%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0000908195
Portfolio Value
$1.2B (Q3 2024)
SEC Filing
0000908195-24-000006 ↗ filed Nov 12, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.2B Q1 2024 Q2 2024: $1.2B Q2 2024 Q3 2024: $1.2B $1.2B Q3 2024 Q4 2024: $1.3B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.2B Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $1.5B Q4 2025 Q1 2026: $1.5B Q1 2026 Q2 2026: $1.7B Q2 2026

Holdings 308 stocks · $1.2B
IBDS Ishrs Ibnds Dec 27 Corp. ETF 10.56% 5,452,691 $129.4M No change
DSTL Distillate US Fundamental St 4.19% 998,174 $51.3M No change
MSFT Microsoft Corp. 4.16% 114,190 $51.0M No change
LLY Eli Lilly & Co. 3.53% 47,751 $43.2M No change
AAPL Apple Inc. 3.30% 192,155 $40.5M No change
GLW Corning Inc. 3.06% 964,131 $37.5M No change
BND Vanguard Total Bond Market 2.83% 480,587 $34.6M No change
CEF Sprott Physical Gold and Sil 2.82% 1,569,852 $34.6M No change
IBDR iShares Ibonds Dec 2026 Term 2.75% 1,413,175 $33.7M No change
TMO Thermo Fisher Scientific Inc. 2.69% 59,705 $33.0M No change
QCOM Qualcomm Inc. 2.47% 151,888 $30.3M No change
RSP Invesco S&P 500 Equal Weight 2.35% 175,214 $28.8M No change
AVY Avery Dennison Corp. 2.13% 119,261 $26.1M No change
BRK.B Berkshire Hathaway Inc. Class B 2.12% 63,735 $25.9M No change
FSK FS KKR Capital Corp. 2.07% 1,286,116 $25.4M No change
TXN Texas Instruments Inc. 2.07% 130,133 $25.3M No change
JPM JPMorgan Chase & Co. 2.05% 124,304 $25.1M No change
JCI Johnson Controls Internation 1.87% 344,279 $22.9M No change
BSCQ Invesco Bulletshares 2026 CB 1.86% 1,186,240 $22.7M No change
IVV iShares Core S&P 500 ETF 1.51% 33,823 $18.5M No change
MRNA Moderna Inc. 1.42% 146,896 $17.4M No change
AMZN Amazon.com Inc. 1.31% 83,264 $16.1M No change
BIL SS SPDR BB 1-3M T-Bill ETF 1.15% 153,296 $14.1M No change
CRM Salesforce Inc. 1.11% 52,729 $13.6M No change
GLD SPDR Gold Shares 1.10% 62,744 $13.5M No change
AMGN Amgen Inc. 1.06% 41,736 $13.0M No change
OPLN Openlane Inc. 1.05% 774,825 $12.9M No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 1.03% 73,312 $12.7M No change
BWA Borgwarner Inc. 0.97% 367,951 $11.9M No change
COHR Coherent Corp. 0.90% 152,718 $11.1M No change
QUAL iShares MSCI USA Quality Fac 0.89% 64,062 $10.9M No change
BSCP Invesco Bulletshares 2025 CB 0.88% 528,840 $10.8M No change
LEN Lennar Corp. Class A 0.81% 65,932 $9.9M No change
IGSB iShares 1-5Y Inv Grade Corp. 0.68% 163,266 $8.4M No change
WD Walker & Dunlop Inc. 0.65% 81,579 $8.0M No change
VCSH Vanguard S/T Corp. Bond ETF 0.61% 96,981 $7.5M No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.60% 40,447 $7.4M No change
XOM Exxon Mobil Corp. 0.57% 61,159 $7.0M No change
AZO AutoZone Inc. 0.57% 2,340 $6.9M No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.54% 27,362 $6.6M No change
NEAR iShares SH Dba ETF Usd Inc. 0.52% 126,072 $6.3M No change
UL Unilever PLC 0.50% 111,131 $6.1M No change
CVX Chevron Corp. 0.45% 35,480 $5.5M No change
ITW Illinois Tool Works 0.43% 22,207 $5.3M No change
BSCS Invesco Bulletshares 2028 CB 0.42% 260,284 $5.2M No change
MTUM iShares MSCI USA Momentum Fa 0.42% 26,524 $5.2M No change
INTC Intel Corp. 0.42% 164,988 $5.1M No change
BSV Vanguard Short-Term Bond ETF 0.39% 63,066 $4.8M No change
MET Metlife Inc. 0.39% 68,350 $4.8M No change
P Everpure Inc. Class A filed as PURE STORAGE INC 0.38% 72,400 $4.6M No change
KLAC KLA Corp. 0.35% 5,256 $4.3M No change
PEP Pepsico Inc. 0.35% 26,094 $4.3M No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.35% 42,797 $4.2M No change
ECL Ecolab Inc. 0.34% 17,679 $4.2M No change
VTI VG Morningstar TS MKT ETF-US 0.34% 15,641 $4.2M No change
NVDA Nvidia Corp. 0.34% 33,861 $4.2M No change
JNJ Johnson & Johnson 0.34% 28,118 $4.1M No change
UNH Unitedhealth Group Inc. 0.33% 7,855 $4.0M No change
GEM Goldman Sachs Activebeta Em 0.30% 113,015 $3.7M No change
NTR Nutrien Ltd. 0.30% 71,475 $3.6M No change
IEFA iShares Core MSCI Eafe ETF 0.27% 44,859 $3.3M No change
MRK Merck & Co. Inc. 0.25% 24,811 $3.1M No change
BSCT Invesco Bulletshares 2029 CB 0.23% 152,800 $2.8M No change
IMTM iShares MSCI Intl Momentum F 0.22% 71,234 $2.8M No change
VEA Vanguard Ftse Developed ETF 0.21% 53,099 $2.6M No change
J Jacobs Solutions Inc. 0.21% 18,145 $2.5M No change
EFV iShares MSCI Eafe Value ETF 0.20% 46,133 $2.4M No change
VGSH Vanguard Short-Term Treasury 0.20% 41,453 $2.4M No change
GSLC Goldman Activebeta US LC ETF 0.20% 22,425 $2.4M No change
IJR iShares Core S&P Small-Cap E 0.19% 22,320 $2.4M No change
JJSF J & J Snack Foods Corp. 0.19% 14,000 $2.3M No change
GOOG Alphabet Inc. Class C 0.18% 12,243 $2.2M No change
ENB Enbridge Inc. 0.18% 61,407 $2.2M No change
GOOGL Alphabet Inc. Class A 0.17% 11,765 $2.1M No change
VSS Vanguard Ftse All Wo X-US SC 0.17% 17,574 $2.1M No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.17% 51,849 $2.1M No change
VGIT Vanguard Intermediate-Term T 0.16% 34,588 $2.0M No change
IEMG iShares Core MSCI Emerging 0.16% 36,224 $1.9M No change
NYT New York Times Co. Class A 0.16% 37,165 $1.9M No change
LNG Cheniere Energy Inc. 0.15% 10,425 $1.8M No change
USMV iShares MSCI USA Min Vol Fac 0.15% 21,310 $1.8M No change
VWO Vanguard Ftse Emerging Marke 0.14% 40,524 $1.8M No change
GIS General Mills Inc. 0.14% 27,965 $1.8M No change
PPLI People Inc. filed as IAC INC 0.14% 37,700 $1.8M No change
EUSA iShares MSCI USA Equal Weigh 0.14% 19,437 $1.7M No change
MDT Medtronic PLC 0.14% 21,774 $1.7M No change
O Realty Income Corp. 0.14% 31,500 $1.7M No change
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP 0.13% 34,200 $1.6M No change
PFF iShares Preferred & Income S 0.13% 51,135 $1.6M No change
AVDV Avantis Intl S/C Value ETF 0.13% 24,444 $1.6M No change
COP Conocophillips 0.13% 13,521 $1.5M No change
YUM Yum! Brands Inc. 0.12% 11,468 $1.5M No change
SHEL Shell PLC-ADR 0.12% 20,850 $1.5M No change
PFE Pfizer Inc. 0.12% 53,297 $1.5M No change
ADP Automatic Data Processing 0.12% 6,060 $1.4M No change
IQLT iShares MSCI International Q 0.12% 36,979 $1.4M No change
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.12% 90,250 $1.4M No change
EQIX Equinix Inc. 0.11% 1,848 $1.4M No change
VCIT Vanguard Int-Term Corporate 0.11% 17,463 $1.4M No change
BLDR Builders Firstsource Inc. 0.11% 9,545 $1.3M No change
CSCO Cisco Systems Inc. 0.11% 27,593 $1.3M No change
SYF Synchrony Financial 0.11% 27,500 $1.3M No change
MPC Marathon Petroleum Corp. 0.10% 7,343 $1.3M No change
ICSH iShares Ultra Short Duration 0.10% 25,140 $1.3M No change
MERC Mercer International Inc. 0.10% 147,400 $1.3M No change
WEN The Wendy's Co. 0.10% 71,942 $1.2M No change
LOAN Manhattan Bridge Capital Inc. 0.09% 216,785 $1.1M No change
IWO iShares Russell 2000 Growth 0.09% 4,051 $1.1M No change
EFAV iShares MSCI Eafe Min Vol Fa 0.08% 14,505 $1.0M No change
XYL Xylem Inc. 0.08% 7,312 $992K No change
BSCR Invesco Bulletshares 2027 CB 0.08% 50,417 $969K No change
PGX Invesco Preferred ETF 0.08% 83,105 $960K No change
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.08% 1,050 $947K No change
QQQ Invesco QQQ Trust Series 1 0.08% 1,929 $924K No change
VTV Vanguard Mrngstr Val ETF-Aui 0.08% 5,757 $924K No change
RTX RTX Corp. 0.07% 9,049 $908K No change
IBTH iShares Ibonds Dec 2027 Term 0.07% 41,108 $907K No change
MA Mastercard Inc. Class A 0.07% 2,053 $906K No change
BNDX Vanguard Total Intl Bond ETF 0.07% 18,083 $880K No change
XRNPX Cohen & Steers REIT and Pref 0.07% 42,400 $864K No change
KEX Kirby Corp. 0.07% 7,200 $862K No change
AVGO Broadcom Inc. 0.07% 527 $846K Reduce -90.0%
MOS The Mosaic Co. 0.07% 29,200 $844K No change
DE Deere & Co. 0.07% 2,246 $839K No change
FCT First Trust SNR FL RT Inc. II 0.07% 81,600 $823K No change
XRN Global Medical REIT Inc. 0.07% 89,350 $811K No change
RQI Cohen & Steers Qual Inc. RLTY 0.07% 69,400 $811K No change
HD Home Depot Inc. 0.06% 2,297 $791K No change
DOC Healthpeak Properties Inc. 0.06% 40,233 $789K No change
CBRE CBRE Group Inc. Class A 0.06% 8,765 $781K No change
XLV SS Health Care Select Sector 0.06% 5,264 $767K No change
AFT Apollo Senior Floating Rate 0.06% 52,200 $759K No change
LRCX Lam Research Corp. 0.06% 700 $745K No change
IBTG iShares Ibonds Dec 2026 Term 0.06% 32,214 $730K No change
WMT Walmart Inc. 0.06% 10,707 $725K No change
SENEA Seneca Foods Corp. Class A 0.06% 12,300 $706K No change
TER Teradyne Inc. 0.06% 4,735 $702K No change
AFL Aflac Inc. 0.06% 7,818 $698K No change
LMT Lockheed Martin Corp. 0.06% 1,477 $690K No change
ELV Elevance Health Inc. 0.06% 1,263 $684K No change
UNP Union Pacific Corp. 0.06% 3,002 $679K No change
PG The Procter & Gamble Co. 0.05% 3,974 $655K No change
BSJP Invesco Bulletshares 2025 HY 0.05% 28,434 $651K No change
FLOT iShares Floating Rate Bond E 0.05% 12,700 $649K No change
HWM Howmet Aerospace Inc. 0.05% 8,165 $634K No change
PEG Public Service Enterprise GP 0.05% 8,584 $633K No change
XAWFX Alliancebernstein GL Hi Inc. 0.05% 60,350 $632K No change
RAND Rand Capital Corp. 0.05% 41,394 $630K No change
XFRAX BlackRock Fltng RT Inc. Strat 0.05% 48,655 $630K No change
AXP American Express Co. 0.05% 2,705 $626K No change
PPIH Perma-Pipe International Hol 0.05% 70,000 $623K No change
ADBE Adobe Inc. 0.05% 1,113 $618K No change
BRK.A Berkshire Hathaway Inc. Class A 0.05% 1 $612K No change
T AT&T Inc. 0.05% 31,664 $605K No change
MS Morgan Stanley 0.05% 6,220 $605K No change
ABBV Abbvie Inc. 0.05% 3,445 $591K No change
KLG WK Kellogg Co. 0.05% 35,544 $585K No change
VMBS Vanguard Mortgage-Backed Sec 0.05% 12,729 $578K No change
LIT Global X Lithium & Battery T 0.05% 14,750 $572K No change
MYN BlackRock Muniyield NY QLTY 0.05% 54,000 $565K No change
DGX Quest Diagnostics Inc. 0.05% 4,050 $554K No change
IVOV Vanguard S&P Mid-Cap 400 Val 0.04% 6,260 $548K No change
XLK SS Technology Select Sector 0.04% 2,310 $523K No change
OUNZ Vaneck Merk Gold ETF 0.04% 23,203 $521K No change
ASML ASML Holding NV-NY Reg SHS 0.04% 507 $519K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.04% 936 $509K No change
ICLN iShares Global Clean Energy 0.04% 38,194 $509K No change
VZ Verizon Communications Inc. 0.04% 12,262 $506K No change
CVS CVS Health Corp. 0.04% 8,411 $497K No change
BSJQ Invesco Bulletshares 2026 HY 0.04% 21,500 $496K No change
SYK Stryker Corp. 0.04% 1,451 $494K No change
BR Broadridge Financial Solutio 0.04% 2,500 $493K No change
IJH iShares Core S&P Midcap ETF 0.04% 8,340 $488K No change
EPD Enterprise Products Partners 0.04% 16,515 $479K No change
BA The Boeing Co. 0.04% 2,600 $473K No change
PPT Franklin Premir Inc. Trust-Ui 0.04% 131,700 $471K No change
HSIC Henry Schein Inc. 0.04% 7,325 $470K No change
GDX Vaneck Gold Miners ETF 0.04% 13,821 $469K No change
SBUX Starbucks Corp. 0.04% 5,944 $463K No change
EXPE Expedia Group Inc. 0.04% 3,645 $459K No change
XBI SS SPDR S&P Biotech ETF 0.04% 4,917 $456K No change
IHI iShares U.S. Medical Devices 0.04% 8,000 $448K No change
XEFRX Eaton Vance Sr FLTG Rate TR 0.04% 33,700 $441K No change
NSC Norfolk Southern Corp. 0.04% 2,026 $435K No change
MU Micron Technology Inc. 0.04% 3,300 $434K No change
V Visa Inc. Class A 0.04% 1,652 $434K No change
NVS Novartis AG-Sponsored ADR 0.03% 4,000 $426K No change
RWT Redwood Trust Inc. 0.03% 65,500 $425K No change
GNRC Generac Holdings Inc. 0.03% 3,200 $423K No change
WBD Warner Bros Discovery Inc. 0.03% 56,354 $419K No change
ANSS Ansys Inc. 0.03% 1,300 $418K No change
USFD US Foods Holding Corp. 0.03% 7,860 $416K No change
CSX CSX Corp. 0.03% 12,400 $415K No change
BSCO Invesco Bulletshares 2024 CB 0.03% 19,561 $412K No change
GE General Electric filed as GE AEROSPACE 0.03% 2,587 $411K No change
RACE Ferrari NV 0.03% 1,000 $408K No change
ONT Onterris Inc. filed as MONTROSE ENVIRONMENTAL GROUP 0.03% 9,031 $402K No change
KO The Coca-Cola Co. 0.03% 6,300 $401K No change
ALL Allstate Corp. 0.03% 2,470 $394K No change
IT Gartner Inc. 0.03% 868 $390K No change
WSC Willscot Holdings Corp. 0.03% 10,281 $387K No change
XLP SS Consumer Staples Sel Sect 0.03% 5,035 $386K No change
AME Ametek Inc. 0.03% 2,300 $383K No change
CHTR Charter Communications Inc. Class A 0.03% 1,279 $382K No change
MLM Martin Marietta Materials 0.03% 700 $379K No change
SON Sonoco Products Co. 0.03% 7,428 $377K No change
BMY Bristol-Myers Squibb Co. 0.03% 9,010 $374K No change
HON Honeywell International Inc. 0.03% 1,724 $368K No change
IWS iShares Russell Mid-Cap Valu 0.03% 3,043 $367K No change
ORCL Oracle Corp. 0.03% 2,600 $367K No change
VLGEA Village Super Market Class A 0.03% 13,800 $364K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.03% 1,400 $363K No change
BLW BlackRock Ltd. Durat Inc. TR 0.03% 25,900 $362K No change
PRU Prudential Financial Inc. 0.03% 3,069 $360K No change
SUB iShares Short-Term National 0.03% 3,430 $359K No change
MMM 3M Co. 0.03% 3,485 $356K No change
META Meta Platforms Inc. Class A 0.03% 703 $354K No change
YUMC Yum China Holdings Inc. 0.03% 11,468 $354K No change
SEB Seaboard Corp. 0.03% 107 $338K No change
UPS United Parcel Service Class B 0.03% 2,465 $337K No change
ABT Abbott Laboratories 0.03% 3,239 $337K No change
CAT Caterpillar Inc. 0.03% 1,005 $335K No change
VMI Valmont Industries 0.03% 1,200 $329K No change
SPGI S&P Global Inc. 0.03% 727 $324K No change
FLDR Fidelity Low Durat Fact ETF 0.03% 6,400 $319K No change
COLD Americold Realty Trust Inc. 0.03% 12,500 $319K No change
MCD McDonald's Corp. 0.03% 1,242 $317K No change
FPE FT-Preferred Secur & Inc. ETF 0.03% 18,200 $316K No change
IWF iShares Russell 1000 Growth 0.03% 864 $315K No change
FLG New York Community Bancorp 0.03% 95,900 $309K Add +200.0%
REGN Regeneron Pharmaceuticals 0.03% 293 $308K No change
NAN Nuveen NY QLTY Muni Inc. 0.02% 27,000 $304K No change
ICCC Immucell Corp. 0.02% 62,408 $303K No change
TT Trane Technologies PLC 0.02% 920 $303K No change
DOW Dow Inc. 0.02% 5,587 $296K No change
AZEK The Azek Co. Inc. 0.02% 6,900 $291K No change
BXSL Blackstone Secured Lending F 0.02% 9,475 $290K No change
PSX Phillips 66 0.02% 2,049 $289K No change
CNH CNH Industrial NV 0.02% 25,000 $286K No change
CM Can Imperial BK of Commerce filed as CANADIAN IMPERIAL BK COMM 0.02% 6,000 $285K No change
NEE Nextera Energy Inc. 0.02% 4,021 $285K No change
MBLY Mobileye Global Inc. Class A 0.02% 10,000 $281K No change
NAZ Nuveen Az QLTY Muni Inc. 0.02% 25,000 $279K No change
BSL Blackstone SNR Fltng RT 0.02% 19,800 $277K No change
SOXL Direx Dail Semi Bu 3X Et-Usd 0.02% 5,000 $277K No change
MHN BlackRock Muniholding NY QLT 0.02% 25,200 $271K No change
PI Impinj Inc. 0.02% 1,700 $267K No change
AMD Advanced Micro Devices 0.02% 1,600 $260K No change
BX Blackstone Inc. 0.02% 2,090 $259K No change
MDY State Street SPDR S&P Midcap 0.02% 481 $257K No change
TURN 180 Degree Capital Corp. 0.02% 67,666 $256K No change
BDJ BlackRock Enhanced Eqty DVD 0.02% 30,862 $252K No change
IXUS iShares Core Intl Stock ETF 0.02% 3,730 $252K No change
EEMV iShares MSCI Emg MKT Min Vol 0.02% 4,404 $252K No change
DFIV Dimensional International Va 0.02% 6,939 $249K No change
JPC Nuveen Prefered & Income Opp 0.02% 33,373 $249K No change
PANW Palo Alto Networks Inc. 0.02% 735 $249K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.02% 1,635 $247K No change
LAND Gladstone Land Corp. 0.02% 17,900 $245K No change
PDCO Patterson Cos Inc. 0.02% 10,000 $241K No change
EFG iShares MSCI Eafe Growth ETF 0.02% 2,356 $241K No change
AXON Axon Enterprise Inc. 0.02% 800 $235K No change
GD General Dynamics Corp. 0.02% 800 $232K No change
WAT Waters Corp. 0.02% 800 $232K No change
REZ Ishars Res and Multi Reales 0.02% 3,000 $231K No change
ED Consolidated Edison Inc. 0.02% 2,582 $231K No change
XLF SS Financial Select Sector 0.02% 5,600 $230K No change
VTN Invesco TR for Invest GRD NY 0.02% 20,000 $225K No change
VTEB Vanguard Tax-Exempt Bond ETF 0.02% 4,480 $224K No change
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.02% 19,500 $223K No change
SO The Southern Co. 0.02% 2,879 $223K No change
GSK GSK PLC-Spon ADR 0.02% 5,794 $223K No change
REFR Research Frontiers Inc. 0.02% 120,800 $222K No change
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.02% 17,045 $220K No change
DKS Dick's Sporting Goods Inc. 0.02% 1,000 $215K No change
BSJS Invesco Bulletshares 2028 HY 0.02% 10,000 $215K No change
ET Energy Transfer LP 0.02% 13,028 $211K No change
CHPT Chargepoint Holdings Inc. 0.02% 133,400 $201K No change
EFT Eaton Vance Fltng RT Inc. TR 0.02% 14,980 $201K No change
CMCSA Comcast Corp. Class A 0.02% 5,128 $201K No change
PFN PIMCO Income Strategy FD II 0.02% 27,400 $196K No change
VMO Invesco Municipal Opport 0.02% 18,500 $186K No change
RFI Cohen & Steers Tot Ret RLTY 0.02% 16,000 $185K No change
PFL PIMCO Income Strategy Fund 0.01% 22,600 $184K No change
HURC Hurco Companies Inc. 0.01% 11,650 $178K No change
VVR Invesco Senior Income Trust 0.01% 38,000 $164K No change
MPT Medical Properties Trust Inc. 0.01% 37,500 $162K No change
MQY BlackRock Muniyield Quality 0.01% 13,000 $160K No change
XENWX Eaton Vance New York Municip 0.01% 16,000 $158K No change
VLY Valley National Bancorp 0.01% 22,500 $157K No change
MIY BlackRock Muniyield Mi QLTY 0.01% 12,500 $143K No change
FEIM Frequency Electronics Inc. 0.01% 15,000 $137K No change
FCO Abrdn Global Income Fund Inc. 0.01% 21,400 $124K No change
XBNYX BlackRock New York Muni Inc. 0.01% 10,000 $107K No change
EHI Western Asset Global High Inc. 0.01% 14,928 $105K No change
NUV Nuveen Municipal Value 0.01% 10,000 $86K No change
CDE Coeur Mining Inc. 0.01% 15,000 $84K No change
EQS Equus Total Return Inc. 0.01% 60,000 $79K No change
PSEC Prospect Capital Corp. 0.01% 12,700 $70K No change
CERS Cerus Corp. 0.01% 38,500 $68K No change
ALTM Arcadium Lithium PLC 0.01% 19,036 $64K No change
S&W SEED CO 0.00% 149,000 $54K No change
RCG Renn Fund Inc. 0.00% 30,000 $51K No change
BEEM Beam Global 0.00% 10,000 $46K No change
FUNDAMENTAL GLOBAL INC 0.00% 40,000 $38K No change
PIM Franklin Master Interm IT-Ui filed as PUTNAM MASTER INTER INCOME T 0.00% 11,000 $35K No change
ARTW Art's-Way Manufacturing Co. 0.00% 21,855 $34K No change
OPK Opko Health Inc. 0.00% 17,000 $21K No change

Options reported separately and not counted above: SPY puts ($2.7M), SPY calls ($2.2M), AON calls ($1.5M), MPT calls ($43K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $222K (not counted above)
SecurityClassShares / PrincipalValueChange
EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) PFD CV TR SEC 28 4,700$222KNo change

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q2 2024 → Q3 2024
AVGO Broadcom Inc. Reduce -90.0% 0.07% 0.00

Portfolio Buys Q2 2024 → Q3 2024
FLG New York Community Bancorp Add +200.0% 0.03% 0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 311$1.7BIBDU, GLW, SMTH, DCRE, IVV
Q1 2026 304$1.5BSMTH, IBDU, GLW, DCRE, IVV
Q4 2025 295$1.5BSMTH, IBDU, DCRE, GLW, MSFT
Q3 2025 309$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q2 2025 306$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q1 2025 308$1.3BSMTH, IBDU, IVV, DCRE, GLW
Q4 2024 292$1.3BIBDS, DSTL, AAPL, MSFT, SMTH
Q3 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q2 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q1 2024 309$1.2BIBDS, DSTL, MSFT, RSP, CEF